0000014272-14-000229.txt : 20140916
0000014272-14-000229.hdr.sgml : 20140916
20140916171844
ACCESSION NUMBER: 0000014272-14-000229
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140916
FILED AS OF DATE: 20140916
DATE AS OF CHANGE: 20140916
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cuss Francis M
CENTRAL INDEX KEY: 0001490216
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 141106142
MAIL ADDRESS:
STREET 1: BRISTOL-MYERS SQUIBB COMPANY
STREET 2: ROUTE 206 & PROVINCE LINE ROAD
CITY: PRINCETON
STATE: NJ
ZIP: 08543
4
1
wf-form4_141090231355333.xml
FORM 4
X0306
4
2014-09-16
0
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001490216
Cuss Francis M
BRISTOL-MYERS SQUIBB COMPANY
345 PARK AVENUE
NEW YORK
NY
10154
0
1
0
0
EVP & CSO
Common Stock, $0.10 par value
2014-09-16
4
M
0
25000
24.74
A
263446.292
D
Common Stock, $0.10 par value
2014-09-16
4
M
0
38667
25.45
A
302113.292
D
Common Stock, $0.10 par value
2014-09-16
4
S
0
63667
50.7653
D
238446.292
D
Option (right to buy)
24.74
2014-09-16
4
M
0
25000
0
D
2016-11-30
Common Stock, $0.10 par value
25000.0
75000
D
Option (right to buy)
25.45
2014-09-16
4
M
0
38667
0
D
2015-02-28
Common Stock, $0.10 par value
38667.0
0
D
A portion of these shares were sold to cover exercise price and taxes in accordance with broker's procedure for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $50.66 to $50.825, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
One-third of the stock option award vested on each of the third, fourth, and fifth anniversaries of the grant date, which was December 1, 2006.
Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 1, 2005.
/s/ Robert J. Wollin, attorney-in-fact for Francis M. Cuss
2014-09-16