0000014272-14-000136.txt : 20140312
0000014272-14-000136.hdr.sgml : 20140312
20140312165053
ACCESSION NUMBER: 0000014272-14-000136
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140310
FILED AS OF DATE: 20140312
DATE AS OF CHANGE: 20140312
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bancroft Charles A
CENTRAL INDEX KEY: 0001480250
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 14688105
MAIL ADDRESS:
STREET 1: BRISTOL-MYERS SQUIBB COMPANY
STREET 2: ROUTE 206 & PROVINCE LINE ROAD
CITY: PRINCETON
STATE: NJ
ZIP: 08543
4
1
wf-form4_139465744321401.xml
FORM 4
X0306
4
2014-03-10
0
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001480250
Bancroft Charles A
BRISTOL-MYERS SQUIBB COMPANY
345 PARK AVENUE
NEW YORK
NY
10154
0
1
0
0
EVP & Chief Financial Officer
Common Stock, $0.10 par value
2014-03-10
4
M
0
6410
0
A
165472.166
D
Common Stock, $0.10 par value
2014-03-10
4
J
0
2909
0
A
168381.166
D
Common Stock, $0.10 par value
2014-03-10
4
F
0
4196
56.14
D
164185.166
D
Market Share Units
2014-03-10
4
M
0
6410
0
D
2017-03-10
Common Stock, $0.10 par value
6410.0
19230
D
Market Share Units
2014-03-10
4
A
0
27316
0
A
2018-03-10
Common Stock, $0.10 par value
27316.0
27316
D
Represents vesting of one-quarter of market share units granted on March 10, 2013.
Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
Shares withheld for payment of taxes upon vesting of awards.
Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.
/s/ Robert J. Wollin, attorney-in-fact for Charles A. Bancroft
2014-03-12