0000014272-16-000365.txt : 20160314
0000014272-16-000365.hdr.sgml : 20160314
20160314214252
ACCESSION NUMBER: 0000014272-16-000365
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160310
FILED AS OF DATE: 20160314
DATE AS OF CHANGE: 20160314
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEUNG SANDRA
CENTRAL INDEX KEY: 0001199294
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 161505412
MAIL ADDRESS:
STREET 1: C/O BRISTOL MYERS SQUIBB CO
STREET 2: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10164
4
1
wf-form4_145800616079082.xml
FORM 4
X0306
4
2016-03-10
0
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001199294
LEUNG SANDRA
BRISTOL-MYERS SQUIBB COMPANY
345 PARK AVENUE
NEW YORK
NY
10154
0
1
0
0
EVP, General Counsel
Common Stock, $0.10 par value
2016-03-10
4
M
0
4878
0
A
319678.7417
D
Common Stock, $0.10 par value
2016-03-10
4
J
0
3358
0
A
323036.7417
D
Common Stock, $0.10 par value
2016-03-10
4
F
0
4258
64.94
D
318778.7417
D
Common Stock, $0.10 par value
2016-03-10
4
M
0
5120
0
A
323898.7417
D
Common Stock, $0.10 par value
2016-03-10
4
J
0
724
0
A
324622.7417
D
Common Stock, $0.10 par value
2016-03-10
4
F
0
3021
64.94
D
321601.7417
D
Common Stock, $0.10 par value
2016-03-10
4
M
0
4494
0
A
326095.7417
D
Common Stock, $0.10 par value
2016-03-10
4
J
0
70
0
D
326025.7417
D
Common Stock, $0.10 par value
2016-03-10
4
F
0
2287
64.94
D
323738.7417
D
Common Stock, $0.10 par value
2016-03-10
4
M
0
42991.5905
0
A
366730.3322
D
Common Stock, $0.10 par value
2016-03-10
4
F
0
22223
64.94
D
344507.3322
D
Common Stock, $0.10 par value
5698.9742
I
By BMY Savings and Investment Program
Market Share Units
2016-03-10
4
M
0
4878
0
D
2017-03-10
Common Stock, $0.10 par value
4878.0
4879
D
Market Share Units
2016-03-10
4
M
0
5120
0
D
2018-03-10
Common Stock, $0.10 par value
5120.0
10239
D
Market Share Units
2016-03-10
4
M
0
4494
0
D
2019-03-10
Common Stock, $0.10 par value
4494.0
13483
D
Market Share Units
2016-03-10
4
A
0
17736
0
A
2020-03-10
Common Stock, $0.10 par value
17736.0
17736
D
Performance Shares
2016-03-10
4
A
0
26604
0
A
2019-03-10
Common Stock, $0.10 par value
26604.0
26604
D
Performance Shares
2016-03-10
4
A
0
16342.975
0
A
2016-03-10
Common Stock, $0.10 par value
16342.975
42005.971
D
Performance Shares
2016-03-10
4
J
0
985.6195
0
A
2016-03-10
Common Stock, $0.10 par value
985.6195
42991.5905
D
Performance Shares
2016-03-10
4
M
0
42991.5905
0
D
2016-03-10
Common Stock, $0.10 par value
42991.5905
0
D
Represents vesting of one-quarter of market share units granted on March 10, 2013.
Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
Shares withheld for payment of taxes upon vesting of awards.
Represents vesting of one-quarter of market share units granted on March 10, 2014.
Represents vesting of one-quarter of market share units granted on March 10, 2015.
Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.
Represents distribution of performance shares earned under the 2013-2015 Long-Term Performance Award.
Based on a plan statement as of the end of the most recent fiscal quarter.
Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.
Each performance share converts into one share of common stock upon distribution in the first quarter of 2019.
Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.
Represents performance shares earned under the 2013-2015 Long-Term Performance Award.
Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.
Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.
/s/ Katherine Kelly, attorney-in-fact for Sandra Leung
2016-03-14