0000014272-17-000080.txt : 20170314
0000014272-17-000080.hdr.sgml : 20170314
20170314202929
ACCESSION NUMBER: 0000014272-17-000080
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170310
FILED AS OF DATE: 20170314
DATE AS OF CHANGE: 20170314
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JUDGE ANN POWELL
CENTRAL INDEX KEY: 0001570844
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 17689550
MAIL ADDRESS:
STREET 1: BRISTOL-MYERS SQUIBB COMPANY
STREET 2: ROUTE 206 & PROVINCELINE ROAD
CITY: LAWRENCEVILLE
STATE: NJ
ZIP: 08543
4
1
wf-form4_148953774442731.xml
FORM 4
X0306
4
2017-03-10
0
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001570844
JUDGE ANN POWELL
BRISTOL-MYERS SQUIBB COMPANY
345 PARK AVENUE
NEW YORK
NY
10154
0
1
0
0
SVP, Global Human Resources
Common Stock, $0.10 par value
2017-03-10
4
M
0
2108
0
A
26667.72
D
Common Stock, $0.10 par value
2017-03-10
4
J
0
1034
0
A
27701.72
D
Common Stock, $0.10 par value
2017-03-10
4
F
0
956
58.32
D
26745.72
D
Common Stock, $0.10 par value
2017-03-10
4
M
0
2439
0
A
29184.72
D
Common Stock, $0.10 par value
2017-03-10
4
J
0
19
0
A
29203.72
D
Common Stock, $0.10 par value
2017-03-10
4
F
0
1093
58.32
D
28110.72
D
Common Stock, $0.10 par value
2017-03-10
4
M
0
2318
0
A
30428.72
D
Common Stock, $0.10 par value
2017-03-10
4
J
0
304
0
D
30124.72
D
Common Stock, $0.10 par value
2017-03-10
4
F
0
907
58.32
D
29217.72
D
Common Stock, $0.10 par value
2017-03-10
4
M
0
2492
0
A
31709.72
D
Common Stock, $0.10 par value
2017-03-10
4
J
0
359
0
D
31350.72
D
Common Stock, $0.10 par value
2017-03-10
4
F
0
961
58.32
D
30389.72
D
Common Stock, $0.10 par value
2017-03-10
4
M
0
22156
0
A
52545.72
D
Common Stock, $0.10 par value
2017-03-10
4
F
0
9975
58.32
D
42570.72
D
Market Share Units
2017-03-10
4
M
0
2108
0
D
2017-03-10
Common Stock, $0.10 par value
2108.0
0
D
Market Share Units
2017-03-10
4
M
0
2439
0
D
2018-03-10
Common Stock, $0.10 par value
2439.0
2440
D
Market Share Units
2017-03-10
4
M
0
2318
0
D
2019-03-10
Common Stock, $0.10 par value
2318.0
4636
D
Market Share Units
2017-03-10
4
M
0
2492
0
D
2020-03-10
Common Stock, $0.10 par value
2492.0
7476
D
Market Share Units
2017-03-10
4
A
0
12677
0
A
2021-03-10
Common Stock, $0.10 par value
12677.0
12677
D
Performance Shares
2017-03-10
4
M
0
22156
0
D
2017-03-10
Common Stock, $0.10 par value
22156.0
0
D
Performance Shares
2017-03-10
4
A
0
19016
0
A
2020-03-10
Common Stock, $0.10 par value
19016.0
19016
D
Represents vesting of one-quarter of market share units granted on March 10, 2013.
Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
Shares withheld for payment of taxes upon vesting of awards.
Represents vesting of one-quarter of market share units granted on March 10, 2014.
Represents vesting of one-quarter of market share units granted on March 10, 2015.
Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.
Represents vesting of one-quarter of market share units granted on March 10, 2016.
Amount represents distribution of performance shares earned under the 2014-2016 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.
Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.
Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier.
Each performance share converts into one share of common stock upon distribution in the first quarter of 2020.
/s/ Katherine Kelly, attorney-in-fact for Ann Powell Judge
2017-03-14