0001104659-24-062563.txt : 20240516 0001104659-24-062563.hdr.sgml : 20240516 20240516163450 ACCESSION NUMBER: 0001104659-24-062563 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240402 FILED AS OF DATE: 20240516 DATE AS OF CHANGE: 20240516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yu Peter CENTRAL INDEX KEY: 0001426890 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40103 FILM NUMBER: 24956144 MAIL ADDRESS: STREET 1: C/O CARTESIAN CAPITAL GROUP STREET 2: 505 FIFTH AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CGC Sponsor LLC CENTRAL INDEX KEY: 0001847878 ORGANIZATION NAME: STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40103 FILM NUMBER: 24956143 BUSINESS ADDRESS: STREET 1: 505 FIFTH AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-461-6363 MAIL ADDRESS: STREET 1: 505 FIFTH AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pangaea Three-B, LP CENTRAL INDEX KEY: 0001754782 ORGANIZATION NAME: STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40103 FILM NUMBER: 24956142 BUSINESS ADDRESS: STREET 1: C/O CARTESIAN CAPITAL GROUP STREET 2: 505 FIFTH AVE., 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212 461-6363 MAIL ADDRESS: STREET 1: C/O CARTESIAN CAPITAL GROUP STREET 2: 505 FIFTH AVE., 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AlTi Global, Inc. CENTRAL INDEX KEY: 0001838615 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 MADISON AVE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-461-6363 MAIL ADDRESS: STREET 1: 520 MADISON AVE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Alvarium Tiedemann Holdings, Inc. DATE OF NAME CHANGE: 20230104 FORMER COMPANY: FORMER CONFORMED NAME: Cartesian Growth Corp DATE OF NAME CHANGE: 20201231 4 1 tm2414719-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-04-02 0 0001838615 AlTi Global, Inc. ALTI 0001426890 Yu Peter 505 FIFTH AVENUE, 15TH FLOOR NEW YORK NY 10017 1 0 1 0 0001847878 CGC Sponsor LLC 505 FIFTH AVENUE, 15TH FLOOR NEW YORK NY 10017 0 0 1 0 0001754782 Pangaea Three-B, LP 505 FIFTH AVENUE, 15TH FLOOR NEW YORK NY 10017 0 0 1 0 0 Class A Common Stock 2984154 I See Footnote Class A Common Stock 3533605 I See Footnote Class A Common Stock 2024-04-02 4 J 0 13111 0 D 0 D Class A Common Stock 2024-04-02 4 J 0 13111 0 A 13111 I See Footnote Restricted Stock Units Class A Common Stock 18363.94 18363.94 D Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. On April 2, 2024, Mr. Yu transferred 13,111 shares of AlTi Global Inc. Class A Common Stock to Pangaea Three Acquisition Holdings V, LLC ("P3A") for no consideration. Represents securities held by P3A. The Sponsor is the sole member of P3A, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP, Sponsor and Mr. Yu may be deemed to share voting and dispositive control over the securities held by P3A, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by P3A, except to the extent of his pecuniary interest therein. Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock. The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024. /s/ Adam Namoury, attorney in fact 2024-05-16 /s/ Adam Namoury, attorney in fact 2024-05-16 /s/ Adam Namoury, attorney in fact 2024-05-16