0000014272-14-000064.txt : 20140225
0000014272-14-000064.hdr.sgml : 20140225
20140225163037
ACCESSION NUMBER: 0000014272-14-000064
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140224
FILED AS OF DATE: 20140225
DATE AS OF CHANGE: 20140225
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Caforio Giovanni
CENTRAL INDEX KEY: 0001533201
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 14641034
MAIL ADDRESS:
STREET 1: BRISTOL-MYERS SQUIBB COMPANY
STREET 2: ROUTE 206 & PROVINCELINE ROAD
CITY: LAWRENCEVILLE
STATE: NJ
ZIP: 08543
4
1
wf-form4_139336382697784.xml
FORM 4
X0306
4
2014-02-24
0
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001533201
Caforio Giovanni
BRISTOL-MYERS SQUIBB COMPANY
345 PARK AVENUE
NEW YORK
NY
10154
0
1
0
0
EVP & Chief Commercial Officer
Common Stock, $0.10 par value
2014-02-24
4
M
0
39363
17.51
A
91315.716
D
Common Stock, $0.10 par value
2014-02-24
4
S
0
26615
54.3634
D
64700.716
D
Common Stock, $0.10 par value
2014-02-24
4
S
0
12572
54.57
D
52128.716
D
Common Stock, $0.10 par value
2014-02-24
4
S
0
400
54.58
D
51728.716
D
Common Stock, $0.10 par value
2014-02-24
4
S
0
1976
54.59
D
49752.716
D
Option (right to buy)
17.51
2014-02-24
4
M
0
39363
0
D
2019-03-02
Common Stock, $0.10 par value
39363.0
0
D
Shares sold to cover exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $54.35 to $54.39, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 3, 2009.
/s/ Robert J. Wollin, attorney-in-fact for Giovanni Caforio
2014-02-25