0000014272-15-000141.txt : 20150312
0000014272-15-000141.hdr.sgml : 20150312
20150312185344
ACCESSION NUMBER: 0000014272-15-000141
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150310
FILED AS OF DATE: 20150312
DATE AS OF CHANGE: 20150312
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Moed Samuel J
CENTRAL INDEX KEY: 0001561017
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 15697212
MAIL ADDRESS:
STREET 1: BRISTOL-MYERS SQUIBB COMPANY
STREET 2: ROUTE 206 & PROVINCELINE ROAD
CITY: LAWRENCEVILLE
STATE: NJ
ZIP: 08543
4
1
wf-form4_142620081412238.xml
FORM 4
X0306
4
2015-03-10
0
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001561017
Moed Samuel J
BRISTOL-MYERS SQUIBB COMPANY
345 PARK AVENUE
NEW YORK
NY
10154
0
1
0
0
SVP, Strat Plan & Analysis
Common Stock, $0.10 par value
2015-03-10
4
M
0
1173
0
A
41722.843
D
Common Stock, $0.10 par value
2015-03-10
4
J
0
744
0
A
42466.843
D
Common Stock, $0.10 par value
2015-03-10
4
F
0
994
65.53
D
41472.843
D
Common Stock, $0.10 par value
2015-03-10
4
M
0
895
0
A
42367.843
D
Common Stock, $0.10 par value
2015-03-10
4
J
0
94
0
A
42461.843
D
Common Stock, $0.10 par value
2015-03-10
4
F
0
513
65.53
D
41948.843
D
Common Stock, $0.10 par value
2015-03-10
4
S
0
10343
65.836
D
31605.843
D
Common Stock, $0.10 par value
300
I
By Son #1
Common Stock, $0.10 par value
300
I
By Son #2
Market Share Units
2015-03-10
4
M
0
1173
0
D
2017-03-10
Common Stock, $0.10 par value
1173.0
2346
D
Market Share Units
2015-03-10
4
M
0
895
0
D
2018-03-10
Common Stock, $0.10 par value
895.0
2686
D
Market Share Units
2015-03-10
4
A
0
3383
0
A
2019-03-10
Common Stock, $0.10 par value
3383.0
3383
D
Represents vesting of one-quarter of market share units granted on March 10, 2013.
Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
Shares withheld for payment of taxes upon vesting of awards.
Represents vesting of one-quarter of market share units granted on March 10, 2014.
The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $65.77 to $65.86, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Shares held in custodial accounts for the benefit of Son #1 under the Uniform Transfer to Minors Act.
Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.
/s/ Robert J. Wollin, attorney-in-fact for Samuel J. Moed
2015-03-12