0000014272-14-000064.txt : 20140225 0000014272-14-000064.hdr.sgml : 20140225 20140225163037 ACCESSION NUMBER: 0000014272-14-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140224 FILED AS OF DATE: 20140225 DATE AS OF CHANGE: 20140225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Caforio Giovanni CENTRAL INDEX KEY: 0001533201 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 14641034 MAIL ADDRESS: STREET 1: BRISTOL-MYERS SQUIBB COMPANY STREET 2: ROUTE 206 & PROVINCELINE ROAD CITY: LAWRENCEVILLE STATE: NJ ZIP: 08543 4 1 wf-form4_139336382697784.xml FORM 4 X0306 4 2014-02-24 0 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001533201 Caforio Giovanni BRISTOL-MYERS SQUIBB COMPANY 345 PARK AVENUE NEW YORK NY 10154 0 1 0 0 EVP & Chief Commercial Officer Common Stock, $0.10 par value 2014-02-24 4 M 0 39363 17.51 A 91315.716 D Common Stock, $0.10 par value 2014-02-24 4 S 0 26615 54.3634 D 64700.716 D Common Stock, $0.10 par value 2014-02-24 4 S 0 12572 54.57 D 52128.716 D Common Stock, $0.10 par value 2014-02-24 4 S 0 400 54.58 D 51728.716 D Common Stock, $0.10 par value 2014-02-24 4 S 0 1976 54.59 D 49752.716 D Option (right to buy) 17.51 2014-02-24 4 M 0 39363 0 D 2019-03-02 Common Stock, $0.10 par value 39363.0 0 D Shares sold to cover exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $54.35 to $54.39, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 3, 2009. /s/ Robert J. Wollin, attorney-in-fact for Giovanni Caforio 2014-02-25