0000014272-16-000467.txt : 20160907 0000014272-16-000467.hdr.sgml : 20160907 20160907163325 ACCESSION NUMBER: 0000014272-16-000467 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160903 FILED AS OF DATE: 20160907 DATE AS OF CHANGE: 20160907 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nielsen Anne CENTRAL INDEX KEY: 0001584387 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 161873780 MAIL ADDRESS: STREET 1: BRISTOL-MYERS SQUIBB COMPANY STREET 2: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154 4 1 wf-form4_147328039257811.xml FORM 4 X0306 4 2016-09-03 0 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001584387 Nielsen Anne BRISTOL-MYERS SQUIBB COMPANY 345 PARK AVENUE NEW YORK NY 10154 0 1 0 0 Chief Compliance & Ethics Off Common Stock, $0.10 par value 2016-09-03 4 M 0 1596 0 A 29721.789 D Common Stock, $0.10 par value 2016-09-03 4 F 0 849 56.96 D 28872.789 D Restricted Stock Units 2016-09-03 4 M 0 1596 0 D 2018-09-03 Common Stock, $0.10 par value 1596.0 3188 D Represents vesting of one-third of restricted stock units granted on September 3, 2013. The balance of the award is scheduled to vest in two equal installments on the fourth and fifth anniversaries of the grant date. Shares withheld for payment of taxes upon vesting of restricted stock units. Each restricted stock unit converts into one share of common stock upon vesting. /s/ Katherine Kelly, attorney-in-fact for Anne Nielsen 2016-09-07