0000014272-13-000019.txt : 20131002 0000014272-13-000019.hdr.sgml : 20131002 20131002162359 ACCESSION NUMBER: 0000014272-13-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131001 FILED AS OF DATE: 20131002 DATE AS OF CHANGE: 20131002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Heller Frances K CENTRAL INDEX KEY: 0001441724 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 131130574 MAIL ADDRESS: STREET 1: 249 E. GRAND AVENUE CITY: S. SAN FRANCISCO STATE: CA ZIP: 94083 4 1 wf-form4_138074542901404.xml FORM 4 X0306 4 2013-10-01 0 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001441724 Heller Frances K BRISTOL-MYERS SQUIBB COMPANY 345 PARK AVENUE NEW YORK NY 10154 0 1 0 0 SVP, Business Development Common Stock, $0.10 par value 2013-10-01 4 M 0 4451 0 A 4451 D Common Stock, $0.10 par value 2013-10-01 4 F 0 1658 47.24 D 2793 D Common Stock, $0.10 par value 44.12 I By BMY Savings & Investment Program Restricted Stock Units 2013-10-01 4 M 0 4451 0 D Common Stock, $0.10 par value 4451.0 13355 D Shares withheld for payment of taxes upon vesting of resticted stock units. Based on a plan statement as of the end of the most recent fiscal quarter. Each restricted stock unit converts into one share of common stock upon vesting. Represents vesting of one quarter of restricted stock units granted on October 1, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third and fourth anniversaries of the grant date. /s/ Robert J. Wollin, attorney-in-fact for Frances K. Heller 2013-10-02