0000014272-16-000432.txt : 20160630 0000014272-16-000432.hdr.sgml : 20160630 20160630174238 ACCESSION NUMBER: 0000014272-16-000432 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160628 FILED AS OF DATE: 20160630 DATE AS OF CHANGE: 20160630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDREOTTI LAMBERTO CENTRAL INDEX KEY: 0001208099 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 161744141 MAIL ADDRESS: STREET 1: BRISTOL-MYERS SQUIBB CO STREET 2: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154 4 1 wf-form4_146732294447247.xml FORM 4 X0306 4 2016-06-28 0 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001208099 ANDREOTTI LAMBERTO BRISTOL-MYERS SQUIBB COMPANY 345 PARK AVENUE NEW YORK NY 10154 1 0 0 0 Common Stock, $0.10 par value 2016-06-28 4 S 0 10500 71.40 D 403094.001 D Common Stock, $0.10 par value 2016-06-28 4 S 0 1100 71.94 D 401994.001 D Common Stock, $0.10 par value 2016-06-29 4 S 0 9800 72.79 D 392194.001 D Common Stock, $0.10 par value 2016-06-28 4 S 0 1800 73.09 D 390394.001 D Common Stock, $0.10 par value 100000 I 2015 Trust The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $70.83 to $71.81, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $71.85 to $72.06, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $72.04 to $73.03, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $73.05 to $73.16, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. /s/ Katherine Kelly, attorney-in-fact for Lamberto Andreotti 2016-06-30