0000014272-18-000077.txt : 20180313
0000014272-18-000077.hdr.sgml : 20180313
20180313165359
ACCESSION NUMBER: 0000014272-18-000077
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180310
FILED AS OF DATE: 20180313
DATE AS OF CHANGE: 20180313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bancroft Charles A
CENTRAL INDEX KEY: 0001480250
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 18687132
MAIL ADDRESS:
STREET 1: BRISTOL-MYERS SQUIBB COMPANY
STREET 2: ROUTE 206 & PROVINCE LINE ROAD
CITY: PRINCETON
STATE: NJ
ZIP: 08543
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
4
1
wf-form4_152097441280604.xml
FORM 4
X0306
4
2018-03-10
0
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001480250
Bancroft Charles A
BRISTOL-MYERS SQUIBB COMPANY
345 PARK AVENUE
NEW YORK
NY
10154
0
1
0
0
EVP & Chief Financial Officer
Common Stock, $0.10 par value
2018-03-10
4
M
0
6829
0
A
288374.283
D
Common Stock, $0.10 par value
2018-03-10
4
J
0
1551
0
A
289925.283
D
Common Stock, $0.10 par value
2018-03-10
4
F
0
3555
67.92
D
286370.283
D
Common Stock, $0.10 par value
2018-03-10
4
M
0
5889
0
A
292259.283
D
Common Stock, $0.10 par value
2018-03-10
4
J
0
343
0
A
292602.283
D
Common Stock, $0.10 par value
2018-03-10
4
F
0
2644
67.92
D
289958.283
D
Common Stock, $0.10 par value
2018-03-10
4
M
0
6171
0
A
296129.283
D
Common Stock, $0.10 par value
2018-03-10
4
J
0
263
0
A
296392.283
D
Common Stock, $0.10 par value
2018-03-10
4
F
0
2730
67.92
D
293662.283
D
Common Stock, $0.10 par value
2018-03-10
4
M
0
7324
0
A
300986.283
D
Common Stock, $0.10 par value
2018-03-10
4
J
0
1312
0
A
302298.283
D
Common Stock, $0.10 par value
2018-03-10
4
F
0
3664
67.92
D
298634.283
D
Common Stock, $0.10 par value
2018-03-10
4
M
0
65105
0
A
363739.283
D
Common Stock, $0.10 par value
2018-03-10
4
F
0
27618
67.92
D
336121.283
D
Market Share Units
2018-03-10
4
M
0
6829
0
D
2018-03-10
Common Stock, $0.10 par value
6829.0
0
D
Market Share Units
2018-03-10
4
M
0
5889
0
D
2019-03-10
Common Stock, $0.10 par value
5889.0
5890
D
Market Share Units
2018-03-10
4
M
0
6171
0
D
2020-03-10
Common Stock, $0.10 par value
6171.0
12345
D
Market Share Units
2018-03-10
4
M
0
7324
0
D
2021-03-10
Common Stock, $0.10 par value
7324.0
21972
D
Market Share Units
2018-03-10
4
A
0
24829
0
A
2022-03-10
Common Stock, $0.10 par value
24829.0
24829
D
Performance Shares
2018-03-10
4
M
0
65105
0
D
2018-03-10
Common Stock, $0.10 par value
65105.0
0
D
Performance Shares
2018-03-10
4
A
0
37244
0
A
2021-03-10
Common Stock, $0.10 par value
37244.0
37244
D
Represents vesting of one-quarter of market share units granted on March 10, 2014.
Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
Shares withheld for payment of taxes upon vesting of awards.
Represents vesting of one-quarter of market share units granted on March 10, 2015.
Represents vesting of one-quarter of market share units granted on March 10, 2016.
Represents vesting of one-quarter of market share units granted on March 10, 2017.
Amount represents distribution of performance shares earned under the 2015-2017 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.
Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.
Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.
Each performance share converts into one share of common stock upon distribution in the first quarter of 2021.
/s/ Lisa A. Atkins, attorney-in-fact for Charles A. Bancroft
2018-03-13