0000899243-23-013983.txt : 20230526 0000899243-23-013983.hdr.sgml : 20230526 20230526172514 ACCESSION NUMBER: 0000899243-23-013983 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230524 FILED AS OF DATE: 20230526 DATE AS OF CHANGE: 20230526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yu Peter CENTRAL INDEX KEY: 0001426890 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40103 FILM NUMBER: 23970394 MAIL ADDRESS: STREET 1: C/O CARTESIAN CAPITAL GROUP STREET 2: 505 FIFTH AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CGC Sponsor LLC CENTRAL INDEX KEY: 0001847878 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40103 FILM NUMBER: 23970393 BUSINESS ADDRESS: STREET 1: 505 FIFTH AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-461-6363 MAIL ADDRESS: STREET 1: 505 FIFTH AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pangaea Three-B, LP CENTRAL INDEX KEY: 0001754782 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40103 FILM NUMBER: 23970392 BUSINESS ADDRESS: STREET 1: C/O CARTESIAN CAPITAL GROUP STREET 2: 505 FIFTH AVE., 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212 461-6363 MAIL ADDRESS: STREET 1: C/O CARTESIAN CAPITAL GROUP STREET 2: 505 FIFTH AVE., 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AlTi Global, Inc. CENTRAL INDEX KEY: 0001838615 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 MADISON AVE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-461-6363 MAIL ADDRESS: STREET 1: 520 MADISON AVE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Alvarium Tiedemann Holdings, Inc. DATE OF NAME CHANGE: 20230104 FORMER COMPANY: FORMER CONFORMED NAME: Cartesian Growth Corp DATE OF NAME CHANGE: 20201231 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-05-24 0 0001838615 AlTi Global, Inc. ALTI 0001426890 Yu Peter 505 FIFTH AVENUE, 15TH FLOOR NEW YORK NY 10017 1 0 1 0 0001847878 CGC Sponsor LLC 505 FIFTH AVENUE, 15TH FLOOR NEW YORK NY 10017 0 0 1 0 0001754782 Pangaea Three-B, LP 505 FIFTH AVENUE, 15TH FLOOR NEW YORK NY 10017 0 0 1 0 0 Warrants 11.50 2023-05-24 4 J 0 2118091 D 2023-02-02 Class A Common Stock 2118091 1922572 I See Footnote Warrants 11.50 2023-05-25 4 J 0 1290809 D 2023-02-02 Class A Common Stock 1290809 631763 I See Footnote The warrants were transferred by Pangaea Three-B, LP in exchange for certain option agreements, dated September 19, 2021, by and between CGC Sponsor LLC and certain of the Issuer's investors, as amended on October 25, 2022, as described in the Issuer's Registration Statement on Form S-4 (File No. 333-271672). Each warrant expires on January 3, 2028, or earlier upon redemption or liquidation, as described in the Issuer's Registration Statement on Form S-4 (File No. 333-262644). Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. /s/ Adam Namoury, Attorney-in-Fact 2023-05-26 /s/ Adam Namoury, Attorney-in-Fact 2023-05-26 /s/ Adam Namoury, Attorney-in-Fact 2023-05-26