0000014272-14-000229.txt : 20140916 0000014272-14-000229.hdr.sgml : 20140916 20140916171844 ACCESSION NUMBER: 0000014272-14-000229 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140916 FILED AS OF DATE: 20140916 DATE AS OF CHANGE: 20140916 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cuss Francis M CENTRAL INDEX KEY: 0001490216 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 141106142 MAIL ADDRESS: STREET 1: BRISTOL-MYERS SQUIBB COMPANY STREET 2: ROUTE 206 & PROVINCE LINE ROAD CITY: PRINCETON STATE: NJ ZIP: 08543 4 1 wf-form4_141090231355333.xml FORM 4 X0306 4 2014-09-16 0 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001490216 Cuss Francis M BRISTOL-MYERS SQUIBB COMPANY 345 PARK AVENUE NEW YORK NY 10154 0 1 0 0 EVP & CSO Common Stock, $0.10 par value 2014-09-16 4 M 0 25000 24.74 A 263446.292 D Common Stock, $0.10 par value 2014-09-16 4 M 0 38667 25.45 A 302113.292 D Common Stock, $0.10 par value 2014-09-16 4 S 0 63667 50.7653 D 238446.292 D Option (right to buy) 24.74 2014-09-16 4 M 0 25000 0 D 2016-11-30 Common Stock, $0.10 par value 25000.0 75000 D Option (right to buy) 25.45 2014-09-16 4 M 0 38667 0 D 2015-02-28 Common Stock, $0.10 par value 38667.0 0 D A portion of these shares were sold to cover exercise price and taxes in accordance with broker's procedure for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $50.66 to $50.825, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. One-third of the stock option award vested on each of the third, fourth, and fifth anniversaries of the grant date, which was December 1, 2006. Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 1, 2005. /s/ Robert J. Wollin, attorney-in-fact for Francis M. Cuss 2014-09-16