0001426870-13-000006.txt : 20130829
0001426870-13-000006.hdr.sgml : 20130829
20130829163250
ACCESSION NUMBER: 0001426870-13-000006
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20130829
DATE AS OF CHANGE: 20130829
EFFECTIVENESS DATE: 20130829
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pax World Funds Trust II
CENTRAL INDEX KEY: 0001426870
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22187
FILM NUMBER: 131069438
BUSINESS ADDRESS:
STREET 1: 30 PENHALLOW STREET
STREET 2: SUITE 400
CITY: PORTSMOUTH
STATE: NH
ZIP: 03801
BUSINESS PHONE: 603-431-8022
MAIL ADDRESS:
STREET 1: 30 PENHALLOW STREET
STREET 2: SUITE 400
CITY: PORTSMOUTH
STATE: NH
ZIP: 03801
0001426870
S000025093
Pax MSCI EAFE ESG Index ETF
C000074653
Shares
EAPS
N-PX
1
etf_npx_063013.txt
PAX WORLD FUNDS SERIES TRUST II N-PX 06/30/2013
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX REPORT
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number
0001426870
PAX WORLD FUNDS TRUST II
(Exact name of registrant as specified in charter)
30 Penhallow St, Ste. 400
Portsmouth, NH 03801
(Address of principal executive offices)
Registrant's Telephone Number, Including Area Code:
(800) 767-1729
Pax World Management LLC
30 Penhallow Street, Suite 400
Portsmouth, NH 03801
Attn: Joseph F. Keefe
(Name and address of agent for service)
Date of fiscal year end: December 31, 2013
Date of reporting period: July 1, 2012 - June 30, 2013
Item 1: Proxy Voting Record
Fund Name : Pax MSCI North America ESG Index ETF
07/01/2012 - 06/30/2013
________________________________________________________________________________
Accenture PLC
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP G1151C101 02/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect William Kimsey Mgmt For Against Against
3 Elect Robert Lipp Mgmt For For For
4 Elect Pierre Nanterme Mgmt For For For
5 Elect Gilles Pelisson Mgmt For Against Against
6 Elect Wulf von Mgmt For Against Against
Schimmelmann
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For Against Against
Executive
Compensation
9 Amendment to the Share Mgmt For Against Against
Incentive
Plan
10 Authority to Hold Mgmt For For For
Annual Meeting Outside
of
Ireland
11 Authority to Repurchase Mgmt For For For
Shares
12 Price Range for Mgmt For For For
Issuance of Treasury
Shares
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Agilent Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
A CUSIP 00846U101 03/20/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul N. Clark Mgmt For Against Against
2 Elect James G. Cullen Mgmt For Against Against
3 Elect Tadataka Yamada Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Air Products and Chemicals, Inc.
Ticker Security ID: Meeting Date Meeting Status
APD CUSIP 009158106 01/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William Davis, III Mgmt For Against Against
2 Elect W. Douglas Ford Mgmt For Against Against
3 Elect Evert Henkes Mgmt For Against Against
4 Elect Margaret McGlynn Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Amendment to the Mgmt For Against Against
Long-Term Incentive
Plan
8 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Analog Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADI CUSIP 032654105 03/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ray Stata Mgmt For Against Against
2 Elect Jerald G. Fishman Mgmt For Against Against
3 Elect James A. Champy Mgmt For Against Against
4 Elect John C. Hodgson Mgmt For Against Against
5 Elect Yves-Andre Istel Mgmt For Against Against
6 Elect Neil S. Novich Mgmt For Against Against
7 Elect F. Grant Saviers Mgmt For Against Against
8 Elect Paul J. Severino Mgmt For Against Against
9 Elect Kenton J. Mgmt For Against Against
Sicchitano
10 Elect Lisa T. Su Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Executive Section Mgmt For Against Against
162(m)
Plan
13 Ratification of Auditor Mgmt For Against Against
________________________________________________________________________________
Applied Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAT CUSIP 038222105 03/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Aart J. de Geus Mgmt For Against Against
2 Elect Stephen R. Forrest Mgmt For Against Against
3 Elect Thomas J. Iannotti Mgmt For Against Against
4 Elect Susan M. James Mgmt For For For
5 Elect Alexander A. Mgmt For Against Against
Karsner
6 Elect Gerhard H. Parker Mgmt For Against Against
7 Elect Dennis D. Powell Mgmt For Against Against
8 Elect Willem P. Mgmt For Against Against
Roelandts
9 Elect James E. Rogers Mgmt For Against Against
10 Elect Michael R. Mgmt For Against Against
Splinter
11 Elect Robert H. Swan Mgmt For Against Against
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AutoZone, Inc.
Ticker Security ID: Meeting Date Meeting Status
AZO CUSIP 053332102 12/12/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sue Gove Mgmt For For For
2 Elect Earl Graves, Jr. Mgmt For Against Against
3 Elect Enderson Guimaraes Mgmt For Against Against
4 Elect J.R. Hyde III Mgmt For Against Against
5 Elect W. Andrew McKenna Mgmt For Against Against
6 Elect George Mrkonic Mgmt For Against Against
7 Elect Luis Nieto Mgmt For Against Against
8 Elect William Rhodes Mgmt For Against Against
III
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Becton, Dickinson and Company
Ticker Security ID: Meeting Date Meeting Status
BDX CUSIP 075887109 01/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Basil Anderson Mgmt For For For
2 Elect Henry Becton, Jr. Mgmt For For For
3 Elect Catherine Burzik Mgmt For For For
4 Elect Edward DeGraan Mgmt For For For
5 Elect Vincent Forlenza Mgmt For For For
6 Elect Claire Fraser Mgmt For For For
7 Elect Christopher Jones Mgmt For For For
8 Elect Marshall Larsen Mgmt For For For
9 Elect Adel Mahmoud Mgmt For For For
10 Elect Gary Mecklenburg Mgmt For For For
11 Elect James Orr Mgmt For For For
12 Elect Willard Overlock, Mgmt For For For
Jr.
13 Elect Rebecca Rimel Mgmt For For For
14 Elect Bertram Scott Mgmt For For For
15 Elect Alfred Sommer Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Mgmt For For For
Executive
Compensation
18 Amendment to Fair Price Mgmt For For For
Provision
19 Amendment to the 2004 Mgmt For Against Against
Employee and Director
Equity-Based
Compensation
Plan
________________________________________________________________________________
CA, Inc.
Ticker Security ID: Meeting Date Meeting Status
CA CUSIP 12673P105 08/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jens Alder Mgmt For Against Against
2 Elect Raymond Bromark Mgmt For Against Against
3 Elect Gary Fernandes Mgmt For Against Against
4 Elect Rohit Kapoor Mgmt For Against Against
5 Elect Kay Koplovitz Mgmt For For For
6 Elect Christopher Mgmt For Against Against
Lofgren
7 Elect William McCracken Mgmt For For For
8 Elect Richard Sulpizio Mgmt For Against Against
9 Elect Laura Unger Mgmt For For For
10 Elect Arthur Weinbach Mgmt For For For
11 Elect Ron Zambonini Mgmt For Against Against
12 Ratification of Auditor Mgmt For Against Against
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 2012 Non-Employee Mgmt For For For
Director Compensation
Plan
________________________________________________________________________________
Campbell Soup Company
Ticker Security ID: Meeting Date Meeting Status
CPB CUSIP 134429109 11/14/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edmund Carpenter Mgmt For Withhold Against
1.2 Elect Paul Charron Mgmt For For For
1.3 Elect Bennett Dorrance Mgmt For Withhold Against
1.4 Elect Lawrence Karlson Mgmt For For For
1.5 Elect Randall Larrimore Mgmt For Withhold Against
1.6 Elect Mary Alice Malone Mgmt For Withhold Against
1.7 Elect Sara Mathew Mgmt For For For
1.8 Elect Denise Morrison Mgmt For For For
1.9 Elect Charles Perrin Mgmt For Withhold Against
1.10 Elect A. Barry Rand Mgmt For For For
1.11 Elect Nick Shreiber Mgmt For For For
1.12 Elect Tracey Travis Mgmt For For For
1.13 Elect Archbold van Mgmt For For For
Beuren
1.14 Elect Les Vinney Mgmt For For For
1.15 Elect Charlotte Weber Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
CGI Group Inc.
Ticker Security ID: Meeting Date Meeting Status
GIB CUSIP 39945C109 01/30/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Claude Boivin Mgmt For For For
1.2 Elect Bernard Andre Mgmt For Withhold Against
Joseph
Bourigeaud
1.3 Elect Jean Brassard Mgmt For For For
1.4 Elect Robert Chevrier Mgmt For Withhold Against
1.5 Elect Dominic Mgmt For Withhold Against
D'Alessandro
1.6 Elect Thomas d'Aquino Mgmt For Withhold Against
1.7 Elect Paule Dore Mgmt For Withhold Against
1.8 Elect Richard Evans Mgmt For For For
1.9 Elect Serge Godin Mgmt For For For
1.10 Elect Andre Imbeau Mgmt For For For
1.11 Elect Gilles Labbe Mgmt For For For
1.12 Elect Eileen Mercier Mgmt For Withhold Against
1.13 Elect Donna Morea Mgmt For For For
1.14 Elect Michael Roach Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Cisco Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 11/15/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carol Bartz Mgmt For For For
2 Elect Marc Benioff Mgmt For For For
3 Elect M. Michele Burns Mgmt For For For
4 Elect Michael Capellas Mgmt For For For
5 Elect Larry Carter Mgmt For For For
6 Elect John Chambers Mgmt For For For
7 Elect Brian Halla Mgmt For For For
8 Elect John Hennessy Mgmt For Against Against
9 Elect Kristina Johnson Mgmt For For For
10 Elect Richard Kovacevich Mgmt For Against Against
11 Elect Roderick McGeary Mgmt For For For
12 Elect Arun Sarin Mgmt For For For
13 Elect Steven West Mgmt For For For
14 Amendment to the Mgmt For For For
Executive Incentive
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Conflict
Minerals
________________________________________________________________________________
Conagra Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAG CUSIP 205887102 09/21/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mogens Bay Mgmt For For For
1.2 Elect Stephen Butler Mgmt For For For
1.3 Elect Steven Goldstone Mgmt For For For
1.4 Elect Joie Gregor Mgmt For For For
1.5 Elect Rajive Johri Mgmt For For For
1.6 Elect William Jurgensen Mgmt For For For
1.7 Elect Richard Lenny Mgmt For For For
1.8 Elect Ruth Ann Marshall Mgmt For For For
1.9 Elect Gary Rodkin Mgmt For For For
1.10 Elect Andrew Schindler Mgmt For For For
1.11 Elect Kenneth Stinson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Continental Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CLR CUSIP 212015101 08/10/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
________________________________________________________________________________
Cooper Industries Plc
Ticker Security ID: Meeting Date Meeting Status
CBE CUSIP G24140111 10/26/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Scheme of Mgmt For For For
Arrangement
2 Cancellation of Cooper Mgmt For For For
Shares
3 Authority to Issue Mgmt For For For
Shares Pursuant to
Scheme of
Arrangement
4 Amendment to Articles Mgmt For For For
Pursuant to Scheme of
Arrangement
5 Reduction in Share Mgmt For For For
Premium Account to
Create Distributable
Reserves
6 Advisory Vote on Golden Mgmt For Against Against
Parachutes
7 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Cooper Industries Plc
Ticker Security ID: Meeting Date Meeting Status
CBE CUSIP G24140108 10/26/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Scheme of Mgmt For For For
Arrangement
________________________________________________________________________________
Darden Restaurants, Inc.
Ticker Security ID: Meeting Date Meeting Status
DRI CUSIP 237194105 09/18/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Barnes Mgmt For For For
1.2 Elect Leonard Berry Mgmt For Withhold Against
1.3 Elect Christopher Mgmt For For For
Fraleigh
1.4 Elect Victoria Harker Mgmt For For For
1.5 Elect David Hughes Mgmt For For For
1.6 Elect Charles Mgmt For Withhold Against
Ledsinger,
Jr.
1.7 Elect William Lewis, Jr. Mgmt For For For
1.8 Elect Connie Mack III Mgmt For For For
1.9 Elect Andrew Madsen Mgmt For For For
1.10 Elect Clarence Otis, Jr. Mgmt For Withhold Against
1.11 Elect Michael Rose Mgmt For Withhold Against
1.12 Elect Maria Sastre Mgmt For For For
1.13 Elect William Simon Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/27/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Crandall C. Bowles Mgmt For For For
3 Elect Vance D. Coffman Mgmt For For For
4 Elect Charles O. Mgmt For For For
Holliday,
Jr.
5 Elect Dipak C. Jain Mgmt For For For
6 Elect Clayton M. Jones Mgmt For Against Against
7 Elect Joachim Milberg Mgmt For For For
8 Elect Richard B. Myers Mgmt For For For
9 Elect Thomas H. Patrick Mgmt For For For
10 Elect Aulana L. Peters Mgmt For For For
11 Elect Sherry M. Smith Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Re-approval of Mid-Term Mgmt For For For
Incentive
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dell Inc.
Ticker Security ID: Meeting Date Meeting Status
DELL CUSIP 24702R101 07/13/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James Breyer Mgmt For For For
2 Elect Donald Carty Mgmt For For For
3 Elect Janet Clark Mgmt For For For
4 Elect Laura Conigliaro Mgmt For For For
5 Elect Michael Dell Mgmt For For For
6 Elect Kenneth Duberstein Mgmt For For For
7 Elect William Gray, III Mgmt For Against Against
8 Elect Gerard Kleisterlee Mgmt For Against Against
9 Elect Klaus Luft Mgmt For For For
10 Elect Alex Mandl Mgmt For For For
11 Elect Shantanu Narayen Mgmt For Against Against
12 Elect H. Ross Perot, Jr. Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 2012 Long-Term Mgmt For Against Against
Incentive
Plan
________________________________________________________________________________
Eaton Corporation
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP 278058102 10/26/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Reduction in Share Mgmt For For For
Premium Account to
Create Distributable
Reserves
3 Advisory Vote on Golden Mgmt For Against Against
Parachutes
4 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Emerson Electric Co.
Ticker Security ID: Meeting Date Meeting Status
EMR CUSIP 291011104 02/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Clemens Boersig Mgmt For Withhold Against
1.2 Elect Joshua Bolton Mgmt For Withhold Against
1.3 Elect Mathew Levatich Mgmt For Withhold Against
1.4 Elect Randall Stephenson Mgmt For Withhold Against
1.5 Elect August Busch III Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
5 Shareholder Proposal ShrHoldr Against For Against
Regarding
Sustainability
Report
________________________________________________________________________________
Empire Company Limited
Ticker Security ID: Meeting Date Meeting Status
EMP.A CUSIP 291843407 09/13/2012 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Energizer Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ENR CUSIP 29266R108 01/28/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel Heinrich Mgmt For Against Against
2 Elect R. David Hoover Mgmt For Against Against
3 Elect John Hunter III Mgmt For Against Against
4 Elect John Klein Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Flextronics International Ltd.
Ticker Security ID: Meeting Date Meeting Status
FLEX CUSIP Y2573F102 08/30/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James Davidson Mgmt For Against Against
2 Elect William Watkins Mgmt For Against Against
3 Elect TAN Lay Koon Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Issue Mgmt For For For
Ordinary
Shares
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
7 Renewal of the Share Mgmt For For For
Purchase
Mandate
________________________________________________________________________________
Franklin Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEN CUSIP 354613101 03/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel H. Armacost Mgmt For For For
2 Elect Peter K. Barker Mgmt For For For
3 Elect Charles Crocker Mgmt For For For
4 Elect Charles B. Johnson Mgmt For For For
5 Elect Gregory E. Johnson Mgmt For For For
6 Elect Rupert H. Mgmt For For For
Johnson,
Jr.
7 Elect Mark C. Pigott Mgmt For For For
8 Elect Chutta Ratnathicam Mgmt For For For
9 Elect Laura Stein Mgmt For For For
10 Elect Anne M. Tatlock Mgmt For For For
11 Elect Geoffrey Y. Yang Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding
Genocide-Free
Investing
________________________________________________________________________________
General Mills, Inc.
Ticker Security ID: Meeting Date Meeting Status
GIS CUSIP 370334104 09/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bradbury Anderson Mgmt For Against Against
2 Elect R. Kerry Clark Mgmt For Against Against
3 Elect Paul Danos Mgmt For For For
4 Elect William Esrey Mgmt For For For
5 Elect Raymond Gilmartin Mgmt For Against Against
6 Elect Judith Richards Mgmt For For For
Hope
7 Elect Heidi Miller Mgmt For For For
8 Elect Hilda Mgmt For For For
Ochoa-Brillembourg
9 Elect Steve Odland Mgmt For For For
10 Elect Kendall Powell Mgmt For For For
11 Elect Michael Rose Mgmt For Against Against
12 Elect Robert Ryan Mgmt For For For
13 Elect Dorothy Terrell Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gildan Activewear Inc.
Ticker Security ID: Meeting Date Meeting Status
GIL CUSIP 375916103 02/07/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Anderson Mgmt For Withhold Against
1.2 Elect Glenn Chamandy Mgmt For Withhold Against
1.3 Elect Russell Goodman Mgmt For Withhold Against
1.4 Elect George Heller Mgmt For Withhold Against
1.5 Elect Sheila O'Brien Mgmt For For For
1.6 Elect Pierre Robitaille Mgmt For Withhold Against
1.7 Elect James Scarborough Mgmt For Withhold Against
1.8 Elect Richard Strubel Mgmt For Withhold Against
1.9 Elect Gonzalo Mgmt For Withhold Against
Valdes-Fauli
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Green Mountain Coffee Roasters, Inc.
Ticker Security ID: Meeting Date Meeting Status
GMCR CUSIP 393122106 03/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barbara D. Carlini Mgmt For Withhold Against
1.2 Elect Hinda Miller Mgmt For Withhold Against
1.3 Elect Norman H. Wesley Mgmt For Withhold Against
2 ADVISORY VOTE ON Mgmt For Against Against
EXECUTIVE
COMPENSATION
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
H.J. Heinz Company
Ticker Security ID: Meeting Date Meeting Status
HNZ CUSIP 423074103 08/28/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William Johnson Mgmt For Against Against
2 Elect Charles Bunch Mgmt For Against Against
3 Elect Leonard Coleman, Mgmt For Against Against
Jr.
4 Elect John Drosdick Mgmt For For For
5 Elect Edith Holiday Mgmt For Against Against
6 Elect Candace Kendle Mgmt For Against Against
7 Elect Dean O'Hare Mgmt For For For
8 Elect Nelson Peltz Mgmt For For For
9 Elect Dennis Reilley Mgmt For Against Against
10 Elect Lynn Swann Mgmt For For For
11 Elect Thomas Usher Mgmt For For For
12 Elect Michael Weinstein Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 2013 Stock Incentive Mgmt For Against Against
Plan
15 Re-approval of Mgmt For For For
Performance Measures
of the Stock Incentive
Plan
16 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Hormel Foods Corporation
Ticker Security ID: Meeting Date Meeting Status
HRL CUSIP 440452100 01/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Terrell Crews Mgmt For For For
1.2 Elect Jeffrey Ettinger Mgmt For For For
1.3 Elect Jody Feragen Mgmt For For For
1.4 Elect Glenn Forbes Mgmt For For For
1.5 Elect Stephen Lacy Mgmt For For For
1.6 Elect Susan Marvin Mgmt For For For
1.7 Elect John Morrison Mgmt For For For
1.8 Elect Elsa Murano Mgmt For Withhold Against
1.9 Elect Robert Nakasone Mgmt For For For
1.10 Elect Susan Nestegard Mgmt For For For
1.11 Elect Dakota Pippins Mgmt For For For
1.12 Elect Christopher Mgmt For For For
Policinski
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Mgmt For For For
Operators Share
Incentive Compensation
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Intuit Inc.
Ticker Security ID: Meeting Date Meeting Status
INTU CUSIP 461202103 01/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher Brody Mgmt For Against Against
2 Elect William Campbell Mgmt For Against Against
3 Elect Scott Cook Mgmt For Against Against
4 Elect Diane Greene Mgmt For Against Against
5 Elect Edward Kangas Mgmt For Against Against
6 Elect Suzanne Nora Mgmt For Against Against
Johnson
7 Elect Dennis Powell Mgmt For Against Against
8 Elect Brad Smith Mgmt For Against Against
9 Elect Jeff Weiner Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of Performance Mgmt For For For
Goals under the Senior
Executive Incentive
Plan
________________________________________________________________________________
J.M. Smucker Company
Ticker Security ID: Meeting Date Meeting Status
SJM CUSIP 832696405 08/15/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul Dolan Mgmt For Against Against
2 Elect Nancy Lopez Knight Mgmt For Against Against
3 Elect Gary Oatey Mgmt For Against Against
4 Elect Alex Shumate Mgmt For Against Against
5 Elect Timothy Smucker Mgmt For Against Against
6 Ratification of Auditor Mgmt For Against Against
7 Advisory Vote on Mgmt For Against Against
Executive
Compensation
8 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Coffee
Sustainability
Report
________________________________________________________________________________
Johnson Controls, Inc.
Ticker Security ID: Meeting Date Meeting Status
JCI CUSIP 478366107 01/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Abney Mgmt For For For
1.2 Elect Julie Bushman Mgmt For For For
1.3 Elect Eugenio Clariond Mgmt For For For
Reyes-Retana
1.4 Elect Jeffrey Joerres Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Mgmt For For For
Board
4 2012 Omnibus Incentive Mgmt For For For
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Joy Global Inc.
Ticker Security ID: Meeting Date Meeting Status
JOY CUSIP 481165108 03/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven L. Gerard Mgmt For Withhold Against
1.2 Elect John T. Gremp Mgmt For Withhold Against
1.3 Elect John N. Hanson Mgmt For Withhold Against
1.4 Elect Gale E. Klappa Mgmt For Withhold Against
1.5 Elect Richard B. Loynd Mgmt For Withhold Against
1.6 Elect P. Eric Siegert Mgmt For Withhold Against
1.7 Elect Michael W. Mgmt For Withhold Against
Sutherlin
1.8 Elect James H. Tate Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Advisory Vote on the Mgmt N/A For N/A
Adoption of Majority
Vote for Election of
Directors
________________________________________________________________________________
Lam Research Corporation
Ticker Security ID: Meeting Date Meeting Status
LRCX CUSIP 512807108 11/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Martin Anstice Mgmt For For For
1.2 Elect Eric Brandt Mgmt For For For
1.3 Elect Michael Cannon Mgmt For Withhold Against
1.4 Elect Youssef El-Mansy Mgmt For Withhold Against
1.5 Elect Christine Heckart Mgmt For Withhold Against
1.6 Elect Grant Inman Mgmt For Withhold Against
1.7 Elect Catherine Lego Mgmt For For For
1.8 Elect Stephen Newberry Mgmt For For For
1.9 Elect Krishna Saraswat Mgmt For For For
1.10 Elect William Spivey Mgmt For For For
1.11 Elect Abhijit Talwalkar Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Legg Mason, Inc.
Ticker Security ID: Meeting Date Meeting Status
LM CUSIP 524901 07/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Angelica Mgmt For Withhold Against
1.2 Elect Barry Huff Mgmt For Withhold Against
1.3 Elect John Koerner III Mgmt For Withhold Against
1.4 Elect Cheryl Krongard Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Liberty Interactive Corp.
Ticker Security ID: Meeting Date Meeting Status
LINTA CUSIP 53071M104 08/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Creation of Tracking Mgmt For For For
Stock
2 Right to Adjourn Meeting Mgmt For For For
3.1 Elect Michael George Mgmt For Withhold Against
3.2 Elect Gregory Maffei Mgmt For Withhold Against
3.3 Elect M. LaVoy Robison Mgmt For Withhold Against
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Liberty Media Corporation
Ticker Security ID: Meeting Date Meeting Status
LMCA CUSIP 530322106 08/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donne Fisher Mgmt For Withhold Against
1.2 Elect Gregory Maffei Mgmt For Withhold Against
1.3 Elect Andrea Wong Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 2011 Incentive Plan Mgmt For Against Against
5 2011 Nonemployee Mgmt For Against Against
Director Incentive
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Medtronic, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDT CUSIP 585055106 08/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Anderson Mgmt For Withhold Against
1.2 Elect Victor Dzau Mgmt For Withhold Against
1.3 Elect Omar Ishrak Mgmt For For For
1.4 Elect Shirley Jackson Mgmt For Withhold Against
1.5 Elect Michael Leavitt Mgmt For For For
1.6 Elect James Lenehan Mgmt For For For
1.7 Elect Denise O'Leary Mgmt For Withhold Against
1.8 Elect Kendall Powell Mgmt For Withhold Against
1.9 Elect Robert Pozen Mgmt For For For
1.10 Elect Jack Schuler Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
Metro Inc.
Ticker Security ID: Meeting Date Meeting Status
MRU CUSIP 59162N109 01/29/2013 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marc DeSerres Mgmt For For For
1.2 Elect Claude Dussault Mgmt For For For
1.3 Elect Serge Ferland Mgmt For For For
1.4 Elect Paule Gauthier Mgmt For For For
1.5 Elect Paul Gobeil Mgmt For For For
1.6 Elect Russell Goodman Mgmt For For For
1.7 Elect Christian Haub Mgmt For For For
1.8 Elect Michel Labonte Mgmt For For For
1.9 Elect Eric La Fleche Mgmt For For For
1.10 Elect Pierre Lessard Mgmt For For For
1.11 Elect Marie-Jose Nadeau Mgmt For For For
1.12 Elect Real Raymond Mgmt For For For
1.13 Elect Michael Rosicki Mgmt For For For
1.14 Elect John Tory Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 ADVANCE NOTICE BY-LAW Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Shareholder Proposal Mgmt Against For Against
Regarding Gender
Parity on
Board
6 Shareholder Proposal Mgmt Against For Against
Regarding Advisory
Vote on Compensation
(Say on
Pay)
7 Shareholder Proposal Mgmt Against For Against
Regarding
Consideration of
Stakeholders
8 Shareholder Proposal Mgmt Against Against For
Regarding Company Name
Change
9 Shareholder Proposal Mgmt Against Against For
Regarding Company Name
Change
________________________________________________________________________________
Microchip Technology Incorporated
Ticker Security ID: Meeting Date Meeting Status
MCHP CUSIP 595017104 08/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steve Sanghi Mgmt For Withhold Against
1.2 Elect Albert Mgmt For Withhold Against
Hugo-Martinez
1.3 Elect L. B. Day Mgmt For Withhold Against
1.4 Elect Matthew Chapman Mgmt For Withhold Against
1.5 Elect Wade Meyercord Mgmt For Withhold Against
2 Amendment to the 2004 Mgmt For Against Against
Equity Incentive
Plan
3 Conversion of Debt Mgmt For For For
Instruments
4 Ratification of Auditor Mgmt For Against Against
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Nexen Inc.
Ticker Security ID: Meeting Date Meeting Status
NXY CUSIP 65334H102 09/20/2012 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Nike, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/20/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan Graf, Jr. Mgmt For For For
1.2 Elect John Lechleiter Mgmt For Withhold Against
1.3 Elect Phyllis Wise Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Amendment to the Mgmt For Against Against
Long-Term Incentive
Plan
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
________________________________________________________________________________
Northeast Utilities
Ticker Security ID: Meeting Date Meeting Status
NU CUSIP 664397106 10/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Booth Mgmt For Withhold Against
1.2 Elect John Clarkeson Mgmt For Withhold Against
1.3 Elect Cotton Cleveland Mgmt For Withhold Against
1.4 Elect Sanford Cloud, Jr. Mgmt For Withhold Against
1.5 Elect James DiStasio Mgmt For Withhold Against
1.6 Elect Francis Doyle Mgmt For Withhold Against
1.7 Elect Charles Gifford Mgmt For Withhold Against
1.8 Elect Paul La Camera Mgmt For Withhold Against
1.9 Elect Kenneth Leibler Mgmt For Withhold Against
1.10 Elect Thomas May Mgmt For Withhold Against
1.11 Elect Charles Shivery Mgmt For Withhold Against
1.12 Elect William Van Faasen Mgmt For Withhold Against
1.13 Elect Frederica Williams Mgmt For For For
1.14 Elect Dennis Wraase Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Re-approval of Material Mgmt For Against Against
Terms of Performance
Goals under the
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nuance Communications, Inc.
Ticker Security ID: Meeting Date Meeting Status
NUAN CUSIP 67020Y100 01/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul Ricci Mgmt For Against Against
2 Elect Robert Teresi Mgmt For Against Against
3 Elect Robert Frankenberg Mgmt For Against Against
4 Elect Katharine Martin Mgmt For Against Against
5 Elect Patrick Hackett Mgmt For Against Against
6 Elect William Janeway Mgmt For Against Against
7 Elect Mark Myers Mgmt For Against Against
8 Elect Philip Quigley Mgmt For Against Against
9 Elect Mark Laret Mgmt For Against Against
10 Amendment to the 2000 Mgmt For Against Against
Stock
Plan
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Open Text Corporation
Ticker Security ID: Meeting Date Meeting Status
OTC CUSIP 683715106 09/27/2012 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect P. Thomas Jenkins Mgmt For For For
1.2 Elect Mark Barrenechea Mgmt For For For
1.3 Elect Randy Fowlie Mgmt For For For
1.4 Elect Gail Hamilton Mgmt For For For
1.5 Elect Brian Jackman Mgmt For For For
1.6 Elect Stephen Sadler Mgmt For Withhold Against
1.7 Elect Michael Slaunwhite Mgmt For For For
1.8 Elect Katharine Mgmt For For For
Stevenson
1.9 Elect Deborah Weinstein Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the 2004 Mgmt For Against Against
Stock Option
Plan
________________________________________________________________________________
Oracle Corporation
Ticker Security ID: Meeting Date Meeting Status
ORCL CUSIP 68389X105 11/07/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey Berg Mgmt For For For
1.2 Elect H. Raymond Bingham Mgmt For Withhold Against
1.3 Elect Michael Boskin Mgmt For For For
1.4 Elect Safra Catz Mgmt For For For
1.5 Elect Bruce Chizen Mgmt For Withhold Against
1.6 Elect George Conrades Mgmt For Withhold Against
1.7 Elect Lawrence Ellison Mgmt For For For
1.8 Elect Hector Mgmt For For For
Garcia-Molina
1.9 Elect Jeffrey Henley Mgmt For For For
1.10 Elect Mark Hurd Mgmt For For For
1.11 Elect Donald Lucas Mgmt For For For
1.12 Elect Naomi Seligman Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Amendment to the 1993 Mgmt For Against Against
Directors' Stock
Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against For Against
Regarding the Use of
Multiple Metrics for
Executive Performance
Measures
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Retention of
Shares Until
Retirement
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Pall Corporation
Ticker Security ID: Meeting Date Meeting Status
PLL CUSIP 696429307 12/12/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Amy Alving Mgmt For Against Against
2 Elect Robert Coutts Mgmt For Against Against
3 Elect Mark Goldstein Mgmt For Against Against
4 Elect Cheryl Grise Mgmt For Against Against
5 Elect Ronald Hoffman Mgmt For Against Against
6 Elect Lawrence Kingsley Mgmt For Against Against
7 Elect Dennis Longstreet Mgmt For Against Against
8 Elect Craig Owens Mgmt For Against Against
9 Elect Katharine Plourde Mgmt For Against Against
10 Elect Edward Mgmt For Against Against
Travaglianti
11 Elect Bret Wise Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
13 Amendments to the Mgmt For For For
Company's
Bylaws
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Parker-Hannifin Corporation
Ticker Security ID: Meeting Date Meeting Status
PH CUSIP 701094104 10/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Bohn Mgmt For For For
1.2 Elect Linda Harty Mgmt For For For
1.3 Elect William Kassling Mgmt For For For
1.4 Elect Robert Kohlhepp Mgmt For For For
1.5 Elect Klaus-Peter Muller Mgmt For For For
1.6 Elect Candy Obourn Mgmt For For For
1.7 Elect Joseph Scaminace Mgmt For Withhold Against
1.8 Elect Wolfgang Schmitt Mgmt For For For
1.9 Elect Ake Svensson Mgmt For For For
1.10 Elect James Wainscott Mgmt For For For
1.11 Elect Donald Washkewicz Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2009 Mgmt For Against Against
Omnibus Stock
Incentive
Plan
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Patterson Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
PDCO CUSIP 703395103 09/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott Anderson Mgmt For For For
1.2 Elect Ellen Rudnick Mgmt For Withhold Against
1.3 Elect Harold Slavkin Mgmt For For For
1.4 Elect James Wiltz Mgmt For For For
1.5 Elect Jody Feragen Mgmt For For For
2 Repeal of Classified Mgmt For For For
Board
3 Amendment to the Equity Mgmt For Against Against
Incentive
Plan
4 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Cumulative
Voting
________________________________________________________________________________
Pentair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNR CUSIP 709631105 09/14/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reverse Merger Mgmt For For For
2 Advisory Vote on Golden Mgmt For Against Against
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Precision Castparts Corp.
Ticker Security ID: Meeting Date Meeting Status
PCP CUSIP 740189105 08/14/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark Donegan Mgmt For Withhold Against
1.2 Elect Vernon Oechsle Mgmt For Withhold Against
1.3 Elect Rick Schmidt Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Amendment to the Mgmt For Against Against
Executive Performance
Incentive
Plan
________________________________________________________________________________
QUALCOMM Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUSIP 747525103 03/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Barbara T. Mgmt For Against Against
Alexander
2 Elect Donald G. Mgmt For For For
Cruickshank
3 Elect Raymond V. Mgmt For For For
Dittamore
4 Elect Susan Hockfield Mgmt For Against Against
5 Elect Thomas W. Horton Mgmt For For For
6 Elect Paul E. Jacobs Mgmt For For For
7 Elect Sherry Lansing Mgmt For For For
8 Elect Duane A. Nelles Mgmt For For For
9 Elect Francisco Ros Mgmt For For For
10 Elect Brent Scowcroft Mgmt For For For
11 Elect Marc I. Stern Mgmt For Against Against
12 Amendment to the 2006 Mgmt For Against Against
Long-Term Incentive
Plan
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Research In Motion Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIM CUSIP 760975102 07/10/2012 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Timothy Dattels Mgmt For For For
1.2 Elect Thorsten Heins Mgmt For For For
1.3 Elect David Kerr Mgmt For Withhold Against
1.4 Elect Claudia Kotchka Mgmt For For For
1.5 Elect Mike Lazaridis Mgmt For For For
1.6 Elect Roger Martin Mgmt For For For
1.7 Elect John Richardson Mgmt For Withhold Against
1.8 Elect Barbara Stymiest Mgmt For Withhold Against
1.9 Elect V. Prem Watsa Mgmt For For For
1.10 Elect John Wetmore Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Rock-Tenn Company
Ticker Security ID: Meeting Date Meeting Status
RKT CUSIP 772739207 01/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect G. Stephen Felker Mgmt For Withhold Against
1.2 Elect Lawrence Mgmt For Withhold Against
Gellerstedt,
III
1.3 Elect John Spiegel Mgmt For Withhold Against
2 Amendment to the Annual Mgmt For Against Against
Executive Bonus
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Rockwell Automation, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROK CUSIP 773903109 02/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barry Johnson Mgmt For Withhold Against
1.2 Elect William Mgmt For Withhold Against
McCormick,
Jr.
1.3 Elect Keith Nosbusch Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Rockwell Collins, Inc.
Ticker Security ID: Meeting Date Meeting Status
COL CUSIP 774341101 02/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Edwardson Mgmt For Withhold Against
1.2 Elect Andrew Policano Mgmt For Withhold Against
1.3 Elect Jeffrey Turner Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 2013 Employee Stock Mgmt For For For
Purchase
Plan
5 Shareholder Proposal ShrHoldr N/A For N/A
Regarding
Declassification of
the
Board
________________________________________________________________________________
Royal Bank Of Canada
Ticker Security ID: Meeting Date Meeting Status
RY CUSIP 780087102 02/28/2013 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect W. Geoffrey Mgmt For For For
Beattie
1.2 Elect David F. Denison Mgmt For For For
1.3 Elect Paule Gauthier Mgmt For For For
1.4 Elect Richard L. George Mgmt For For For
1.5 Elect Timothy J. Hearn Mgmt For For For
1.6 Elect Alice D. Laberge Mgmt For For For
1.7 Elect Jacques Lamarre Mgmt For For For
1.8 Elect Brandt C. Louie Mgmt For For For
1.9 Elect Michael H. McCain Mgmt For Withhold Against
1.10 Elect Heather E.L. Mgmt For For For
Munroe-Blum
1.11 Elect Gordon M. Nixon Mgmt For For For
1.12 Elect David P. O'Brien Mgmt For For For
1.13 Elect J. Pedro Reinhard Mgmt For For For
1.14 Elect Edward Sonshine Mgmt For Withhold Against
1.15 Elect Kathleen P. Taylor Mgmt For For For
1.16 Elect Bridget A. van Mgmt For For For
Kralingen
1.17 Elect Victor L. Young Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal Mgmt Against Against For
Regarding Governance
of Pension
Plans
5 Shareholder Proposal Mgmt Against Against For
Regarding Equitable
Treatment Under
Pension
Plans
6 Shareholder Proposal Mgmt Against For Against
Regarding Executive
Gender
Equality
7 Shareholder Proposal Mgmt Against For Against
Regarding Pay
Ratio
8 Shareholder Proposal Mgmt Against Against For
Regarding Disclosure
of Summary of Annual
Meeting
9 Shareholder Proposal Mgmt Against Against For
Regarding Shareholder
Bill of
Rights
10 Shareholder Proposal Mgmt Against Against For
Regarding Revocation
of
Auditor
11 Shareholder Proposal Mgmt Against Against For
Regarding Director
Compensation
12 Shareholder Proposal Mgmt Against Against For
Regarding Board
Size
________________________________________________________________________________
Saputo Inc.
Ticker Security ID: Meeting Date Meeting Status
SAP CUSIP 802912105 07/31/2012 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Emanuele Saputo Mgmt For For For
1.2 Elect Lino Saputo, Jr. Mgmt For Withhold Against
1.3 Elect Lucien Bouchard Mgmt For For For
1.4 Elect Pierre Bourgie Mgmt For Withhold Against
1.5 Elect Henry Demone Mgmt For For For
1.6 Elect Frank Dottori Mgmt For For For
1.7 Elect Anthony Fata Mgmt For For For
1.8 Elect Annalisa King Mgmt For For For
1.9 Elect Antonio Meti Mgmt For For For
1.10 Elect Caterina Mgmt For For For
Monticciolo
1.11 Elect Patricia Saputo Mgmt For For For
2 Appointment of Auditor Mgmt For Withhold Against
and Authority to Set
Fees
________________________________________________________________________________
SSGA Funds
Ticker Security ID: Meeting Date Meeting Status
SSGXX CUSIP 784924 02/01/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Marshall Mgmt For Withhold Against
1.2 Elect Patrick Riley Mgmt For Withhold Against
1.3 Elect Richard Shirk Mgmt For Withhold Against
1.4 Elect Bruce Taber Mgmt For Withhold Against
1.5 Elect Scott Powers Mgmt For Withhold Against
________________________________________________________________________________
Starbucks Corporation
Ticker Security ID: Meeting Date Meeting Status
SBUX CUSIP 855244109 03/20/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Howard Schultz Mgmt For For For
2 Elect William W. Bradley Mgmt For For For
3 Elect Robert M. Gates Mgmt For For For
4 Elect Mellody Hobson Mgmt For For For
5 Elect Kevin R. Johnson Mgmt For Against Against
6 Elect Olden Lee Mgmt For Against Against
7 Elect Joshua C. Ramo Mgmt For For For
8 Elect James G. Shennan, Mgmt For Against Against
Jr.
9 Elect Clara Shih Mgmt For For For
10 Elect Javier G. Teruel Mgmt For Against Against
11 Elect Myron E. Ullman Mgmt For Against Against
III
12 Elect Craig E. Weatherup Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Amendment to the 2005 Mgmt For Against Against
Long-Term Equity
Incentive
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Prohibition
on Political
Spending
________________________________________________________________________________
Sunoco, Inc.
Ticker Security ID: Meeting Date Meeting Status
SUN CUSIP 86764P109 10/04/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Golden Mgmt For Against Against
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Symantec Corporation
Ticker Security ID: Meeting Date Meeting Status
SYMC CUSIP 871503108 10/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen Bennett Mgmt For Against Against
2 Elect Michael Brown Mgmt For Against Against
3 Elect Frank Dangeard Mgmt For Against Against
4 Elect Stephen Gillett Mgmt For Against Against
5 Elect Geraldine Mgmt For Against Against
Laybourne
6 Elect David Mahoney Mgmt For Against Against
7 Elect Robert Miller Mgmt For Against Against
8 Elect Daniel Schulman Mgmt For Against Against
9 Elect V. Paul Unruh Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
Sysco Corporation
Ticker Security ID: Meeting Date Meeting Status
SYY CUSIP 871829107 11/14/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jonathan Golden Mgmt For Against Against
2 Elect Joseph Hafner, Jr. Mgmt For For For
3 Elect Nancy Newcomb Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For Against Against
________________________________________________________________________________
The Clorox Company
Ticker Security ID: Meeting Date Meeting Status
CLX CUSIP 189054109 11/14/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel Boggan, Jr. Mgmt For For For
2 Elect Richard Carmona Mgmt For Against Against
3 Elect Tully Friedman Mgmt For Against Against
4 Elect George Harad Mgmt For Against Against
5 Elect Donald Knauss Mgmt For Against Against
6 Elect Robert Matschullat Mgmt For Against Against
7 Elect Edward Mueller Mgmt For For For
8 Elect Pamela Mgmt For For For
Thomas-Graham
9 Elect Carolyn Ticknor Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2005 Mgmt For Against Against
Stock Incentive
Plan
________________________________________________________________________________
The Estee Lauder Companies Inc.
Ticker Security ID: Meeting Date Meeting Status
EL CUSIP 518439104 11/09/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rose Marie Bravo Mgmt For Withhold Against
1.2 Elect Paul Fribourg Mgmt For Withhold Against
1.3 Elect Mellody Hobson Mgmt For Withhold Against
1.4 Elect Irvine Hockaday, Mgmt For Withhold Against
Jr.
1.5 Elect Barry Sternlicht Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Increase of Authorized Mgmt For Against Against
Common
Stock
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Procter & Gamble Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/09/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Angela Braly Mgmt For For For
2 Elect Kenneth Chenault Mgmt For Against Against
3 Elect Scott Cook Mgmt For Against Against
4 Elect Susan Mgmt For For For
Desmond-Hellmann
5 Elect Robert McDonald Mgmt For For For
6 Elect W. James Mgmt For Against Against
McNerney,
Jr.
7 Elect Johnathan Rodgers Mgmt For For For
8 Elect Margaret Whitman Mgmt For Against Against
9 Elect Mary Wilderotter Mgmt For Against Against
10 Elect Patricia Woertz Mgmt For For For
11 Elect Ernesto Zedillo Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Advisory
Vote on Electioneering
Expenditure
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Extended
Producer
Responsibility
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
Tyco International Ltd.
Ticker Security ID: Meeting Date Meeting Status
TYC CUSIP H89128104 03/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For Against Against
Acts
3.1 Elect Edward D. Breen Mgmt For Withhold Against
3.2 Elect Michael E. Daniels Mgmt For Withhold Against
3.3 Elect Frank M. Drendel Mgmt For Withhold Against
3.4 Elect Brian Duperreault Mgmt For Withhold Against
3.5 Elect Rajiv L. Gupta Mgmt For Withhold Against
3.6 Elect John A. Krol Mgmt For Withhold Against
3.7 Elect George R. Oliver Mgmt For Withhold Against
3.8 Elect Brendan R. O'Neill Mgmt For Withhold Against
3.9 Elect Sandra S. Wijnberg Mgmt For For For
3.10 Elect R. David Yost Mgmt For Withhold Against
4 Appointment of Auditor Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Appointment of Special Mgmt For For For
Auditor
7 Allocation of Mgmt For For For
Profits/Dividends
8 Approval of Ordinary Mgmt For For For
Cash
Dividend
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Renewal of Authorized Mgmt For For For
Share
Capital
11 Approval of a Reduction Mgmt For For For
in Registered Share
Capital
________________________________________________________________________________
Tyco International Ltd.
Ticker Security ID: Meeting Date Meeting Status
TYC CUSIP H89128104 09/17/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The ADT Spin-off Mgmt For For For
2 The Tyco Flow Control Mgmt For For For
Spin-off
3.1 Elect George Oliver Mgmt For Withhold Against
3.2 Elect Frank Drendel Mgmt For Withhold Against
4 Approval of Ordinary Mgmt For For For
Cash
Dividends
5 2012 Stock and Mgmt For Against Against
Incentive
Plan
________________________________________________________________________________
Whole Foods Market, Inc.
Ticker Security ID: Meeting Date Meeting Status
WFM CUSIP 966837106 03/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John B. Elstrott Mgmt For For For
1.2 Elect Gabrielle E. Mgmt For For For
Greene
1.3 Elect Hass Hassan Mgmt For For For
1.4 Elect Stephanie Kugelman Mgmt For For For
1.5 Elect John P. Mackey Mgmt For For For
1.6 Elect Walter Robb Mgmt For For For
1.7 Elect Jonathan A. Mgmt For For For
Seiffer
1.8 Elect Morris J. Siegel Mgmt For For For
1.9 Elect Jonathan D. Mgmt For For For
Sokoloff
1.10 Elect Ralph Z. Sorenson Mgmt For For For
1.11 Elect William A. Tindell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2009 Mgmt For Against Against
Stock Incentive
Plan
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Extended
Producer
Responsibility
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Yahoo! Inc.
Ticker Security ID: Meeting Date Meeting Status
YHOO CUSIP 984332106 07/12/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alfred Amoroso Mgmt For Against Against
2 Elect John Hayes Mgmt For Against Against
3 Elect Susan James Mgmt For Against Against
4 Elect David Kenny Mgmt For Against Against
5 Elect Peter Liguori Mgmt For Against Against
6 Elect Daniel Loeb Mgmt For Against Against
7 Elect Thomas McInerney Mgmt For Against Against
8 Elect Brad Smith Mgmt For Against Against
9 Elect Maynard Webb, Jr. Mgmt For Against Against
10 Elect Harry Wilson Mgmt For Against Against
11 Elect Michael Wolf Mgmt For Against Against
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Amendment to the 1995 Mgmt For Against Against
Stock
Plan
14 Amendment to the 1996 Mgmt For Against Against
Directors Stock
Plan
15 Ratification of Auditor Mgmt For Against Against
===============================================================================
===============================================================================
Item 1: Proxy Voting Record
Fund Name : Pax MSCI EAFE ESG Index ETF
07/01/2012 - 06/30/2013
________________________________________________________________________________
Aisin Seiki Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
7259 CINS J00714105 06/18/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kanshiroh Toyoda Mgmt For Against Against
4 Elect Fumio Fujimori Mgmt For Against Against
5 Elect Shinzoh Kobuki Mgmt For Against Against
6 Elect Toshikazu Nagura Mgmt For Against Against
7 Elect Takashi Morita Mgmt For Against Against
8 Elect Naofumi Fujie Mgmt For Against Against
9 Elect Makoto Mitsuya Mgmt For Against Against
10 Elect Toshiyuki Ishikawa Mgmt For Against Against
11 Elect Takeshi Kawata Mgmt For Against Against
12 Elect Mutsumi Kawamoto Mgmt For Against Against
13 Elect Kazumi Usami Mgmt For Against Against
14 Elect Ryoh Kobayashi as Mgmt For For For
Statutory
Auditor
15 Bonus Mgmt For For For
________________________________________________________________________________
Akzo Nobel N.V.
Ticker Security ID: Meeting Date Meeting Status
AKZA CINS N01803100 04/26/2013 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Loss Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Dividends Mgmt For For For
7 Ratification of Mgmt For Against Against
Management Board
Acts
8 Ratification of Mgmt For Against Against
Supervisory Board
Acts
9 Amendment to Short Term Mgmt For For For
Remuneration
Policy
10 Amendment to Long Term Mgmt For For For
Remuneration
Policy
11 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
12 Suppression of Mgmt For Against Against
Preemptive
Rights
13 Authority to Repurchase Mgmt For For For
Shares
14 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
ASML Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
ASML CINS N07059202 04/24/2013 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Ratification of Mgmt For Against Against
Management
Acts
5 Ratification of Mgmt For Against Against
Supervisory Board
Acts
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Mgmt For For For
Profits/Dividends
8 Remuneration Policy Mgmt For For For
9 Authority to Grant Mgmt For For For
Performance Shares
under 2010-2013
Plan
10 Authority to Grant Mgmt For For For
Performance Shares
under 2014
Plan
11 Stock Option Grant to Mgmt For For For
Employees
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Elect H. C. J. van den Mgmt For For For
Burg
14 Elect P.F.M. Van der Mgmt For For For
Meer
Mohr
15 Elect W. Ziebart Mgmt For For For
16 Elect D.A. Grose Mgmt For For For
17 Elect C.M.S. Mgmt For For For
Smits-Nusteling
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Appointment of Auditor Mgmt For Against Against
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Suppress Mgmt For Against Against
Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares in Case of
Merger/Acquisition
23 Authority to Suppress Mgmt For Against Against
Preemptive
Rights
24 Authority to Repurchase Mgmt For For For
Shares
25 Authority to Repurchase Mgmt For For For
Additional
Shares
26 Authority to Cancel Mgmt For For For
Shares
27 Non-Voting Agenda Item N/A N/A N/A N/A
28 Non-Voting Agenda Item N/A N/A N/A N/A
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
ASML Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
ASML CINS N07059178 09/07/2012 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
4 Authority to Suppress Mgmt For For For
Preemptive
Rights
5 Creation of New Share Mgmt For For For
Class
6 Amendment to Par Value Mgmt For For For
7 Authority to Reduce Mgmt For For For
Issued Share
Capital
8 Reverse Stock Split Mgmt For For For
9 Cancellation of Shares Mgmt For For For
10 Authorization of Legal Mgmt For For For
Formalities
11 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
12 Authority to Suppress Mgmt For For For
Preemptive
Rights
13 Authority to Issue Mgmt For For For
Shares in Case of
Merger/Acquisition
14 Authority to Suppress Mgmt For For For
Preemptive Rights in
Case of
Merger/Acquisition
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Associated British Foods plc
Ticker Security ID: Meeting Date Meeting Status
ABF CINS G05600138 12/07/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Emma Adamo Mgmt For Against Against
5 Elect John Bason Mgmt For Against Against
6 Elect Timothy Clarke Mgmt For Against Against
7 Elect Lord Michael Jay Mgmt For Against Against
8 Elect Javier Ferran Mgmt For Against Against
9 Elect Charles Sinclair Mgmt For Against Against
10 Elect Peter Smith Mgmt For Against Against
11 Elect George Weston Mgmt For Against Against
12 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Atlas Copco AB
Ticker Security ID: Meeting Date Meeting Status
ATCO-A CINS W10020118 04/29/2013 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Ratification of Board Mgmt For Against Against
and Management
Acts
13 Allocation of Mgmt For For For
Profits/Dividends
14 Dividend Record Date Mgmt For For For
15 Board Size Mgmt For For For
16 Election of Directors Mgmt For Against Against
17 Directors' Fees Mgmt For For For
18 Compensation Guidelines Mgmt For Against Against
19 Performance Option Plan Mgmt For For For
20 Authority to Repurchase Mgmt For For For
Shares Pursuant to
2013 Performance
Option
Plan
21 Authority to Repurchase Mgmt For For For
Shares Pursuant to
Directors'
Fees
22 Issuance of Treasury Mgmt For For For
Shares Pursuant to
2013 Performance
Option
Plan
23 Issuance of Treasury Mgmt For For For
Shares Pursuant to
Directors'
Fees
24 Issuance of Treasury Mgmt For For For
Shares Pursuant to
2007 2009 and 2010
Stock Option
Plans
25 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Auckland International Airport Limited
Ticker Security ID: Meeting Date Meeting Status
AIA CINS Q06213104 10/24/2012 Voted
Meeting Type Country of Trade
Annual New Zealand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Justine Smyth Mgmt For Against Against
3 Re-elect John Brabazon Mgmt For Against Against
4 Re-elect Richard Mgmt For For For
Didsbury
5 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
6 Authorise Board to Set Mgmt For Against Against
Auditor's
Fees
________________________________________________________________________________
Australia and New Zealand Banking Group Limited
Ticker Security ID: Meeting Date Meeting Status
ANZ CINS Q09504137 12/19/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For Against Against
3 Equity Grant (CEO Mgmt For Against Against
Michael
Smith)
4 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
5 Elect Paula Dwyer Mgmt For Against Against
6 Re-elect John Morschel Mgmt For Against Against
7 Re-elect Hsien Yang LEE Mgmt For Against Against
8 Elect Robert Reeves Mgmt Against Against For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Banco Bilbao Vizcaya Argentaria S.A.
Ticker Security ID: Meeting Date Meeting Status
BBVA CINS E11805103 03/14/2013 Voted
Meeting Type Country of Trade
Special Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Mgmt For Against Against
Allocation of
Profits/Dividends;
Ratification of Board
Acts
3 Elect Francisco Mgmt For Against Against
Gonzalez
Rodriguez
4 Elect Angel Cano Mgmt For Against Against
Fernandez
5 Elect Ramon Bustamante Mgmt For Against Against
y de la
Mora
6 Elect Ignacio Ferrero Mgmt For Against Against
Jordi
7 Merger by Absorption Mgmt For For For
8 Bonus Issue Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Bonus Issue Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Annual Incentive Plan Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Approval of Corporate Mgmt For For For
Website
15 Authority to Carry Out Mgmt For For For
Formalities
16 Remuneration Report Mgmt For For For
17 Non-Voting Meeting Note N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Banco de Sabadell SA
Ticker Security ID: Meeting Date Meeting Status
SAB CINS E15819191 03/26/2013 Voted
Meeting Type Country of Trade
Special Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Mgmt For Against Against
Allocation of
Profits/Dividends;
Ratification of Board
Acts
3 Capitalization of Mgmt For For For
Reserves for Bonus
Issue
4 Elect Jose Manuel Mgmt For Against Against
Martinez
Martinez
5 Elect Antonio Vitor Mgmt For Against Against
Martins
Monteiro
6 Elect Jose Manuel Lara Mgmt For Against Against
Bosch
7 Elect Jaime Guardiola Mgmt For Against Against
Romojaro
8 Authority to Issue Mgmt For Against Against
Shares w/ or w/o
Preemptive
Rights
9 Authority to Issue Mgmt For Against Against
Non-Convertible Debt
Instruments
10 Authority to Issue Mgmt For Against Against
Convertible Debt
Instruments
11 Authority to Repurchase Mgmt For For For
and Cancel Treasury
Shares
12 Remuneration Report Mgmt For Against Against
13 Stock Appreciation Mgmt For Against Against
Rights
Plan
14 Appointment of Auditor Mgmt For Against Against
15 Authority to Carry Out Mgmt For For For
Formalities
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Banco Santander S.A.
Ticker Security ID: Meeting Date Meeting Status
SAN CINS E19790109 03/22/2013 Voted
Meeting Type Country of Trade
Special Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For Against Against
Acts
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Guillermo de la Mgmt For Against Against
Dehesa
Romero
5 Elect Abel Matutes Juan Mgmt For Against Against
6 Elect Angel Jado Mgmt For Against Against
Becerro de
Bengoa
7 Elect Francisco Javier Mgmt For Against Against
Botin-Sanz de Sautuola
y
O'Shea
8 Elect Isabel Tocino Mgmt For Against Against
Biscarolasaga
9 Elect Fernando de Asua Mgmt For Against Against
Alvarez
10 Appointment of Auditor Mgmt For Against Against
11 Approval of Corporate Mgmt For For For
Website
12 Banesto Merger Mgmt For For For
13 Merger by Absorption - Mgmt For For For
Banif
14 Amendments to Articles Mgmt For For For
Regarding Directors'
Remuneration
15 Amendments to Articles Mgmt For For For
Regarding Corporate
Website
16 Authority to Issue Mgmt For Against Against
Shares w/ or w/o
Preemptive
Rights
17 Authority to Issue Mgmt For Against Against
Shares w/ or w/o
Preemptive
Rights
18 Scrip Dividend - 2012 Mgmt For For For
Supplemental
Dividend
19 Scrip Dividend - First Mgmt For For For
2013 Interim
Dividend
20 Scrip Dividend - Second Mgmt For For For
2013 Interim
Dividend
21 Scrip Dividend - Third Mgmt For For For
2013 Interim
Dividend
22 Authority to Issue Mgmt For Against Against
Convertible Securities
w/ or w/o Preemptive
Rights
23 Authority to Issue Mgmt For For For
Non-Convertible Debt
Instruments
24 Deferred and Mgmt For For For
Conditional Variable
Remuneration
Plan
25 Deferred and Mgmt For Against Against
Conditional Delivery
Share
Plan
26 Employee Share Purchase Mgmt For For For
Plan
27 Authority to Carry Out Mgmt For For For
Formalities
28 Remuneration Report Mgmt For Against Against
________________________________________________________________________________
Basf SE
Ticker Security ID: Meeting Date Meeting Status
BAS CINS D06216317 04/26/2013 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For Against Against
Supervisory Board
Acts
9 Ratification of Mgmt For Against Against
Management Board
Acts
10 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Bayerische Motoren Werke AG (BMW)
Ticker Security ID: Meeting Date Meeting Status
BMW CINS D12096109 05/14/2013 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For Against Against
Management Board
Acts
7 Ratification of Mgmt For Against Against
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For Against Against
9 Elect Reinhard Huttl Mgmt For Against Against
10 Elect Karl-Ludwig Kley Mgmt For Against Against
11 Elect Renate Kocher Mgmt For Against Against
12 Elect Joachim Milberg Mgmt For Against Against
13 Supervisory Board Mgmt For Against Against
Members'
Fees
________________________________________________________________________________
BG Group plc
Ticker Security ID: Meeting Date Meeting Status
BG CINS G1245Z108 05/23/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Den Jones Mgmt For For For
5 Elect LIM Haw Kuang Mgmt For For For
6 Elect Peter Backhouse Mgmt For For For
7 Elect Vivienne Cox Mgmt For Against Against
8 Elect Chris Finlayson Mgmt For For For
9 Elect Andrew Gould Mgmt For Against Against
10 Elect Baroness Hogg Mgmt For For For
11 Elect John Hood Mgmt For Against Against
12 Elect Martin Houston Mgmt For For For
13 Elect Caio Koch-Weser Mgmt For For For
14 Elect Sir David Manning Mgmt For For For
15 Elect Mark Seligman Mgmt For For For
16 Elect Patrick W. Thomas Mgmt For Against Against
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Authorisation of Mgmt For Against Against
Political
Donations
20 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Repurchase Mgmt For For For
Shares
23 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
BIC (Societe Bic)
Ticker Security ID: Meeting Date Meeting Status
BB CINS F10080103 05/15/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' Fees Mgmt For For For
8 Authority to Repurchase Mgmt For For For
Shares
9 Elect Bruno Bich Mgmt For Against Against
10 Elect Mario Guevara Mgmt For Against Against
11 Elect Elizabeth Bastoni Mgmt For Against Against
12 Amendment to the Mgmt For For For
Corporate
Purpose
13 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
14 Authority to Issue Mgmt For Against Against
Restricted
Shares
15 Authority to Grant Mgmt For Against Against
Stock
Options
16 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Bunzl plc
Ticker Security ID: Meeting Date Meeting Status
BNZL CINS G16968110 04/17/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Philip G. Rogerson Mgmt For Against Against
4 Elect Michael J. Roney Mgmt For Against Against
5 Elect Pat Larmon Mgmt For Against Against
6 Elect Brian May Mgmt For Against Against
7 Elect Peter Johnson Mgmt For Against Against
8 Elect David Sleath Mgmt For Against Against
9 Elect Eugenia Ulasewicz Mgmt For For For
10 Elect Jean-Charles Pauze Mgmt For Against Against
11 Elect Meinie Oldersma Mgmt For Against Against
12 Appointment of Auditor Mgmt For Against Against
13 Authority to Set Mgmt For Against Against
Auditor's
Fees
14 Directors' Remuneration Mgmt For For For
Report
15 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Repurchase Mgmt For For For
Shares
18 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Burberry Group plc
Ticker Security ID: Meeting Date Meeting Status
BRBY CINS G1699R107 07/12/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect John Peace Mgmt For Against Against
5 Elect Angela Ahrendts Mgmt For For For
6 Elect Philip Bowman Mgmt For Against Against
7 Elect Ian Carter Mgmt For Against Against
8 Elect Stacey Cartwright Mgmt For For For
9 Elect Stephanie George Mgmt For Against Against
10 Elect John Smith Mgmt For Against Against
11 Elect David Tyler Mgmt For Against Against
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authorisation of Mgmt For Against Against
Political
Donations
15 Authority to Repurchase Mgmt For For For
Shares
16 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Canon Incorporated
Ticker Security ID: Meeting Date Meeting Status
7751 CINS J05124144 03/28/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Fujio Mitarai Mgmt For Against Against
4 Elect Toshizoh Tanaka Mgmt For Against Against
5 Elect Toshiaki Ikoma Mgmt For Against Against
6 Elect Kunio Watanabe Mgmt For Against Against
7 Elect Yohroku Adachi Mgmt For Against Against
8 Elect Yasuo Mitsuhashi Mgmt For Against Against
9 Elect Shigeyuki Mgmt For Against Against
Matsumoto
10 Elect Toshio Homma Mgmt For Against Against
11 Elect Masaki Nakaoka Mgmt For Against Against
12 Elect Haruhisa Honda Mgmt For Against Against
13 Elect Hideki Ozawa Mgmt For Against Against
14 Elect Masaya Maeda Mgmt For Against Against
15 Elect Yasuhiro Tani Mgmt For Against Against
16 Elect Makoto Araki Mgmt For Against Against
17 Elect Hiroyuki Suematsu Mgmt For Against Against
18 Elect Shigeyuki Uzawa Mgmt For Against Against
19 Elect Kenichi Nagasawa Mgmt For Against Against
20 Elect Naoji Ohtsuka Mgmt For Against Against
21 Elect Masanori Yamada Mgmt For Against Against
22 Elect Aitake Wakiya Mgmt For Against Against
23 Elect Kazuto Ohno Mgmt For Against Against
24 Special Allowances for Mgmt For Against Against
Directors
25 Directors' Fees Mgmt For For For
26 Bonus Mgmt For Against Against
________________________________________________________________________________
Carrefour
Ticker Security ID: Meeting Date Meeting Status
CA CINS F13923119 04/23/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect Sebastien Bazin Mgmt For Against Against
8 Elect Thierry Breton Mgmt For Against Against
9 Elect Charles Edelstenne Mgmt For Against Against
10 Elect Anne-Claire Mgmt For Against Against
Taittinger
11 Authority to Repurchase Mgmt For For For
Shares
12 Amendment to Article 20 Mgmt For For For
13 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
14 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Securities
Through Private
Placement
17 Authority to Increase Mgmt For Against Against
Capital in
Consideration for
Contributions in
Kind
18 Authority to Increase Mgmt For Against Against
Capital in Case of
Exchange
Offer
19 Authority to Increase Mgmt For For For
Capital Through
Capitalizations
20 Employee Stock Purchase Mgmt For For For
Plan
________________________________________________________________________________
Central Japan Railway Company
Ticker Security ID: Meeting Date Meeting Status
9022 CINS J05523105 06/21/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
CGG Veritas
Ticker Security ID: Meeting Date Meeting Status
GA CINS F2349S108 05/03/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Elect Loren K. Carroll Mgmt For Against Against
8 Elect Terence Young Mgmt For Against Against
9 Ratification of the Mgmt For Against Against
Co-option of Agnes
Lemarchand
10 Elect Anges Lemarchand Mgmt For Against Against
11 Appointment of Auditor Mgmt For For For
(Ernst &
Young)
12 Appointment of Auditor Mgmt For For For
(Mazars)
13 Appointment of Mgmt For For For
Alternate Auditor
(Auditex)
14 Appointment of Mgmt For For For
Alternate Auditor
(Patrick de
Cambourg)
15 Directors' Fees Mgmt For For For
16 Authority to Repurchase Mgmt For For For
Shares
17 Related Party Mgmt For For For
Transactions
18 Compensation Benefits Mgmt For For For
(Senior
Executives)
19 Severance Agreement Mgmt For For For
(Jean-Georges
Malcor)
20 Change of Company Name Mgmt For For For
21 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Securities
w/ Preemptive
Rights
22 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Securities
w/o Preemptive
Rights
23 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Securities
through Private
Placement
24 Authority to Set Mgmt For For For
Offering Price of
Shares
25 Greenshoe Mgmt For For For
26 Authority to Increase Mgmt For For For
Capital Through
Capitalizations
27 Authority to Increase Mgmt For Against Against
Capital in
Consideration for
Contributions in
Kind
28 Employee Stock Purchase Mgmt For Against Against
Plan
29 Authority to Grant Mgmt For For For
Stock Options to
Employees
30 Authority to Grant Mgmt For For For
Stock Options to
Senior
Executives
31 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
32 Authority to Issue Debt Mgmt For For For
Instruments
33 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Chugai Pharmaceutical Co Ltd
Ticker Security ID: Meeting Date Meeting Status
4519 CINS J06930101 03/27/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Mitsuo Ohhashi Mgmt For Against Against
3 Elect Daniel O'Day Mgmt For Against Against
4 Elect Kunitoshi Mgmt For Against Against
Watanabe as Statutory
Auditor
________________________________________________________________________________
Chugoku Electric Power Company
Ticker Security ID: Meeting Date Meeting Status
9504 CINS J07098106 06/26/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For Against Against
4 Elect Moriyoshi Ogawa Mgmt For Against Against
5 Elect Masaki Ono Mgmt For Against Against
6 Elect Hirofumi Obata Mgmt For Against Against
7 Elect Tomohide Karita Mgmt For Against Against
8 Elect Satoshi Kumagai Mgmt For Against Against
9 Elect Akira Sakotani Mgmt For Against Against
10 Elect Mareshige Shimizu Mgmt For Against Against
11 Elect Hiroaki Tamura Mgmt For Against Against
12 Elect Kazuyuki Nobusue Mgmt For Against Against
13 Elect Masaki Hirano Mgmt For Against Against
14 Elect Yukio Furubayashi Mgmt For Against Against
15 Elect Hideo Matsumura Mgmt For Against Against
16 Elect Shigehiko Morimae Mgmt For Against Against
17 Elect Takashi Yamashita Mgmt For Against Against
18 Elect Nobuo Watanabe Mgmt For Against Against
19 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Shimane
Nuclear
Plant
20 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding
Decommissioning
Business
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Ban on
Payments Associated
with Advertising,
Cooperation and
Donations
22 Shareholder Proposal ShrHoldr Against For Against
Regarding Nuclear
Power Disaster
Prevention
Agreement
23 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Nuclear
Damage Compensation
Agreement
24 Shareholder Proposal ShrHoldr Against For Against
Regarding Renewable
Energy
Generation
________________________________________________________________________________
CLP Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0002 CINS Y1660Q104 04/30/2013 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Fanny LAW Fan Mgmt For Against Against
Chiu
Fun
5 Elect Irene LEE Yun Lien Mgmt For Against Against
6 Elect Michael D. Mgmt For Against Against
Kadoorie
7 Elect Paul A. Theys Mgmt For Against Against
8 Elect Andrew C.W. Mgmt For Against Against
Brandler
9 Elect Nicholas C. Allen Mgmt For Against Against
10 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
11 Directors' Fees Mgmt For Against Against
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Colruyt
Ticker Security ID: Meeting Date Meeting Status
COLR CINS B26882231 09/26/2012 Voted
Meeting Type Country of Trade
Annual Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Board of Directors' Mgmt For For For
Report
4 Remuneration Report Mgmt For Against Against
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Distribution of Mgmt For For For
Dividends
8 Allocation of Profits Mgmt For For For
9 Profit Sharing Scheme Mgmt For For For
10 Ratification of Board Mgmt For Against Against
Acts
11 Ratification of Mgmt For Against Against
Auditor's
Acts
12 Elect Anima NV Mgmt For Against Against
13 Elect Francois Gillet Mgmt For Against Against
14 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Colruyt
Ticker Security ID: Meeting Date Meeting Status
COLR CINS B26882231 10/11/2012 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights Under Employee
Incentive
Plan
6 Approval of Share Mgmt For For For
Issuance
Price
7 Disapplication of Mgmt For For For
Preemptive
Rights
8 Increase in Authorized Mgmt For For For
Capital
9 Approval of Mgmt For For For
Subscription
Period
10 Authorization of Legal Mgmt For For For
Formalities
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Commonwealth Bank of Australia
Ticker Security ID: Meeting Date Meeting Status
CBA CINS Q26915100 10/30/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Re-elect David Turner Mgmt For Against Against
4 Re-elect S. Carolyn Kay Mgmt For Against Against
5 Re-elect Harrison Young Mgmt For Against Against
6 Remuneration Report Mgmt For For For
7 Equity Grant (MD/CEO Mgmt For For For
Ian M.
Narev)
8 Approve Stapled Mgmt For For For
Securities
Buy-Back
________________________________________________________________________________
Compagnie de Saint Gobain SA
Ticker Security ID: Meeting Date Meeting Status
SGO CINS F80343100 06/06/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Scrip Dividend Mgmt For For For
8 Elect Agnes Lemarchand Mgmt For Against Against
9 Elect Pamela Knapp Mgmt For Against Against
10 Elect Philippe Varin Mgmt For Against Against
11 Elect Jean-Martin Folz Mgmt For Against Against
12 Elect Gilles Schnepp Mgmt For Against Against
13 Authority to Repurchase Mgmt For For For
Shares
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Securities
w/o Preemptive
Rights
16 Greenshoe Mgmt For For For
17 Authority to Increase Mgmt For Against Against
Capital in
Consideration for
Contributions in
Kind
18 Authority to Increase Mgmt For For For
Capital Through
Capitalizations
19 Employee Stock Purchase Mgmt For Against Against
Plan
20 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
21 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Compagnie Financiere Richemont S.A.
Ticker Security ID: Meeting Date Meeting Status
CFR CINS H25662158 09/05/2012 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Remuneration Report Mgmt For Against Against
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Board Mgmt For Against Against
Acts
7 Elect Johann Rupert Mgmt For Against Against
8 Elect Franco Cologni Mgmt For Against Against
9 Elect Lord Douro Mgmt For Against Against
10 Elect Yves-Andre Istel Mgmt For Against Against
11 Elect Richard Lepeu Mgmt For Against Against
12 Elect Ruggero Magnoni Mgmt For Against Against
13 Elect Josua Dillie Mgmt For Against Against
Malherbe
14 Elect Frederick Mostert Mgmt For Against Against
15 Elect Simon Murray Mgmt For Against Against
16 Elect Alain Dominique Mgmt For Against Against
Perrin
17 Elect Guillaume Pictet Mgmt For Against Against
18 Elect Norbert Platt Mgmt For Against Against
19 Elect Alan Quasha Mgmt For Against Against
20 Elect Maria Ramos Mgmt For Against Against
21 Elect Lord Renwick of Mgmt For Against Against
Clifton
22 Elect Dominique Rochat Mgmt For Against Against
23 Elect Jan Rupert Mgmt For Against Against
24 Elect Gary Saage Mgmt For Against Against
25 Elect Jurgen Schrempp Mgmt For Against Against
26 Elect Martha Wikstrom Mgmt For Against Against
27 Appointment of Auditor Mgmt For For For
28 Transaction of Other Mgmt For Against Against
Business
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Danske Bank A/S
Ticker Security ID: Meeting Date Meeting Status
DDB CINS K22272114 03/18/2013 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Report of the Board of Mgmt For For For
Directors
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Board Size Mgmt For For For
8 Elect Ole Andersen Mgmt For Against Against
9 Elect Niels Bjorn Mgmt For Against Against
Christiansen
10 Elect Urban Backstrom Mgmt For Against Against
11 Elect Jorn P. Jensen Mgmt For Against Against
12 Elect Trond O Westlie Mgmt For Against Against
13 Elect Lars Forberg Mgmt For Against Against
14 Elect Carol Sergeant Mgmt For Against Against
15 Elect Jim Hagemann Snabe Mgmt For Against Against
16 Shareholder Proposal to ShrHoldr Against Against For
Elect Egon
Geertsen
17 Appointment of Auditor Mgmt For Against Against
18 Authority to Issue Mgmt For Against Against
Shares w/ or w/o
Preemptive
Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Director's Fees Mgmt For For For
21 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Position on
the Financial
Transaction
Tax
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Customer
Fees
23 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Executive
Compensation
24 Shareholder Proposal ShrHoldr Against Against For
Regarding the
Replacement of the
Current
Chairman
________________________________________________________________________________
Delek Group Ltd
Ticker Security ID: Meeting Date Meeting Status
DLEKG CINS M27635107 11/26/2012 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approval to Restructure Mgmt For For For
Debt Owed by Delek
Real Estate
Ltd.
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Delhaize Group
Ticker Security ID: Meeting Date Meeting Status
DELB CINS B33432129 05/23/2013 Voted
Meeting Type Country of Trade
Annual Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividend
8 Ratification of Board Mgmt For Against Against
Acts
9 Ratification of Mgmt For Against Against
Auditor's
Acts
10 Elect Elizabeth Doherty Mgmt For Against Against
11 Ratification of the Mgmt For For For
Independence of
Elizabeth
Doherty
12 Remuneration Report Mgmt For For For
13 Change in Control Mgmt For Against Against
Clause (Debt
Instruments)
14 Authorization of Legal Mgmt For For For
Formalities
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Denso Corporation
Ticker Security ID: Meeting Date Meeting Status
6902 CINS J12075107 06/19/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Nobuaki Katoh Mgmt For Against Against
4 Elect Hiromi Tokuda Mgmt For Against Against
5 Elect Kohji Kobayashi Mgmt For Against Against
6 Elect Hikaru Sugi Mgmt For Against Against
7 Elect Masahiko Miyaki Mgmt For Against Against
8 Elect Kazuo Hironaka Mgmt For Against Against
9 Elect Shinji Shirasaki Mgmt For Against Against
10 Elect Akio Shikamura Mgmt For Against Against
11 Elect Haruya Maruyama Mgmt For Against Against
12 Elect Akio Tajima Mgmt For Against Against
13 Elect Michio Adachi Mgmt For Against Against
14 Elect Hiroyuki Mgmt For Against Against
Wakabayashi
15 Elect Satoshi Iwata Mgmt For Against Against
16 Elect Shohichiroh Toyoda Mgmt For Against Against
17 Elect Masato Iwase Mgmt For Against Against
18 Elect Tsutomu Saitoh Mgmt For For For
19 Bonus Mgmt For Against Against
________________________________________________________________________________
Deutsche Borse AG
Ticker Security ID: Meeting Date Meeting Status
DB1 CINS D1882G119 05/15/2013 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For Against Against
Management Board
Acts
9 Ratification of Mgmt For Against Against
Supervisory Board
Acts
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Repurchase Mgmt For For For
Shares Using Equity
Derivatives
12 Amendments to Articles Mgmt For For For
Regarding Age Limits
for
Executives
13 Appointment of Auditor Mgmt For Against Against
________________________________________________________________________________
Deutsche Post AG
Ticker Security ID: Meeting Date Meeting Status
DPW CINS D19225107 05/29/2013 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For For For
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For For For
11 Increase in Authorized Mgmt For Against Against
Capital
12 Authority to Issue Mgmt For Against Against
Convertible Debt
Instruments; Increase
Conditional
Capital
13 Elect Wulf von Mgmt For Against Against
Schimmelmann
14 Supervisory Board Mgmt For For For
Members'
Fees
________________________________________________________________________________
Distribuidora Internacional de Alimentacion SA
Ticker Security ID: Meeting Date Meeting Status
DIA CINS E3685C104 04/25/2013 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Mgmt For Against Against
Acts
5 Elect Ana Maria Llopis Mgmt For For For
Rivas
6 Elect Ricardo Curras de Mgmt For For For
don
Pablos
7 Elect Nicolas Brunel Mgmt For Against Against
8 Elect Pierre Cuilleret Mgmt For Against Against
9 Elect Julian Diaz Mgmt For Against Against
Gonzalez
10 Elect Rosalia Portela Mgmt For For For
11 Authority to Cancel Mgmt For For For
Treasury
Shares
12 Directors' Fees Mgmt For For For
13 Amend the Maximum Award Mgmt For Against Against
Amount under the
Long-Term Incentive
Plan (Participants
Excluding Executive
Directors)
14 Amend the Maximum Award Mgmt For Against Against
Amount under the
Long-Term Incentive
Plan (All
Participants)
15 Authority to Carry Out Mgmt For For For
Formalities
16 Remuneration Report Mgmt For Against Against
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
East Japan Railway Company Limited
Ticker Security ID: Meeting Date Meeting Status
9020 CINS J1257M109 06/21/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Masahiko Nakai Mgmt For Against Against
4 Elect Toshiaki Yamaguchi Mgmt For For For
5 Elect Mutsuo Nitta Mgmt For For For
6 Bonus Mgmt For Against Against
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Earthquake
Recovery
8 Shareholder Proposal ShrHoldr Against Against For
Regarding
Establishment of
Independent Committee
to Develop Recovery
Plans
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Company
Compliance
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Special
Committee for
Compliance
Surveillance
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Compensation
Disclosure
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Outside
Directors
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Removal of
Satoshi
Seino
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Removal of
Masaki
Ogata
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Removal of
Yuji
Fukasawa
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Removal of
Yasuo
Hayashi
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Removal of
Yuji
Morimoto
18 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Reduction of
Director and Auditor
Remuneration
19 Shareholder Proposal ShrHoldr Against Against For
Regarding
Appropriation of
Retained
Earnings
________________________________________________________________________________
Eisai Company Limited
Ticker Security ID: Meeting Date Meeting Status
4523 CINS J12852117 06/21/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Haruo Naitoh Mgmt For Against Against
4 Elect Akira Fujiyoshi Mgmt For Against Against
5 Elect Tokuji Izumi Mgmt For Against Against
6 Elect Kohichi Masuda Mgmt For Against Against
7 Elect Kiyochika Ohta Mgmt For Against Against
8 Elect Michikazu Aoi Mgmt For Against Against
9 Elect Hideaki Matsui Mgmt For Against Against
10 Elect Nobuo Deguchi Mgmt For Against Against
11 Elect Graham Fry Mgmt For Against Against
12 Elect Osamu Suzuki Mgmt For Against Against
13 Elect Patricia Robinson Mgmt For Against Against
________________________________________________________________________________
Eni S.p.A.
Ticker Security ID: Meeting Date Meeting Status
ENI CINS T3643A145 05/10/2013 Voted
Meeting Type Country of Trade
Annual Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For Against Against
4 Authority to Repurchase Mgmt For For For
Shares
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Eni S.p.A.
Ticker Security ID: Meeting Date Meeting Status
ENI CINS T3643A145 07/16/2012 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elimination of Par Mgmt For For For
Value; Cancellation of
Treasury
Shares
4 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Experian Plc
Ticker Security ID: Meeting Date Meeting Status
EXPN CINS G32655105 07/18/2012 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Elect Brian Cassin Mgmt For Against Against
4 Elect Fabiola Arredondo Mgmt For For For
5 Elect Chris Callero Mgmt For For For
6 Elect Roger Davis Mgmt For Against Against
7 Elect Alan Jebson Mgmt For Against Against
8 Elect John Peace Mgmt For For For
9 Elect Don Robert Mgmt For For For
10 Elect Sir Alan Rudge Mgmt For Against Against
11 Elect Judith Sprieser Mgmt For Against Against
12 Elect David Tyler Mgmt For Against Against
13 Elect Paul Walker Mgmt For Against Against
14 Appointment of Auditor Mgmt For Against Against
15 Authority to Set Mgmt For Against Against
Auditor's
Fees
16 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Experian Plc
Ticker Security ID: Meeting Date Meeting Status
EXPN CINS G32655105 11/20/2012 Voted
Meeting Type Country of Trade
Special Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
________________________________________________________________________________
Fast Retailing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
9983 CINS J1346E100 11/22/2012 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tadashi Yanai Mgmt For Against Against
2 Elect Tohru Hanbayashi Mgmt For Against Against
3 Elect Nobumichi Hattori Mgmt For Against Against
4 Elect Tohru Murayama Mgmt For Against Against
5 Elect Masaaki Shintaku Mgmt For Against Against
6 Elect Takashi Nawa Mgmt For Against Against
7 Elect Takaharu Yasumoto Mgmt For For For
8 Elect Keiko Kaneko Mgmt For For For
9 Elect Masaaki Shinjoh Mgmt For For For
________________________________________________________________________________
Ferrovial SA
Ticker Security ID: Meeting Date Meeting Status
FER CINS E49512119 03/22/2013 Voted
Meeting Type Country of Trade
Special Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Allocation of Dividends Mgmt For For For
5 Ratification of Board Mgmt For Against Against
Acts
6 Appointment of Auditor Mgmt For For For
7 Elect Rafael del Pino y Mgmt For Against Against
Calvo-Sotelo
8 Elect Santiago Mgmt For Against Against
Bergareche
Busquet
9 Elect Joaquin Ayuso Mgmt For Against Against
10 Elect Inigo Meiras Mgmt For Against Against
Amusco
11 Elect Jaime Carvajal Mgmt For Against Against
Urquijo
12 Elect Leopoldo del Pino Mgmt For Against Against
y
Calvo-Sotelo
13 Elect Juan Arena de la Mgmt For Against Against
Mora
14 Elect Gabriele Burgio Mgmt For Against Against
15 Elect Maria del Pino y Mgmt For Against Against
Calvo-Sotelo
16 Elect Santiago Mgmt For Against Against
Fernandez
Valbuena
17 Elect Jose Fernando Mgmt For Against Against
Sanchez-Junco
Mans
18 Elect Joaquin del Pino Mgmt For Against Against
y
Calvo-Sotelo
19 Performance Share Plan Mgmt For Against Against
for Executive
Directors
20 Performance Share Plan Mgmt For For For
for Senior
Management
21 Authority to Repurchase Mgmt For For For
Shares
22 Authority to Carry Out Mgmt For For For
Formalities
23 Remuneration Report Mgmt For Against Against
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fortescue Metals Group Limited
Ticker Security ID: Meeting Date Meeting Status
FMG CINS Q39360104 11/14/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Cao Huiquan Mgmt For Against Against
4 Re-elect Herb Elliott Mgmt For Against Against
5 Approve Performance Mgmt For For For
Share
Plan
6 Appoint Auditor Mgmt For Against Against
________________________________________________________________________________
France Telecom
Ticker Security ID: Meeting Date Meeting Status
FTE CINS F4113C103 05/28/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Losses/Dividends
7 Related Party Mgmt For For For
Transactions
8 Elect Fonds Strategique Mgmt For Against Against
d Investissement
(FSI)
9 Authority to Repurchase Mgmt For For For
Shares
10 Amendment Regarding Mgmt For For For
Company
Name
11 Amendments to Article 13 Mgmt For For For
12 Amendment Regarding Mgmt For For For
Employee
Representatives
13 Amendment Regarding Mgmt For For For
Employee Shareholder
Representatives
14 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/ Preemptive
Rights
15 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Securities
w/o Preemptive
Rights
16 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Securities
Through Private
Placement
17 Greenshoe Mgmt For For For
18 Authority to Increase Mgmt For Against Against
Capital in Case of
Exchange
Offer
19 Authority to Increase Mgmt For Against Against
Capital in
Consideration for
Contributions in
Kind
20 Authority to Issue Mgmt For For For
Shares within
Framework of Liquidity
Contract with Holders
of Orange SA Shares
and
Options
21 Global Ceiling on Mgmt For Against Against
Capital
Increases
22 Authority to Increase Mgmt For For For
Capital Through
Capitalizations
23 Employee Stock Purchase Mgmt For Against Against
Plan
24 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
25 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Fresnillo Plc
Ticker Security ID: Meeting Date Meeting Status
FRES CINS G371E2108 05/02/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For Against Against
Report
4 Elect Alberto Bailleres Mgmt For Against Against
Gonzalez
5 Elect Lord Cairns Mgmt For Against Against
6 Elect Francisco Javier Mgmt For Against Against
Fernandez
Carbajal
7 Elect Fernando Ruiz Mgmt For Against Against
Sahagun
8 Elect Fernando Solana Mgmt For Against Against
Morales
9 Elect Guy Wilson Mgmt For Against Against
10 Elect Juan Bordes Aznar Mgmt For Against Against
11 Elect Arturo Fernandez Mgmt For Against Against
Perez
12 Elect Rafael MacGregor Mgmt For Against Against
Anciola
13 Elect Jaime Lomelin Mgmt For Against Against
14 Elect Maria Asuncion Mgmt For Against Against
Aramburuzabala
Larregui
15 Elect Alejandro Mgmt For Against Against
Bailleres
Gual
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Repurchase Mgmt For For For
Shares
21 Authority to Set Mgmt For Against Against
General Meeting
Notice
Period at 14 Days
________________________________________________________________________________
Fuji Heavy Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
7270 CINS J14406136 06/21/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yasuyuki Yoshinaga Mgmt For Against Against
4 Elect Jun Kondoh Mgmt For Against Against
5 Elect Akira Mabuchi Mgmt For Against Against
6 Elect Naoto Mutoh Mgmt For Against Against
7 Elect Tomohiko Ikeda Mgmt For Against Against
8 Elect Mitsuru Takahashi Mgmt For Against Against
9 Elect Takeshi Tachimori Mgmt For Against Against
10 Elect Toshio Arima Mgmt For Against Against
11 Elect Masakazu Kimura Mgmt For Against Against
12 Elect Norio Saitoh Mgmt For Against Against
13 Elect Kenji Tamazawa as Mgmt For For For
Alternate Statutory
Auditor
________________________________________________________________________________
Fujitsu Limited
Ticker Security ID: Meeting Date Meeting Status
6702 CINS J15708159 06/24/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michiyoshi Mazuka Mgmt For For For
3 Elect Masami Yamamoto Mgmt For Against Against
4 Elect Masami Fujita Mgmt For For For
5 Elect Hideyuki Sasoh Mgmt For For For
6 Elect Kazuhiko Katoh Mgmt For For For
7 Elect Haruo Itoh Mgmt For Against Against
8 Elect Takashi Okimoto Mgmt For For For
9 Elect Shohtaroh Yachi Mgmt For For For
10 Elect Hirokazu Uejima Mgmt For For For
11 Elect Chikafumi Urakawa Mgmt For For For
12 Elect Tatsuzumi Furukawa Mgmt For For For
13 Elect Miyako Suda Mgmt For For For
14 Elect Kohji Hatsukawa Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
Glaxosmithkline plc
Ticker Security ID: Meeting Date Meeting Status
GSK CINS G3910J112 05/01/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Lynn L. Elsenhans Mgmt For For For
4 Elect Jing Ulrich Mgmt For For For
5 Elect Hans Wijers Mgmt For For For
6 Elect Sir Christopher Mgmt For Against Against
Gent
7 Elect Sir Andrew Witty Mgmt For For For
8 Elect Sir Roy Anderson Mgmt For For For
9 Elect Stephanie A. Burns Mgmt For For For
10 Elect Stacey Cartwright Mgmt For For For
11 Elect Simon Dingemans Mgmt For For For
12 Elect Judy C. Lewent Mgmt For For For
13 Elect Sir Deryck C. Mgmt For For For
Maughan
14 Elect Daniel Podolsky Mgmt For For For
15 Elect Moncef Slaoui Mgmt For For For
16 Elect Tom de Swaan Mgmt For For For
17 Elect Sir Robert Wilson Mgmt For For For
18 Appointment of Auditor Mgmt For Against Against
19 Authority to Set Mgmt For Against Against
Auditor's
Fees
20 Authorisation of Mgmt For Against Against
Political
Donations
21 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Repurchase Mgmt For For For
Shares
24 Exemption from Mgmt For For For
Statement of Senior
Auditor's
Name
25 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
GPT Group
Ticker Security ID: Meeting Date Meeting Status
GPT CINS Q4252X155 05/02/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Re-elect Robert Ferguson Mgmt For Against Against
4 Re-elect Anne McDonald Mgmt For Against Against
5 Re-elect Brendan P. Mgmt For Against Against
Crotty
6 Re-elect Eileen J. Doyle Mgmt For Against Against
7 Remuneration Report Mgmt For For For
8 Equity Grant (MD/CEO Mgmt For For For
Michael
Cameron)
9 Amendment to Mgmt For For For
Constitution
10 Amendment to Trust Deed Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Groupe Danone
Ticker Security ID: Meeting Date Meeting Status
BN CINS F12033134 04/25/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect Franck Riboud Mgmt For Against Against
8 Elect Emmanuel Faber Mgmt For Against Against
9 Related Party Mgmt For Against Against
Transactions
10 Related Party Mgmt For For For
Transactions
(Agreements with J.P.
Morgan
Group)
11 Severance Agreement Mgmt For For For
(Franck
Riboud)
12 Severance Agreement Mgmt For For For
(Emmanuel
Faber)
13 Directors' Fees Mgmt For For For
14 Authority to Repurchase Mgmt For For For
Shares
15 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Securities
w/ Preemptive Rights;
Authority to Issue
Debt
Instruments
16 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Securities
w/o Preemptive Rights;
Authority to Issue
Debt
Instruments
17 Authority to Increase Mgmt For Against Against
Share Issuance
Limit
18 Authority to Increase Mgmt For Against Against
Capital in Case of
Exchange
Offer
19 Authority to Increase Mgmt For Against Against
Capital in
Consideration for
Contributions in
Kind
20 Authority to Increase Mgmt For For For
Capital Through
Capitalizations
21 Authority to Increase Mgmt For For For
Capital Under Employee
Stock Purchase
Plan
22 Adoption of Restricted Mgmt For For For
Stock
Plan
23 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
24 Amendment to Article 5 Mgmt For For For
25 Amendment to Article 22 Mgmt For For For
26 Amendment to Article 24 Mgmt For For For
27 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
H & M Hennes & Mauritz AB
Ticker Security ID: Meeting Date Meeting Status
HM-B CINS W41422101 04/23/2013 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Accounts and Reports Mgmt For For For
16 Allocation of Mgmt For For For
Profits/Dividends
17 Ratification of Board Mgmt For Against Against
and Management
Acts
18 Board Size Mgmt For For For
19 Directors and Auditors' Mgmt For For For
Fees
20 Election of Directors Mgmt For Against Against
21 Appointment of Auditor Mgmt For Against Against
22 Nomination Committee Mgmt For Against Against
23 Compensation Guidelines Mgmt For Against Against
24 Amended Incentive Plan Mgmt For For For
Guidelines
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
HeidelbergCement AG
Ticker Security ID: Meeting Date Meeting Status
HEI CINS D31709104 05/08/2013 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratify Bernd Scheifele Mgmt For Against Against
7 Ratify Dominik von Mgmt For Against Against
Achten
8 Ratify Daniel Gauthier Mgmt For Against Against
9 Ratify Andreas Kern Mgmt For Against Against
10 Ratify Lorenz Naeger Mgmt For Against Against
11 Ratify Albert Scheuer Mgmt For Against Against
12 Ratify Fritz-Juergen Mgmt For Against Against
Heckmann
13 Ratify Heinz Schmitt Mgmt For Against Against
14 Ratify Roger Feiger Mgmt For Against Against
15 Ratify Josef Heumann Mgmt For Against Against
16 Ratify Max Dietrich Kley Mgmt For Against Against
17 Ratify Hans Georg Kraut Mgmt For Against Against
18 Ratify Herbert Mgmt For Against Against
Lustkestratkotter
19 Ratify Ludwig Merckle Mgmt For Against Against
20 Ratify Tobias Merckle Mgmt For Against Against
21 Ratify Alan James Murray Mgmt For Abstain Against
22 Ratify Werner Schraeder Mgmt For Against Against
23 Ratify Frank-Dirk Mgmt For Against Against
Steininger
24 Ratify Marion Mgmt For Against Against
Weissenberger-Eibl
25 Appointment of Auditor Mgmt For For For
26 Authority to Issue Mgmt For Against Against
Covertible Debt
Instruments; Increase
in Conditional
Capital
27 Elect Marion Mgmt For Against Against
Weissenberger-Eibl
________________________________________________________________________________
Hitachi Construction Machinery Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
6305 CINS J20244109 06/24/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michijiroh Kikawa Mgmt For Against Against
3 Elect Masahide Tanigaki Mgmt For Against Against
4 Elect Hideto MItamura Mgmt For Against Against
5 Elect Takashi Miyoshi Mgmt For Against Against
6 Elect Yukio Arima Mgmt For Against Against
7 Elect Osamu Okada Mgmt For Against Against
8 Elect Mitsuhiro tabei Mgmt For Against Against
9 Elect Yuichi Tsujimoto Mgmt For Against Against
10 Elect Hiroshi Tokushige Mgmt For Against Against
11 Elect Tsutomu Mizutani Mgmt For Against Against
________________________________________________________________________________
Hochtief AG
Ticker Security ID: Meeting Date Meeting Status
HOT CINS D33134103 05/07/2013 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For Against Against
Management Board
Acts
7 Ratification of Mgmt For Against Against
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Authority to Repurchase Mgmt For For For
Shares
10 Elect Michael Frenzel Mgmt For Against Against
11 Elect Francisco Javier Mgmt For Against Against
Garcia
Sanz
12 Elect Jan Martin Wicke Mgmt For Against Against
13 Supervisory Board Mgmt For Against Against
Members'
Fees
________________________________________________________________________________
Honda Motor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
7267 CINS J22302111 06/19/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Fumihiko Ike Mgmt For Against Against
5 Elect Takanobu Itoh Mgmt For Against Against
6 Elect Tetsuo Iwamura Mgmt For Against Against
7 Elect Takashi Yamamoto Mgmt For Against Against
8 Elect Yoshiharu Yamamoto Mgmt For Against Against
9 Elect Masahiro Yoshida Mgmt For Against Against
10 Elect Kensaku Hohgen Mgmt For Against Against
11 Elect Nobuo Kuroyanagi Mgmt For Against Against
12 Elect Takeo Fukui Mgmt For Against Against
13 Elect Yuji Shiga Mgmt For Against Against
14 Elect Kohhei Takeuchi Mgmt For Against Against
15 Elect Shinji Aoyama Mgmt For Against Against
16 Elect Noriya Kaihara Mgmt For Against Against
17 Elect Kunio Endoh as Mgmt For Against Against
Statutory
Auditor
________________________________________________________________________________
HSBC Holdings plc
Ticker Security ID: Meeting Date Meeting Status
HSBA CINS G4634U169 05/24/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Directors' Remuneration Mgmt For Against Against
Report
4 Elect Safra A. Catz Mgmt For For For
5 Elect Laura CHA May Lung Mgmt For For For
6 Elect Marvin CHEUNG Kin Mgmt For For For
Tung
7 Elect James B. Comey Mgmt For For For
8 Elect John Coombe Mgmt For Against Against
9 Elect Joachim Faber Mgmt For For For
10 Elect Rona Fairhead Mgmt For For For
11 Elect Renato Fassbind Mgmt For Against Against
12 Elect Douglas J. Flint Mgmt For For For
13 Elect Stuart T. Gulliver Mgmt For For For
14 Elect James W.J. Mgmt For For For
Hughes-Hallett
15 Elect Sam H. Laidlaw Mgmt For Against Against
16 Elect John P Lipsky Mgmt For For For
17 Elect J. Rachel Lomax Mgmt For For For
18 Elect Iain J. Mackay Mgmt For For For
19 Elect Sir Simon M. Mgmt For Against Against
Robertson
20 Elect John L. Thornton Mgmt For Against Against
21 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
22 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
23 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
24 Authority to Repurchase Mgmt For For For
Shares
25 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Iberdrola S.A.
Ticker Security ID: Meeting Date Meeting Status
IBE CINS E6165F166 03/22/2013 Voted
Meeting Type Country of Trade
Special Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts Mgmt For For For
3 Management Reports Mgmt For For For
4 Ratification of Board Mgmt For Against Against
Acts
5 Appointment of Auditor Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Bonus Share Issuance Mgmt For For For
8 Bonus Share Issuance Mgmt For For For
9 Ratify the Co-option of Mgmt For Against Against
Manuel Lagares
Gomez-Abascal
10 Authority to Create and Mgmt For For For
Fund
Foundations
11 Amendment to Article 6 Mgmt For For For
12 Amendments to Articles Mgmt For For For
39, 42 and
43
13 Authority to Cancel Mgmt For For For
Treasury Shares and
Reduce Share
Capital
14 Authority to Carry Out Mgmt For For For
Formalities
15 Remuneration Report Mgmt For For For
________________________________________________________________________________
Industria De Diseno Textil SA
Ticker Security ID: Meeting Date Meeting Status
ITX CINS E6282J109 07/17/2012 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
(Individual)
4 Accounts and Reports Mgmt For For For
(Consolidated);
Ratification of Board
Acts
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect Gartler, S.L. Mgmt For Against Against
(Flora Perez
Marcote)
7 Elect Jose Arnau Sierra Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
9 Amendments to Articles Mgmt For For For
Regarding Corporate
Enterprises Act and EU
Directive
10 Amendments to General Mgmt For For For
Meeting
Regulations
11 Authority to Repurchase Mgmt For For For
Shares
12 Approval of Corporate Mgmt For For For
Website
13 Remuneration Report Mgmt For Against Against
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
Intesa Sanpaolo S.p.A.
Ticker Security ID: Meeting Date Meeting Status
ISP CINS T55067101 04/22/2013 Voted
Meeting Type Country of Trade
Special Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts, and Reports, Mgmt For For For
Allocation of
Profits/Dividends
4 Board Size Mgmt For Against Against
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 List presented by Mgmt For N/A N/A
Compagnia San Paolo
and Fondazione
Cariplo
7 List presented by Mgmt For For For
Fondazione Cassa di
Risparmio di Padova e
Rovigo, Ente Cassa di
Risparmio di Firenze,
and Fondazione Cassa
di Risparmio in
Bologna
8 List presented by Mgmt For N/A N/A
shareholders
representing 0.588% of
the Issued Share
Capital
9 Election of Chairman Mgmt For Abstain Against
and Deputy
Chairmen
10 Supervisory Board Fees Mgmt For Abstain Against
11 Remuneration Report Mgmt For Against Against
12 Remuneration Policy Mgmt For Against Against
13 Variable Remuneration Mgmt For For For
Plan
________________________________________________________________________________
Intesa Sanpaolo S.p.A.
Ticker Security ID: Meeting Date Meeting Status
ISP CINS T55067101 10/29/2012 Voted
Meeting Type Country of Trade
Special Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
K + S AG
Ticker Security ID: Meeting Date Meeting Status
SDF CINS D48164129 05/14/2013 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For Against Against
Management Board
Acts
9 Ratification of Mgmt For Against Against
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For For For
11 Elect Jella Mgmt For Against Against
Benner-Heinacher
12 Elect Wesley Clark Mgmt For Against Against
13 Elect Bernd Malmstrom Mgmt For Against Against
14 Elect Annette Messemer Mgmt For Against Against
15 Elect Rudolf Muller Mgmt For Against Against
16 Elect Eckart Sunner Mgmt For Against Against
________________________________________________________________________________
Kao Corporation
Ticker Security ID: Meeting Date Meeting Status
4452 CINS J30642169 03/26/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Motoki Ozaki Mgmt For Against Against
4 Elect Michitaka Sawada Mgmt For Against Against
5 Elect Hiroshi Kanda Mgmt For Against Against
6 Elect Tatsuo Takahashi Mgmt For Against Against
7 Elect Toshihide Saitoh Mgmt For Against Against
8 Elect Ken Hashimoto Mgmt For Against Against
9 Elect Hisao Mitsui Mgmt For Against Against
10 Elect Teruhiko Ikeda Mgmt For Against Against
11 Elect Sohnosuke Kadonaga Mgmt For Against Against
12 Elect Tohru Nagashima Mgmt For Against Against
13 Elect Shohji Kobayashi Mgmt For For For
14 Elect Norio Igarashi Mgmt For For For
________________________________________________________________________________
KBC Groupe SA
Ticker Security ID: Meeting Date Meeting Status
KBC CINS B5337G162 05/02/2013 Voted
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Remuneration Report Mgmt For Against Against
9 Ratification of Board Mgmt For Against Against
Acts
10 Ratification of Mgmt For Against Against
Auditor's
Acts
11 Appointment of Auditor Mgmt For For For
12 Elect Alain Tytgadt Mgmt For Against Against
13 Elect Philippe Vlerick Mgmt For Against Against
14 Elect Dirk Heremans Mgmt For Against Against
15 Authority to Repurchase Mgmt For Against Against
Shares
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Approval of Terms of Mgmt For For For
Merger by Absorption
of KBC Global
Services
19 Approval of Merger by Mgmt For For For
Absorption of KBC
Global
Services
20 Amendments to Article 2 Mgmt For For For
Regarding
Merger
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Amendments to Article 5 Mgmt For For For
23 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
24 Authority to Increase Mgmt For Against Against
Capital as a Takeover
Defense
25 Amendments to Article Mgmt For For For
11bis
26 Amendments to Article 21 Mgmt For For For
27 Amendments to Article 27 Mgmt For For For
28 Amendments to Article 42 Mgmt For Against Against
29 Authority to Coordinate Mgmt For For For
Articles
30 Authority to Coordinate Mgmt For For For
Articles
31 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
KDDI Corp.
Ticker Security ID: Meeting Date Meeting Status
9433 CINS J31843105 06/19/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Tadashi Onodera Mgmt For Against Against
5 Elect Takashi Tanaka Mgmt For Against Against
6 Elect Hirofumi Morozumi Mgmt For Against Against
7 Elect Makoto Takahashi Mgmt For Against Against
8 Elect Yoshiharu Mgmt For Against Against
Shimatani
9 Elect Yuzoh Ishikawa Mgmt For Against Against
10 Elect Masahiro Inoue Mgmt For Against Against
11 Elect Hideo Yuasa Mgmt For Against Against
12 Elect Tsutomu Fukuzaki Mgmt For Against Against
13 Elect Hidehiko Tajima Mgmt For Against Against
14 Elect Tetsuo Kuba Mgmt For Against Against
15 Elect Nobuyori Kodaira Mgmt For Against Against
________________________________________________________________________________
Komatsu Limited
Ticker Security ID: Meeting Date Meeting Status
6301 CINS J35759125 06/19/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kunio Noji Mgmt For Against Against
4 Elect Tetsuji Ohhashi Mgmt For Against Against
5 Elect Mikio Fujitsuka Mgmt For Against Against
6 Elect Fujitoshi Takamura Mgmt For Against Against
7 Elect Kensuke Hotta Mgmt For Against Against
8 Elect Noriaki Kanoh Mgmt For Against Against
9 Elect Kohichi Ikeda Mgmt For Against Against
10 Elect Hisashi Shinozuka Mgmt For Against Against
11 Elect Kazunori Kuromoto Mgmt For Against Against
12 Elect Masanao Mori Mgmt For Against Against
13 Elect Kunihiro Matsuo Mgmt For For For
14 Elect Kohji Yamada Mgmt For Against Against
15 Bonus Mgmt For Against Against
16 Equity Compensation Plan Mgmt For For For
________________________________________________________________________________
Konica Minolta Holding Incorporated
Ticker Security ID: Meeting Date Meeting Status
4902 CINS J36060119 06/19/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yoshikatsu Ohta Mgmt For Against Against
3 Elect Masatoshi Mgmt For Against Against
Matsuzaki
4 Elect Nobuhiko Itoh Mgmt For Against Against
5 Elect Shohji Kondoh Mgmt For Against Against
6 Elect Hirokazu Yoshikawa Mgmt For Against Against
7 Elect Takashi Enomoto Mgmt For Against Against
8 Elect Yasuo Matsumoto Mgmt For Against Against
9 Elect Akio Kitani Mgmt For Against Against
10 Elect Shohei Yamana Mgmt For Against Against
11 Elect Takashi Sugiyama Mgmt For Against Against
12 Elect Yoshiaki Andoh Mgmt For Against Against
________________________________________________________________________________
Konica Minolta Holding Incorporated
Ticker Security ID: Meeting Date Meeting Status
4902 CINS J36060119 12/11/2012 Voted
Meeting Type Country of Trade
Special Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Kubota Corporation
Ticker Security ID: Meeting Date Meeting Status
6326 CINS J36662138 06/21/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Against Against
3 Elect Yasuo Masumoto Mgmt For Against Against
4 Elect Tetsuji Tomita Mgmt For Against Against
5 Elect Satoru Sakamoto Mgmt For Against Against
6 Elect Masatoshi Kimata Mgmt For Against Against
7 Elect Toshihiro Kubo Mgmt For Against Against
8 Elect Shigeru Kimura Mgmt For Against Against
9 Elect Yuzuru Mizuno Mgmt For Against Against
10 Elect Junichi Satoh Mgmt For Against Against
11 Elect Masaharu Kawachi Mgmt For For For
as Statutory
Auditor
12 Bonus Mgmt For For For
________________________________________________________________________________
L'Oreal
Ticker Security ID: Meeting Date Meeting Status
OR CINS F58149133 04/26/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect Virginie Morgon Mgmt For Against Against
8 Elect Francoise Mgmt For Against Against
Bettencourt
Meyers
9 Elect Peter Mgmt For Against Against
Brabeck-Letmathe
10 Elect Louis Schweitzer Mgmt For Against Against
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights; Authority to
Increase Capital
Through
Capitalizations
13 Authority to Issue Mgmt For For For
Restricted
Shares
14 Employee Stock Purchase Mgmt For Against Against
Plan
15 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Li & Fung Limited
Ticker Security ID: Meeting Date Meeting Status
0494 CINS G5485F169 05/14/2013 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Victor FUNG Kwok Mgmt For Against Against
King
6 Elect Bruce P. Rockowitz Mgmt For Against Against
7 Elect Paul E. Mgmt For Against Against
Selway-Swift
8 Elect Margaret LEUNG KO Mgmt For Against Against
May
Yee
9 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Lonmin plc
Ticker Security ID: Meeting Date Meeting Status
LMI CINS G56350112 01/31/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Roger Phillimore Mgmt For Against Against
6 Elect Ian Farmer Mgmt For Against Against
7 Elect Len Konar Mgmt For Against Against
8 Elect Jonathan Leslie Mgmt For Against Against
9 Elect David Munro Mgmt For Against Against
10 Elect Cyril Ramaphosa Mgmt For Against Against
11 Elect Simon Scott Mgmt For Against Against
12 Elect Mahomed Seedat Mgmt For Against Against
13 Elect Karen de Segundo Mgmt For Against Against
14 Elect James Sutcliffe Mgmt For Against Against
15 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
16 Authority to Repurchase Mgmt For For For
Shares
17 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
18 Amendments to the Mgmt For For For
Balanced Scorecard
Bonus
Plan
19 Non-Voting Meeting Note N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lonmin plc
Ticker Security ID: Meeting Date Meeting Status
LMI CINS G56350112 11/19/2012 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Conduct Mgmt For Against Against
Rights
Issue
________________________________________________________________________________
Marks and Spencer Group plc
Ticker Security ID: Meeting Date Meeting Status
MKS CINS G5824M107 07/10/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Vindi Banga Mgmt For Against Against
5 Elect Miranda Curtis Mgmt For Against Against
6 Elect Marc Bolland Mgmt For Against Against
7 Elect Kate Bostock Mgmt For Against Against
8 Elect Jeremy Darroch Mgmt For Against Against
9 Elect John Dixon Mgmt For Against Against
10 Elect Martha Lane Fox Mgmt For Against Against
11 Elect Steven Holliday Mgmt For Against Against
12 Elect Jan du Plessis Mgmt For Against Against
13 Elect Steven Sharp Mgmt For Against Against
14 Elect Alan Stewart Mgmt For Against Against
15 Elect Robert Swannell Mgmt For Against Against
16 Elect Laura Wade-Gery Mgmt For Against Against
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Repurchase Mgmt For For For
Shares
22 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
23 Authorisation of Mgmt For Against Against
Political
Donations
24 Amendment to the Share Mgmt For For For
Incentive
Plan
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
McDonald's Holdings Company Japan
Ticker Security ID: Meeting Date Meeting Status
2702 CINS J4261C109 03/19/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Eikoh Harada Mgmt For Against Against
3 Elect Andrew R. Brough Mgmt For Against Against
4 Elect Takehiko Aoki Mgmt For Against Against
5 Elect Hitoshi Satoh Mgmt For Against Against
6 Elect David G. Garland Mgmt For Against Against
7 Elect Andrew V. Hipsley Mgmt For Against Against
8 Elect Akira Kawamura Mgmt For Against Against
________________________________________________________________________________
Metro AG
Ticker Security ID: Meeting Date Meeting Status
MEO CINS D53968125 05/08/2013 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For Against Against
Management Board
Acts
7 Ratification of Mgmt For Against Against
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For Against Against
9 Elect Wulf Bernotat Mgmt For Against Against
10 Elect Jurgen Fitschen Mgmt For Against Against
11 Elect Erich Greipl Mgmt For Against Against
12 Elect Lucy J. Mgmt For Against Against
Neville-Rolfe
13 Elect Theo de Raad Mgmt For Against Against
14 Elect Hans-Jurgen Mgmt For Against Against
Schinzler
15 Supervisory Board Mgmt For For For
Members'
Fees
16 Amendments to Articles Mgmt For For For
Regarding Venue of
Annual
Meeting
17 Amendments to Articles Mgmt For For For
Regarding Dividend
Distribution
18 Intra-company Control Mgmt For For For
Agreement with METRO
Gro?- und
Lebensmitteleinzelhande
l Holding
GmbH
19 Intra-company Control Mgmt For For For
Agreement with METRO
Kaufhaus und Fachmarkt
Holding
GmbH
20 Intra-company Control Mgmt For For For
Agreement with METRO
Dienstleistungs-Holding
GmbH
21 Intra-company Control Mgmt For For For
Agreement with METRO
Group Asset
Management Services
GmbH
22 Intra-company Control Mgmt For For For
Agreement with METRO
PROPERTIES Holding
GmbH
23 Intra-company Control Mgmt For For For
Agreement with METRO
Zwolfte Gesellschaft
fur
Vermogensverwaltung
mbH
24 Intra-company Control Mgmt For For For
Agreement with METRO
Siebzehnte Gesellschaft
fur
Vermogensverwaltung
mbH
25 Intra-company Control Mgmt For For For
Agreement with METRO
Achtzehnte Gesellschaft
fur
Vermogensverwaltung
mbH
________________________________________________________________________________
Mirvac Group
Ticker Security ID: Meeting Date Meeting Status
MGR CINS Q62377108 11/15/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect James MacKenzie Mgmt For Against Against
3 Elect John Peters Mgmt For Against Against
4 Elect Marina Darling Mgmt For Against Against
5 Elect Gregory Dyer Mgmt For Against Against
6 Remuneration Report Mgmt For Against Against
7 Amendments to Mgmt For For For
Constitution (Mirvac
Limited) - Capital
Reallocation
8 Amendments to Mgmt For For For
Constitution (Mirvac
Property Trust) -
Capital
Reallocation
9 Equity Grant (Finance Mgmt For Against Against
director Gregory
Dyer)
10 Equity Grant (MD Susan Mgmt For Against Against
Lloyd-Hurwitz)
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mitsubishi Electric Corporation
Ticker Security ID: Meeting Date Meeting Status
6503 CINS J43873116 06/27/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Setsuhiro Mgmt For Against Against
Shimomura
3 Elect Kenichiroh Mgmt For Against Against
Yamanishi
4 Elect Hiroki Yoshimatsu Mgmt For Against Against
5 Elect Noritomo Hashimoto Mgmt For Against Against
6 Elect Ryohsuke Fujimoto Mgmt For Against Against
7 Elect Nobuyuki Ohkuma Mgmt For Against Against
8 Elect Akihiro Matsuyama Mgmt For Against Against
9 Elect Mikio Sasaki Mgmt For Against Against
10 Elect Shigemitsu Miki Mgmt For Against Against
11 Elect Fujiatsu Makino Mgmt For Against Against
12 Elect Mitoji Yabunaka Mgmt For Against Against
13 Elect Hiroshi Ohbayashi Mgmt For Against Against
________________________________________________________________________________
Mitsubishi UFJ Financial Group Inc.
Ticker Security ID: Meeting Date Meeting Status
8306 CINS J44497105 06/27/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Takamune Okihara Mgmt For Against Against
5 Elect Tatsuo Wakabayashi Mgmt For Against Against
6 Elect Nobuyuki Hirano Mgmt For Against Against
7 Elect Masaaki Tanaka Mgmt For Against Against
8 Elect Taihei Yuki Mgmt For Against Against
9 Elect Ichiroh Hamakawa Mgmt For Against Against
10 Elect Akihiko Kagawa Mgmt For Against Against
11 Elect Toshiroh Toyoizumi Mgmt For Against Against
12 Elect Junichi Okamoto Mgmt For Against Against
13 Elect Saburoh Araki Mgmt For Against Against
14 Elect Hiroyuki Noguchi Mgmt For Against Against
15 Elect Muneaki Tokunari Mgmt For Against Against
16 Elect Ryuji Araki Mgmt For Against Against
17 Elect Kazuhiro Watanabe Mgmt For Against Against
18 Elect Yuko Kawamoto Mgmt For Against Against
19 Elect Takashi Mikumo Mgmt For For For
20 Elect Kunie Okamoto Mgmt For For For
21 Elect Yasushi Ikeda Mgmt For For For
22 Elect Hideo Kojima Mgmt For For For
23 Amendment to Equity Mgmt For For For
Compensation Plan and
Directors' and
Statutory Auditors'
Fees
________________________________________________________________________________
Mitsubishi UFJ Lease & Finance Co., Ltd. (fka Diamond Lease Co.)
Ticker Security ID: Meeting Date Meeting Status
8593 CINS J4706D100 06/27/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ryuichi Murata Mgmt For Against Against
2 Elect Tadashi Shiraishi Mgmt For Against Against
3 Elect Kazuo Seki Mgmt For Against Against
4 Elect Kohichi Sakamoto Mgmt For Against Against
5 Elect Taichi Itoh Mgmt For Against Against
6 Elect Nobuyoshi Ishii Mgmt For Against Against
7 Elect Osamu Miki Mgmt For Against Against
8 Elect Kiyoshi Tada Mgmt For Against Against
9 Elect Hideki Kobayakawa Mgmt For Against Against
10 Elect Tsuyoshi Nonoguchi Mgmt For Against Against
11 Elect Teruyuki Minoura Mgmt For Against Against
12 Elect Eiichi Tanabe Mgmt For Against Against
13 Elect Hajime Inomata Mgmt For Against Against
14 Elect Takami Mgmt For Against Against
Matsubayashi
15 Elect Masashi Ohnuki Mgmt For Against Against
16 Elect Naoto Okamoto Mgmt For Against Against
17 Elect Shigeru Tsuburaya Mgmt For Against Against
________________________________________________________________________________
Mitsui Fudosan Co Ltd
Ticker Security ID: Meeting Date Meeting Status
8801 CINS J4509L101 06/27/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Hiromichi Iwasa Mgmt For Against Against
4 Elect Masanobu Komoda Mgmt For Against Against
5 Elect Yoshiaki Iinuma Mgmt For Against Against
6 Elect Hitoshi Saitoh Mgmt For Against Against
7 Elect Yoshikazu Kitahara Mgmt For Against Against
8 Elect Hiroshi Asai Mgmt For Against Against
9 Elect Kenji Iino Mgmt For Against Against
10 Elect Kiyotaka Mgmt For Against Against
Fujibayashi
11 Elect Mitsudo Urano Mgmt For Against Against
12 Elect Masayuki Mgmt For Against Against
Matsushima
13 Elect Tohru Yamashita Mgmt For Against Against
14 Elect Toshiaki Egashira Mgmt For Against Against
15 Bonus Mgmt For For For
16 Condolence Payment for Mgmt For Against Against
Director
________________________________________________________________________________
Mizuho Financial Group Inc
Ticker Security ID: Meeting Date Meeting Status
8411 CINS J4599L102 06/25/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividend
3 Authority to Repurchase Mgmt For For For
Preferred
Shares
4 Amendments to Articles Mgmt For For For
5 Elect Yasuhiro Satoh Mgmt For Against Against
6 Elect Yasunori Tsujita Mgmt For Against Against
7 Elect Toshitsugu Okabe Mgmt For Against Against
8 Elect Nobuhide Hayashi Mgmt For Against Against
9 Elect Tadashi Kanki Mgmt For Against Against
10 Elect Masakane Koike Mgmt For Against Against
11 Elect Akihiko Nomiyama Mgmt For Against Against
12 Elect Mitsuo Ohhashi Mgmt For Against Against
13 Elect Kanemitsu Anraku Mgmt For Against Against
14 Elect Nobukatsu Funaki Mgmt For For For
as Statutory
Auditor
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Maximum
Aggregate
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Financing of
Security Cameras
Inside
Trains
17 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Exercise of
Voting
Rights
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Officer
Training
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Distribution
of
Dividends
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Actions Seeking
Revocation of a
Resolution
21 Shareholder Proposal ShrHoldr Against For Against
Regarding Compensation
Disclosure
22 Shareholder Proposal ShrHoldr Against Against For
Regarding IPO
Valuations
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Investor
Seminars
________________________________________________________________________________
Murata Manufacturing Co Limited
Ticker Security ID: Meeting Date Meeting Status
6981 CINS J46840104 06/27/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Tsuneo Murata Mgmt For Against Against
5 Elect Kohji Makino Mgmt For Against Against
6 Elect Norio Nakashima Mgmt For Against Against
7 Elect Yoshito Takemura Mgmt For Against Against
8 Elect Yasuroh Tanahashi Mgmt For Against Against
9 Elect Tanaka Junichi as Mgmt For For For
Statutory
Auditors
________________________________________________________________________________
National Australia Bank Limited
Ticker Security ID: Meeting Date Meeting Status
NAB CINS Q65336119 12/13/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Michael Chaney Mgmt For Against Against
3 Re-elect Mark Joiner Mgmt For Against Against
4 Re-elect Paul Rizzo Mgmt For Against Against
5 Re-elect John Waller Mgmt For Against Against
6 Equity Grant (MD/CEO Mgmt For For For
Cameron
Clyne)
7 Equity Grant (Executive Mgmt For For For
Director, Finance Mark
Joiner)
8 Remuneration Report Mgmt For Against Against
________________________________________________________________________________
Newcrest Mining Limited
Ticker Security ID: Meeting Date Meeting Status
NCM CINS Q6651B114 10/25/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Gerard Bond Mgmt For Against Against
3 Re-elect Vince Gauci Mgmt For Against Against
4 Remuneration Report Mgmt For For For
________________________________________________________________________________
Nidec Corporation
Ticker Security ID: Meeting Date Meeting Status
6594 CINS J52968104 06/25/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Shigenobu Nagamori Mgmt For Against Against
4 Elect Hiroshi Kobe Mgmt For Against Against
5 Elect Kenji Sawamura Mgmt For Against Against
6 Elect Bunsei Kure Mgmt For Against Against
7 Elect Akira Satoh Mgmt For Against Against
8 Elect Tadaaki Hamada Mgmt For Against Against
9 Elect Toshihiro Kimura Mgmt For Against Against
10 Elect Kazuya Hayafune Mgmt For Against Against
11 Elect Masuo Yoshimatsu Mgmt For Against Against
12 Elect Shohzoh Mgmt For Against Against
Wakabayashi
13 Elect Noriko Ishida Mgmt For Against Against
14 Elect Tetsuo Inoue as Mgmt For For For
Statutory
Auditor
________________________________________________________________________________
Nikon Corporation
Ticker Security ID: Meeting Date Meeting Status
7731 CINS 654111103 06/27/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Makoto Kimura Mgmt For Against Against
4 Elect Junichi Itoh Mgmt For Against Against
5 Elect Kazuo Ushida Mgmt For Against Against
6 Elect Toshiyuki Masai Mgmt For Against Against
7 Elect Yasuyuki Okamoto Mgmt For Against Against
8 Elect Norio Hashizume Mgmt For Against Against
9 Elect Hiroshi Ohki Mgmt For Against Against
10 Elect Kenichi Kanazawa Mgmt For Against Against
11 Elect Kenji Matsuo Mgmt For Against Against
12 Elect Kohkei Higuchi Mgmt For Against Against
13 Bonus Mgmt For For For
________________________________________________________________________________
Nippon Steel Corporation
Ticker Security ID: Meeting Date Meeting Status
5401 CINS J55999122 06/25/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shohji Muneoka Mgmt For Against Against
4 Elect Hiroshi Tomono Mgmt For Against Against
5 Elect Shuichiroh Kozuka Mgmt For Against Against
6 Elect Kohsei Shindoh Mgmt For Against Against
7 Elect Masakazu Iwaki Mgmt For Against Against
8 Elect Shinya Higuchi Mgmt For Against Against
9 Elect Katsuhiko Ohta Mgmt For Against Against
10 Elect Akihiro Miyasaka Mgmt For Against Against
11 Elect Kinya Yanagawa Mgmt For Against Against
12 Elect Sohichiroh Sakuma Mgmt For Against Against
13 Elect Yasumitsu Saeki Mgmt For Against Against
14 Elect Shinji Morinobu Mgmt For Against Against
15 Elect Katsunori Mgmt For Against Against
Nagayasu as Statutory
Auditor
________________________________________________________________________________
Nissan Motor Co Ltd
Ticker Security ID: Meeting Date Meeting Status
7201 CINS J57160129 06/25/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Carlos Ghosn Mgmt For Against Against
4 Elect Toshiyuki Shiga Mgmt For Against Against
5 Elect Hiroto Saikawa Mgmt For Against Against
6 Elect Colin Dodge Mgmt For Against Against
7 Elect Mitsuhiko Mgmt For Against Against
Yamashita
8 Elect Hidetoshi Imazu Mgmt For Against Against
9 Elect Greg Kelly Mgmt For Against Against
10 Elect Jean-Baptiste Mgmt For Against Against
Duzan
11 Elect Katsumi Nakamura Mgmt For Against Against
12 Equity Compensation Plan Mgmt For For For
________________________________________________________________________________
Nokia Oyj
Ticker Security ID: Meeting Date Meeting Status
NOK1V CINS X61873133 05/07/2013 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Ratification of Board Mgmt For Against Against
and Management
Acts
11 Directors' Fees Mgmt For For For
12 Board Size Mgmt For For For
13 Election of Directors Mgmt For For For
14 Authority to Set Mgmt For Against Against
Auditor's
Fees
15 Appointment of Auditor Mgmt For Against Against
16 Authority to Repurchase Mgmt For For For
Shares
17 Authority to Issue Mgmt For Against Against
Shares w/ or w/o
Preemptive
Rights
18 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Nordea Bank AB
Ticker Security ID: Meeting Date Meeting Status
NDA CINS W57996105 03/14/2013 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Allocation of Mgmt For For For
Profits/Dividends
12 Ratification of Board Mgmt For Against Against
and Management
Acts
13 Board Size Mgmt For For For
14 Number of Auditors Mgmt For For For
15 Directors' and Mgmt For For For
Auditor's
Fees
16 Election of Directors Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Nomination Committee Mgmt For For For
19 Authority to Issue Mgmt For Against Against
Convertible Debt
Instruments
20 Authority to Repurchase Mgmt For For For
Shares
21 Authority to Issue Mgmt For For For
Treasury
Shares
22 Authority to Repurchase Mgmt For For For
Shares for Securities
Trading
23 Compensation Guidelines Mgmt For Against Against
________________________________________________________________________________
Norsk Hydro ASA
Ticker Security ID: Meeting Date Meeting Status
NHY CINS R61115102 05/08/2013 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Notice of Meeting and Mgmt For For For
Agenda
6 Election of an Mgmt For For For
Individual to Check
Minutes
7 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
8 Authority to Set Mgmt For For For
Auditor's
Fees
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Compensation Guidelines Mgmt For Against Against
11 Corporate Assembly Fees Mgmt For For For
12 Nominating Committee Mgmt For For For
Fees
13 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 02/22/2013 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Ratification of Board Mgmt For Against Against
and Management
Acts
5 Allocation of Mgmt For For For
Profits/Dividends
6 Compensation Policy Mgmt For For For
7 Elect Verena Briner Mgmt For Against Against
8 Elect Jorg Reinhardt Mgmt For Against Against
9 Elect Charles Sawyers Mgmt For Against Against
10 Elect William Winters Mgmt For Against Against
11 Appointment of Auditor Mgmt For For For
12 Miscellaneous ShrHoldr N/A Abstain N/A
Shareholder Proposals
or
Countermotions
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Novo Nordisk A/S
Ticker Security ID: Meeting Date Meeting Status
NOVO-B CINS K7314N152 03/20/2013 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Report of the Auditor Mgmt For For For
5 Directors' Fees (Fiscal Mgmt For For For
Year
2012)
6 Directors' Fees (Fiscal Mgmt For For For
Year
2013)
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Goran A. Ando Mgmt For Against Against
9 Elect Jeppe Christiansen Mgmt For Against Against
10 Elect Henrik Gurtler Mgmt For Against Against
11 Elect Bruno Angelici Mgmt For Against Against
12 Elect Hannu Ryopponen Mgmt For Against Against
13 Elect Liz Hewitt Mgmt For Against Against
14 Elect Thomas P Koestler Mgmt For Against Against
15 Appointment of Auditor Mgmt For Against Against
16 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
17 Authority to Issue Mgmt For For For
Shares w/ or w/out
Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Shares
19 Compensation Guidelines Mgmt For For For
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
NTT DoCoMo Incorporated
Ticker Security ID: Meeting Date Meeting Status
9437 CINS J59399105 06/18/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Kiyoshi Tokuhiro Mgmt For Against Against
5 Elect Teruyasu Murakami Mgmt For Against Against
6 Elect Takashi Nakamura Mgmt For Against Against
7 Elect Kenji Ohta Mgmt For Against Against
8 Elect Naoto Shiotsuka Mgmt For Against Against
________________________________________________________________________________
OMV AG
Ticker Security ID: Meeting Date Meeting Status
OMV CINS A51460110 05/15/2013 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Mgmt For Against Against
Management Board
Acts
6 Ratification of Mgmt For Against Against
Supervisory Board
Acts
7 Supervisory Board Mgmt For For For
Members'
Fees
8 Appointment of Auditor Mgmt For For For
9 Performance Share Plan Mgmt For For For
10 Matching Share Plan Mgmt For For For
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
OMV AG
Ticker Security ID: Meeting Date Meeting Status
OMV CINS A51460110 10/09/2012 Voted
Meeting Type Country of Trade
Special Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rudolf Kemler Mgmt For Against Against
________________________________________________________________________________
Orica Limited
Ticker Security ID: Meeting Date Meeting Status
ORI CINS Q7160T109 01/31/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Michael Tilley Mgmt For Against Against
3 Re-elect Nora Mgmt For Against Against
Scheinkestel
4 Remuneration Report Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Ian
Smith)
6 Equity Grant (Finance Mgmt For For For
Director Noel
Meehan)
________________________________________________________________________________
Origin Energy Limited
Ticker Security ID: Meeting Date Meeting Status
ORG CINS Q71610101 11/12/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ralph Norris Mgmt For Against Against
3 Re-elect John Akehurst Mgmt For Against Against
4 Re-elect Karen Moses Mgmt For Against Against
5 Re-elect Helen Nugent Mgmt For Against Against
6 Remuneration Report Mgmt For Against Against
7 Equity Grant (MD Grant Mgmt For Against Against
King)
8 Equity Grant (Executive Mgmt For Against Against
Director Karen
Moses)
9 Approve Termination Mgmt For For For
Payments
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
OZ Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
OZL CINS Q7161P122 05/28/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Paul J. Dowd Mgmt For Against Against
3 Re-elect Charles Lenegan Mgmt For Against Against
4 Remuneration Report Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Terry
Burgess)
________________________________________________________________________________
Panasonic Corporation (fka Matsushita Electric Industrial Co., Ltd)
Ticker Security ID: Meeting Date Meeting Status
6752 CINS J6354Y104 06/26/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Reduce Mgmt For For For
Capital Reserve and
Earned
Reserve
3 Elect Masayuki Mgmt For Against Against
Matsushita
4 Elect Kazuhiro Tsuga Mgmt For Against Against
5 Elect Shusaku Nagae Mgmt For Against Against
6 Elect Ikusaburoh Kashima Mgmt For Against Against
7 Elect Yoshihiko Yamada Mgmt For Against Against
8 Elect Yoshiiku Miyata Mgmt For Against Against
9 Elect Kazunori Takami Mgmt For Against Against
10 Elect Takashi Tohyama Mgmt For Against Against
11 Elect Hideaki Kawai Mgmt For Against Against
12 Elect Yoshiyuki Miyabe Mgmt For Against Against
13 Elect Yoshiaki Nakagawa Mgmt For Against Against
14 Elect Mamoru Yoshida Mgmt For Against Against
15 Elect Ikuo Uno Mgmt For Against Against
16 Elect Masayuki Oku Mgmt For Against Against
17 Elect Tsuyoshi Nomura Mgmt For Against Against
18 Elect Tamio Yoshioka Mgmt For Against Against
19 Elect Hiroko Ohta Mgmt For Against Against
________________________________________________________________________________
Pearson plc
Ticker Security ID: Meeting Date Meeting Status
PSON CINS G69651100 04/26/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect David Arculus Mgmt For Against Against
4 Elect Vivienne Cox Mgmt For Against Against
5 Elect Will Ethridge Mgmt For Against Against
6 Elect Robin Freestone Mgmt For Against Against
7 Elect Susan Fuhrman Mgmt For Against Against
8 Elect Kenneth Hydon Mgmt For Against Against
9 Elect S. Joshua Lewis Mgmt For Against Against
10 Elect John Makinson Mgmt For Against Against
11 Elect Glen R. Moreno Mgmt For Against Against
12 Elect John Fallon Mgmt For Against Against
13 Directors' Remuneration Mgmt For For For
Report
14 Appointment of Auditor Mgmt For Against Against
15 Authority to Set Mgmt For Against Against
Auditor's
Fees
16 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Authority to Repurchase Mgmt For For For
Shares
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Authority to Set Mgmt For Against Against
General Notice Period
at 14
Days
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pirelli & C. S.p.A.
Ticker Security ID: Meeting Date Meeting Status
PC CINS T76434199 05/13/2013 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
3 Election of Directors; Mgmt For Against Against
Board
Size
4 Remuneration Report Mgmt For For For
5 Authority to Repurchase Mgmt For For For
and Reissue
Shares
6 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Portugal Telecom SGPS SA
Ticker Security ID: Meeting Date Meeting Status
PTC CINS X6769Q104 04/19/2013 Voted
Meeting Type Country of Trade
Special Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Consolidated Accounts Mgmt For For For
and
Reports
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Board Mgmt For Against Against
Acts
7 Ratification of the Mgmt For Against Against
Co-Option of Fernando
Magalhaes
Portella
8 Election of Mgmt For For For
Remuneration Committee
Member
9 Authority to Trade in Mgmt For For For
Company
Stock
10 Authority to Issue Mgmt For For For
Convertible Debt
Instruments
11 Authority to Issue Mgmt For Against Against
Convertible
Debt
Instruments w/o
Preemptive
Rights
12 Authority to Issue Debt Mgmt For For For
Instruments
13 Authority to Trade in Mgmt For For For
Company Debt
Instruments
14 Remuneration Report Mgmt For For For
________________________________________________________________________________
Prudential plc
Ticker Security ID: Meeting Date Meeting Status
PRU CINS G72899100 05/16/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Philip Remnant Mgmt For Against Against
5 Elect Howard J. Davies Mgmt For Against Against
6 Elect Rob Devey Mgmt For Against Against
7 Elect John W. Foley Mgmt For Against Against
8 Elect Michael W.O. Mgmt For Against Against
Garrett
9 Elect Ann Godbehere Mgmt For Against Against
10 Elect Alexander Johnston Mgmt For Against Against
11 Elect Paul Manduca Mgmt For Against Against
12 Elect Michael G. A. Mgmt For Against Against
McLintock
13 Elect Kaikhushru Mgmt For Against Against
Nargolwala
14 Elect Nic Nicandrou Mgmt For Against Against
15 Elect Barry Stowe Mgmt For Against Against
16 Elect Tidjane Thiam Mgmt For Against Against
17 Elect Lord Andrew Mgmt For Against Against
Turnbull
18 Elect Michael A. Wells Mgmt For Against Against
19 Appointment of Auditor Mgmt For For For
20 Authority to Set Mgmt For For For
Auditor's
Fees
21 Authorisation of Mgmt For Against Against
Political
Donations
22 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
23 Authority to Issue Mgmt For For For
Repurchased
Shares
24 Savings-Related Share Mgmt For Against Against
Option
Scheme
25 Long Term incentive Plan Mgmt For For For
26 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
27 Authority to Repurchase Mgmt For For For
Shares
28 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Reckitt Benckiser Group Plc
Ticker Security ID: Meeting Date Meeting Status
RB CINS G74079107 05/02/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Adrian D.P. Mgmt For Against Against
Bellamy
5 Elect Gerd Peter Harf Mgmt For Against Against
6 Elect Richard Cousins Mgmt For Against Against
7 Elect Kenneth Hydon Mgmt For Against Against
8 Elect Rakesh Kapoor Mgmt For Against Against
9 Elect Andre Lacroix Mgmt For Against Against
10 Elect Graham Mackay Mgmt For Against Against
11 Elect Judith A. Sprieser Mgmt For Against Against
12 Elect Warren G. Tucker Mgmt For Against Against
13 Elect Adrian Hennah Mgmt For Against Against
14 Appointment of Auditor Mgmt For Against Against
15 Authority to Set Mgmt For Against Against
Auditor's
Fees
16 Authorisation of Mgmt For Against Against
Political
Donations
17 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Renault
Ticker Security ID: Meeting Date Meeting Status
RNO CINS F77098105 04/30/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Related Party Mgmt For For For
Transactions
9 Presentation of Mgmt For For For
Auditors' Report on
Redeemable
Shares
10 Elect Dominique de La Mgmt For Against Against
Garanderie
11 Elect Alain J. P. Belda Mgmt For Against Against
12 Elect Yuriko Koike Mgmt For Against Against
13 Elect Benoit Ostertag Mgmt For Against Against
14 Elect David Azema Mgmt For Against Against
15 Elect Pascal Faure Mgmt For Against Against
16 Appointment of Auditex Mgmt For For For
as Alternate
Auditor
17 Authority to Repurchase Mgmt For For For
Shares
18 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
19 Authority to Issue Mgmt For Against Against
Restricted
Shares
20 Employee Stock Purchase Mgmt For For For
Plan
21 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Repsol, S.A.
Ticker Security ID: Meeting Date Meeting Status
REP CINS E8471S130 05/31/2013 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Ratification of Board Mgmt For Against Against
Acts
4 Appointment of Auditor Mgmt For Against Against
5 Approval of Updated Mgmt For For For
Balance
Sheet
6 Allocation of Mgmt For For For
Profits/Dividends
7 Scrip Dividend Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Second Scrip Dividend Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Elect Luis Suarez de Mgmt For Against Against
Lezo
Mantilla
12 Elect Maria Isabel Mgmt For Against Against
Gabarro
Miquel
13 Elect Manuel Manrique Mgmt For Against Against
Cecilia
14 Elect Rene Dahan Mgmt For Against Against
15 Amendments to Articles Mgmt For For For
Regarding Directors'
Remuneration
16 Directors' Fees Mgmt For For For
17 Remuneration Report Mgmt For Against Against
18 Authority to Issue Mgmt For For For
Convertible Securities
w/ or w/o Preemptive
Rights
19 Amendments to Articles Mgmt For For For
Regarding Delegate
Committee
20 Authority to Carry Out Mgmt For For For
Formalities
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Resona Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
8308 CINS J6448E106 06/21/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
Regarding Public Funds
Full Repayment
Plan
3 Authority to Reduce Mgmt For For For
Other Earned Surplus,
Stated Capital and
Capital
Reserves
4 Amendments to Articles Mgmt For For For
5 Elect Kazuhiro Higashi Mgmt For Against Against
6 Elect Toshiki Hara Mgmt For For For
7 Elect Tetsuya Kan Mgmt For For For
8 Elect Kaoru Isono Mgmt For Against Against
9 Elect Tsutomu Okuda Mgmt For For For
10 Elect Shuhsai Nagai Mgmt For Against Against
11 Elect Emi Ohsono Mgmt For For For
12 Elect Toshio Arima Mgmt For Against Against
13 Elect Yohko Sanuki Mgmt For Against Against
14 Elect Mitsudo Urano Mgmt For For For
15 Amendments to Articles Mgmt For For For
Regarding Public
Funds Full Repayment
Plan
________________________________________________________________________________
RSA Insurance Group Plc
Ticker Security ID: Meeting Date Meeting Status
RSA CINS G7705H116 05/15/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For For For
Report
4 Elect Martin Scicluna Mgmt For Against Against
5 Elect Edward Lea Mgmt For Against Against
6 Elect Adrian Brown Mgmt For Against Against
7 Elect Richard Houghton Mgmt For Against Against
8 Elect Simon Lee Mgmt For Against Against
9 Elect Alastair William Mgmt For Against Against
Stewart
Barbour
10 Elect Malcolm Le May Mgmt For Against Against
11 Elect Hugh Mitchell Mgmt For Against Against
12 Elect Joseph B.M. Mgmt For Against Against
Streppel
13 Elect Johanna Waterous Mgmt For Against Against
14 Appointment of Auditor Mgmt For Against Against
15 Authority to Set Mgmt For Against Against
Auditor's
Fees
16 Authorisation of Mgmt For Against Against
Political
Donations
17 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Sandvik AB
Ticker Security ID: Meeting Date Meeting Status
SAND CINS W74857165 04/25/2013 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Ratification of Board Mgmt For Against Against
and Management
Acts
14 Allocation of Mgmt For For For
Profits/Dividends
15 Board Size Mgmt For For For
16 Directors Fees Mgmt For For For
17 Election of Directors Mgmt For Against Against
18 Compensation Guidelines Mgmt For Against Against
19 Long-Term Incentive Plan Mgmt For For For
20 Shareholder Proposals ShrHoldr N/A Against N/A
Regarding Corporate
Operations
21 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Santen Pharmaceutical Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
4536 CINS J68467109 06/25/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Akira Kurokawa Mgmt For Against Against
4 Elect Sadatoshi Furukado Mgmt For Against Against
5 Elect Noboru Kotani Mgmt For Against Against
6 Elect Akihiro Okumura Mgmt For Against Against
7 Elect Takayuki Katayama Mgmt For Against Against
8 Retirement Allowances Mgmt For Against Against
and Special Allowances
for
Directors
9 Equity Compensation Plan Mgmt For For For
________________________________________________________________________________
Sap AG
Ticker Security ID: Meeting Date Meeting Status
SAP CINS D66992104 06/04/2013 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For Against Against
Management Board
Acts
7 Ratification of Mgmt For Against Against
Supervisory Board
Acts
8 Authority to Repurchase Mgmt For For For
Shares
9 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Schneider Electric SA
Ticker Security ID: Meeting Date Meeting Status
SU CINS F86921107 04/25/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Supplementary Mgmt For Against Against
Retirement Benefits
for Management Board
Members
8 Severance Agreement for Mgmt For Against Against
Jean-Paul
Tricoire
9 Election Gerard de La Mgmt For Against Against
Martiniere
10 Authority to Repurchase Mgmt For For For
Shares
11 Adoption of a New Mgmt For Against Against
Governance
Structure
12 Authorization of Legal Mgmt For For For
Formalities Concerning
the Employee Stock
Purchase
Plans
13 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Securities
w/ Preemptive
Rights
14 Authority to Increase Mgmt For For For
Capital Through
Capitalizations
15 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Securities
w/o Preemptive
Rights
16 Greenshoe Mgmt For For For
17 Authority to Increase Mgmt For Against Against
Capital in
Consideration for
Contributions in
Kind
18 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Securities
Through Private
Placement
19 Authority to Issue Mgmt For For For
Restricted
Shares
20 Authority to Grant Mgmt For For For
Stock
Options
21 Employee Stock Purchase Mgmt For Against Against
Plan
22 Employee Stock Purchase Mgmt For Against Against
Plan for Overseas
Employees
23 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
24 Elect Jean-Pascal Mgmt For Against Against
Tricoire
25 Elect Henri Lachmann Mgmt For Against Against
26 Elect Leo Apotheker Mgmt For Against Against
27 Elect Betsy S. Atkins Mgmt For Against Against
28 Elect Gerard de La Mgmt For Against Against
Martiniere
29 Elect Xavier Fontanet Mgmt For Against Against
30 Elect Noel Forgeard Mgmt For Against Against
31 Elect Antoine Mgmt For Against Against
Gosset-Grainville
32 Elect Willy R. Kissling Mgmt For Against Against
33 Elect Catherine Kopp Mgmt For Against Against
34 Elect Dominique Mgmt For Against Against
Senequier
35 Elect G. Richard Thoman Mgmt For Against Against
36 Elect Serge Weinberg Mgmt For Against Against
37 Non-Voting Agenda Item N/A N/A N/A N/A
38 Elect Claude Briquet Mgmt Abstain Against Against
39 Elect Magali Herbaut Mgmt For Against Against
40 Elect Thierry Jacquet Mgmt Abstain Against Against
41 Elect Jean-Michel Mgmt Abstain Against Against
Vedrine
42 Directors' Fees Mgmt For For For
43 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Seven & I Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
3382 CINS J7165H108 05/23/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Toshifumi Suzuki Mgmt For Against Against
4 Elect Noritoshi Murata Mgmt For Against Against
5 Elect Katsuhiro Gotoh Mgmt For Against Against
6 Elect Tsuyoshi Kobayashi Mgmt For Against Against
7 Elect Junroh Itoh Mgmt For Against Against
8 Elect Kunio Takahashi Mgmt For Against Against
9 Elect Akihiko Shimizu Mgmt For Against Against
10 Elect Atsushi Kamei Mgmt For Against Against
11 Elect Ryuichi Isaka Mgmt For Against Against
12 Elect Takashi Anzai Mgmt For Against Against
13 Elect Zenkoh Ohtaka Mgmt For Against Against
14 Elect Ryu Matsumoto Mgmt For Against Against
15 Elect Tsuneo Ohkubo Mgmt For Against Against
16 Elect Noritaka Shimizu Mgmt For Against Against
17 Elect Scott T. Davis Mgmt For Against Against
18 Elect Ikujiroh Nonaka Mgmt For Against Against
19 Stock Option Plan Mgmt For For For
________________________________________________________________________________
Shikoku Electric Power Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
9507 CINS J72079106 06/26/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Hiroshi Arai Mgmt For Against Against
4 Elect Junichi Ietaka Mgmt For Against Against
5 Elect Kazutaka Kakinoki Mgmt For Against Against
6 Elect Hayato Saeki Mgmt For Against Against
7 Elect Hitoshi Suezawa Mgmt For Against Against
8 Elect Katsuhiko Takesaki Mgmt For Against Against
9 Elect Susumu Tanigawa Mgmt For Against Against
10 Elect Akira Chiba Mgmt For Against Against
11 Elect Momoki Tokiwa Mgmt For Against Against
12 Elect Toshihiro Mgmt For Against Against
Mizobuchi
13 Elect Yoshinori Miyauchi Mgmt For Against Against
14 Elect Kohji Yamaji Mgmt For Against Against
15 Elect Hiromichi Wada Mgmt For Against Against
16 Elect Mikio Kawai as Mgmt For Against Against
Statutory
Auditor
17 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Preparation
of a Code of
Ethics
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Renewable
Energy
Development
19 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Suspension
of Nuclear Operations
and Establishment of
Decommissioning
Committee
________________________________________________________________________________
Shin-Etsu Chemical Co Limited
Ticker Security ID: Meeting Date Meeting Status
4063 CINS J72810120 06/27/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Yasuhiko Saitoh Mgmt For Against Against
3 Elect Kohji Takasugi Mgmt For Against Against
4 Elect Toshinobu Mgmt For Against Against
Ishihara
5 Elect Frank Peter Popoff Mgmt For Against Against
6 Elect Tsuyoshi Miyazaki Mgmt For Against Against
7 Elect Toshihiko Fukui Mgmt For Against Against
8 Elect Masaki Miyajima Mgmt For Against Against
9 Elect Toshiyuki Mgmt For Against Against
Kasahara
10 Elect Hidenori Onezawa Mgmt For Against Against
11 Elect Ken Nakamura Mgmt For Against Against
12 Elect Yukihiro Matsui Mgmt For Against Against
13 Elect Hiroaki Okamoto Mgmt For Against Against
14 Elect Susumu Ueno Mgmt For Against Against
15 Elect Kazumasa Maruyama Mgmt For Against Against
16 Elect Taku Fukui as Mgmt For Against Against
Statutory
Auditor
17 Renewal of Takeover Mgmt For Against Against
Defense
Plan
________________________________________________________________________________
Skandinaviska Enskilda Banken AB
Ticker Security ID: Meeting Date Meeting Status
SEB-A CINS W25381141 03/21/2013 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Ratification of Board Mgmt For Against Against
and CEO
Acts
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Board Size and Number Mgmt For For For
of
Auditors
17 Directors' and Mgmt For Against Against
Auditors'
Fees
18 Election of Directors Mgmt For For For
19 Appointment of Auditor Mgmt For Against Against
20 Compensation Guidelines Mgmt For Against Against
21 2013 Share Deferral Mgmt For Against Against
Program
22 2013 Share Matching Mgmt For For For
Program
23 2013 All Employee Mgmt For For For
Program
24 Authority to Trade in Mgmt For For For
Company
Stock
25 Authority to Repurchase Mgmt For For For
Shares
26 Transfer of Shares Mgmt For For For
Pursuant to
LTIPs
27 Appointment of Auditor Mgmt For Against Against
of
Foundations
28 Shareholder Proposal ShrHoldr For For For
Regarding Board Gender
Representation
29 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Softbank Corporation
Ticker Security ID: Meeting Date Meeting Status
9984 CINS J75963108 06/21/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Masayoshi Son Mgmt For Against Against
5 Elect Ken Miyauchi Mgmt For Against Against
6 Elect Kazuhiko Kasai Mgmt For Against Against
7 Elect Ronald Fisher Mgmt For Against Against
8 Elect Yun MA Mgmt For Against Against
9 Elect Manabu Miyasaka Mgmt For Against Against
10 Elect Tadashi Yanai Mgmt For Against Against
11 Elect Mark Schwartz Mgmt For Against Against
12 Elect Mitsuo Sano Mgmt For For For
13 Elect Sohichiroh Uno Mgmt For For For
14 Elect Kohichi Shibayama Mgmt For For For
15 Elect Hidekazu Kubokawa Mgmt For For For
________________________________________________________________________________
Sony Corporation
Ticker Security ID: Meeting Date Meeting Status
6758 CINS J76379106 06/20/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Kazuo Hirai Mgmt For For For
3 Elect Masaru Katoh Mgmt For For For
4 Elect Peter L. Bonfield Mgmt For Against Against
5 Elect Ryuji Yasuda Mgmt For For For
6 Elect Yukako Uchinaga Mgmt For Against Against
7 Elect Mitsuaki Yahagi Mgmt For Against Against
8 Elect Kanemitsu Anraku Mgmt For Against Against
9 Elect Yorihiko Kojima Mgmt For For For
10 Elect Osamu Nagayama Mgmt For For For
11 Elect Takaaki Nimura Mgmt For Against Against
12 Elect Eikoh Harada Mgmt For For For
13 Elect Johichi Itoh Mgmt For For For
14 Elect Tim Schaaff Mgmt For For For
15 Equity Compensation Plan Mgmt For For For
________________________________________________________________________________
SSGA Funds
Ticker Security ID: Meeting Date Meeting Status
SSGXX CUSIP 784924 02/01/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Marshall Mgmt For Withhold Against
1.2 Elect Patrick Riley Mgmt For Withhold Against
1.3 Elect Richard Shirk Mgmt For Withhold Against
1.4 Elect Bruce Taber Mgmt For Withhold Against
1.5 Elect Scott Powers Mgmt For Withhold Against
________________________________________________________________________________
Standard Chartered plc
Ticker Security ID: Meeting Date Meeting Status
STAN CINS G84228157 05/08/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For Against Against
Report
4 Elect Om Prakash Bhatt Mgmt For For For
5 Elect Louis CHEUNG Chi Mgmt For For For
Yan
6 Elect Margaret Ewing Mgmt For For For
7 Elect Lars H. Thunell Mgmt For For For
8 Elect Steve P. Bertamini Mgmt For For For
9 Elect Jaspal S. Bindra Mgmt For For For
10 Elect Jamie F.T. Dundas Mgmt For For For
11 Elect HAN Seung-Soo Mgmt For For For
12 Elect Simon J. Lowth Mgmt For For For
13 Elect Rudy H.P. Markham Mgmt For For For
14 Elect Ruth Markland Mgmt For Against Against
15 Elect Richard H. Mgmt For For For
Meddings
16 Elect John G.H. Paynter Mgmt For Against Against
17 Elect John Peace Mgmt For Against Against
18 Elect A. Michael G. Rees Mgmt For For For
19 Elect Peter A. Sands Mgmt For For For
20 Elect Viswanathan Mgmt For For For
Shankar
21 Elect Paul D. Skinner Mgmt For Against Against
22 Elect Oliver Stocken Mgmt For For For
23 Appointment of Auditor Mgmt For For For
24 Authority to Set Mgmt For For For
Auditor's
Fees
25 Authorisation of Mgmt For Against Against
Political
Donations
26 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
27 Authority to Issue Mgmt For Against Against
Repurchased Shares w/
Preemptive
rights
28 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
29 Authority to Repurchase Mgmt For For For
Shares
30 Authority to Repurchase Mgmt For For For
Preference
Shares
31 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
32 2013 Sharesave Plan Mgmt For For For
33 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Statoil ASA
Ticker Security ID: Meeting Date Meeting Status
STL CINS R8413J103 05/14/2013 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Presiding Mgmt For For For
Chairman
8 Notice of Meeting and Mgmt For For For
Agenda
9 Election of Individuals Mgmt For For For
to Check
Minutes
10 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Withdrawal
from Canadian Oil
Sands
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Arctic
Operations
13 Corporate Governance Mgmt For For For
Report
14 Compensation Guidelines Mgmt For Against Against
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Amendment to Articles Mgmt For For For
17 Corporate Assembly Fees Mgmt For For For
18 Nominating Committee Mgmt For For For
19 Nominating Committee Mgmt For For For
Fees
20 Authority to Repurchase Mgmt For For For
Shares Pursuant to
Share Savings
Plan
21 Authority to Repurchase Mgmt For For For
Shares for
Cancellation
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Stora Enso Oyj
Ticker Security ID: Meeting Date Meeting Status
STERV CINS X21349117 04/23/2013 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Ratification of Board Mgmt For Against Against
and Management
Acts
11 Directors' Fees Mgmt For For For
12 Board Size Mgmt For For For
13 Election of Directors Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Appointment of Auditor Mgmt For For For
16 Nomination Committee Mgmt For For For
17 Cancellation of Shares Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sumitomo Mitsui Financial Group Inc
Ticker Security ID: Meeting Date Meeting Status
8316 CINS J7771X109 06/27/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Masayuki Oku Mgmt For Against Against
5 Elect Takeshi Kunibe Mgmt For Against Against
6 Elect Ken Kubo Mgmt For Against Against
7 Elect Yujiroh Itoh Mgmt For Against Against
8 Elect Masahiro Fuchizaki Mgmt For Against Against
9 Elect Manabu Narita Mgmt For Against Against
10 Elect Kohzoh Ogino Mgmt For Against Against
11 Elect Shigeru Iwamoto Mgmt For Against Against
12 Elect Kuniaki Nomura Mgmt For Against Against
13 Elect Kohichi Minami Mgmt For Against Against
14 Elect Ikuo Uno Mgmt For For For
15 Elect Satoshi Itoh Mgmt For For For
16 Elect Daiken Tsunoda Mgmt For For For
as Alternate Statutory
Auditor
________________________________________________________________________________
Suzuken Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
9987 CINS J78454105 06/26/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Yoshiki Bessho Mgmt For Against Against
4 Elect Hiroshi Ohta Mgmt For Against Against
5 Elect Takahito Itoh Mgmt For Against Against
6 Elect Nobuo Suzuki Mgmt For Against Against
7 Elect Hiroshi Ohba Mgmt For Against Against
8 Elect Harutaka Yamashita Mgmt For Against Against
9 Elect Hiromi Miyata Mgmt For Against Against
10 Elect Keisuke Ueda Mgmt For Against Against
11 Elect Takashi Nagai as Mgmt For Against Against
Statutory
Auditor
12 Elect Meiji Katoh as Mgmt For Against Against
Alternate Statutory
Auditor
________________________________________________________________________________
Swedbank AB
Ticker Security ID: Meeting Date Meeting Status
SWED CINS W9423X102 03/20/2013 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Allocation of Mgmt For For For
Profits/Dividends
16 Additional Management Mgmt For For For
Proposal Regarding
Allocation of
Profits/Dividends
17 Ratification of Board Mgmt For Against Against
and Management
Acts
18 Board Size Mgmt For For For
19 Directors' Fees Mgmt For For For
20 Authority to Set Mgmt For For For
Auditor's
Fees
21 Election of Directors Mgmt For For For
22 Nominating Committee Mgmt For For For
23 Compensation Guidelines Mgmt For For For
24 Authority to Trade in Mgmt For For For
Company
Stock
25 Authority to Repurchase Mgmt For For For
Shares
26 Authority to Issue Mgmt For Against Against
Contingent Convertible
Bonds
27 Long-Term Incentive Mgmt For For For
Plan 2013
(Eken
2013)
28 Long-Term Incentive Mgmt For For For
Plan 2013 (IP
2013)
29 Authority to Issue Mgmt For For For
Treasury Shares for
Equity Based
Compensation
Plans
30 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Dividend and
Strategy
31 Non-Voting Agenda Item N/A N/A N/A N/A
32 Non-Voting Meeting Note N/A N/A N/A N/A
33 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Swiss Re Ltd.
Ticker Security ID: Meeting Date Meeting Status
SREN CINS H8431B109 04/10/2013 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Compensation Report Mgmt For Against Against
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Dividend from Reserves Mgmt For For For
7 Special Dividend from Mgmt For For For
Reserves
8 Ratification of Board Mgmt For Against Against
Acts
9 Elect Walter Kielholz Mgmt For Against Against
10 Elect Malcolm Knight Mgmt For Against Against
11 Elect Carlos Represas Mgmt For Against Against
12 Elect Jean-Pierre Roth Mgmt For Against Against
13 Elect Mary Francis Mgmt For Against Against
14 Appointment of Auditor Mgmt For For For
15 Increase in Conditional Mgmt For Against Against
Capital
16 Increase in Authorized Mgmt For Against Against
Capital
17 Cancellation of Mgmt For For For
Authorized Capital
(Swiss Reinsurance
Company
Ltd)
18 Additional and/or ShrHoldr Abstain Abstain For
Counter Proposals; No
additional proposals
have been submitted at
this
time
________________________________________________________________________________
Syngenta AG
Ticker Security ID: Meeting Date Meeting Status
SYNN CINS H84140112 04/23/2013 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Remuneration Report Mgmt For Against Against
5 Ratification of Board Mgmt For Against Against
and Management
Acts
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect Michael Mack Mgmt For Against Against
8 Elect Jacques Vincent Mgmt For Against Against
9 Elect Eleni Gabre-Madhin Mgmt For Against Against
10 Elect Eveline Saupper Mgmt For Against Against
11 Appointment of Auditor Mgmt For For For
12 Additional and/or ShrHoldr For Abstain Against
counter proposals; no
additional and/or
counter proposals have
been submitted at this
time
________________________________________________________________________________
Takashimaya Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
8233 CINS J81195125 05/21/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kohji Suzuki Mgmt For Against Against
4 Elect Yutaka Yamaguchi Mgmt For Against Against
5 Elect Yasuhiko Matsumoto Mgmt For Against Against
6 Elect Yutaka Masuyama Mgmt For Against Against
7 Elect Shigeru Kimoto Mgmt For Against Against
8 Elect Hiroaki Akiyama Mgmt For Against Against
9 Elect Miharu Koezuka Mgmt For Against Against
10 Elect Kaoru Nakajima Mgmt For Against Against
11 Elect Eiko Ohya Mgmt For Against Against
12 Elect Satoru Miyamura Mgmt For Against Against
13 Elect Fumio Takahashi Mgmt For For For
as Alternate Statutory
Auditor
14 Bonus Mgmt For Against Against
________________________________________________________________________________
Takeda Pharmaceutical Company
Ticker Security ID: Meeting Date Meeting Status
4502 CINS J8129E108 06/26/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yasuchika Hasegawa Mgmt For Against Against
4 Elect Yasuhiko Yamanaka Mgmt For Against Against
5 Elect Frank Morich Mgmt For Against Against
6 Elect Tadataka Yamada Mgmt For Against Against
7 Elect Masato Iwasaki Mgmt For Against Against
8 Elect Fumio Sudo Mgmt For Against Against
9 Elect Yorihiko Kojima Mgmt For Against Against
10 Elect Shinji Honda Mgmt For Against Against
11 Elect Shiroh Kuniya as Mgmt For Against Against
Statutory
Auditor
12 Elect Katsushi Kuroda Mgmt For For For
as Alternate Statutory
Auditor
13 Bonus Mgmt For For For
________________________________________________________________________________
Technip
Ticker Security ID: Meeting Date Meeting Status
TEC CINS F90676101 04/25/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Related Party Mgmt For Against Against
Transactions
8 Elect Alexandra Bech Mgmt For Against Against
Gjorv
9 Ratification of the Mgmt For Against Against
Co-option of Alexandra
Bech
Gjorv
10 Elect Marie-Ange Debon Mgmt For Against Against
11 Elect Gerard Hauser Mgmt For Against Against
12 Elect Joseph Rinaldi Mgmt For Against Against
13 Elect Manisha Girotra Mgmt For Against Against
14 Elect Pierre-Jean Mgmt For Against Against
Sivignon
15 Directors' Fees Mgmt For For For
16 Authority to Repurchase Mgmt For For For
Shares
17 Authority to Issue Mgmt For For For
Restricted Shares to
Employees
18 Authority to Issue Mgmt For For For
Restricted Shares to
Corporate
Officers
19 Authority to Grant Mgmt For For For
Stock Options to
Employees
20 Authority to Grant Mgmt For For For
Stock Options to
Corporate
Officers
21 Authority to Increase Mgmt For Against Against
Capital Through
Employee Savings
Plan
22 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Tenaris S.A.
Ticker Security ID: Meeting Date Meeting Status
TEN CINS L90272102 05/02/2013 Voted
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Mgmt For For For
Accounts and
Reports
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Company Accounts and Mgmt For For For
Reports
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For Against Against
Acts
6 Election of Directors Mgmt For Against Against
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Electronic Mgmt For For For
Communications
________________________________________________________________________________
Tesco plc
Ticker Security ID: Meeting Date Meeting Status
TSCO CINS G87621101 06/28/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Olivia Garfield Mgmt For For For
5 Elect Sir Richard Mgmt For Against Against
Broadbent
6 Elect Philip Clarke Mgmt For For For
7 Elect Gareth Bullock Mgmt For For For
8 Elect Patrick Cescau Mgmt For For For
9 Elect Stuart Chambers Mgmt For For For
10 Elect Ken Hanna Mgmt For For For
11 Elect Laurie McIlwee Mgmt For For For
12 Elect Deanna W. Mgmt For For For
Oppenheimer
13 Elect Jacqueline Mgmt For For For
Tammenoms
Bakker
14 Appointment of Auditor Mgmt For Against Against
15 Authority to Set Mgmt For Against Against
Auditor's
Fees
16 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Shares
19 Authorisation of Mgmt For Against Against
Political
Donations
20 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Toho Gas
Ticker Security ID: Meeting Date Meeting Status
9533 CINS J84850106 06/25/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Takashi Saeki Mgmt For Against Against
3 Elect Kohichi Yasui Mgmt For Against Against
4 Elect Masaaki Motokawa Mgmt For Against Against
5 Elect Nobuaki Matsushima Mgmt For Against Against
6 Elect Yoshiharu Sagoh Mgmt For Against Against
7 Elect Nobushisa Matsuda Mgmt For Against Against
8 Elect Osamu Nakamura Mgmt For Against Against
9 Elect Yoshiroh Tominari Mgmt For Against Against
10 Elect Katsuaki Watanabe Mgmt For Against Against
11 Elect Hiroshi Yamazaki Mgmt For Against Against
as Statutory
Auditor
12 Bonus Mgmt For Against Against
________________________________________________________________________________
Tullow Oil Plc
Ticker Security ID: Meeting Date Meeting Status
TLW CINS G91235104 05/08/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For Against Against
Report
4 Elect Anne Drinkwater Mgmt For Against Against
5 Elect Tutu Agyare Mgmt For Against Against
6 Elect David Bamford Mgmt For Against Against
7 Elect Ann Grant Mgmt For Against Against
8 Elect Aidan Heavey Mgmt For Against Against
9 Elect Steve Lucas Mgmt For Against Against
10 Elect Graham Martin Mgmt For Against Against
11 Elect Angus McCoss Mgmt For Against Against
12 Elect Paul McDade Mgmt For Against Against
13 Elect Ian Springett Mgmt For Against Against
14 Elect Simon R. Thompson Mgmt For Against Against
15 Appointment of Auditor Mgmt For Against Against
16 Authority to Set Mgmt For Against Against
Auditor's
Fees
17 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
20 Tullow Incentive Plan Mgmt For Against Against
21 Employee Share Award Mgmt For Against Against
Plan
22 Share Incentive Plan Mgmt For For For
Renewal
________________________________________________________________________________
Ube Industries Ltd
Ticker Security ID: Meeting Date Meeting Status
4208 CINS J93796100 06/27/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Hiroaki Tamura Mgmt For Against Against
4 Elect Michio Takeshita Mgmt For Against Against
5 Elect Yuzuru Yamamoto Mgmt For Against Against
6 Elect Masato Izumihara Mgmt For Against Against
7 Elect Mitsutaka Motoda Mgmt For Against Against
8 Elect Tetsuroh Higashi Mgmt For Against Against
9 Elect Takashi Kusama Mgmt For Against Against
10 Elect Naoya Kitamura Mgmt For Against Against
11 Elect Seiichi Ochiai Mgmt For For For
12 Elect Daisuke Kohriya Mgmt For For For
as Alternate Statutory
Auditor
13 Bonus Mgmt For Against Against
________________________________________________________________________________
Unicredit S.p.A.
Ticker Security ID: Meeting Date Meeting Status
UCG CINS T960AS101 05/11/2013 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports; Mgmt For For For
Reclassification/Transf
er of Reserves and
Reallocation of the
2011
Loss
4 Allocation of Mgmt For For For
Losses/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 List Presented by Mgmt For N/A N/A
Fondazione Cassa di
Risparmio di Verona
Vicenza Belluno e
Ancona
7 List Presented by a Mgmt For For For
Group of Institutional
Investors
8 Statutory Auditors' Fees Mgmt For Abstain Against
9 Election of Directors Mgmt For Against Against
10 Directors' Fees Mgmt For For For
11 Remuneration Report Mgmt For For For
12 Equity Compensation Plan Mgmt For For For
13 Employee Stock Purchase Mgmt For Against Against
Plan
14 Amendments to Articles Mgmt For For For
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Unilever N.V.
Ticker Security ID: Meeting Date Meeting Status
UNA CINS N8981F271 05/15/2013 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
3 Ratification of Mgmt For Against Against
Executive Directors'
Acts
4 Ratification of Mgmt For Against Against
Non-Executive
Directors'
Acts
5 Elect Paul Polman Mgmt For For For
6 Elect Jean-Marc Huet Mgmt For For For
7 Elect Louise O. Fresco Mgmt For For For
8 Elect Ann M. Fudge Mgmt For For For
9 Elect Charles E. Golden Mgmt For For For
10 Elect Byron E. Grote Mgmt For For For
11 Elect Hixonia Nyasulu Mgmt For For For
12 Elect Malcolm Rifkind Mgmt For For For
13 Elect Kees J. Storm Mgmt For For For
14 Elect Michael Treschow Mgmt For For For
15 Elect Paul S. Walsh Mgmt For Against Against
16 Elect Laura M. Cha Mgmt For For For
17 Elect Mary Ma Mgmt For For For
18 Elect John Rishton Mgmt For For For
19 Appointment of Auditor Mgmt For For For
20 Authority to Issue Mgmt For Against Against
Shares w/ or w/o
Preemptive
Rights
21 Authority to Repurchase Mgmt For For For
Shares
22 Authority to Cancel Mgmt For For For
Shares
23 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Unilever plc
Ticker Security ID: Meeting Date Meeting Status
ULVR CINS G92087165 05/15/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Paul Polman Mgmt For For For
4 Elect Jean-Marc Huet Mgmt For For For
5 Elect Louise O. Fresco Mgmt For For For
6 Elect Ann M. Fudge Mgmt For For For
7 Elect Charles E. Golden Mgmt For For For
8 Elect Byron E. Grote Mgmt For For For
9 Elect Hixonia Nyasulu Mgmt For For For
10 Elect Malcolm Rifkind Mgmt For For For
11 Elect Kees J. Storm Mgmt For Against Against
12 Elect Michael Treschow Mgmt For For For
13 Elect Paul S. Walsh Mgmt For Against Against
14 Elect Laura CHA May Lung Mgmt For For For
15 Elect Mary Ma Mgmt For For For
16 Elect John Rishton Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Repurchase Mgmt For For For
Shares
22 Authorisation of Mgmt For Against Against
Political
Donations
23 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
UPM-Kymmene Oyj
Ticker Security ID: Meeting Date Meeting Status
UPM1V CINS X9518S108 04/04/2013 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Ratification of Board Mgmt For Against Against
and Management
Acts
11 Directors' Fees Mgmt For For For
12 Board Size Mgmt For For For
13 Election of Directors Mgmt For For For
14 Authority to Set Mgmt For Against Against
Auditor's
Fees
15 Appointment of Auditor Mgmt For Against Against
16 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
17 Authority to Repurchase Mgmt For For For
Shares
18 Charitable Donations Mgmt For For For
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Veolia Environnement
Ticker Security ID: Meeting Date Meeting Status
VIE CINS F9686M107 05/14/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Approval of Non Tax Mgmt For For For
Deductible
Expenses
7 Allocation of Mgmt For For For
Profits/Dividends
8 Scrip Dividend Mgmt For For For
9 Related Party Mgmt For Against Against
Transactions
10 Supplementary Mgmt For For For
Retirement Benefits
(Antoine
Frerot)
11 Elect Olivier Mareuse Mgmt For Against Against
(Caisse des depots et
consignations)
12 Elect Paolo Scaroni Mgmt For Against Against
13 Elect Marion Guillou Mgmt For Against Against
14 Appointment of Auditor Mgmt For For For
15 Appointment of Mgmt For For For
Alternate
Auditor
16 Authority to Repurchase Mgmt For For For
Shares
17 Employee Stock Purchase Mgmt For Against Against
Plan
18 Employee Stock Purchase Mgmt For Against Against
Plan for Foreign
Employees
19 Amendments to Articles Mgmt For For For
Regarding Age
Limit
20 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Vodafone Group plc
Ticker Security ID: Meeting Date Meeting Status
VOD CINS G93882135 07/24/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Gerard Kleisterlee Mgmt For Against Against
3 Elect Vittorio Colao Mgmt For For For
4 Elect Andy Halford Mgmt For For For
5 Elect Steve Pusey Mgmt For For For
6 Elect Renee James Mgmt For For For
7 Elect Alan Jebson Mgmt For For For
8 Elect Samuel Jonah Mgmt For For For
9 Elect Nick Land Mgmt For For For
10 Elect Anne Lauvergeon Mgmt For For For
11 Elect Luc Vandevelde Mgmt For For For
12 Elect Anthony Watson Mgmt For For For
13 Elect Philip Yea Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Directors' Remuneration Mgmt For For For
Report
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Repurchase Mgmt For For For
Shares
21 Authorisation of Mgmt For Against Against
Political
Donations
22 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Volvo AB
Ticker Security ID: Meeting Date Meeting Status
VOLV.A CINS 928856301 04/04/2013 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For Against Against
and Management
Acts
15 Board Size Mgmt For For For
16 Directors' Fees Mgmt For For For
17 Election of Directors Mgmt For For For
18 Nomination Committee Mgmt For For For
19 Compensation Guidelines Mgmt For For For
20 Amendments to Articles Mgmt For Against Against
21 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Board Gender
Representation
22 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Expansion of
Internship
Program
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Westpac Banking Corporation
Ticker Security ID: Meeting Date Meeting Status
WBC CINS Q97417101 12/13/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Gordon Cairns Mgmt For Against Against
4 Elect Robert Elstone Mgmt For Against Against
5 Amendments to Mgmt For For For
Constitution
(Preference
Shares)
6 Amendments to Mgmt For For For
Constitution (Other
Changes)
________________________________________________________________________________
Wolseley plc
Ticker Security ID: Meeting Date Meeting Status
WOS CINS G9736L108 11/29/2012 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Tessa Bamford Mgmt For Against Against
5 Elect Michael Clarke Mgmt For Against Against
6 Elect Gareth Davis Mgmt For Against Against
7 Elect Andrew Duff Mgmt For Against Against
8 Elect John Martin Mgmt For Against Against
9 Elect Ian Meakins Mgmt For Against Against
10 Elect Frank Roach Mgmt For Against Against
11 Elect Michael Wareing Mgmt For Against Against
12 Appointment of Auditor Mgmt For Against Against
13 Authority to Set Mgmt For Against Against
Auditor's
Fees
14 Authorisation of Mgmt For Against Against
Political
Donations
15 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Repurchase Mgmt For For For
Shares
18 Special Dividend and Mgmt For For For
Share
Consolidation
19 Long Term Incentive Plan Mgmt For For For
20 Executive Share Option Mgmt For For For
Plan
________________________________________________________________________________
Woolworths Limited
Ticker Security ID: Meeting Date Meeting Status
WOW CINS Q98418108 11/22/2012 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Proposal ShrHoldr Against For Against
Regarding Electronic
Gaming
________________________________________________________________________________
Woolworths Limited
Ticker Security ID: Meeting Date Meeting Status
WOW CINS Q98418108 11/22/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect John Astbury Mgmt For Against Against
3 Re-elect Thomas Pockett Mgmt For Against Against
4 Elect Christine Cross Mgmt For Against Against
5 Elect David Mackay Mgmt For Against Against
6 Elect Michael Ullmer Mgmt For Against Against
7 Equity Grant (MD/CEO Mgmt For For For
Grant
O'Brien)
8 Equity Grant (Finance Mgmt For For For
Director Tom
Pockett)
9 Renew Proportional Mgmt For For For
Takeover
Provisions
10 Remuneration Report Mgmt For For For
11 Capital Reduction Mgmt For For For
________________________________________________________________________________
WPP Plc
Ticker Security ID: Meeting Date Meeting Status
WPP CINS G9788D103 06/12/2013 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For Against Against
Report
4 Advisory Vote on Mgmt For For For
Sustainability
Report
5 Elect Colin Day Mgmt For Against Against
6 Elect Esther Dyson Mgmt For Against Against
7 Elect Orit Gadiesh Mgmt For Against Against
8 Elect Philip Lader Mgmt For Against Against
9 Elect Ruigang Li Mgmt For Against Against
10 Elect Mark Read Mgmt For For For
11 Elect Paul Richardson Mgmt For Against Against
12 Elect Jeffrey A. Rosen Mgmt For Against Against
13 Elect Timothy Shriver Mgmt For Against Against
14 Elect Martin Sorrell Mgmt For For For
15 Elect Solomon D. Mgmt For For For
Trujillo
16 Elect Roger Agnelli Mgmt For For For
17 Elect Jacques Aigrain Mgmt For For For
18 Elect Hugo Shong Mgmt For For For
19 Elect Sally Susman Mgmt For For For
20 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
21 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
22 Executive Performance Mgmt For Against Against
Share
Plan
23 Authority to Repurchase Mgmt For For For
Shares
24 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
WPP Plc
Ticker Security ID: Meeting Date Meeting Status
WPP CINS G9787K108 12/11/2012 Voted
Meeting Type Country of Trade
Court Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Arrangement Mgmt For Against Against
________________________________________________________________________________
WPP Plc
Ticker Security ID: Meeting Date Meeting Status
WPP CINS G9787K108 12/11/2012 Voted
Meeting Type Country of Trade
Special Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Migration of Tax Mgmt For Abstain Against
Residence
2 Reduction in Share Mgmt For For For
Premium
Account
3 Change in Company Name Mgmt For Abstain Against
________________________________________________________________________________
Xstrata Plc
Ticker Security ID: Meeting Date Meeting Status
XTA CINS G9826T102 09/07/2012 Voted
Meeting Type Country of Trade
Court United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Mgmt For Against Against
________________________________________________________________________________
Xstrata Plc
Ticker Security ID: Meeting Date Meeting Status
XTA CINS G9826T102 09/07/2012 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For Against Against
2 Revised Management Mgmt For Against Against
Incentive
Arrangements
________________________________________________________________________________
Xstrata Plc
Ticker Security ID: Meeting Date Meeting Status
XTA CINS G9826T102 11/20/2012 Voted
Meeting Type Country of Trade
Court United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of New Scheme Mgmt For For For
subject to the Revised
Management Incentive
Arrangements being
Approved at the
Further Xstrata
General
Meeting
3 Approval of New Scheme Mgmt Against For Against
subject to the Revised
Management Incentive
Arrangements NOT being
Approved at the
Further Xstrata
General
Meeting
________________________________________________________________________________
Xstrata Plc
Ticker Security ID: Meeting Date Meeting Status
XTA CINS G9826T102 11/20/2012 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorize Directors to Mgmt For For For
Implement New
Scheme
2 Approve the Revised Mgmt For Against Against
Management Incentive
Arrangements
========== END NPX REPORT
========== SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
PAX WORLD FUNDS TRUST II
(Registrant)
By: /s/ Joseph F. Keefe
Joseph F. Keefe
President & CEO
Date: August 29, 2013