0000014272-16-000332.txt : 20160308 0000014272-16-000332.hdr.sgml : 20160308 20160308164040 ACCESSION NUMBER: 0000014272-16-000332 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160306 FILED AS OF DATE: 20160308 DATE AS OF CHANGE: 20160308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: von Autenried Paul CENTRAL INDEX KEY: 0001524143 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 161491985 MAIL ADDRESS: STREET 1: BRISTOL-MYERS SQUIBB COMPANY STREET 2: 100 NASSAU PARK BOULEVARD CITY: PRINCETON STATE: NJ ZIP: 08543 4 1 wf-form4_145747322983429.xml FORM 4 X0306 4 2016-03-06 0 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001524143 von Autenried Paul BRISTOL-MYERS SQUIBB COMPANY 345 PARK AVENUE NEW YORK NY 10154 0 1 0 0 SVP, Enterp. Services & CIO Common Stock, $0.10 par value 2016-03-06 4 M 0 2391 0 A 60031.9076 D Common Stock, $0.10 par value 2016-03-06 4 J 0 2275 0 A 62306.9076 D Common Stock, $0.10 par value 2016-03-06 4 F 0 1739 64.71 D 60567.9076 D Market Share Units 2016-03-06 4 M 0 2391 0 D 2016-03-06 Common Stock, $0.10 par value 2391.0 0 D Represents vesting of one-quarter of market share units granted on March 6, 2012. Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Shares withheld for payment of taxes upon vesting of awards. Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. /s/ Katherine Kelly, attorney-in-fact for Paul von Autenried 2016-03-08