0000899243-23-000709.txt : 20230104 0000899243-23-000709.hdr.sgml : 20230104 20230104194649 ACCESSION NUMBER: 0000899243-23-000709 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230103 FILED AS OF DATE: 20230104 DATE AS OF CHANGE: 20230104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yu Peter CENTRAL INDEX KEY: 0001426890 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40103 FILM NUMBER: 23509227 MAIL ADDRESS: STREET 1: C/O CARTESIAN CAPITAL GROUP STREET 2: 505 FIFTH AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CGC Sponsor LLC CENTRAL INDEX KEY: 0001847878 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40103 FILM NUMBER: 23509226 BUSINESS ADDRESS: STREET 1: 505 FIFTH AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-461-6363 MAIL ADDRESS: STREET 1: 505 FIFTH AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pangaea Three-B, LP CENTRAL INDEX KEY: 0001754782 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40103 FILM NUMBER: 23509225 BUSINESS ADDRESS: STREET 1: C/O CARTESIAN CAPITAL GROUP STREET 2: 505 FIFTH AVE., 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212 461-6363 MAIL ADDRESS: STREET 1: C/O CARTESIAN CAPITAL GROUP STREET 2: 505 FIFTH AVE., 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alvarium Tiedemann Holdings, Inc. CENTRAL INDEX KEY: 0001838615 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 MADISON AVE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-461-6363 MAIL ADDRESS: STREET 1: 520 MADISON AVE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Cartesian Growth Corp DATE OF NAME CHANGE: 20201231 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-01-03 0 0001838615 Alvarium Tiedemann Holdings, Inc. ALTI 0001426890 Yu Peter 505 FIFTH AVENUE, 15TH FLOOR NEW YORK NY 10017 1 0 1 0 0001847878 CGC Sponsor LLC 505 FIFTH AVENUE, 15TH FLOOR NEW YORK NY 100017 0 0 1 0 0001754782 Pangaea Three-B, LP 505 FIFTH AVENUE, 15TH FLOOR NEW YORK NY 10017 0 0 1 0 Class A Common Stock 2023-01-03 4 C 0 6431431 0.00 A 6431431 I See Footnote Class A Common Stock 2023-01-03 4 A 0 2861 9.80 A 6434292 I See Footnote Class A Common Stock 2023-01-03 4 A 0 11840 0.00 A 109192 I See Footnote Class B ordinary shares 2023-01-03 4 C 0 6431431 0.00 D Class A Common Stock 6431431 2118569 I See Footnote Class B ordinary shares 2023-01-03 4 J 0 2118569 0.00 D Class A Common Stock 2118569 0 I See Footnote Warrants 11.50 2023-01-03 4 J 0 8900000 0.00 D Class A Common Stock 8900000 0 I See Footnote Warrants 11.50 Class A Common Stock 4040663 4040663 I See Footnote The Class B ordinary shares are convertible for shares of Class A Common Stock as described in the Issuer's Registration Statement on Form S-4 (File No. 333-262644) (the "Registration Statement") and have no expiration date. On January 3, 2023, the Issuer consummated its initial business combination (the "Business Combination"). In connection with the Business Combination, 6,431,431 Class B ordinary shares held by CGC Sponsor LLC (the "Sponsor") converted into Class A Common Stock on a one-for-one basis. Represents securities held by the Sponsor. Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. These shares of Class A Common Stock were acquired by the Sponsor in a private placement upon consummation of the Business Combination. These shares of Class A Common Stock were acquired upon consummation of the Business Combination for no additional consideration. Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. The Class B ordinary shares are convertible for shares of Class A Common Stock as described in the Issuer's Registration Statement and have no expiration date. On January 3, 2023, the Sponsor forfeited 2,118,569 Class B ordinary shares in connection with the consummation of the Business Combination. On January 3, 2023, the Sponsor forfeited 8,900,000 warrants in connection with the consummation of the Business Combination. Each warrant shall become exercisable on February 2, 2023, 30 days after the completion of the Business Combination as described in the Issuer's Registration Statement. Each warrant shall expire on January 3, 2028, five years after the completion of the Business Combination, or earlier upon redemption or liquidation, as described in the Issuer's Registration Statement. /s/ Adam Namoury, Attorney-in-Fact 2023-01-04 /s/ Adam Namoury, Attorney-in-Fact 2023-01-04 /s/ Adam Namoury, Attorney-in-Fact 2023-01-04