0000014272-16-000313.txt : 20160307 0000014272-16-000313.hdr.sgml : 20160307 20160307174109 ACCESSION NUMBER: 0000014272-16-000313 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160303 FILED AS OF DATE: 20160307 DATE AS OF CHANGE: 20160307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Caldarella Joseph C CENTRAL INDEX KEY: 0001341069 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 161489662 MAIL ADDRESS: STREET 1: BRISTOL-MYERS SQUIBB COMPANY STREET 2: RT 206 & PROVINCELINE ROAD CITY: PRINCETON STATE: NJ ZIP: 08540 4 1 wf-form4_145739045792965.xml FORM 4 X0306 4 2016-03-03 0 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001341069 Caldarella Joseph C BRISTOL-MYERS SQUIBB COMPANY 345 PARK AVENUE NEW YORK NY 10154 0 1 0 0 SVP & Controller Common Stock, $0.10 par value 2016-03-04 4 S 0 12962 64.644 D 46322.3117 D Common Stock, $0.10 par value 1707.2094 I By BMY Savings and Investment Program Performance Shares 2016-03-03 4 A 0 11763.525 0 A 2018-03-10 Common Stock, $0.10 par value 11763.525 11763.525 D The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $64.64 to $64.68, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Based on a plan statement as of the end of the most recent fiscal quarter. Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier. Represents performance shares earned under the 2015-2017 Long-Term Performance Award. /s/ Katherine Kelly, attorney-in-fact for Joseph C. Caldarella 2016-03-07