0000014272-17-000188.txt : 20171003 0000014272-17-000188.hdr.sgml : 20171003 20171003165054 ACCESSION NUMBER: 0000014272-17-000188 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171003 DATE AS OF CHANGE: 20171003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LACY ALAN J CENTRAL INDEX KEY: 0001200232 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 171118674 MAIL ADDRESS: STREET 1: 3333 BEVERLY ROAD STREET 2: B6 277A CITY: HOFFMAN ESTATES STATE: IL ZIP: 60179 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 4 1 wf-form4_150706384144916.xml FORM 4 X0306 4 2017-09-30 0 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001200232 LACY ALAN J BRISTOL-MYERS SQUIBB COMPANY 345 PARK AVENUE NEW YORK NY 10154 1 0 0 0 Deferred Share Units 2017-09-30 4 A 0 519.689 63.74 A Common Stock, $0.10 par value 519.689 57796.464 D Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. /s/ Katherine Kelly, attorney-in-fact for Alan J. Lacy 2017-10-03