0000899243-23-002070.txt : 20230118 0000899243-23-002070.hdr.sgml : 20230118 20230118175143 ACCESSION NUMBER: 0000899243-23-002070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230113 FILED AS OF DATE: 20230118 DATE AS OF CHANGE: 20230118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yu Peter CENTRAL INDEX KEY: 0001426890 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40103 FILM NUMBER: 23535399 MAIL ADDRESS: STREET 1: C/O CARTESIAN CAPITAL GROUP STREET 2: 505 FIFTH AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CGC Sponsor LLC CENTRAL INDEX KEY: 0001847878 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40103 FILM NUMBER: 23535398 BUSINESS ADDRESS: STREET 1: 505 FIFTH AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-461-6363 MAIL ADDRESS: STREET 1: 505 FIFTH AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pangaea Three-B, LP CENTRAL INDEX KEY: 0001754782 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40103 FILM NUMBER: 23535397 BUSINESS ADDRESS: STREET 1: C/O CARTESIAN CAPITAL GROUP STREET 2: 505 FIFTH AVE., 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212 461-6363 MAIL ADDRESS: STREET 1: C/O CARTESIAN CAPITAL GROUP STREET 2: 505 FIFTH AVE., 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alvarium Tiedemann Holdings, Inc. CENTRAL INDEX KEY: 0001838615 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 MADISON AVE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-461-6363 MAIL ADDRESS: STREET 1: 520 MADISON AVE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Cartesian Growth Corp DATE OF NAME CHANGE: 20201231 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-01-13 0 0001838615 Alvarium Tiedemann Holdings, Inc. ALTI 0001426890 Yu Peter 505 FIFTH AVENUE, 15TH FLOOR NEW YORK NY 10017 1 0 1 0 0001847878 CGC Sponsor LLC 505 FIFTH AVENUE, 15TH FLOOR NEW YORK NY 10017 0 0 1 0 0001754782 Pangaea Three-B, LP 505 FIFTH AVENUE, 15TH FLOOR NEW YORK NY 10017 0 0 1 0 Class A Common Stock 2023-01-13 4 P 0 27000 10.00 A 336206 I See Footnote Class A Common Stock 6434292 I See Footnote Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. /s/ Adam Namoury, Attorney-in-Fact 2023-01-18 /s/ Adam Namoury, Attorney-in-Fact 2023-01-18 /s/ Adam Namoury, Attorney-in-Fact 2023-01-18