0000014272-14-000085.txt : 20140305
0000014272-14-000085.hdr.sgml : 20140305
20140305163625
ACCESSION NUMBER: 0000014272-14-000085
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140303
FILED AS OF DATE: 20140305
DATE AS OF CHANGE: 20140305
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Caldarella Joseph C
CENTRAL INDEX KEY: 0001341069
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 14669736
MAIL ADDRESS:
STREET 1: BRISTOL-MYERS SQUIBB COMPANY
STREET 2: RT 206 & PROVINCELINE ROAD
CITY: PRINCETON
STATE: NJ
ZIP: 08540
4
1
wf-form4_139405537427940.xml
FORM 4
X0306
4
2014-03-03
0
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001341069
Caldarella Joseph C
BRISTOL-MYERS SQUIBB COMPANY
345 PARK AVENUE
NEW YORK
NY
10154
0
1
0
0
SVP & Controller
Common Stock, $0.10 par value
2014-03-03
4
M
0
1769
0
A
61124
D
Common Stock, $0.10 par value
2014-03-03
4
J
0
1769
0
A
62893
D
Common Stock, $0.10 par value
2014-03-03
4
F
0
1981
53.49
D
60912
D
Common Stock, $0.10 par value
2014-03-03
4
M
0
2474
0
A
63386
D
Common Stock, $0.10 par value
2014-03-03
4
J
0
2474
0
A
65860
D
Common Stock, $0.10 par value
2014-03-03
4
F
0
2770
53.49
D
63090
D
Common Stock, $0.10 par value
2014-03-03
4
M
0
26810
0
A
89900
D
Common Stock, $0.10 par value
2014-03-03
4
F
0
14409
53.49
D
75491
D
Common Stock, $0.10 par value
1627.19
I
By BMY Savings & Investment Program
Market Share Units
2014-03-03
4
M
0
1769
0
D
2014-03-31
Common Stock, $0.10 par value
1769.0
0
D
Market Share Units
2014-03-03
4
M
0
2474
0
D
2015-03-31
Common Stock, $0.10 par value
2474.0
2475
D
Performance Shares
2014-03-03
4
A
0
12431
0
A
2014-03-31
Common Stock, $0.10 par value
12431.0
26000.8551
D
Performance Shares
2014-03-03
4
J
0
809.1449
0
A
2014-03-31
Common Stock, $0.10 par value
809.1449
26810
D
Performance Shares
2014-03-03
4
M
0
26810
0
D
2014-03-31
Common Stock, $0.10 par value
26810.0
0
D
Performance Shares
2014-03-03
4
A
0
3921
0
A
2015-03-31
Common Stock, $0.10 par value
3921.0
8748.2871
D
Performance Shares
2014-03-03
4
J
0
272.9097
0
A
2015-03-31
Common Stock, $0.10 par value
272.9097
9021.1968
D
Performance Shares
2014-03-03
4
A
0
3758
0
A
2016-03-31
Common Stock, $0.10 par value
3758.0
3758
D
Performance Shares
2014-03-03
4
J
0
117.2336
0
A
2016-03-31
Common Stock, $0.10 par value
117.2336
3875.2336
D
Represents vesting of one-quarter of market share units granted on March 2, 2010.
Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
Shares withheld for payment of taxes upon vesting of awards.
Represents vesting of one-quarter of market share units granted on March 1, 2011.
Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award.
Based on a plan statement as of the end of the most recent fiscal quarter.
Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.
Represents performance shares earned under the 2011-2013 Long-Term Performance Award.
Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.
Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.
Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.
Represents performance shares earned under the 2012-2014 Long-Term Performance Award.
Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.
Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.
Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.
Represents performance shares earned under the 2013-2015 Long-Term Performance Award.
Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.
Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.
/s/ Robert J. Wollin, attorney-in-fact for Joseph C. Caldarella
2014-03-05