0000014272-14-000136.txt : 20140312 0000014272-14-000136.hdr.sgml : 20140312 20140312165053 ACCESSION NUMBER: 0000014272-14-000136 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140310 FILED AS OF DATE: 20140312 DATE AS OF CHANGE: 20140312 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bancroft Charles A CENTRAL INDEX KEY: 0001480250 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 14688105 MAIL ADDRESS: STREET 1: BRISTOL-MYERS SQUIBB COMPANY STREET 2: ROUTE 206 & PROVINCE LINE ROAD CITY: PRINCETON STATE: NJ ZIP: 08543 4 1 wf-form4_139465744321401.xml FORM 4 X0306 4 2014-03-10 0 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001480250 Bancroft Charles A BRISTOL-MYERS SQUIBB COMPANY 345 PARK AVENUE NEW YORK NY 10154 0 1 0 0 EVP & Chief Financial Officer Common Stock, $0.10 par value 2014-03-10 4 M 0 6410 0 A 165472.166 D Common Stock, $0.10 par value 2014-03-10 4 J 0 2909 0 A 168381.166 D Common Stock, $0.10 par value 2014-03-10 4 F 0 4196 56.14 D 164185.166 D Market Share Units 2014-03-10 4 M 0 6410 0 D 2017-03-10 Common Stock, $0.10 par value 6410.0 19230 D Market Share Units 2014-03-10 4 A 0 27316 0 A 2018-03-10 Common Stock, $0.10 par value 27316.0 27316 D Represents vesting of one-quarter of market share units granted on March 10, 2013. Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Shares withheld for payment of taxes upon vesting of awards. Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. /s/ Robert J. Wollin, attorney-in-fact for Charles A. Bancroft 2014-03-12