0000014272-14-000095.txt : 20140305
0000014272-14-000095.hdr.sgml : 20140305
20140305164021
ACCESSION NUMBER: 0000014272-14-000095
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140303
FILED AS OF DATE: 20140305
DATE AS OF CHANGE: 20140305
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: von Autenried Paul
CENTRAL INDEX KEY: 0001524143
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 14669809
MAIL ADDRESS:
STREET 1: BRISTOL-MYERS SQUIBB COMPANY
STREET 2: 100 NASSAU PARK BOULEVARD
CITY: PRINCETON
STATE: NJ
ZIP: 08543
4
1
wf-form4_139405561041317.xml
FORM 4
X0306
4
2014-03-03
0
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001524143
von Autenried Paul
BRISTOL-MYERS SQUIBB COMPANY
345 PARK AVENUE
NEW YORK
NY
10154
0
1
0
0
SVP, Enterp. Services & CIO
Common Stock, $0.10 par value
2014-03-03
4
M
0
1769
0
A
31353
D
Common Stock, $0.10 par value
2014-03-03
4
J
0
1769
0
A
33122
D
Common Stock, $0.10 par value
2014-03-03
4
F
0
1835
53.49
D
31287
D
Common Stock, $0.10 par value
2014-03-03
4
M
0
3181
0
A
34468
D
Common Stock, $0.10 par value
2014-03-03
4
J
0
3181
0
A
37649
D
Common Stock, $0.10 par value
2014-03-03
4
F
0
3299
53.49
D
34350
D
Common Stock, $0.10 par value
2014-03-03
4
M
0
34470
0
A
68820
D
Common Stock, $0.10 par value
2014-03-03
4
F
0
15146
53.49
D
53674
D
Market Share Units
2014-03-03
4
M
0
1769
0
D
2014-03-31
Common Stock, $0.10 par value
1769.0
0
D
Market Share Units
2014-03-03
4
M
0
3181
0
D
2015-03-31
Common Stock, $0.10 par value
3181.0
3182
D
Performance Shares
2014-03-03
4
A
0
15982
0
A
2014-03-31
Common Stock, $0.10 par value
15982.0
33428.6597
D
Performance Shares
2014-03-03
4
J
0
1041.3403
0
A
2014-03-31
Common Stock, $0.10 par value
1041.3403
34470
D
Performance Shares
2014-03-03
4
M
0
34470
0
D
2014-03-31
Common Stock, $0.10 par value
34470.0
0
D
Performance Shares
2014-03-03
4
A
0
4855
0
A
2015-03-31
Common Stock, $0.10 par value
4855.0
10831.3932
D
Performance Shares
2014-03-03
4
J
0
337.894
0
A
2015-03-31
Common Stock, $0.10 par value
337.894
11169.2872
D
Performance Shares
2014-03-03
4
A
0
5563
0
A
2016-03-31
Common Stock, $0.10 par value
5563.0
5563
D
Performance Shares
2014-03-03
4
J
0
173.542
0
A
2016-03-31
Common Stock, $0.10 par value
173.542
5736.542
D
Represents vesting of one-quarter of market share units granted on March 2, 2010.
Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
Shares withheld for payment of taxes upon vesting of awards.
Represents vesting of one-quarter of market share units granted on March 1, 2011.
Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award.
Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.
Represents performance shares earned under the 2011-2013 Long-Term Performance Award.
Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.
Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.
Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.
Represents performance shares earned under the 2012-2014 Long-Term Performance Award.
Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.
Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.
Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.
Represents performance shares earned under the 2013-2015 Long-Term Performance Award.
Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.
Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.
/s/ Robert J. Wollin, attorney-in-fact for Paul von Autenried
2014-03-05