0000899243-23-013983.txt : 20230526
0000899243-23-013983.hdr.sgml : 20230526
20230526172514
ACCESSION NUMBER: 0000899243-23-013983
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230524
FILED AS OF DATE: 20230526
DATE AS OF CHANGE: 20230526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yu Peter
CENTRAL INDEX KEY: 0001426890
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40103
FILM NUMBER: 23970394
MAIL ADDRESS:
STREET 1: C/O CARTESIAN CAPITAL GROUP
STREET 2: 505 FIFTH AVENUE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CGC Sponsor LLC
CENTRAL INDEX KEY: 0001847878
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40103
FILM NUMBER: 23970393
BUSINESS ADDRESS:
STREET 1: 505 FIFTH AVENUE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-461-6363
MAIL ADDRESS:
STREET 1: 505 FIFTH AVENUE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pangaea Three-B, LP
CENTRAL INDEX KEY: 0001754782
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40103
FILM NUMBER: 23970392
BUSINESS ADDRESS:
STREET 1: C/O CARTESIAN CAPITAL GROUP
STREET 2: 505 FIFTH AVE., 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212 461-6363
MAIL ADDRESS:
STREET 1: C/O CARTESIAN CAPITAL GROUP
STREET 2: 505 FIFTH AVE., 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AlTi Global, Inc.
CENTRAL INDEX KEY: 0001838615
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-461-6363
MAIL ADDRESS:
STREET 1: 520 MADISON AVE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Alvarium Tiedemann Holdings, Inc.
DATE OF NAME CHANGE: 20230104
FORMER COMPANY:
FORMER CONFORMED NAME: Cartesian Growth Corp
DATE OF NAME CHANGE: 20201231
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-05-24
0
0001838615
AlTi Global, Inc.
ALTI
0001426890
Yu Peter
505 FIFTH AVENUE, 15TH FLOOR
NEW YORK
NY
10017
1
0
1
0
0001847878
CGC Sponsor LLC
505 FIFTH AVENUE, 15TH FLOOR
NEW YORK
NY
10017
0
0
1
0
0001754782
Pangaea Three-B, LP
505 FIFTH AVENUE, 15TH FLOOR
NEW YORK
NY
10017
0
0
1
0
0
Warrants
11.50
2023-05-24
4
J
0
2118091
D
2023-02-02
Class A Common Stock
2118091
1922572
I
See Footnote
Warrants
11.50
2023-05-25
4
J
0
1290809
D
2023-02-02
Class A Common Stock
1290809
631763
I
See Footnote
The warrants were transferred by Pangaea Three-B, LP in exchange for certain option agreements, dated September 19, 2021, by and between CGC Sponsor LLC and certain of the Issuer's investors, as amended on October 25, 2022, as described in the Issuer's Registration Statement on Form S-4 (File No. 333-271672).
Each warrant expires on January 3, 2028, or earlier upon redemption or liquidation, as described in the Issuer's Registration Statement on Form S-4 (File No. 333-262644).
Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.
/s/ Adam Namoury, Attorney-in-Fact
2023-05-26
/s/ Adam Namoury, Attorney-in-Fact
2023-05-26
/s/ Adam Namoury, Attorney-in-Fact
2023-05-26