0000014272-16-000406.txt : 20160504
0000014272-16-000406.hdr.sgml : 20160504
20160504172906
ACCESSION NUMBER: 0000014272-16-000406
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160502
FILED AS OF DATE: 20160504
DATE AS OF CHANGE: 20160504
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: von Autenried Paul
CENTRAL INDEX KEY: 0001524143
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 161620691
MAIL ADDRESS:
STREET 1: BRISTOL-MYERS SQUIBB COMPANY
STREET 2: 100 NASSAU PARK BOULEVARD
CITY: PRINCETON
STATE: NJ
ZIP: 08543
4
1
wf-form4_146239733357773.xml
FORM 4
X0306
4
2016-05-02
0
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001524143
von Autenried Paul
BRISTOL-MYERS SQUIBB COMPANY
345 PARK AVENUE
NEW YORK
NY
10154
0
1
0
0
SVP, Enterp. Services & CIO
Common Stock, $0.10 par value
2016-05-02
4
M
0
51504
17.51
A
128463.0656
D
Common Stock, $0.10 par value
2016-05-02
4
S
0
37258
71.926
D
91205.0656
D
Option (right to buy)
17.51
2016-05-02
4
M
0
51504
0
D
2019-03-02
Common Stock, $0.10 par value
51504.0
0
D
A portion of these shares were sold to cover exercise price and taxes in accordance with broker's procedure for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $71.91 to $71.99, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 3, 2009.
/s/ Katherine Kelly, attorney-in-fact for Paul von Autenried
2016-05-04