0000899243-23-000709.txt : 20230104
0000899243-23-000709.hdr.sgml : 20230104
20230104194649
ACCESSION NUMBER: 0000899243-23-000709
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230103
FILED AS OF DATE: 20230104
DATE AS OF CHANGE: 20230104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yu Peter
CENTRAL INDEX KEY: 0001426890
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40103
FILM NUMBER: 23509227
MAIL ADDRESS:
STREET 1: C/O CARTESIAN CAPITAL GROUP
STREET 2: 505 FIFTH AVENUE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CGC Sponsor LLC
CENTRAL INDEX KEY: 0001847878
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40103
FILM NUMBER: 23509226
BUSINESS ADDRESS:
STREET 1: 505 FIFTH AVENUE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-461-6363
MAIL ADDRESS:
STREET 1: 505 FIFTH AVENUE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pangaea Three-B, LP
CENTRAL INDEX KEY: 0001754782
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40103
FILM NUMBER: 23509225
BUSINESS ADDRESS:
STREET 1: C/O CARTESIAN CAPITAL GROUP
STREET 2: 505 FIFTH AVE., 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212 461-6363
MAIL ADDRESS:
STREET 1: C/O CARTESIAN CAPITAL GROUP
STREET 2: 505 FIFTH AVE., 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alvarium Tiedemann Holdings, Inc.
CENTRAL INDEX KEY: 0001838615
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-461-6363
MAIL ADDRESS:
STREET 1: 520 MADISON AVE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Cartesian Growth Corp
DATE OF NAME CHANGE: 20201231
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-01-03
0
0001838615
Alvarium Tiedemann Holdings, Inc.
ALTI
0001426890
Yu Peter
505 FIFTH AVENUE, 15TH FLOOR
NEW YORK
NY
10017
1
0
1
0
0001847878
CGC Sponsor LLC
505 FIFTH AVENUE, 15TH FLOOR
NEW YORK
NY
100017
0
0
1
0
0001754782
Pangaea Three-B, LP
505 FIFTH AVENUE, 15TH FLOOR
NEW YORK
NY
10017
0
0
1
0
Class A Common Stock
2023-01-03
4
C
0
6431431
0.00
A
6431431
I
See Footnote
Class A Common Stock
2023-01-03
4
A
0
2861
9.80
A
6434292
I
See Footnote
Class A Common Stock
2023-01-03
4
A
0
11840
0.00
A
109192
I
See Footnote
Class B ordinary shares
2023-01-03
4
C
0
6431431
0.00
D
Class A Common Stock
6431431
2118569
I
See Footnote
Class B ordinary shares
2023-01-03
4
J
0
2118569
0.00
D
Class A Common Stock
2118569
0
I
See Footnote
Warrants
11.50
2023-01-03
4
J
0
8900000
0.00
D
Class A Common Stock
8900000
0
I
See Footnote
Warrants
11.50
Class A Common Stock
4040663
4040663
I
See Footnote
The Class B ordinary shares are convertible for shares of Class A Common Stock as described in the Issuer's Registration Statement on Form S-4 (File No. 333-262644) (the "Registration Statement") and have no expiration date. On January 3, 2023, the Issuer consummated its initial business combination (the "Business Combination"). In connection with the Business Combination, 6,431,431 Class B ordinary shares held by CGC Sponsor LLC (the "Sponsor") converted into Class A Common Stock on a one-for-one basis.
Represents securities held by the Sponsor. Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.
These shares of Class A Common Stock were acquired by the Sponsor in a private placement upon consummation of the Business Combination.
These shares of Class A Common Stock were acquired upon consummation of the Business Combination for no additional consideration.
Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.
The Class B ordinary shares are convertible for shares of Class A Common Stock as described in the Issuer's Registration Statement and have no expiration date. On January 3, 2023, the Sponsor forfeited 2,118,569 Class B ordinary shares in connection with the consummation of the Business Combination.
On January 3, 2023, the Sponsor forfeited 8,900,000 warrants in connection with the consummation of the Business Combination.
Each warrant shall become exercisable on February 2, 2023, 30 days after the completion of the Business Combination as described in the Issuer's Registration Statement. Each warrant shall expire on January 3, 2028, five years after the completion of the Business Combination, or earlier upon redemption or liquidation, as described in the Issuer's Registration Statement.
/s/ Adam Namoury, Attorney-in-Fact
2023-01-04
/s/ Adam Namoury, Attorney-in-Fact
2023-01-04
/s/ Adam Namoury, Attorney-in-Fact
2023-01-04