0000014272-16-000406.txt : 20160504 0000014272-16-000406.hdr.sgml : 20160504 20160504172906 ACCESSION NUMBER: 0000014272-16-000406 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160502 FILED AS OF DATE: 20160504 DATE AS OF CHANGE: 20160504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: von Autenried Paul CENTRAL INDEX KEY: 0001524143 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 161620691 MAIL ADDRESS: STREET 1: BRISTOL-MYERS SQUIBB COMPANY STREET 2: 100 NASSAU PARK BOULEVARD CITY: PRINCETON STATE: NJ ZIP: 08543 4 1 wf-form4_146239733357773.xml FORM 4 X0306 4 2016-05-02 0 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001524143 von Autenried Paul BRISTOL-MYERS SQUIBB COMPANY 345 PARK AVENUE NEW YORK NY 10154 0 1 0 0 SVP, Enterp. Services & CIO Common Stock, $0.10 par value 2016-05-02 4 M 0 51504 17.51 A 128463.0656 D Common Stock, $0.10 par value 2016-05-02 4 S 0 37258 71.926 D 91205.0656 D Option (right to buy) 17.51 2016-05-02 4 M 0 51504 0 D 2019-03-02 Common Stock, $0.10 par value 51504.0 0 D A portion of these shares were sold to cover exercise price and taxes in accordance with broker's procedure for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $71.91 to $71.99, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 3, 2009. /s/ Katherine Kelly, attorney-in-fact for Paul von Autenried 2016-05-04