0000076721-11-000012.txt : 20110826 0000076721-11-000012.hdr.sgml : 20110826 20110825182549 ACCESSION NUMBER: 0000076721-11-000012 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110826 DATE AS OF CHANGE: 20110825 EFFECTIVENESS DATE: 20110826 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pax World Funds Trust II CENTRAL INDEX KEY: 0001426870 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-22187 FILM NUMBER: 111057461 BUSINESS ADDRESS: STREET 1: 30 PENHALLOW STREET STREET 2: SUITE 400 CITY: PORTSMOUTH STATE: NH ZIP: 03801 BUSINESS PHONE: 603-431-8022 MAIL ADDRESS: STREET 1: 30 PENHALLOW STREET STREET 2: SUITE 400 CITY: PORTSMOUTH STATE: NH ZIP: 03801 0001426870 S000025092 Pax FTSE Environmental Technologies (ET50) Index ETF C000074652 Shares 0001426870 S000025093 Pax MSCI EAFE ESG Index ETF C000074653 Shares 0001426870 S000025094 Pax MSCI North America ESG Index ETF C000074654 Shares N-PX 1 etf0611.txt PAX WORLD FUNDS TRUST II N-PX 06/30/11 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX REPORT ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 0000076721 PAX WORLD FUNDS TRUST II (Exact name of registrant as specified in charter) 30 Penhallow St, Ste. 400 Portsmouth, NH 03801 (Address of principal executive offices) Registrant's Telephone Number, Including Area Code: (800) 767-1729 Pax World Management LLC 30 Penhallow Street, Suite 400 Portsmouth, NH 03801 Attn: Joseph F. Keefe (Name and address of agent for service) Date of fiscal year end: December 31, 2011 Date of reporting period: July 1, 2010 - June 30, 2011 Item 1: Proxy Voting Record ============================================================================== Fund Name : Pax MSCI North America ESG Index ETF 07/01/2010 - 06/30/2011 3M Company Ticker Security ID: Meeting Date Meeting Status MMM CUSIP 88579Y101 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For Against Against 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For Against Against 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report
Abbott Laboratories Ticker Security ID: Meeting Date Meeting Status ABT CUSIP 002824100 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For For For 1.3 Elect W. James Farrell Mgmt For Withhold Against 1.4 Elect H. Laurance Fuller Mgmt For Withhold Against 1.5 Elect Edward Liddy Mgmt For Withhold Against 1.6 Elect Phebe Novakovic Mgmt For For For 1.7 Elect William Osborn Mgmt For Withhold Against 1.8 Elect Samuel Scott III Mgmt For For For 1.9 Elect Glenn Tilton Mgmt For For For 1.10 Elect Miles White Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against Abstain Against Pharmaceutical Price Restraints
Accenture PLC Ticker Security ID: Meeting Date Meeting Status ACN CUSIP G1151C101 02/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Charles Giancarlo Mgmt For Against Against 3 Elect Dennis Hightower Mgmt For Against Against 4 Elect Blythe McGarvie Mgmt For Against Against 5 Elect Mark Moody-Stuart Mgmt For Against Against 6 Elect Pierre Nanterme Mgmt For Against Against 7 Ratification of Auditor and Mgmt For For For Authority to Set Fees 8 Advisory Vote on Executive Mgmt For Against Against Compensation 9 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 10 Authorization to Hold the 2012 Mgmt For For For Annual Meeting Outside of Ireland 11 Authority to Repurchase Shares Mgmt For Against Against 12 Authority to Set Price of Reissued Mgmt For For For Treasury Shares
Adobe Systems Incorporated Ticker Security ID: Meeting Date Meeting Status ADBE CUSIP 00724F101 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Burgess Mgmt For Against Against 2 Elect Daniel Rosensweig Mgmt For Against Against 3 Elect Robert Sedgewick Mgmt For Against Against 4 Elect John Warnock Mgmt For Against Against 5 Amendment to the 1997 Employee Stock Mgmt For For For Purchase Plan 6 2011 Executive Cash Performance Mgmt For Against Against Bonus Plan 7 Ratification of Auditor Mgmt For For For 8 Repeal of Classified Board Mgmt For For For 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Advance Auto Parts, Inc. Ticker Security ID: Meeting Date Meeting Status AAP CUSIP 00751Y106 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Bergstrom Mgmt For Withhold Against 1.2 Elect John Brouillard Mgmt For For For 1.3 Elect Fiona Dias Mgmt For Withhold Against 1.4 Elect Frances Frei Mgmt For For For 1.5 Elect Darren Jackson Mgmt For For For 1.6 Elect William Oglesby Mgmt For For For 1.7 Elect J. Paul Raines Mgmt For For For 1.8 Elect Gilbert Ray Mgmt For Withhold Against 1.9 Elect Carlos Saladrigas Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Advanced Micro Devices, Inc. Ticker Security ID: Meeting Date Meeting Status AMD CUSIP 007903107 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Bruce Claflin Mgmt For Against Against 2 Elect W. Michael Barnes Mgmt For Against Against 3 Elect John Caldwell Mgmt For Against Against 4 Elect Henry Chow Mgmt For Against Against 5 Elect Craig Conway Mgmt For Against Against 6 Elect Nicholas Donofrio Mgmt For Against Against 7 Elect H. Paulett Eberhart Mgmt For Against Against 8 Elect Waleed Al Mokarrab Al Muhairi Mgmt For Against Against 9 Elect Robert Palmer Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 2011 Executive Incentive Plan Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Aetna Inc. Ticker Security ID: Meeting Date Meeting Status AET CUSIP 00817Y108 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mark Bertolini Mgmt For For For 2 Elect Frank Clark, Jr. Mgmt For Against Against 3 Elect Betsy Cohen Mgmt For Against Against 4 Elect Molly Coye Mgmt For Against Against 5 Elect Roger Farah Mgmt For Against Against 6 Elect Barbara Franklin Mgmt For Against Against 7 Elect Jeffrey Garten Mgmt For Against Against 8 Elect Gerald Greenwald Mgmt For For For 9 Elect Ellen Hancock Mgmt For For For 10 Elect Richard Harrington Mgmt For For For 11 Elect Edward Ludwig Mgmt For For For 12 Elect Joseph Newhouse Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2010 Stock Mgmt For Against Against Incentive Plan 15 2011 Employee Stock Purchase Plan Mgmt For For For 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHoldr Against For Against Cumulative Voting 19 Shareholder Proposal Regarding ShrHoldr Against For Against Independent Board Chairman
Aflac Incorporated Ticker Security ID: Meeting Date Meeting Status AFL CUSIP 001055102 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Daniel Amos Mgmt For Against Against 2 Elect John Shelby Amos II Mgmt For Against Against 3 Elect Paul Amos II Mgmt For For For 4 Elect Michael Armacost Mgmt For For For 5 Elect Kriss Cloninger III Mgmt For Against Against 6 Elect Elizabeth Hudson Mgmt For For For 7 Elect Douglas Johnson Mgmt For For For 8 Elect Robert Johnson Mgmt For For For 9 Elect Charles Knapp Mgmt For For For 10 Elect E. Stephen Purdom Mgmt For For For 11 Elect Barbara Rimer Mgmt For For For 12 Elect Marvin Schuster Mgmt For Against Against 13 Elect David Thompson Mgmt For For For 14 Elect Robert Wright Mgmt For For For 15 Elect Takuro Yoshida Mgmt For For For 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Ratification of Auditor Mgmt For For For
Agilent Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status A CUSIP 00846U101 03/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Heidi Fields Mgmt For Against Against 2 Elect David Lawrence Mgmt For Against Against 3 Elect A. Barry Rand Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Agnico-Eagle Mines Limited Ticker Security ID: Meeting Date Meeting Status AEM CUSIP 008474108 04/29/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Leanne Baker Mgmt For Withhold Against 1.2 Elect Douglas Beaumont Mgmt For Withhold Against 1.3 Elect Sean Boyd Mgmt For For For 1.4 Elect Martine Celej Mgmt For For For 1.5 Elect Clifford Davis Mgmt For Withhold Against 1.6 Elect Robert Gemmell Mgmt For For For 1.7 Elect Bernard Kraft Mgmt For For For 1.8 Elect Mel Leiderman Mgmt For Withhold Against 1.9 Elect James Nasso Mgmt For For For 1.10 Elect Sean Riley Mgmt For For For 1.11 Elect J. Merfyn Roberts Mgmt For For For 1.12 Elect Eberhard Scherkus Mgmt For For For 1.13 Elect Howard Stockford Mgmt For Withhold Against 1.14 Elect Pertti Voutilainen Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Amendment to the Stock Option Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For Against Against Compensation
Agrium Inc. Ticker Security ID: Meeting Date Meeting Status AGU CUSIP 008916108 05/10/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ralph Cunningham Mgmt For Withhold Against 1.2 Elect Russel Girling Mgmt For For For 1.3 Elect Susan Henry Mgmt For For For 1.4 Elect Russell Horner Mgmt For Withhold Against 1.5 Elect David Lesar Mgmt For For For 1.6 Elect John Lowe Mgmt For For For 1.7 Elect A. Anne McLellan Mgmt For For For 1.8 Elect Derek Pannell Mgmt For For For 1.9 Elect Frank Proto Mgmt For For For 1.10 Elect Michael Wilson Mgmt For For For 1.11 Elect Victor Zaleschuk Mgmt For For For 2 Appointment of Auditor Mgmt For For For
Air Products and Chemicals, Inc. Ticker Security ID: Meeting Date Meeting Status APD CUSIP 009158106 01/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Chadwick Deaton Mgmt For Withhold Against 1.2 Elect Michael Donahue Mgmt For Withhold Against 1.3 Elect Ursula Fairbairn Mgmt For Withhold Against 1.4 Elect Lawrence Smith Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Approval of the Annual Incentive Plan Mgmt For For For
Airgas, Inc. Ticker Security ID: Meeting Date Meeting Status ARG CUSIP 009363102 09/15/2010 Take No Action Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Clancey Opp N/A TNA N/A 1.2 Elect Robert Lumpkins Opp N/A TNA N/A 1.3 Elect Ted Miller, Jr. Opp N/A TNA N/A 2 Shareholder Proposal Regarding ShrHoldr N/A TNA N/A Director Eligibility Requirements 3 Shareholder Proposal Regarding ShrHoldr N/A TNA N/A Annual Meeting Date 4 Shareholder Proposal Regarding ShrHoldr N/A TNA N/A Repeal of Bylaw Amendments 5 Ratification of Auditor Mgmt N/A TNA N/A 6 Amendment to the 2003 Employee Stock Mgmt N/A TNA N/A Purchase Plan
Airgas, Inc. Ticker Security ID: Meeting Date Meeting Status ARG CUSIP 009363102 09/15/2010 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter McCausland Mgmt For For For 1.2 Elect W. Thacher Brown Mgmt For For For 1.3 Elect Richard Ill Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2003 Employee Stock Mgmt For For For Purchase Plan 4 Shareholder Proposal Regarding ShrHoldr Against Against For Director Eligibility Requirements 5 Shareholder Proposal Regarding ShrHoldr Against Against For Annual Meeting Date 6 Shareholder Proposal Regarding ShrHoldr Against Against For Repeal of Bylaw Amendments
Alcoa Inc. Ticker Security ID: Meeting Date Meeting Status AA CUSIP 013817101 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Klaus Kleinfeld Mgmt For Against Against 2 Elect James Owens Mgmt For Against Against 3 Elect Ratan Tata Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against COMPENSATION 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Annual Cash Incentive Plan Mgmt For Against Against 8 Elimination of Supermajority Mgmt For For For Requirement Relating to Fair Price Protection 9 Elimination of Supermajority Mgmt For For For Requirement Relating to the Board of Directors 10 Elimination of Supermajority Mgmt For For For Requirement Relating to the Removal of Directors 11 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 12 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Allegheny Technologies Incorporated Ticker Security ID: Meeting Date Meeting Status ATI CUSIP 01741R102 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Diggs Mgmt For Withhold Against 1.2 Elect J. Brett Harvey Mgmt For Withhold Against 1.3 Elect Michael Joyce Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Allergan, Inc. Ticker Security ID: Meeting Date Meeting Status AGN CUSIP 018490102 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Deborah Dunsire Mgmt For Against Against 2 Elect Trevor Jones Mgmt For Against Against 3 Elect Louis Lavigne, Jr. Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 2011 Executive Bonus Plan Mgmt For For For 8 2011 Incentive Award Plan Mgmt For Against Against 9 Repeal of Classified Board Mgmt For For For
Alliant Energy Corporation Ticker Security ID: Meeting Date Meeting Status LNT CUSIP 018802108 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Harvey Mgmt For Withhold Against 1.2 Elect Singleton McAllister Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
AMB Property Corporation Ticker Security ID: Meeting Date Meeting Status AMB CUSIP 00163T109 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect T. Robert Burke Mgmt For Against Against 2 Elect David Cole Mgmt For Against Against 3 Elect Lydia Kennard Mgmt For Against Against 4 Elect J. Michael Losh Mgmt For Against Against 5 Elect Hamid Moghadam Mgmt For Against Against 6 Elect Frederick Reid Mgmt For Against Against 7 Elect Jeffrey Skelton Mgmt For Against Against 8 Elect Thomas Tusher Mgmt For Against Against 9 Elect Carl Webb Mgmt For Against Against 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
AMB Property Corporation Ticker Security ID: Meeting Date Meeting Status AMB CUSIP 00163T109 06/01/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Amendments to Bylaws Mgmt For For For 3 Amendments to Charter Mgmt For Against Against 4 Right to Adjourn Meeting Mgmt For For For
American Express Company Ticker Security ID: Meeting Date Meeting Status AXP CUSIP 025816109 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Akerson Mgmt For For For 1.2 Elect Charlene Barshefsky Mgmt For Withhold Against 1.3 Elect Ursula Burns Mgmt For For For 1.4 Elect Kenneth Chenault Mgmt For Withhold Against 1.5 Elect Peter Chernin Mgmt For Withhold Against 1.6 Elect Theodore Leonsis Mgmt For Withhold Against 1.7 Elect Jan Leschly Mgmt For Withhold Against 1.8 Elect Richard Levin Mgmt For For For 1.9 Elect Richard McGinn Mgmt For Withhold Against 1.10 Elect Edward Miller Mgmt For Withhold Against 1.11 Elect Steven Reinemund Mgmt For For For 1.12 Elect Robert Walter Mgmt For Withhold Against 1.13 Elect Ronald Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against For Against Cumulative Voting 6 Sharehoholder Proposal Regarding ShrHoldr Against For Against Right to Call a Special Meeting
American Tower Corporation Ticker Security ID: Meeting Date Meeting Status AMT CUSIP 029912201 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Raymond Dolan Mgmt For Against Against 2 Elect Ronald Dykes Mgmt For Against Against 3 Elect Carolyn Katz Mgmt For Against Against 4 Elect Gustavo Lara Cantu Mgmt For Against Against 5 Elect JoAnn Reed Mgmt For Against Against 6 Elect Pamela Reeve Mgmt For Against Against 7 Elect David Sharbutt Mgmt For Against Against 8 Elect James Taiclet, Jr. Mgmt For Against Against 9 Elect Samme Thompson Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 Elimination of Supermajority Mgmt For For For Requirement 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
American Water Works Company, Inc. Ticker Security ID: Meeting Date Meeting Status AWK CUSIP 030420103 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stephen Adik Mgmt For For For 2 Elect Martha Clark Goss Mgmt For Against Against 3 Elect Julie Dobson Mgmt For Against Against 4 Elect Richard Grigg Mgmt For For For 5 Elect Julia Johnson Mgmt For Against Against 6 Elect George MacKenzie Mgmt For Against Against 7 Elect William Marrazzo Mgmt For Against Against 8 Elect Jeffry Sterba Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Ameriprise Financial, Inc. Ticker Security ID: Meeting Date Meeting Status AMP cusip 03076C106 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Siri Marshall Mgmt For Against Against 2 Elect W. Walker Lewis Mgmt For Against Against 3 Elect William Turner Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For
AMETEK, Inc. Ticker Security ID: Meeting Date Meeting Status AME CUSIP 031100100 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Anthony Conti Mgmt For Withhold Against 1.2 Elect Frank Hermance Mgmt For Withhold Against 2 2011 Omnibus Incentive Compensation Mgmt For Against Against Plan 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For
Annaly Capital Management, Inc. Ticker Security ID: Meeting Date Meeting Status NLY CUSIP9 035710409 05/26/2011 Unvoted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Farrell Mgmt For N/A N/A 2 Elect Jonathan Green Mgmt For N/A N/A 3 Elect John Lambiase Mgmt For N/A N/A 4 Increase of Authorized Common Stock Mgmt For N/A N/A 5 Advisory Vote on Executive Mgmt For N/A N/A Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years N/A N/A Executive Compensation 7 Ratification of Auditor Mgmt For N/A N/A
Apache Corporation Ticker Security ID: Meeting Date Meeting Status APA CUSIP 037411105 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect G. Steven Farris Mgmt For Against Against 2 Elect Randolph Ferlic Mgmt For Against Against 3 Elect A. D. Frazier, Jr. Mgmt For Against Against 4 Elect John Kocur Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Increase of Authorized Common Stock Mgmt For Against Against 9 Increase of Preferred Stock Mgmt For Against Against 10 2011 Omnibus Equity Compensation Plan Mgmt For Against Against
Applied Materials, Inc. Ticker Security ID: Meeting Date Meeting Status AMAT CUSIP 038222105 03/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Aart de Geus Mgmt For Withhold Against 1.2 Elect Stephen Forrest Mgmt For Withhold Against 1.3 Elect Thomas Iannotti Mgmt For Withhold Against 1.4 Elect Susan James Mgmt For Withhold Against 1.5 Elect Alexander Karsner Mgmt For Withhold Against 1.6 Elect Gerhard Parker Mgmt For Withhold Against 1.7 Elect Dennis Powell Mgmt For Withhold Against 1.8 Elect Willem Roelandts Mgmt For Withhold Against 1.9 Elect James Rogers Mgmt For Withhold Against 1.10 Elect Michael Splinter Mgmt For Withhold Against 1.11 Elect Robert Swan Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
ARC Resources Ltd. Ticker Security ID: Meeting Date Meeting Status ARX CUSIP 00208D408 05/18/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Walter DeBoni Mgmt For Withhold Against 1.2 Elect John Dielwart Mgmt For Withhold Against 1.3 Elect Fred Dyment Mgmt For Withhold Against 1.4 Elect James Houck Mgmt For Withhold Against 1.5 Elect Michael Kanovsky Mgmt For Withhold Against 1.6 Elect Harold Kvisle Mgmt For Withhold Against 1.7 Elect Kathleen O'Neill Mgmt For Withhold Against 1.8 Elect Herbert Pinder, Jr. Mgmt For Withhold Against 1.9 Elect Mac Van Wielingen Mgmt For Withhold Against 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For Against Against Compensation
Arch Capital Group Ltd. Ticker Security ID: Meeting Date Meeting Status ACGL CUSIP G0450A105 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kewsong Lee Mgmt For Withhold Against 1.2 Elect Brian Posner Mgmt For Withhold Against 1.3 Elect John Vollaro Mgmt For Withhold Against 1.4 Elect Robert Works Mgmt For Withhold Against 1.5 Elect William Beveridge Mgmt For Withhold Against 1.6 Elect Dennis Brand Mgmt For Withhold Against 1.7 Elect Knud Christensen Mgmt For Withhold Against 1.8 Elect Graham B.R. Collis Mgmt For Withhold Against 1.9 Elect William Cooney Mgmt For Withhold Against 1.10 Elect Stephen Fogarty Mgmt For Withhold Against 1.11 Elect Elizabeth Fullerton-Rome Mgmt For Withhold Against 1.12 Elect Rutger H.W. Funnekottler Mgmt For Withhold Against 1.13 Elect Marc Grandissan Mgmt For Withhold Against 1.14 Elect Michael A. Green Mgmt For Withhold Against 1.15 Elect John C.R. Hele Mgmt For Withhold Against 1.16 Elect David Hipken Mgmt For Withhold Against 1.17 Elect W. Preston Hutchings Mgmt For Withhold Against 1.18 Elect Constantine Iordanou Mgmt For Withhold Against 1.19 Elect Wolbert Kamphuijs Mgmt For Withhold Against 1.20 Elect Michael Kier Mgmt For Withhold Against 1.21 Elect Mark Lyons Mgmt For Withhold Against 1.22 Elect Adam Matteson Mgmt For Withhold Against 1.23 Elect David McElroy Mgmt For Withhold Against 1.24 Elect Martin Nilsen Mgmt For Withhold Against 1.25 Elect Nicolas Papadopoulo Mgmt For Withhold Against 1.26 Elect Michael Quinn Mgmt For Withhold Against 1.27 Elect Maamoun Rajeh Mgmt For Withhold Against 1.28 Elect Paul Robotham Mgmt For Withhold Against 1.29 Elect Sarah Scheuer Mgmt For Withhold Against 1.30 Elect Budhi Singh Mgmt For Withhold Against 1.31 Elect Helmut Sohler Mgmt For Withhold Against 1.32 Elect Julian Stroud Mgmt For Withhold Against 1.33 Elect Angus Watson Mgmt For Withhold Against 1.34 Elect James Weatherstone Mgmt For Withhold Against 2 Stock Split Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Assurant, Inc. Ticker Security ID: Meeting Date Meeting Status AIZ CUSIP 04621X108 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Elaine Rosen Mgmt For Against Against 2 Elect Howard Carver Mgmt For Against Against 3 Elect Juan Cento Mgmt For Against Against 4 Elect Lawrence Jackson Mgmt For Against Against 5 Elect David Kelso Mgmt For Against Against 6 Elect Charles Koch Mgmt For Against Against 7 Elect H. Carroll Mackin Mgmt For Against Against 8 Elect Robert Pollock Mgmt For Against Against 9 Elect John Swainson Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Autodesk, Inc. Ticker Security ID: Meeting Date Meeting Status ADSK CUSIP 052769106 06/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carl Bass Mgmt For Against Against 2 Elect Crawford Beveridge Mgmt For Against Against 3 Elect J. Hallam Dawson Mgmt For Against Against 4 Elect Per-Kristian Halvorsen Mgmt For Against Against 5 Elect Sean Maloney Mgmt For Against Against 6 Elect Mary McDowell Mgmt For Against Against 7 Elect Lorrie Norrington Mgmt For Against Against 8 Elect Charles Robel Mgmt For Against Against 9 Elect Steven West Mgmt For Against Against 10 Ratification of Auditor Mgmt For Against Against 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
AutoZone, Inc. Ticker Security ID: Meeting Date Meeting Status AZO CUSIP 053332102 12/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Crowley Mgmt For Withhold Against 1.2 Elect Sue Gove Mgmt For Withhold Against 1.3 Elect Earl Graves, Jr. Mgmt For Withhold Against 1.4 Elect Robert Grusky Mgmt For Withhold Against 1.5 Elect J.R. Hyde III Mgmt For For For 1.6 Elect W. Andrew McKenna Mgmt For For For 1.7 Elect George Mrkonic Mgmt For Withhold Against 1.8 Elect Luis Nieto Mgmt For For For 1.9 Elect William Rhodes III Mgmt For For For 1.10 Elect Theodore Ullyot Mgmt For Withhold Against 2 2011 Equity Incentive Award Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For
Avery Dennison Corporation Ticker Security ID: Meeting Date Meeting Status AVY CUSIP 053611109 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Peter Barker Mgmt For Against Against 2 Elect Ken Hicks Mgmt For Against Against 3 Elect Debra Reed Mgmt For Against Against 4 Ratification of Auditor Mgmt For Against Against 5 Repeal of Classified Board Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation
Avon Products, Inc. Ticker Security ID: Meeting Date Meeting Status AVP CUSIP 054303102 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect W. Don Cornwell Mgmt For For For 1.2 Elect V. Ann Hailey Mgmt For For For 1.3 Elect Fred Hassan Mgmt For Withhold Against 1.4 Elect Andrea Jung Mgmt For Withhold Against 1.5 Elect Maria Lagomasino Mgmt For Withhold Against 1.6 Elect Ann Moore Mgmt For Withhold Against 1.7 Elect Paul Pressler Mgmt For For For 1.8 Elect Gary Rodkin Mgmt For Withhold Against 1.9 Elect Paula Stern Mgmt For For For 1.10 Elect Lawrence Weinbach Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement
Axis Capital Holdings Limited Ticker Security ID: Meeting Date Meeting Status AXS CUSIP G0692U109 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Friedman Mgmt For Withhold Against 1.2 Elect Donald Greene Mgmt For Withhold Against 1.3 Elect Cheryl-Ann Lister Mgmt For Withhold Against 1.4 Elect Thomas Ramey Mgmt For Withhold Against 1.5 Elect Wilhelm Zeller Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Ball Corporation Ticker Security ID: Meeting Date Meeting Status BLL CUSIP 058498106 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Hayes Mgmt For Withhold Against 1.2 Elect George Smart Mgmt For Withhold Against 1.3 Elect Theodore Solso Mgmt For Withhold Against 1.4 Elect Stuart Taylor II Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against For Against Redemption of Shareholder Rights Plan 6 Shareholder Proposal Regarding ShrHoldr Against Abstain Against Reincorporation
Baxter International Inc. Ticker Security ID: Meeting Date Meeting Status BAX CUSIP 071813109 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Wayne Hockmeyer Mgmt For For For 2 Elect Robert Parkinson, Jr. Mgmt For For For 3 Elect Thomas Stallkamp Mgmt For Against Against 4 Elect Albert Stroucken Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against COMPENSATION 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Employee Stock Purchase Plan Mgmt For For For 9 2011 Incentive Plan Mgmt For Against Against 10 Repeal of Classified Board Mgmt For For For
BB&T Corporation Ticker Security ID: Meeting Date Meeting Status BBT CUSIP 054937107 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Allison, IV Mgmt For For For 1.2 Elect Jennifer Banner Mgmt For For For 1.3 Elect K. David Boyer, Jr. Mgmt For For For 1.4 Elect Anna Cablik Mgmt For Withhold Against 1.5 Elect Ronald Deal Mgmt For Withhold Against 1.6 Elect J. Littleton Glover, Jr. Mgmt For Withhold Against 1.7 Elect Jane Helm Mgmt For Withhold Against 1.8 Elect John Howe, III Mgmt For For For 1.9 Elect Kelly King Mgmt For For For 1.10 Elect Valeria Lynch Lee Mgmt For Withhold Against 1.11 Elect J. Holmes Morrison Mgmt For For For 1.12 Elect Nido Qubein Mgmt For Withhold Against 1.13 Elect Thomas Skains Mgmt For Withhold Against 1.14 Elect Thomas Thompson Mgmt For For For 1.15 Elect Stephen Williams Mgmt For Withhold Against 2 Amendment to the short-term Mgmt For For For incentive plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
BCE Inc. Ticker Security ID: Meeting Date Meeting Status BCE CUSIP 05534B760 05/12/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barry Allen Mgmt For For For 1.2 Elect Andre Berard Mgmt For For For 1.3 Elect Ronald Brenneman Mgmt For For For 1.4 Elect Sophie Brochu Mgmt For For For 1.5 Elect Robert Brown Mgmt For Withhold Against 1.6 Elect George Cope Mgmt For Withhold Against 1.7 Elect Anthony Fell Mgmt For For For 1.8 Elect Edward Lumley Mgmt For For For 1.9 Elect Thomas O'Neill Mgmt For For For 1.10 Elect Robert Simmonds Mgmt For For For 1.11 Elect Carole Taylor Mgmt For For For 1.12 Elect Paul Weiss Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Shareholder Proposal Regarding Mgmt Against For Against Critical Mass of Women on Board 5 Shareholder Proposal Regarding Pay Mgmt Against For Against Ratios 6 Shareholder Proposal Regarding Mgmt Against For Against Additional Information on the Comparison of Compensation with Peers
Becton, Dickinson and Company Ticker Security ID: Meeting Date Meeting Status BDX CUSIP 075887109 02/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Basil Anderson Mgmt For Withhold Against 1.2 Elect Henry Becton, Jr. Mgmt For Withhold Against 1.3 Elect Edward DeGraan Mgmt For Withhold Against 1.4 Elect Claire Fraser-Liggett Mgmt For For For 1.5 Elect Christopher Jones Mgmt For For For 1.6 Elect Marshall Larsen Mgmt For Withhold Against 1.7 Elect Edward Ludwig Mgmt For For For 1.8 Elect Adel Mahmoud Mgmt For For For 1.9 Elect Gary Mecklenburg Mgmt For For For 1.10 Elect Cathy Minehan Mgmt For Withhold Against 1.11 Elect James Orr Mgmt For Withhold Against 1.12 Elect Willard Overlock, Jr. Mgmt For Withhold Against 1.13 Elect Bertram Scott Mgmt For Withhold Against 1.14 Elect Alfred Sommer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt N/A 1 Year N/A Executive Compensation 5 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 6 Shareholder Proposal Regarding ShrHoldr Against For Against Cumulative Voting
Bed Bath & Beyond Inc. Ticker Security ID: Meeting Date Meeting Status BBBY CUSIP 075896100 06/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Warren Eisenberg Mgmt For Against Against 2 Elect Leonard Feinstein Mgmt For Against Against 3 Elect Steven Temares Mgmt For Against Against 4 Elect Dean Adler Mgmt For Against Against 5 Elect Stanley Barshay Mgmt For Against Against 6 Elect Klaus Eppler Mgmt For Against Against 7 Elect Patrick Gaston Mgmt For Against Against 8 Elect Jordan Heller Mgmt For Against Against 9 Elect Victoria Morrison Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Best Buy Co., Inc. Ticker Security ID: Meeting Date Meeting Status BBY CUSIP 086516101 06/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald James Mgmt For Withhold Against 1.2 Elect Sanjay Khosla Mgmt For Withhold Against 1.3 Elect George Mikan III Mgmt For Withhold Against 1.4 Elect Matthew Paull Mgmt For Withhold Against 1.5 Elect Richard Schulze Mgmt For Withhold Against 1.6 Elect Hatim Tyabji Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Authorization of Board to Set Board Mgmt For Against Against Size 4 Amendment to the 2004 Omnibus Stock Mgmt For Against Against and Incentive Plan 5 Executive Short-term Incentive Plan Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
BlackRock, Inc. Ticker Security ID: Meeting Date Meeting Status BLK CUSIP 09247X101 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Murry Gerber Mgmt For Withhold Against 1.2 Elect James Grosfeld Mgmt For Withhold Against 1.3 Elect Sir Deryck Maughan Mgmt For Withhold Against 1.4 Elect Thomas Montag Mgmt For Withhold Against 1.5 Elect Linda Gosden Robinson Mgmt For Withhold Against 1.6 Elect John Varley Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Bombardier Inc. Ticker Security ID: Meeting Date Meeting Status BBD CUSIP 097751200 06/01/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Laurent Beaudoin Mgmt For For For 1.2 Elect Pierre Beaudoin Mgmt For For For 1.3 Elect Andre Berard Mgmt For For For 1.4 Elect J.R. Andre Bombardier Mgmt For For For 1.5 Elect Janine Bombardier Mgmt For For For 1.6 Elect Martha Brooks Mgmt For For For 1.7 Elect L. Denis Desautels Mgmt For For For 1.8 Elect Thierry Desmarest Mgmt For For For 1.9 Elect Jean-Louis Fontaine Mgmt For For For 1.10 Elect Daniel Johnson Mgmt For For For 1.11 Elect Jean Monty Mgmt For For For 1.12 Elect Carlos Represas Mgmt For For For 1.13 Elect Jean-Pierre Rosso Mgmt For For For 1.14 Elect Heinrich Weiss Mgmt For For For 2 Appointment of Auditor Mgmt For Withhold Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Shareholder Proposal Regarding Mgmt Against For Against Gender Parity on the Board 5 Shareholder Proposal Regarding Pay Mgmt Against Against For Ratios 6 Shareholder Proposal Regarding Mgmt Against Against For Additional Information on the Comparison of Compensation with Peers 7 Shareholder Proposal Regarding Mgmt Against For Against Minority Shareholder Rights
BorgWarner Inc. Ticker Security ID: Meeting Date Meeting Status BWA CUSIP 099724106 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robin Adams Mgmt For Against Against 2 Elect David Brown Mgmt For Against Against 3 Elect Jan Carlson Mgmt For Against Against 4 Elect Dennis Cuneo Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Boston Properties, Inc. Ticker Security ID: Meeting Date Meeting Status BXP CUSIP 101121101 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lawrence Bacow Mgmt For Against Against 2 Elect Zoe Baird Mgmt For Against Against 3 Elect Alan Patricof Mgmt For Against Against 4 Elect Martin Turchin Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For Against Against 8 Shareholder Proposal Regarding ShrHoldr Against For Against Sustainability Report
Bristol-Myers Squibb Company Ticker Security ID: Meeting Date Meeting Status BMY CUSIP 110122108 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lamberto Andreotti Mgmt For For For 2 Elect Lewis Campbell Mgmt For Against Against 3 Elect James Cornelius Mgmt For For For 4 Elect Louis Freeh Mgmt For Against Against 5 Elect Laurie Glimcher Mgmt For For For 6 Elect Michael Grobstein Mgmt For Against Against 7 Elect Leif Johansson Mgmt For Against Against 8 Elect Alan Lacy Mgmt For For For 9 Elect Vicki Sato Mgmt For Against Against 10 Elect Elliott Sigal Mgmt For For For 11 Elect Togo West, Jr. Mgmt For Against Against 12 Elect R. Sanders Williams Mgmt For For For 13 Ratification of Auditor Mgmt For Against Against 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 16 Shareholder Proposal Regarding ShrHoldr Against For Against Disclosure of Executive Compensation 17 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 18 Shareholder Proposal Regarding ShrHoldr Against Abstain Against Pharmaceutical Price Restraints
C.H. Robinson Worldwide, Inc. Ticker Security ID: Meeting Date Meeting Status CHRW CUSIP 12541W209 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Ezrilov Mgmt For Against Against 2 Elect Wayne Fortun Mgmt For Against Against 3 Elect Brian Short Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Cabot Oil & Gas Corporation Ticker Security ID: Meeting Date Meeting Status COG CUSIP 127097103 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dan Dinges Mgmt For Against Against 2 Elect James Gibbs Mgmt For Against Against 3 Elect William Vititoe Mgmt For Against Against 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Calpine Corporation Ticker Security ID: Meeting Date Meeting Status CPN CUSIP 131347304 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frank Cassidy Mgmt For Withhold Against 1.2 Elect Jack Fusco Mgmt For Withhold Against 1.3 Elect Robert Hinckley Mgmt For Withhold Against 1.4 Elect David Merritt Mgmt For Withhold Against 1.5 Elect W. Benjamin Moreland Mgmt For Withhold Against 1.6 Elect Robert Mosbacher, Jr. Mgmt For Withhold Against 1.7 Elect William E. Oberndorf Mgmt For Withhold Against 1.8 Elect Denise O'Leary Mgmt For Withhold Against 1.9 Elect J. Stuart Ryan Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Cameron International Corporation Ticker Security ID: Meeting Date Meeting Status CAM CUSIP 13342B105 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Peter Fluor Mgmt For Against Against 2 Elect Jack Moore Mgmt For Against Against 3 Elect David Ross III Mgmt For Against Against 4 Ratification of Auditor Mgmt For Against Against 5 2011 Management Incentive Mgmt For For For Compensation Plan 6 Amendment to the 2005 Equity Mgmt For Against Against Incentive Plan 7 Advisory Vote on Executive Mgmt For Against Against Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Campbell Soup Company Ticker Security ID: Meeting Date Meeting Status CPB CUSIP 134429109 11/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edmund Carpenter Mgmt For For For 1.2 Elect Paul Charron Mgmt For For For 1.3 Elect Douglas Conant Mgmt For For For 1.4 Elect Bennett Dorrance Mgmt For For For 1.5 Elect Harvey Golub Mgmt For For For 1.6 Elect Lawrence Karlson Mgmt For For For 1.7 Elect Randall Larrimore Mgmt For For For 1.8 Elect Mary Malone Mgmt For For For 1.9 Elect Sara Mathew Mgmt For For For 1.10 Elect Denise Morrison Mgmt For For For 1.11 Elect William Perez Mgmt For For For 1.12 Elect Charles Perrin Mgmt For For For 1.13 Elect A. Barry Rand Mgmt For For For 1.14 Elect Nick Shreiber Mgmt For For For 1.15 Elect Archbold van Beuren Mgmt For For For 1.16 Elect Les Vinney Mgmt For For For 1.17 Elect Charlotte Weber Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Long-Term Mgmt For Against Against Incentive Plan
Canadian National Railway Company Ticker Security ID: Meeting Date Meeting Status CNR CUSIP 136375102 04/27/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Armellino Mgmt For For For 1.2 Elect A. Charles Baillie Mgmt For For For 1.3 Elect Hugh Bolton Mgmt For For For 1.4 Elect Donald Carty Mgmt For For For 1.5 Elect Gordon Giffin Mgmt For For For 1.6 Elect Edith Holiday Mgmt For For For 1.7 Elect V. Maureen Kempston Darkes Mgmt For For For 1.8 Elect Denis Losier Mgmt For For For 1.9 Elect Edward Lumley Mgmt For For For 1.10 Elect David McLean Mgmt For For For 1.11 Elect Claude Mongeau Mgmt For For For 1.12 Elect James O'Connor Mgmt For For For 1.13 Elect Robert Pace Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation
Canadian Pacific Railway Limited Ticker Security ID: Meeting Date Meeting Status CP CUSIP 13645T100 05/12/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Appointment of Auditor Mgmt For For For 2.1 Elect John Cleghorn Mgmt For For For 2.2 Elect Tim Faithfull Mgmt For For For 2.3 Elect Richard George Mgmt For For For 2.4 Elect Frederic Green Mgmt For For For 2.5 Elect Krystyna Hoeg Mgmt For For For 2.6 Elect Richard Kelly Mgmt For For For 2.7 Elect John Manley Mgmt For For For 2.8 Elect Linda Morgan Mgmt For For For 2.9 Elect Madeleine Paquin Mgmt For For For 2.10 Elect Michael Phelps Mgmt For For For 2.11 Elect Roger Phillips Mgmt For For For 2.12 Elect David Raisbeck Mgmt For For For 2.13 Elect Hartley Richardson Mgmt For For For 3 Shareholder Rights Plan Mgmt For Against Against 4 Amendment to the Stock Option Plan Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation
Canadian Tire Corporation, Limited Ticker Security ID: Meeting Date Meeting Status CTC CUSIP 136681202 05/12/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frank Potter Mgmt For Withhold Against 1.2 Elect Timothy Price Mgmt For Withhold Against 1.3 Elect Alan Rossy Mgmt For Withhold Against
CarMax, Inc. Ticker Security ID: Meeting Date Meeting Status KMX CUSIP 143130102 06/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Folliard Mgmt For Withhold Against 1.2 Elect Rakesh Gangwal Mgmt For Withhold Against 1.3 Elect Shira Goodman Mgmt For Withhold Against 1.4 Elect W. Robert Grafton Mgmt For Withhold Against 1.5 Elect Edgar Grubb Mgmt For Withhold Against 1.6 Elect Mitchell Steenrod Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Celanese Corporation Ticker Security ID: Meeting Date Meeting Status CE CUSIP 150870103 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Martin McGuinn Mgmt For Against Against 2 Elect Daniel Sanders Mgmt For Against Against 3 Elect John Wulff Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For
Cenovus Energy Inc. Ticker Security ID: Meeting Date Meeting Status CVE CUSIP 15135U109 04/27/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ralph Cunningham Mgmt For Withhold Against 1.2 Elect Patrick Daniel Mgmt For Withhold Against 1.3 Elect Ian Delaney Mgmt For Withhold Against 1.4 Elect Brian Ferguson Mgmt For Withhold Against 1.5 Elect Michael Grandin Mgmt For Withhold Against 1.6 Elect Valerie Nielsen Mgmt For Withhold Against 1.7 Elect Charles Rampacek Mgmt For Withhold Against 1.8 Elect Colin Taylor Mgmt For Withhold Against 1.9 Elect Wayne Thomson Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For
CenterPoint Energy, Inc. Ticker Security ID: Meeting Date Meeting Status CNP CUSIP 15189T107 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Donald Campbell Mgmt For Against Against 2 Elect Milton Carroll Mgmt For For For 3 Elect O. Holcombe Crosswell Mgmt For For For 4 Elect Michael Johnson Mgmt For For For 5 Elect Janiece Longoria Mgmt For For For 6 Elect David McClanahan Mgmt For For For 7 Elect Susan Rheney Mgmt For For For 8 Elect R. A. Walker Mgmt For Against Against 9 Elect Peter Wareing Mgmt For For For 10 Elect Sherman Wolff Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Approval of Performance Goals under Mgmt For For For the Short Term Incentive Plan 15 Amendment to the Stock Plan for Mgmt For For For Outside Directors
CGI Group Inc. Ticker Security ID: Meeting Date Meeting Status GIB CUSIP 39945C109 01/26/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Claude Boivin Mgmt For For For 1.2 Elect Bernard Bourigeaud Mgmt For For For 1.3 Elect Jean Brassard Mgmt For Withhold Against 1.4 Elect Robert Chevrier Mgmt For For For 1.5 Elect Dominic D'Alessandro Mgmt For For For 1.6 Elect Thomas d'Aquino Mgmt For For For 1.7 Elect Paule Dore Mgmt For For For 1.8 Elect Richard Evans Mgmt For For For 1.9 Elect Serge Godin Mgmt For For For 1.10 Elect Andre Imbeau Mgmt For For For 1.11 Elect Gilles Labbe Mgmt For For For 1.12 Elect Eileen Mercier Mgmt For For For 1.13 Elect Michael Roach Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Chesapeake Energy Corporation Ticker Security ID: Meeting Date Meeting Status CHK CUSIP 165167107 06/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Aubrey McClendon Mgmt For Withhold Against 1.2 Elect Donald Nickles Mgmt For Withhold Against 1.3 Elect Kathleen Eisbrenner Mgmt For Withhold Against 1.4 Elect Louis Simpson Mgmt For Withhold Against 2 Amendment to the Long Term Incentive Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Director Compensation
Cincinnati Financial Corporation Ticker Security ID: Meeting Date Meeting Status CINF CUSIP 172062101 04/30/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kenneth Lichtendahl Mgmt For For For 1.2 Elect W. Rodney McMullen Mgmt For For For 1.3 Elect Thomas Schiff Mgmt For For For 1.4 Elect John Steele, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Reapproval of the 2006 Stock Mgmt For For For Compensation Plan
Cisco Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CSCO CUSIP 17275R102 11/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carol Bartz Mgmt For Against Against 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For Against Against 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For Against Against 8 Elect Richard Kovacevich Mgmt For Against Against 9 Elect Roderick McGeary Mgmt For Against Against 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHoldr Against Abstain Against Formation of Environmental Sustainability Committee 17 Shareholder Proposal Regarding ShrHoldr Against For Against Report on Internet Fragmentation 18 Shareholder Proposal Regarding ShrHoldr Against For Against Restricting Sales to China
Cliffs Natural Resources Inc. Ticker Security ID: Meeting Date Meeting Status CLF CUSIP 18683K101 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Joseph Carrabba Mgmt For Against Against 2 Elect Susan Cunningham Mgmt For Against Against 3 Elect Barry Eldridge Mgmt For Against Against 4 Elect Andres Ricardo Gluski Weilert Mgmt For Against Against 5 Elect Susan Green Mgmt For Against Against 6 Elect Janice Henry Mgmt For Against Against 7 Elect James Kirsch Mgmt For Against Against 8 Elect Francis McAllister Mgmt For Against Against 9 Elect Roger Phillips Mgmt For Against Against 10 Elect Richard Riederer Mgmt For Against Against 11 Elect Richard Ross Mgmt For Against Against 12 Elect Alan Schwartz Mgmt For Against Against 13 Increase of Authorized Common Stock Mgmt For Against Against 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 17 Ratification of Auditor Mgmt For For For
CME Group Inc. Ticker Security ID: Meeting Date Meeting Status CME CUSIP 12572Q105 06/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Craig Donohue Mgmt For Withhold Against 1.2 Elect Timothy Bitsberger Mgmt For Withhold Against 1.3 Elect Jackie Clegg Mgmt For Withhold Against 1.4 Elect James Donaldson Mgmt For Withhold Against 1.5 Elect J. Dennis Hastert Mgmt For Withhold Against 1.6 Elect William Miller II Mgmt For Withhold Against 1.7 Elect Terry Savage Mgmt For Withhold Against 1.8 Elect Christopher Stewart Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Coach, Inc. Ticker Security ID: Meeting Date Meeting Status COH CUSIP 189754104 11/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lew Frankfort Mgmt For For For 1.2 Elect Susan Kropf Mgmt For Withhold Against 1.3 Elect Gary Loveman Mgmt For Withhold Against 1.4 Elect Ivan Menezes Mgmt For Withhold Against 1.5 Elect Irene Miller Mgmt For Withhold Against 1.6 Elect Michael Murphy Mgmt For Withhold Against 1.7 Elect Jide Zeitlin Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHoldr Against For Against Cessation of Fur Use in Products
Coca-Cola Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status CCE CUSIP 19122T109 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jan Bennink Mgmt For For For 1.2 Elect John Brock Mgmt For For For 1.3 Elect Calvin Darden Mgmt For For For 1.4 Elect L. Phillip Humann Mgmt For Withhold Against 1.5 Elect Orrin Ingram II Mgmt For Withhold Against 1.6 Elect Donna James Mgmt For For For 1.7 Elect Thomas Johnson Mgmt For Withhold Against 1.8 Elect Suzanne Labarge Mgmt For For For 1.9 Elect Veronique Morali Mgmt For Withhold Against 1.10 Elect Garry Watts Mgmt For For For 1.11 Elect Curtis Welling Mgmt For Withhold Against 1.12 Elect Phoebe Wood Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against For Against Shareholder Approval of Severance Agreements
Colgate-Palmolive Company Ticker Security ID: Meeting Date Meeting Status CL CUSIP 194162103 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Cahill Mgmt For Against Against 2 Elect Ian Cook Mgmt For For For 3 Elect Helene Gayle Mgmt For Against Against 4 Elect Ellen Hancock Mgmt For For For 5 Elect Joseph Jimenez Mgmt For For For 6 Elect Richard Kogan Mgmt For Against Against 7 Elect Delano Lewis Mgmt For Against Against 8 Elect J. Pedro Reinhard Mgmt For Against Against 9 Elect Stephen Sadove Mgmt For Against Against 10 Ratification of Auditor Mgmt For Against Against 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 13 Shareholder Proposal Regarding the ShrHoldr Against For Against Right to Call a Special Meeting
Comerica, Inc. Ticker Security ID: Meeting Date Meeting Status CMA CUSIP 200340 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Roger Cregg Mgmt For For For 2 Elect T. Kevin DeNicola Mgmt For For For 3 Elect Alfred Piergallini Mgmt For For For 4 Elect Nina Vaca Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 2011 Management Incentive Plan Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Concho Resources Inc. Ticker Security ID: Meeting Date Meeting Status CXO CUSIP 20605P101 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Timothy Leach Mgmt For Withhold Against 1.2 Elect William Easter III Mgmt For Withhold Against 1.3 Elect W. Howard Keenan, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Consolidated Edison, Inc. Ticker Security ID: Meeting Date Meeting Status ED CUSIP 209115104 05/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kevin Burke Mgmt For Against Against 2 Elect Vincent Calarco Mgmt For Against Against 3 Elect George Campbell, Jr. Mgmt For Against Against 4 Elect Gordon Davis Mgmt For For For 5 Elect Michael Del Giudice Mgmt For Against Against 6 Elect Ellen Futter Mgmt For Against Against 7 Elect John Hennessy III Mgmt For For For 8 Elect Sally Hernandez Mgmt For For For 9 Elect John Killian Mgmt For Against Against 10 Elect Eugene McGrath Mgmt For For For 11 Elect Michael Ranger Mgmt For For For 12 Elect L. Frederick Sutherland Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHoldr Against For Against Disclosure of Executive Compensation
Cooper Industries Plc Ticker Security ID: Meeting Date Meeting Status CBE CUSIP G24140108 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Linda Hill Mgmt For Against Against 2 Elect James Postl Mgmt For Against Against 3 Elect Mark Thompson Mgmt For Against Against 4 Accounts and Reports Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 2011 Omnibus Incentive Compensation Mgmt For Against Against Plan 7 Advisory Vote on Executive Mgmt For Against Against Compensation 8 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 9 Authority of Subsidiary to Mgmt For For For Repurchase Shares 10 Authority to Set Price of Reissued Mgmt For For For Treasury Shares
Crescent Point Energy Corp. Ticker Security ID: Meeting Date Meeting Status CPG CUSIP 22576C101 05/30/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Board Size Mgmt For For For 2.1 Elect Peter Bannister Mgmt For Withhold Against 2.2 Elect Paul Colborne Mgmt For Withhold Against 2.3 Elect Kenney Cugnet Mgmt For Withhold Against 2.4 Elect D. Hugh Gillard Mgmt For Withhold Against 2.5 Elect Gerald Romanzin Mgmt For Withhold Against 2.6 Elect Scott Saxberg Mgmt For Withhold Against 2.7 Elect Gregory Turnbull Mgmt For Withhold Against 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Amendments to Articles Regarding Mgmt For For For Shareholder Meeting Location 5 Amendments to By-Laws (Short-Form Mgmt For Against Against By-Laws)
Crown Castle International Corp. Ticker Security ID: Meeting Date Meeting Status CCI CUSIP 228227104 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dale Hatfield Mgmt For Withhold Against 1.2 Elect Lee Hogan Mgmt For Withhold Against 1.3 Elect Robert McKenzie Mgmt For Withhold Against 1.4 Elect David Abrams Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Crown Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status CCK CUSIP 228368106 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jenne Britell Mgmt For Withhold Against 1.2 Elect John Conway Mgmt For Withhold Against 1.3 Elect Arnold Donald Mgmt For Withhold Against 1.4 Elect William Little Mgmt For Withhold Against 1.5 Elect Hans Loliger Mgmt For Withhold Against 1.6 Elect James Miller Mgmt For Withhold Against 1.7 Elect Josef Muller Mgmt For Withhold Against 1.8 Elect Thomas Ralph Mgmt For Withhold Against 1.9 Elect Hugues du Rouret Mgmt For Withhold Against 1.10 Elect Jim Turner Mgmt For Withhold Against 1.11 Elect William Urkiel Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For Against Against 3 Amendment to the 2006 Stock-Based Mgmt For Against Against Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
CSX Corporation Ticker Security ID: Meeting Date Meeting Status CSX CUSIP 126408103 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Donna Alvarado Mgmt For For For 2 Elect John Breaux Mgmt For For For 3 Elect Pamela Carter Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Elect J.C. Watts, Jr. Mgmt For For For 13 Elect J. Steven Whisler Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Cummins Inc. Ticker Security ID: Meeting Date Meeting Status CMI CUSIP 231021106 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Theodore Solso Mgmt For Against Against 2 Elect N. Thomas Linebarger Mgmt For For For 3 Elect William Miller Mgmt For For For 4 Elect Alexis Herman Mgmt For Against Against 5 Elect Georgia Nelson Mgmt For For For 6 Elect Carl Ware Mgmt For For For 7 Elect Robert Herdman Mgmt For For For 8 Elect Robert Bernhard Mgmt For For For 9 Elect Franklin Chang-Diaz Mgmt For For For 10 Elect Stephen Dobbs Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For
Danaher Corporation Ticker Security ID: Meeting Date Meeting Status DHR CUSIP 235851102 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect H. Lawrence Culp Mgmt For Against Against 2 Elect Mitchell Rales Mgmt For Against Against 3 Elect Elias Zerhouni Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Right to Call a Special Meeting Mgmt For For For 7 Amendment to the 2007 Stock Mgmt For Against Against Incentive Plan 8 Advisory Vote on Executive Mgmt For Against Against Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Darden Restaurants, Inc. Ticker Security ID: Meeting Date Meeting Status DRI CUSIP 237194105 09/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Leonard Berry Mgmt For Withhold Against 1.2 Elect Odie Donald Mgmt For Withhold Against 1.3 Elect Christopher Fraleigh Mgmt For For For 1.4 Elect Victoria Harker Mgmt For For For 1.5 Elect David Hughes Mgmt For For For 1.6 Elect Charles Ledsinger, Jr. Mgmt For Withhold Against 1.7 Elect William Lewis, Jr. Mgmt For For For 1.8 Elect Connie Mack III Mgmt For For For 1.9 Elect Andrew Madsen Mgmt For For For 1.10 Elect Clarence Otis Jr. Mgmt For Withhold Against 1.11 Elect Michael Rose Mgmt For Withhold Against 1.12 Elect Maria Sastre Mgmt For For For 2 Amendment to the 2002 Stock Mgmt For Against Against incentive Plan 3 Ratification of Auditor Mgmt For For For
Deere & Company Ticker Security ID: Meeting Date Meeting Status DE CUSIP 244199105 02/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charles Holliday, Jr. Mgmt For For For 2 Elect Dipak Jain Mgmt For For For 3 Elect Joachim Milberg Mgmt For For For 4 Elect Richard Myers Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For
Dell Inc. Ticker Security ID: Meeting Date Meeting Status DELL CUSIP 24702R101 08/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For Withhold Against 1.5 Elect Judy Lewent Mgmt For For For 1.6 Elect Thomas Luce, III Mgmt For Withhold Against 1.7 Elect Klaus Luft Mgmt For For For 1.8 Elect Alex Mandl Mgmt For For For 1.9 Elect Shantanu Narayen Mgmt For For For 1.10 Elect Sam Nunn Mgmt For For For 1.11 Elect H. Ross Perot, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Mgmt For For For Requirement 4 Shareholder Proposal Regarding ShrHoldr Against For Against Reimbursement of Solicitation Expenses 5 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
Delta Air Lines, Inc. Ticker Security ID: Meeting Date Meeting Status DALRQ CUSIP 247361702 06/30/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Anderson Mgmt For Against Against 2 Elect Edward Bastian Mgmt For Against Against 3 Elect Roy Bostock Mgmt For Against Against 4 Elect John Brinzo Mgmt For Against Against 5 Elect Daniel Carp Mgmt For Against Against 6 Elect John Engler Mgmt For Against Against 7 Elect Mickey Foret Mgmt For Against Against 8 Elect David Goode Mgmt For Against Against 9 Elect Paula Reynolds Mgmt For Against Against 10 Elect Kenneth Rogers Mgmt For Against Against 11 Elect Kenneth Woodrow Mgmt For Against Against 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against For Against Cumulative Voting
Denbury Resources Inc. Ticker Security ID: Meeting Date Meeting Status DNR CUSIP 247916208 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Wieland Wettstein Mgmt For Withhold Against 1.2 Elect Michael Beatty Mgmt For Withhold Against 1.3 Elect Michael Decker Mgmt For Withhold Against 1.4 Elect Ronald Greene Mgmt For Withhold Against 1.5 Elect David Heather Mgmt For Withhold Against 1.6 Elect Gregory McMichael Mgmt For Withhold Against 1.7 Elect Gareth Roberts Mgmt For Withhold Against 1.8 Elect Phil Rykhoek Mgmt For Withhold Against 1.9 Elect Randy Stein Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the Employee Stock Mgmt For Against Against Purchase Plan 5 Ratification of Auditor Mgmt For For For
Devon Energy Corporation Ticker Security ID: Meeting Date Meeting Status DVN CUSIP 25179M103 06/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Henry Mgmt For Withhold Against 1.2 Elect John Hill Mgmt For Withhold Against 1.3 Elect Michael Kanovsky Mgmt For Withhold Against 1.4 Elect Robert Mosbacher, Jr. Mgmt For Withhold Against 1.5 Elect J. Larry Nichols Mgmt For Withhold Against 1.6 Elect Duane Radtke Mgmt For Withhold Against 1.7 Elect Mary Ricciardello Mgmt For Withhold Against 1.8 Elect John Richels Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Elimination of Supermajority Mgmt For For For Requirement 5 Technical Amendments to Certificate Mgmt For For For of Incorporation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
DeVry Inc. Ticker Security ID: Meeting Date Meeting Status DV CUSIP 251893103 11/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Connie Curran Mgmt For Withhold Against 1.2 Elect Daniel Hamburger Mgmt For Withhold Against 1.3 Elect Harold Shapiro Mgmt For Withhold Against 1.4 Elect Ronald Taylor Mgmt For Withhold Against 1.5 Elect Gary Butler Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Incentive Plan of Mgmt For For For 2005 4 Shareholder Proposal Regarding ShrHoldr Against For Against Animal Welfare
Diamond Offshore Drilling, Inc. Ticker Security ID: Meeting Date Meeting Status DO CUSIP 25271C102 05/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Tisch Mgmt For Against Against 2 Elect Lawrence Dickerson Mgmt For Against Against 3 Elect John Bolton Mgmt For Against Against 4 Elect Charles Fabrikant Mgmt For Against Against 5 Elect Paul Gaffney II Mgmt For Against Against 6 Elect Edward Grebow Mgmt For Against Against 7 Elect Herbert Hofmann Mgmt For Against Against 8 Elect Andrew Tisch Mgmt For Against Against 9 Elect Raymond Troubh Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Discover Financial Services Ticker Security ID: Meeting Date Meeting Status DFS CUSIP 254709108 04/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jeffrey Aronin Mgmt For For For 2 Elect Mary Bush Mgmt For For For 3 Elect Gregory Case Mgmt For For For 4 Elect Robert Devlin Mgmt For For For 5 Elect Cynthia Glassman Mgmt For For For 6 Elect Richard Lenny Mgmt For For For 7 Elect Thomas Maheras Mgmt For For For 8 Elect Michael Moskow Mgmt For For For 9 Elect David Nelms Mgmt For For For 10 Elect E. Follin Smith Mgmt For For For 11 Elect Lawrence Weinbach Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Amendment to the 2007 Directors' Mgmt For For For Compensation Plan 15 Ratification of Auditor Mgmt For For For
Discovery Communications, Inc. Ticker Security ID: Meeting Date Meeting Status DISCA CUSIP 25470F104 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Bennett Mgmt For Withhold Against 1.2 Elect John Malone Mgmt For Withhold Against 1.3 Elect David Zaslav Mgmt For Withhold Against 2 2011 Employee Stock Purchase Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Dover Corporation Ticker Security ID: Meeting Date Meeting Status DOV CUSIP 260003108 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Benson Mgmt For For For 2 Elect Robert Cremin Mgmt For Against Against 3 Elect Jean-Pierre Ergas Mgmt For Against Against 4 Elect Peter Francis Mgmt For Against Against 5 Elect Kristiane Graham Mgmt For Against Against 6 Elect Robert Livingston Mgmt For For For 7 Elect Richard Lochridge Mgmt For Against Against 8 Elect Bernard Rethore Mgmt For For For 9 Elect Michael Stubbs Mgmt For For For 10 Elect Stephen Todd Mgmt For For For 11 Elect Stephen Wagner Mgmt For For For 12 Elect Mary Winston Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
DTE Energy Company Ticker Security ID: Meeting Date Meeting Status DTE CUSIP 233331107 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lillian Bauder Mgmt For Withhold Against 1.2 Elect W. Frank Fountain, Jr. Mgmt For For For 1.3 Elect Mark Murray Mgmt For For For 1.4 Elect Josue Robles, Jr. Mgmt For For For 1.5 Elect James Vandenberghe Mgmt For For For 1.6 Elect David Brandon Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Repeal of Classified Board Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report
Duke Realty Corporation Ticker Security ID: Meeting Date Meeting Status DRE CUSIP 264411505 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Thomas Baltimore Jr. Mgmt For Against Against 2 Elect Barrington Branch Mgmt For Against Against 3 Elect Geoffrey Button Mgmt For Against Against 4 Elect William Cavanaugh III Mgmt For Against Against 5 Elect Ngaire Cuneo Mgmt For Against Against 6 Elect Charles Eitel Mgmt For Against Against 7 Elect Martin Jischke Mgmt For Against Against 8 Elect Dennis Oklak Mgmt For Against Against 9 Elect Jack Shaw Mgmt For Against Against 10 Elect Lynn Thurber Mgmt For Against Against 11 Elect Robert Woodward, Jr. Mgmt For Against Against 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Ratification of Auditor Mgmt For For For
Eastman Chemical Company Ticker Security ID: Meeting Date Meeting Status EMN CUSIP 277432100 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Humberto Alfonso Mgmt For Against Against 2 Elect Michael Connors Mgmt For Against Against 3 Elect Howard Lance Mgmt For Against Against 4 Elect James Rogers Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Repeal of Classified Board Mgmt For For For 9 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Eaton Corporation Ticker Security ID: Meeting Date Meeting Status ETN CUSIP 278058102 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect George Barrett Mgmt For Against Against 2 Elect Todd Bluedorn Mgmt For Against Against 3 Elect Ned Lautenbach Mgmt For Against Against 4 Elect Gregory Page Mgmt For Against Against 5 Repeal of Classified Board Mgmt For For For 6 Elimination of Cumulative Voting Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Mgmt For Against Against Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Ecolab Inc. Ticker Security ID: Meeting Date Meeting Status ECL CUSIP 278865100 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Douglas Baker, Jr. Mgmt For Against Against 2 Elect Barbara Beck Mgmt For Against Against 3 Elect Jerry Levin Mgmt For Against Against 4 Elect Robert Lumpkins Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 Amendment to the Stock Purchase Plan Mgmt For For For 7 Advisory Vote on Executive Mgmt For Against Against Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Shareholder Proposal Regarding Human ShrHoldr Against For Against Right to Water 10 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Voting
EMC Corporation Ticker Security ID: Meeting Date Meeting Status EMC CUSIP 268648102 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Brown Mgmt For Against Against 2 Elect Randolph Cowen Mgmt For Against Against 3 Elect Michael Cronin Mgmt For Against Against 4 Elect Gail Deegan Mgmt For Against Against 5 Elect James DiStasio Mgmt For Against Against 6 Elect John Egan Mgmt For Against Against 7 Elect Edmund Kelly Mgmt For Against Against 8 Elect Windle Priem Mgmt For Against Against 9 Elect Paul Sagan Mgmt For Against Against 10 Elect David Strohm Mgmt For Against Against 11 Elect Joseph Tucci Mgmt For Against Against 12 Ratification of Auditor Mgmt For Against Against 13 Amendment to the 2003 Stock Plan Mgmt For Against Against 14 Amendment to Right to Call a Special Mgmt For For For Meeting 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Emerson Electric Co. Ticker Security ID: Meeting Date Meeting Status EMR CUSIP 291011104 02/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Farr Mgmt For Withhold Against 1.2 Elect Harriet Green Mgmt For Withhold Against 1.3 Elect Charles Peters Mgmt For Withhold Against 1.4 Elect Joseph Prueher Mgmt For Withhold Against 1.5 Elect Rozanne Ridgway Mgmt For Withhold Against 2 Re-approval of the Performance Mgmt For For For Measures under the 2006 Incentive Shares Plan 3 2011 Stock Option Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Shareholder Proposal Regarding ShrHoldr Against For Against Sustainability Report
Enbridge Inc. Ticker Security ID: Meeting Date Meeting Status ENB CUSIP 29250N105 05/11/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Arledge Mgmt For For For 1.2 Elect James Blanchard Mgmt For For For 1.3 Elect J. Lorne Braithwaite Mgmt For For For 1.4 Elect Patrick Daniel Mgmt For Withhold Against 1.5 Elect J. Herb England Mgmt For For For 1.6 Elect Charles Fischer Mgmt For For For 1.7 Elect V. Maureen Kempston Darkes Mgmt For For For 1.8 Elect David Leslie Mgmt For For For 1.9 Elect George Petty Mgmt For Withhold Against 1.10 Elect Charles Shultz Mgmt For For For 1.11 Elect Dan Tutcher Mgmt For For For 1.12 Elect Catherine Williams Mgmt For For For 2 Appointment of Auditor Mgmt For Withhold Against 3 Stock Split Mgmt For For For 4 Amendment to Stock Option Plan Mgmt For For For 5 Shareholder Rights' Plan Renewal Mgmt For Against Against 6 Advisory Vote on Executive Mgmt For For For Compensation
EOG Resources, Inc. Ticker Security ID: Meeting Date Meeting Status EOG CUSIP 26875P101 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect George Alcorn Mgmt For Against Against 2 Elect Charles Crisp Mgmt For Against Against 3 Elect James Day Mgmt For Against Against 4 Elect Mark Papa Mgmt For Against Against 5 Elect H. Leighton Steward Mgmt For Against Against 6 Elect Donald Textor Mgmt For Against Against 7 Elect Frank Wisner Mgmt For Against Against 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 11 Shareholder Proposal Regarding ShrHoldr Against For Against Compensation in the Event of a Change in Control 12 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report
EQT Corporation Ticker Security ID: Meeting Date Meeting Status EQT CUSIP 26884L109 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Thorington Mgmt For Withhold Against 1.2 Elect David Porges Mgmt For Withhold Against 1.3 Elect James Rohr Mgmt For Withhold Against 1.4 Elect David Shapira Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2011 Executive Short-Term Incentive Mgmt For For For Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Adoption of Majority Vote for Mgmt For For For Election of Directors 7 Amendment to Articles of Mgmt For For For Incorporation Concerning the Process for Board Vacancies 8 Elimination of Preemptive Rights Mgmt For Against Against
Equifax Inc. Ticker Security ID: Meeting Date Meeting Status EFX CUSIP 294429105 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Copeland, Jr. Mgmt For Against Against 2 Elect Robert Daleo Mgmt For Against Against 3 Elect Walter Driver, Jr. Mgmt For Against Against 4 Elect L. Phillip Humann Mgmt For Against Against 5 Elect Siri Marshall Mgmt For Against Against 6 Elect Mark Templeton Mgmt For Against Against 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Mgmt For Against Against Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Everest Re Group, Ltd Ticker Security ID: Meeting Date Meeting Status RE CUSIP G3223R108 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Galtney, Jr. Mgmt For Withhold Against 1.2 Elect John Phelan Mgmt For Withhold Against 1.3 Elect Roger Singer Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Executive Performance Annual Mgmt For For For Incentive Plan 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Expeditors International Of Washington, Inc. Ticker Security ID: Meeting Date Meeting Status EXPD CUSIP 302130109 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mark Emmert Mgmt For Against Against 2 Elect R. Jordan Gates Mgmt For Against Against 3 Elect Dan Kourkoumelis Mgmt For Against Against 4 Elect Michael Malone Mgmt For Against Against 5 Elect John Meisenbach Mgmt For Against Against 6 Elect Peter Rose Mgmt For Against Against 7 Elect James Wang Mgmt For Against Against 8 Elect Robert Wright Mgmt For Against Against 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 11 2011 Stock Option Plan Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For
Fastenal Company Ticker Security ID: Meeting Date Meeting Status FAST CUSIP 311900104 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Kierlin Mgmt For Withhold Against 1.2 Elect Stephen Slaggie Mgmt For Withhold Against 1.3 Elect Michael Gostomski Mgmt For Withhold Against 1.4 Elect Willard Oberton Mgmt For Withhold Against 1.5 Elect Michael Dolan Mgmt For Withhold Against 1.6 Elect Reyne Wisecup Mgmt For Withhold Against 1.7 Elect Hugh Miller Mgmt For Withhold Against 1.8 Elect Michael Ancius Mgmt For Withhold Against 1.9 Elect Scott Satterlee Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Federal Realty Investment Trust Ticker Security ID: Meeting Date Meeting Status FRT CUSIP 313747206 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jon Bortz Mgmt For For For 1.2 Elect David Faeder Mgmt For Withhold Against 1.3 Elect Kristin Gamble Mgmt For Withhold Against 1.4 Elect Warren Thompson Mgmt For For For 1.5 Elect Donald Wood Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
FedEx Corporation Ticker Security ID: Meeting Date Meeting Status FDX CUSIP 31428X106 09/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect J.R. Hyde, III Mgmt For For For 4 Elect Shirley Jackson Mgmt For Against Against 5 Elect Steven Loranger Mgmt For Against Against 6 Elect Gary Loveman Mgmt For For For 7 Elect Susan Schwab Mgmt For Against Against 8 Elect Frederick Smith Mgmt For Against Against 9 Elect Joshua Smith Mgmt For For For 10 Elect David Steiner Mgmt For Against Against 11 Elect Paul Walsh Mgmt For Against Against 12 2010 Omnibus Stock Incentive Plan Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against For Against Independent Board Chairman 15 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 16 Shareholder Proposal Regarding CEO ShrHoldr Against For Against Succession Planning
Fifth Third Bancorp Ticker Security ID: Meeting Date Meeting Status FITB CUSIP 316773100 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For Withhold Against 1.4 Elect James Hackett Mgmt For Withhold Against 1.5 Elect Gary Heminger Mgmt For Withhold Against 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect William Isaac Mgmt For For For 1.8 Elect Kevin Kabat Mgmt For For For 1.9 Elect Mitchel Livingston Mgmt For Withhold Against 1.10 Elect Hendrick Meijer Mgmt For For For 1.11 Elect John Schiff, Jr. Mgmt For Withhold Against 1.12 Elect Marsha Williams Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2011 Incentive Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Finning International Inc. Ticker Security ID: Meeting Date Meeting Status FTT CUSIP 318071404 05/11/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ricardo Bacarreza Mgmt For Withhold Against 1.2 Elect James Carter Mgmt For Withhold Against 1.3 Elect David Emerson Mgmt For Withhold Against 1.4 Elect Kathleen O'Neill Mgmt For Withhold Against 1.5 Elect Christopher Patterson Mgmt For Withhold Against 1.6 Elect John Reid Mgmt For Withhold Against 1.7 Elect Andrew Simon Mgmt For Withhold Against 1.8 Elect Bruce Turner Mgmt For Withhold Against 1.9 Elect Michael Waites Mgmt For Withhold Against 1.10 Elect Douglas Whitehead Mgmt For Withhold Against 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Shareholder Rights Plan Renewal Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation
Fluor Corporation Ticker Security ID: Meeting Date Meeting Status FLR CUSIP 343412102 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Peter Fluor Mgmt For Against Against 2 Elect Joseph Prueher Mgmt For Against Against 3 Elect Suzanne Woolsey Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Repeal of Classified Board Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Ratification of Auditor Mgmt For For For
FMC Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status FTI CUSIP 30249U101 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect C. Maury Devine Mgmt For Against Against 2 Elect John Gremp Mgmt For Against Against 3 Elect Thomas Hamilton Mgmt For Against Against 4 Elect Richard Pattarozzi Mgmt For Against Against 5 Ratification of Auditor Mgmt For Against Against 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Increase of Authorized Common Stock Mgmt For Against Against
Ford Motor Company Ticker Security ID: Meeting Date Meeting Status F CUSIP 345370860 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stephen Butler Mgmt For For For 2 Elect Kimberly Casiano Mgmt For For For 3 Elect Anthony Earley, Jr. Mgmt For Against Against 4 Elect Edsel Ford II Mgmt For Against Against 5 Elect William Ford, Jr. Mgmt For Against Against 6 Elect Richard Gephardt Mgmt For For For 7 Elect James Hance, Jr. Mgmt For For For 8 Elect Irvine Hockaday, Jr. Mgmt For For For 9 Elect Richard Manoogian Mgmt For Against Against 10 Elect Ellen Marram Mgmt For Against Against 11 Elect Alan Mulally Mgmt For For For 12 Elect Homer Neal Mgmt For For For 13 Elect Gerald Shaheen Mgmt For For For 14 Elect John Thornton Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHoldr Against For Against Publishing Political Contributions and Expenditure in Newspapers 19 Shareholder Proposal Regarding ShrHoldr Against For Against Recapitalization Plan 20 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting
Foster Wheeler AG Ticker Security ID: Meeting Date Meeting Status FWLT CUSIP H27178104 02/24/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Umberto della Sala Mgmt For Against Against 2 Authority to Repurchase Shares Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
Foster Wheeler AG Ticker Security ID: Meeting Date Meeting Status FWLT CUSIP H27178104 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Clayton Daley, Jr. Mgmt For Against Against 2 Elect Edward Galante Mgmt For Against Against 3 Elect Raymond Milchovich Mgmt For Against Against 4 Appointment of Auditor Mgmt For Against Against 5 Appointment of Auditor Mgmt For Against Against 6 Accounts and Reports Mgmt For For For 7 Ratification of Board and Management Mgmt For Against Against Acts 8 Increase in Authorized Capital Mgmt For Against Against 9 Cancellation of Shares and Reduction Mgmt For Against Against in Capital 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation 12 Allocation and Release of Additional Mgmt For For For Paid-In Capital from Capital Contribution to Reserves 13 Transaction of Other Business Mgmt For Abstain Against
Franklin Resources, Inc. Ticker Security ID: Meeting Date Meeting Status BEN CUSIP 354613101 03/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Samuel Armacost Mgmt For For For 2 Elect Charles Crocker Mgmt For For For 3 Elect Joseph Hardiman Mgmt For Against Against 4 Elect Charles Johnson Mgmt For For For 5 Elect Gregory Johnson Mgmt For For For 6 Elect Rupert Johnson, Jr. Mgmt For For For 7 Elect Mark Pigott Mgmt For For For 8 Elect Chutta Ratnathicam Mgmt For For For 9 Elect Peter Sacerdote Mgmt For For For 10 Elect Laura Stein Mgmt For For For 11 Elect Anne Tatlock Mgmt For For For 12 Elect Geoffrey Yang Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2002 Universal Mgmt For Against Against Stock Incentive Plan 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Frontier Communications Corporation Ticker Security ID: Meeting Date Meeting Status FTR CUSIP 35906A108 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Leroy Barnes, Jr. Mgmt For For For 1.2 Elect Peter Bynoe Mgmt For Withhold Against 1.3 Elect Jeri Finard Mgmt For Withhold Against 1.4 Elect Edward Fraioli Mgmt For For For 1.5 Elect James Kahan Mgmt For For For 1.6 Elect Pamela Reeve Mgmt For Withhold Against 1.7 Elect Howard Schrott Mgmt For For For 1.8 Elect Larraine Segil Mgmt For Withhold Against 1.9 Elect Mark Shapiro Mgmt For For For 1.10 Elect Myron Wick III Mgmt For Withhold Against 1.11 Elect Mary Wilderotter Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Shareholder Proposal Regarding ShrHoldr Against For Against Independent Chairman 5 Ratification of Auditor Mgmt For For For
GameStop Corp. Ticker Security ID: Meeting Date Meeting Status GME CUSIP 36467W109 06/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stanley (Mickey) Steinberg Mgmt For Withhold Against 1.2 Elect Gerald Szczepanski Mgmt For Withhold Against 1.3 Elect Lawrence Zilavy Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 2011 Incentive Plan Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For
Garmin Ltd. Ticker Security ID: Meeting Date Meeting Status GRMN CUSIP H2906T109 06/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of Financial Statements Mgmt For For For 2 Discharge of the Board of Directors Mgmt For Against Against and Executive Officers 3.1 Elect Donald Eller Mgmt For Withhold Against 3.2 Elect Clifton Pemble Mgmt For Withhold Against 4 Ratification of Auditor Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 2011 Non-employee Directors' Equity Mgmt For Against Against Incentive Plan 7 Advisory Vote on Executive Mgmt For Against Against Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
General Mills, Inc. Ticker Security ID: Meeting Date Meeting Status GIS CUSIP 370334104 09/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Bradbury Anderson Mgmt For Against Against 2 Elect R. Kerry Clark Mgmt For Against Against 3 Elect Paul Danos Mgmt For For For 4 Elect William Esrey Mgmt For For For 5 Elect Raymond Gilmartin Mgmt For Against Against 6 Elect Judith Richards Hope Mgmt For For For 7 Elect Heidi Miller Mgmt For For For 8 Elect Hilda Ochoa-Brillembourg Mgmt For For For 9 Elect Steve Odland Mgmt For For For 10 Elect Kendall Powell Mgmt For For For 11 Elect Lois Quam Mgmt For Against Against 12 Elect Michael Rose Mgmt For Against Against 13 Elect Robert Ryan Mgmt For For For 14 Elect Dorothy Terrell Mgmt For For For 15 Executive Incentive Plan Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For Against Against Compensation
Genuine Parts Company Ticker Security ID: Meeting Date Meeting Status GPC CUSIP 372460105 04/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mary Bullock Mgmt For Withhold Against 1.2 Elect Jean Douville Mgmt For Withhold Against 1.3 Elect Thomas Gallagher Mgmt For Withhold Against 1.4 Elect George Guynn Mgmt For Withhold Against 1.5 Elect John Holder Mgmt For Withhold Against 1.6 Elect John Johns Mgmt For Withhold Against 1.7 Elect Michael Johns Mgmt For Withhold Against 1.8 Elect J. Hicks Lanier Mgmt For Withhold Against 1.9 Elect Robert Loudermilk, Jr. Mgmt For Withhold Against 1.10 Elect Wendy Needham Mgmt For Withhold Against 1.11 Elect Jerry Nix Mgmt For Withhold Against 1.12 Elect Gary Rollins Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 2006 Long-Term Mgmt For Against Against Incentive Plan 5 Ratification of Auditor Mgmt For Against Against
Genworth Financial, Inc. Ticker Security ID: Meeting Date Meeting Status GNW CUSIP 37247D106 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Alesio Mgmt For Against Against 2 Elect William Bolinder Mgmt For For For 3 Elect Michael Fraizer Mgmt For For For 4 Elect Nancy Karch Mgmt For Against Against 5 Elect J. Robert Kerrey Mgmt For For For 6 Elect Risa Lavizzo-Mourey Mgmt For For For 7 Elect Christine Mead Mgmt For For For 8 Elect Thomas Moloney Mgmt For For For 9 Elect James Parke Mgmt For Against Against 10 Elect James Riepe Mgmt For Against Against 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For
Gildan Activewear Inc. Ticker Security ID: Meeting Date Meeting Status GIL CUSIP 375916103 02/09/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Anderson Mgmt For Withhold Against 1.2 Elect Robert Baylis Mgmt For Withhold Against 1.3 Elect Glenn Chamandy Mgmt For For For 1.4 Elect Russell Goodman Mgmt For For For 1.5 Elect George Heller Mgmt For Withhold Against 1.6 Elect Sheila O'Brien Mgmt For Withhold Against 1.7 Elect Pierre Robitaille Mgmt For For For 1.8 Elect James Scarborough Mgmt For Withhold Against 1.9 Elect Richard Strubel Mgmt For Withhold Against 1.10 Elect Gonzalo Valdes-Fauli Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Shareholder Rights Plan Mgmt For Against Against 4 Amendments to Articles Regarding Mgmt For For For Board Size
Gilead Sciences, Inc. Ticker Security ID: Meeting Date Meeting Status GILD CUSIP 375558103 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Cogan Mgmt For For For 1.2 Elect Etienne Davignon Mgmt For For For 1.3 Elect James Denny Mgmt For For For 1.4 Elect Carla Hills Mgmt For For For 1.5 Elect Kevin Lofton Mgmt For Withhold Against 1.6 Elect John Madigan Mgmt For Withhold Against 1.7 Elect John Martin Mgmt For For For 1.8 Elect Gordon Moore Mgmt For Withhold Against 1.9 Elect Nicholas Moore Mgmt For Withhold Against 1.10 Elect Richard Whitley Mgmt For For For 1.11 Elect Gayle Wilson Mgmt For For For 1.12 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 162(m) Bonus Plan Mgmt For For For 4 Elimination of Supermajority Mgmt For For For Requirement 5 Right to Call a Special Meeting Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Hansen Natural Corporation Ticker Security ID: Meeting Date Meeting Status HANS CUSIP 411310105 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Rodney Sacks Mgmt For Withhold Against 1.2 Elect Hilton Schlosberg Mgmt For Withhold Against 1.3 Elect Norman Epstein Mgmt For Withhold Against 1.4 Elect Benjamin Polk Mgmt For Withhold Against 1.5 Elect Sydney Selati Mgmt For Withhold Against 1.6 Elect Harold Taber, Jr. Mgmt For Withhold Against 1.7 Elect Mark Vidergauz Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2011 Omnibus Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Harley-Davidson, Inc. Ticker Security ID: Meeting Date Meeting Status HOG CUSIP 412822108 04/30/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barry Allen Mgmt For For For 1.2 Elect R. John Anderson Mgmt For Withhold Against 1.3 Elect Richard Beattie Mgmt For Withhold Against 1.4 Elect George Conrades Mgmt For Withhold Against 1.5 Elect Judson Green Mgmt For Withhold Against 1.6 Elect Sara Levinson Mgmt For Withhold Against 1.7 Elect N. Thomas Linebarger Mgmt For Withhold Against 1.8 Elect George Miles, Jr. Mgmt For Withhold Against 1.9 Elect Jochen Zeitz Mgmt For Withhold Against 2 Elimination of Supermajority Mgmt For For For Requirement for Transactions with an Interested Shareholder 3 Elimination of Supermajority Mgmt For For For Requirement for Special Meetings of Shareholders 4 Elimination of Supermajority Mgmt For For For Requirement for Approval of Certain Matters 5 Short-Term Incentive Plan for Senior Mgmt For For For Executives 6 Ratification of Auditor Mgmt For Against Against 7 Advisory Vote on Executive Mgmt For Against Against Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Shareholder Proposal Regarding the ShrHoldr Against For Against Approval of Survivor Benefits (Golden Coffins)
Hasbro, Inc. Ticker Security ID: Meeting Date Meeting Status HAS CUSIP 418056107 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Basil Anderson Mgmt For For For 1.2 Elect Alan Batkin Mgmt For For For 1.3 Elect Frank Biondi, Jr. Mgmt For Withhold Against 1.4 Elect Kenneth Bronfin Mgmt For Withhold Against 1.5 Elect John Connors, Jr. Mgmt For Withhold Against 1.6 Elect Michael Garrett Mgmt For For For 1.7 Elect Lisa Gersh Mgmt For Withhold Against 1.8 Elect Brian Goldner Mgmt For For For 1.9 Elect Jack Greenberg Mgmt For Withhold Against 1.10 Elect Alan Hassenfeld Mgmt For For For 1.11 Elect Tracy Leinbach Mgmt For For For 1.12 Elect Edward Philip Mgmt For Withhold Against 1.13 Elect Alfred Verrecchia Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
HCP, Inc. Ticker Security ID: Meeting Date Meeting Status HCP CUSIP 40414L109 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Flaherty III Mgmt For Against Against 2 Elect Christine Garvey Mgmt For Against Against 3 Elect David Henry Mgmt For Against Against 4 Elect Lauralee Martin Mgmt For Against Against 5 Elect Michael McKee Mgmt For Against Against 6 Elect Peter Rhein Mgmt For Against Against 7 Elect Kenneth Roath Mgmt For Against Against 8 Elect Richard Rosenberg Mgmt For Against Against 9 Elect Joseph Sullivan Mgmt For Against Against 10 Ratification of Auditor Mgmt For Against Against 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Health Care Reit, Inc. Ticker Security ID: Meeting Date Meeting Status HCN CUSIP 42217K106 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ballard, Jr. Mgmt For Against Against 2 Elect Peter Grua Mgmt For Against Against 3 Elect R. Scott Trumbull Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Increase of Authorized Common Stock Mgmt For Against Against 7 Ratification of Auditor Mgmt For Against Against
Hess Corporation Ticker Security ID: Meeting Date Meeting Status HES CUSIP 42809H107 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edith Holiday Mgmt For Against Against 2 Elect John Mullin, III Mgmt For Against Against 3 Elect F. Borden Walker Mgmt For Against Against 4 Elect Robert Wilson Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Amendment to the Performance Mgmt For For For Incentive Plan for Senior Officers
Hewlett-Packard Company Ticker Security ID: Meeting Date Meeting Status HPQ CUSIP 428236103 03/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marc Andreessen Mgmt For For For 2 Elect Leo Apotheker Mgmt For For For 3 Elect Lawrence Babbio Jr. Mgmt For Against Against 4 Elect Sari Baldauf Mgmt For For For 5 Elect Shumeet Banerji Mgmt For For For 6 Elect Rajiv Gupta Mgmt For Against Against 7 Elect John Hammergren Mgmt For Against Against 8 Elect Raymond Lane Mgmt For For For 9 Elect Gary Reiner Mgmt For For For 10 Elect Patricia Russo Mgmt For For For 11 Elect Dominique Senequier Mgmt For For For 12 Elect G. Kennedy Thompson Mgmt For For For 13 Elect Margaret Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 2011 Employee Stock Purchase Plan Mgmt For For For 18 Amendment to the 2005 Mgmt For Against Against Pay-for-Results Plan
Hormel Foods Corporation Ticker Security ID: Meeting Date Meeting Status HRL CUSIP 440452100 01/31/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Terrell Crews Mgmt For For For 2 Elect Jeffrey Ettinger Mgmt For For For 3 Elect Jody Feragen Mgmt For For For 4 Elect Susan Marvin Mgmt For For For 5 Elect John Morrison Mgmt For For For 6 Elect Elsa Murano Mgmt For For For 7 Elect Robert Nakasone Mgmt For For For 8 Elect Susan Nestegard Mgmt For For For 9 Elect Ronald Pearson Mgmt For For For 10 Elect Dakota Pippins Mgmt For Against Against 11 Elect Hugh Smith Mgmt For For For 12 Elect John Turner Mgmt For For For 13 Increase of Authorized Common Stock Mgmt For Against Against 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation
Hospira, Inc. Ticker Security ID: Meeting Date Meeting Status HSP CUSIP 441060100 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Irving Bailey, II Mgmt For Against Against 2 Elect F. Michael Ball Mgmt For Against Against 3 Elect Jacque Sokolov Mgmt For Against Against 4 Elimination of Supermajority Mgmt For For For Requirement for Removal of Directors For Cause 5 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Adoption, Amendment or Repeal 6 Elimination of Supermajority Mgmt For For For Requirement for Alteration, Amendment or Repeal of Certificate Provisions 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For
Host Hotels & Resorts, Inc. Ticker Security ID: Meeting Date Meeting Status HST CUSIP 44107P104 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Baylis Mgmt For Against Against 2 Elect Willard Brittain, Jr. Mgmt For Against Against 3 Elect Terence Golden Mgmt For Against Against 4 Elect Ann McLaughlin Korologos Mgmt For Against Against 5 Elect Richard Marriott Mgmt For Against Against 6 Elect John Morse, Jr. Mgmt For Against Against 7 Elect Gordon Smith Mgmt For Against Against 8 Elect W. Edward Walter Mgmt For Against Against 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Hudson City Bancorp, Inc. Ticker Security ID: Meeting Date Meeting Status HCBK CUSIP 443683107 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ronald Hermance, Jr. Mgmt For Against Against 2 Elect William Bardel Mgmt For Against Against 3 Elect Scott Belair Mgmt For Against Against 4 Elect Cornelius Golding Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 2011 Stock Incentive Plan Mgmt For Against Against 7 Advisory Vote on Executive Mgmt For Against Against Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Illinois Tool Works Inc. Ticker Security ID: Meeting Date Meeting Status ITW CUSIP 452308109 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Crown Mgmt For Against Against 2 Elect Don Davis, Jr. Mgmt For For For 3 Elect Robert McCormack Mgmt For Against Against 4 Elect Robert Morrison Mgmt For Against Against 5 Elect James Skinner Mgmt For Against Against 6 Elect David Smith, Jr. Mgmt For For For 7 Elect David Speer Mgmt For Against Against 8 Elect Pamela Strobel Mgmt For Against Against 9 Elect Kevin Warren Mgmt For Against Against 10 Elect Anre Williams Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 2011 Cash Incentive Plan Mgmt For For For 15 Amendment to the 2011 Long-Term Mgmt For Against Against Incentive Plan
Ingersoll-Rand Plc Ticker Security ID: Meeting Date Meeting Status IR CUSIP G47791101 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ann Berzin Mgmt For For For 2 Elect John Bruton Mgmt For Against Against 3 Elect Jared Cohon Mgmt For Against Against 4 Elect Gary Forsee Mgmt For Against Against 5 Elect Peter Godsoe Mgmt For For For 6 Elect Edward Hagenlocker Mgmt For For For 7 Elect Constance Horner Mgmt For Against Against 8 Elect Michael Lamach Mgmt For For For 9 Elect Theodore Martin Mgmt For For For 10 Elect Richard Swift Mgmt For For For 11 Elect Tony White Mgmt For Against Against 12 Senior Executive Performance Plan Mgmt For For For 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Authority to Repurchase Shares Mgmt For For For 16 Ratification of Auditor Mgmt For Against Against
Inmet Mining Corporation Ticker Security ID: Meeting Date Meeting Status IMN CUSIP 457983104 04/04/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For
Inmet Mining Corporation Ticker Security ID: Meeting Date Meeting Status IMN CUSIP 457983104 06/27/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Yilmaz Arguden Mgmt For Withhold Against 1.2 Elect David Beatty Mgmt For Withhold Against 1.3 Elect John Eby Mgmt For Withhold Against 1.4 Elect John Clappison Mgmt For Withhold Against 1.5 Elect Paul Gagne Mgmt For Withhold Against 1.6 Elect Oyvind Hushovd Mgmt For Withhold Against 1.7 Elect Thomas Mara Mgmt For Withhold Against 1.8 Elect Jochen Tilk Mgmt For Withhold Against 1.9 Elect Douglas Whitehead Mgmt For Withhold Against 2 Appointment of Auditor and Authority Mgmt For Withhold Against to Set Fees 3 Share Option Plan Mgmt For Against Against
Integrys Energy Group, Inc. Ticker Security ID: Meeting Date Meeting Status TEG CUSIP 45822P105 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Keith Bailey Mgmt For Withhold Against 1.2 Elect William Brodsky Mgmt For Withhold Against 1.3 Elect Albert Budney, Jr. Mgmt For Withhold Against 1.4 Elect Pastora Cafferty Mgmt For Withhold Against 1.5 Elect Ellen Carnahan Mgmt For Withhold Against 1.6 Elect Michelle Collins Mgmt For Withhold Against 1.7 Elect Kathryn Hasselblad-Pascale Mgmt For Withhold Against 1.8 Elect John Higgins Mgmt For Withhold Against 1.9 Elect James Kemerling Mgmt For Withhold Against 1.10 Elect Michael Lavin Mgmt For Withhold Against 1.11 Elect William Protz, Jr. Mgmt For Withhold Against 1.12 Elect Charles Schrock Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Intel Corporation Ticker Security ID: Meeting Date Meeting Status INTC CUSIP 458140100 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charlene Barshefsky Mgmt For Against Against 2 Elect Susan Decker Mgmt For Against Against 3 Elect John Donahoe Mgmt For Against Against 4 Elect Reed Hundt Mgmt For Against Against 5 Elect Paul Otellini Mgmt For Against Against 6 Elect James Plummer Mgmt For Against Against 7 Elect David Pottruck Mgmt For Against Against 8 Elect Jane Shaw Mgmt For Against Against 9 Elect Frank Yeary Mgmt For Against Against 10 Elect David Yoffie Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 13 Amendment to the 2006 Stock Purchase Mgmt For For For Plan 14 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against COMPENSATION 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
IntercontinentalE xchange, Inc. Ticker Security ID: Meeting Date Meeting Status ICE cusip 45865V100 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charles Crisp Mgmt For Against Against 2 Elect Jean-Marc Forneri Mgmt For Against Against 3 Elect Judd Gregg Mgmt For Against Against 4 Elect Fred Hatfield Mgmt For Against Against 5 Elect Terrence Martell Mgmt For Against Against 6 Elect Callum McCarthy Mgmt For Against Against 7 Elect Robert Reid Mgmt For Against Against 8 Elect Frederic Salerno Mgmt For Against Against 9 Elect Jeffrey Sprecher Mgmt For Against Against 10 Elect Judith Sprieser Mgmt For Against Against 11 Elect Vincent Tese Mgmt For Against Against 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Ratification of Auditor Mgmt For Against Against
International Business Machines Corporation Ticker Security ID: Meeting Date Meeting Status IBM CUSIP 459200101 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alain Belda Mgmt For Against Against 2 Elect William Brody Mgmt For For For 3 Elect Kenneth Chenault Mgmt For Against Against 4 Elect Michael Eskew Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Andrew Liveris Mgmt For Against Against 7 Elect W. James McNerney, Jr. Mgmt For Against Against 8 Elect James Owens Mgmt For For For 9 Elect Samuel Palmisano Mgmt For Against Against 10 Elect Joan Spero Mgmt For For For 11 Elect Sidney Taurel Mgmt For Against Against 12 Elect Lorenzo Hector Zambrano Trevino Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 16 Shareholder Proposal Regarding ShrHoldr Against For Against Cumulative Voting 17 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHoldr Against For Against Lobbying Report
International Flavors & Fragrances Inc. Ticker Security ID: Meeting Date Meeting Status IFF CUSIP 459506101 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Margaret Adame Mgmt For For For 2 Elect Marcello Bottoli Mgmt For Against Against 3 Elect Linda Buck Mgmt For For For 4 Elect J. Michael Cook Mgmt For Against Against 5 Elect Roger Ferguson, Jr. Mgmt For Against Against 6 Elect Andreas Fibig Mgmt For For For 7 Elect Alexandra Herzan Mgmt For Against Against 8 Elect Henry Howell, Jr. Mgmt For For For 9 Elect Katherine Hudson Mgmt For For For 10 Elect Arthur Martinez Mgmt For For For 11 Elect Dale Morrison Mgmt For For For 12 Elect Douglas Tough Mgmt For For For 13 Ratification of Auditor Mgmt For Against Against 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
International Paper Company Ticker Security ID: Meeting Date Meeting Status IP CUSIP 460146103 05/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Bronczek Mgmt For Against Against 2 Elect Ahmet Dorduncu Mgmt For Against Against 3 Elect Lynn Elsenhans Mgmt For Against Against 4 Elect John Faraci Mgmt For Against Against 5 Elect Samir Gibara Mgmt For Against Against 6 Elect Stacey Mobley Mgmt For Against Against 7 Elect John Townsend III Mgmt For Against Against 8 Elect John Turner Mgmt For Against Against 9 Elect William Walter Mgmt For Against Against 10 Elect Alberto Weisser Mgmt For Against Against 11 Elect J. Steven Whisler Mgmt For Against Against 12 Ratification of Auditor Mgmt For Against Against 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Intuit Inc. Ticker Security ID: Meeting Date Meeting Status INTU CUSIP 461202103 01/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Batchelder Mgmt For Against Against 2 Elect Christopher Brody Mgmt For Against Against 3 Elect William Campbell Mgmt For Against Against 4 Elect Scott Cook Mgmt For Against Against 5 Elect Diane Greene Mgmt For Against Against 6 Elect Michael Hallman Mgmt For Against Against 7 Elect Edward Kangas Mgmt For Against Against 8 Elect Suzanne Nora Johnson Mgmt For Against Against 9 Elect Dennis Powell Mgmt For Against Against 10 Elect Brad Smith Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2005 Equity Mgmt For Against Against Incentive Plan 13 Advisory Vote on Executive Mgmt For For For Compensation
Invesco Ltd. Ticker Security ID: Meeting Date Meeting Status IVZ CUSIP G491BT108 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Rex Adams Mgmt For Against Against 2 Elect John Banham Mgmt For Against Against 3 Elect Denis Kessler Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 2011 Global Equity Incentive Plan Mgmt For Against Against 7 Ratification of Auditor Mgmt For For For
Iron Mountain Incorporated Ticker Security ID: Meeting Date Meeting Status IRM CUSIP 462846106 06/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Clarke Bailey Mgmt For Withhold Against 1.2 Elect Kent Dauten Mgmt For Withhold Against 1.3 Elect Paul Deninger Mgmt For Withhold Against 1.4 Elect Per-Kristian Halvorsen Mgmt For Withhold Against 1.5 Elect Michael Lamach Mgmt For Withhold Against 1.6 Elect Arthur Little Mgmt For Withhold Against 1.7 Elect Allan Loren Mgmt For Withhold Against 1.8 Elect C. Richard Reese Mgmt For Withhold Against 1.9 Elect Vincent Ryan Mgmt For Withhold Against 1.10 Elect Laurie Tucker Mgmt For Withhold Against 1.11 Elect Alfred Verrecchia Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
J.B. Hunt Transport Services, Inc. Ticker Security ID: Meeting Date Meeting Status JBHT CUSIP 445658107 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Douglas Duncan Mgmt For Against Against 2 Elect Wayne Garrison Mgmt For Against Against 3 Elect Sharilyn Gasaway Mgmt For Against Against 4 Elect Gary George Mgmt For Against Against 5 Elect Bryan Hunt Mgmt For Against Against 6 Elect Coleman Peterson Mgmt For Against Against 7 Elect John Roberts III Mgmt For Against Against 8 Elect James Robo Mgmt For Against Against 9 Elect William Shea Jr. Mgmt For Against Against 10 Elect Kirk Thompson Mgmt For Against Against 11 Elect John White Mgmt For Against Against 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Ratification of Auditor Mgmt For For For
J.C. Penney Company, Inc. Ticker Security ID: Meeting Date Meeting Status JCP CUSIP 708160106 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ackman Mgmt For Against Against 2 Elect Colleen Barrett Mgmt For Against Against 3 Elect Thomas Engibous Mgmt For Against Against 4 Elect Kent Foster Mgmt For Against Against 5 Elect Geraldine Laybourne Mgmt For Against Against 6 Elect Burl Osborne Mgmt For Against Against 7 Elect Leonard Roberts Mgmt For Against Against 8 Elect Steven Roth Mgmt For Against Against 9 Elect Javier Teruel Mgmt For Against Against 10 Elect R. Gerald Turner Mgmt For Against Against 11 Elect Mary Beth West Mgmt For Against Against 12 Elect Myron Ullman III Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Elimination of Supermajority Mgmt For For For Requirement 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP 478160104 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mary Coleman Mgmt For Against Against 2 Elect James Cullen Mgmt For Against Against 3 Elect Ian Davis Mgmt For Against Against 4 Elect Michael Johns Mgmt For Against Against 5 Elect Susan Lindquist Mgmt For Against Against 6 Elect Anne Mulcahy Mgmt For Against Against 7 Elect Leo Mullin Mgmt For Against Against 8 Elect William Perez Mgmt For Against Against 9 Elect Charles Prince Mgmt For Against Against 10 Elect David Satcher Mgmt For Against Against 11 Elect William Weldon Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHoldr Against Abstain Against Pharmaceutical Price Restraints 16 Shareholder Proposal Regarding ShrHoldr Against Against For Policy on Health Status Discrimination 17 Shareholder Proposal Regarding ShrHoldr Against For Against Animal Welfare
Johnson Controls, Inc. Ticker Security ID: Meeting Date Meeting Status JCI CUSIP 478366107 01/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Natalie Black Mgmt For Withhold Against 1.2 Elect Robert Cornog Mgmt For Withhold Against 1.3 Elect William Lacy Mgmt For Withhold Against 1.4 Elect Stephen Roell Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Amendment to the Annual Incentive Mgmt For Against Against Performance Plan 5 Amendment to the Long-Term Incentive Mgmt For Against Against Performance Plan 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Kellogg Company Ticker Security ID: Meeting Date Meeting Status K CUSIP 487836108 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Bryant Mgmt For Withhold Against 1.2 Elect Rogelio Rebolledo Mgmt For Withhold Against 1.3 Elect Sterling Speirn Mgmt For Withhold Against 1.4 Elect John Zabriskie Mgmt For Withhold Against 2 Senior Executive Annual Incentive Mgmt For For For Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 7 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Keycorp Ticker Security ID: Meeting Date Meeting Status KEY CUSIP 493267108 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Campbell Mgmt For Withhold Against 1.2 Elect Joseph Carrabba Mgmt For Withhold Against 1.3 Elect Carol Cartwright Mgmt For Withhold Against 1.4 Elect Alexander Cutler Mgmt For Withhold Against 1.5 Elect H. James Dallas Mgmt For For For 1.6 Elect Elizabeth Gile Mgmt For For For 1.7 Elect Ruth Ann Gillis Mgmt For Withhold Against 1.8 Elect Kristen Manos Mgmt For For For 1.9 Elect Beth Mooney Mgmt For For For 1.10 Elect Bill Sanford Mgmt For For For 1.11 Elect Barbara Snyder Mgmt For Withhold Against 1.12 Elect Edward Stack Mgmt For For For 1.13 Elect Thomas Stevens Mgmt For For For 2 2011 Annual Performance Plan Mgmt For Against Against 3 Amendment to Remove Supermajority Mgmt For For For Requirement 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Kimberly-Clark Corporation Ticker Security ID: Meeting Date Meeting Status KMB CUSIP 494368103 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Alm Mgmt For For For 2 Elect John Bergstrom Mgmt For For For 3 Elect Abelardo Bru Mgmt For For For 4 Elect Robert Decherd Mgmt For Against Against 5 Elect Thomas Falk Mgmt For For For 6 Elect Mae Jemison Mgmt For For For 7 Elect James Jenness Mgmt For For For 8 Elect Nancy Karch Mgmt For For For 9 Elect Ian Read Mgmt For For For 10 Elect Linda Johnson Rice Mgmt For For For 11 Elect Marc Shapiro Mgmt For For For 12 Elect G. Craig Sullivan Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 2011 Outside Directors' Compensation Mgmt For For For Plan 15 2011 Equity Participation Plan Mgmt For For For 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Kimco Realty Corporation Ticker Security ID: Meeting Date Meeting Status KIM CUSIP 49446R109 05/04/2011 Unvoted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Milton Cooper Mgmt For N/A N/A 1.2 Elect Philip Coviello Mgmt For N/A N/A 1.3 Elect Richard Dooley Mgmt For N/A N/A 1.4 Elect Joe Grills Mgmt For N/A N/A 1.5 Elect David Henry Mgmt For N/A N/A 1.6 Elect F. Patrick Hughes Mgmt For N/A N/A 1.7 Elect Frank Lourenso Mgmt For N/A N/A 1.8 Elect Colombe Nicholas Mgmt For N/A N/A 1.9 Elect Richard Saltzman Mgmt For N/A N/A 2 Advisory Vote on Executive Mgmt For N/A N/A Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year N/A N/A Executive Compensation 4 Ratification of Auditor Mgmt For N/A N/A
Kinross Gold Corporation Ticker Security ID: Meeting Date Meeting Status K CUSIP 496902404 05/04/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Brough Mgmt For Withhold Against 1.2 Elect Tye Burt Mgmt For Withhold Against 1.3 Elect John Carrington Mgmt For Withhold Against 1.4 Elect Richard Clark Mgmt For Withhold Against 1.5 Elect John Huxley Mgmt For Withhold Against 1.6 Elect John Keyes Mgmt For Withhold Against 1.7 Elect Catherine McLeod-Seltzer Mgmt For Withhold Against 1.8 Elect George Michals Mgmt For Withhold Against 1.9 Elect John Oliver Mgmt For Withhold Against 1.10 Elect Terence Reid Mgmt For Withhold Against 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Amendment to Share Incentive Plan Mgmt For For For 4 Amendment to Restricted Share Plan Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation
Kinross Gold Corporation Ticker Security ID: Meeting Date Meeting Status K CUSIP 496902404 09/15/2010 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Stock and Warrant Issuance for Mgmt For For For Acquisition
Kohl's Corporation Ticker Security ID: Meeting Date Meeting Status KSS CUSIP 500255104 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For Against Against 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For Against Against 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For Against Against 8 Elect Peter Sommerhauser Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Elimination of Supermajority Mgmt For For For Requirement in Article V(f) 14 Elimination of Supermajority Mgmt For For For Requirement in Article VI 15 Annual Incentive Plan Mgmt For For For 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 19 Shareholder Proposal Regarding CEO ShrHoldr Against For Against Succession Planning
Kraft Foods Inc. Ticker Security ID: Meeting Date Meeting Status KFT CUSIP 50075N104 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ajay Banga Mgmt For Against Against 2 Elect Myra Hart Mgmt For Against Against 3 Elect Peter Henry Mgmt For Against Against 4 Elect Lois Juliber Mgmt For Against Against 5 Elect Mark Ketchum Mgmt For Against Against 6 Elect Richard Lerner Mgmt For Against Against 7 Elect Mackey McDonald Mgmt For Against Against 8 Elect John Pope Mgmt For Against Against 9 Elect Fedric Reynolds Mgmt For Against Against 10 Elect Irene Rosenfeld Mgmt For Against Against 11 Elect Jean-Francois van Boxmeer Mgmt For Against Against 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Amendment to the 2006 Stock Mgmt For For For Compensation Plan for Non-Employee Directors 15 Ratification of Auditor Mgmt For Against Against
Liberty Global, Inc. Ticker Security ID: Meeting Date Meeting Status LBTYA CUSIP 530555101 06/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 NON-VOTING AGENDA Mgmt N/A For N/A
Liberty Property Trust Ticker Security ID: Meeting Date Meeting Status LRY CUSIP 531172104 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect M. Leanne Lachman Mgmt For Withhold Against 1.2 Elect Stephen Steinour Mgmt For Withhold Against 1.3 Elect Frederick Buchholz Mgmt For Withhold Against 1.4 Elect Thomas DeLoach, Jr. Mgmt For Withhold Against 1.5 Elect Daniel Garton Mgmt For Withhold Against 1.6 Elect Stephen Siegel Mgmt For Withhold Against 1.7 Elect Katherine Dietze Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Life Technologies Corporation Ticker Security ID: Meeting Date Meeting Status LIFE CUSIP 53217V109 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Balakrishnan Iyer Mgmt For Against Against 2 Elect Gregory Lucier Mgmt For Against Against 3 Elect Ronald Matricaria Mgmt For Against Against 4 Elect David U'Prichard Mgmt For Against Against 5 Elect William Longfield Mgmt For Against Against 6 Elect Ora Pescovitz Mgmt For Against Against 7 Ratification of Auditor Mgmt For Against Against 8 Amendments to Certificate of Mgmt For For For Incorporation 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation
Limited Brands, Inc. Ticker Security ID: Meeting Date Meeting Status LTD CUSIP 532716107 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Donna James Mgmt For Against Against 2 Elect Jeffrey Miro Mgmt For Against Against 3 Elect Raymond Zimmerman Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 2011 Stock Option Performance and Mgmt For Against Against Incentive Plan 6 2011 Cash Incentive Compensation Mgmt For Against Against Performance Plan 7 Advisory Vote on Executive Mgmt For Against Against Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Lincoln National Corporation Ticker Security ID: Meeting Date Meeting Status LNC CUSIP 534187109 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Glass Mgmt For Against Against 2 Elect Gary Kelly Mgmt For Against Against 3 Elect Michael Mee Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Amendment to the Restated Articles Mgmt For For For of Incorporation to Allow Shareholders to Amend the Bylaws 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Loblaw Companies Limited Ticker Security ID: Meeting Date Meeting Status L CUSIP 539481101 05/05/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Bachand Mgmt For For For 1.2 Elect Paul Beeston Mgmt For For For 1.3 Elect Gordon Currie Mgmt For For For 1.4 Elect Anthony Fell Mgmt For Withhold Against 1.5 Elect Christiane Germain Mgmt For For For 1.6 Elect Anthony Graham Mgmt For For For 1.7 Elect John Lacey Mgmt For For For 1.8 Elect Allan Leighton Mgmt For Withhold Against 1.9 Elect Nancy Lockhart Mgmt For For For 1.10 Elect Thomas O'Neill Mgmt For For For 1.11 Elect Galen Weston Mgmt For For For 1.12 Elect John Wetmore Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For Withhold Against to Set Fees
Lowe's Companies, Inc. Ticker Security ID: Meeting Date Meeting Status LOW CUSIP 548661107 05/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Raul Alvarez Mgmt For Withhold Against 1.2 Elect David Bernauer Mgmt For Withhold Against 1.3 Elect Leonard Berry Mgmt For Withhold Against 1.4 Elect Peter Browning Mgmt For Withhold Against 1.5 Elect Dawn Hudson Mgmt For Withhold Against 1.6 Elect Robert Johnson Mgmt For Withhold Against 1.7 Elect Marshall Larsen Mgmt For Withhold Against 1.8 Elect Richard Lochridge Mgmt For Withhold Against 1.9 Elect Robert Niblock Mgmt For Withhold Against 1.10 Elect Stephen Page Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 2011 Annual Incentive Plan Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against For Against Shareholder Approval of Severance Agreements 7 Shareholder Proposal Regarding ShrHoldr Against For Against Linking Executive Pay to Sustainability 8 Shareholder Proposal Regarding ShrHoldr Against For Against Report on Political Contributions and Expenditure Report
Lubrizol Corporation Ticker Security ID: Meeting Date Meeting Status LZ CUSIP 549271104 06/09/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
LyondellBasell Industries N.V. Ticker Security ID: Meeting Date Meeting Status LYB CUSIP N53745100 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jagject Bindra Mgmt For Against Against 2 Elect Milton Carroll Mgmt For Against Against 3 Elect Rudy van der Meer Mgmt For Against Against 4 Elect Robin Buchanan Mgmt For Against Against 5 Elect Jacques Aigrain Mgmt For Against Against 6 Approval of Annual Accounts Mgmt For For For 7 Officer Liability/Indemnification Mgmt For Against Against 8 Director Liability/Indemnification Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For 10 Remuneration of Supervisory Board Mgmt For For For 11 Amendments to Articles Mgmt For For For 12 Approval of Ordinary Cash Dividend Mgmt For For For 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Elect Robert G. Gwin Mgmt For Against Against
M&T Bank Corporation Ticker Security ID: Meeting Date Meeting Status MTB CUSIP 55261F104 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Brent Baird Mgmt For Withhold Against 1.2 Elect Robert Bennett Mgmt For For For 1.3 Elect C. Angela Bontempo Mgmt For For For 1.4 Elect Robert Brady Mgmt For Withhold Against 1.5 Elect Michael Buckley Mgmt For Withhold Against 1.6 Elect T. Jefferson Cunningham, III Mgmt For For For 1.7 Elect Mark Czarnecki Mgmt For For For 1.8 Elect Gary Geisel Mgmt For For For 1.9 Elect Patrick Hodgson Mgmt For For For 1.10 Elect Richard King Mgmt For For For 1.11 Elect Jorge Pereira Mgmt For Withhold Against 1.12 Elect Michael Pinto Mgmt For For For 1.13 Elect Melinda Rich Mgmt For For For 1.14 Elect Robert Sadler, Jr. Mgmt For For For 1.15 Elect Herbert Washington Mgmt For For For 1.16 Elect Robert Wilmers Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Ratification of Auditor Mgmt For For For
Macy's, Inc. Ticker Security ID: Meeting Date Meeting Status M CUSIP 55616P104 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For Withhold Against 1.3 Elect Meyer Feldberg Mgmt For Withhold Against 1.4 Elect Sara Levinson Mgmt For Withhold Against 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For Withhold Against 1.7 Elect Joseph Pichler Mgmt For For For 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Craig Weatherup Mgmt For Withhold Against 1.10 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Manpower Inc. Ticker Security ID: Meeting Date Meeting Status MAN CUSIP 56418H100 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Cari Dominguez Mgmt For Against Against 2 Elect Roberto Mendoza Mgmt For Against Against 3 Elect Elizabeth Sartain Mgmt For Against Against 4 Elect Edward Zore Mgmt For Against Against 5 Elect William Downe Mgmt For Against Against 6 Elect Patricia Hemingway Hall Mgmt For Against Against 7 Ratification of Auditor Mgmt For For For 8 Corporate Senior Management Annual Mgmt For Against Against Incentive Pool Plan 9 2011 Equity Incentive Plan Mgmt For Against Against 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Marathon Oil Corporation Ticker Security ID: Meeting Date Meeting Status MRO CUSIP 565849106 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gregory Boyce Mgmt For Against Against 2 Elect Pierre Brondeau Mgmt For Against Against 3 Elect Clarence Cazalot, Jr. Mgmt For Against Against 4 Elect David Daberko Mgmt For Against Against 5 Elect William Davis, III Mgmt For Against Against 6 Elect Shirley Jackson Mgmt For Against Against 7 Elect Philip Lader Mgmt For Against Against 8 Elect Charles Lee Mgmt For Against Against 9 Elect Michael Phelps Mgmt For Against Against 10 Elect Dennis Reilley Mgmt For Against Against 11 Elect Seth Schofield Mgmt For Against Against 12 Elect John Snow Mgmt For Against Against 13 Elect Thomas Usher Mgmt For Against Against 14 Ratification of Auditor Mgmt For For For 15 Amendment to the Right to Call a Mgmt For For For Special Meeting 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHoldr Against For Against Safety Report
Marriott International, Inc. Ticker Security ID: Meeting Date Meeting Status MAR CUSIP 571903202 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect J.W. Marriott, Jr. Mgmt For For For 2 Elect John Marriott III Mgmt For Against Against 3 Elect Mary Bush Mgmt For Against Against 4 Elect Lawrence Kellner Mgmt For For For 5 Elect Debra Lee Mgmt For For For 6 Elect George Munoz Mgmt For For For 7 Elect Harry Pearce Mgmt For Against Against 8 Elect Steven Reinemund Mgmt For Against Against 9 Elect Lawrence Small Mgmt For Against Against 10 Elect Arne Sorenson Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Marshall & Ilsley Corporation Ticker Security ID: Meeting Date Meeting Status MI CUSIP 571837103 05/17/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Martin Marietta Materials, Inc. Ticker Security ID: Meeting Date Meeting Status MLM CUSIP 573284106 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sue Cole Mgmt For Withhold Against 1.2 Elect Michael Quillen Mgmt For Withhold Against 1.3 Elect Stephen Zelnak, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Masco Corporation Ticker Security ID: Meeting Date Meeting Status MAS CUSIP 574599106 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Verne Istock Mgmt For Against Against 2 Elect J. Michael Losh Mgmt For Against Against 3 Elect Timothy Wadhams Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For
Mattel, Inc. Ticker Security ID: Meeting Date Meeting Status MAT CUSIP 577081102 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Dolan Mgmt For For For 2 Elect Robert Eckert Mgmt For For For 3 Elect Frances Fergusson Mgmt For For For 4 Elect Tully Friedman Mgmt For Against Against 5 Elect Dominic Ng Mgmt For Against Against 6 Elect Vasant Prabhu Mgmt For For For 7 Elect Andrea Rich Mgmt For Against Against 8 Elect Dean Scarborough Mgmt For For For 9 Elect Christopher Sinclair Mgmt For For For 10 Elect G. Craig Sullivan Mgmt For Against Against 11 Elect Kathy White Mgmt For Against Against 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Amendment to the Bylaws Regarding Mgmt For For For the Right to Call Special Meetings 15 Ratification of Auditor Mgmt For For For
McDonald's Corporation Ticker Security ID: Meeting Date Meeting Status MCD CUSIP 580135101 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Arnold Mgmt For Against Against 2 Elect Richard Lenny Mgmt For Against Against 3 Elect Cary McMillan Mgmt For Against Against 4 Elect Sheila Penrose Mgmt For Against Against 5 Elect James Skinner Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Executive Mgmt For Against Against Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Elimination of Super-majority Mgmt For For For Requirement in Article Regarding Transactions with Interested Shareholders 10 Elimination of Supermajority Mgmt For For For Requirement in Article Regarding the Removal of Directors 11 Elimination of Supermajority Mgmt For For For Requirement in Article Regarding Shareholder Action 12 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board 13 Shareholder Proposal Regarding ShrHoldr Against Abstain Against Controlled Atmosphere Killing 14 Shareholder Proposal Regarding ShrHoldr Against For Against Report on Childhood Obesity 15 Shareholder Proposal Regarding ShrHoldr Against For Against Beverage Containers
MDU Resources Group, Inc. Ticker Security ID: Meeting Date Meeting Status MDU CUSIP 552690109 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Thomas Everist Mgmt For Against Against 2 Elect Karen Fagg Mgmt For Against Against 3 Elect Terry Hildestad Mgmt For Against Against 4 Elect A. Bart Holaday Mgmt For Against Against 5 Elect Dennis Johnson Mgmt For Against Against 6 Elect Thomas Knudson Mgmt For Against Against 7 Elect Richard Lewis Mgmt For Against Against 8 Elect Patricia Moss Mgmt For Against Against 9 Elect Harry Pearce Mgmt For Against Against 10 Elect John Wilson Mgmt For Against Against 11 Amendment to the Long-Term Mgmt For For For Performance-Based Incentive Plan 12 Ratification of Auditor Mgmt For Against Against 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
MeadWestvaco Corporation Ticker Security ID: Meeting Date Meeting Status MWV CUSIP 583334107 04/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Campbell Mgmt For For For 2 Elect Thomas Cole, Jr. Mgmt For Against Against 3 Elect James Kaiser Mgmt For For For 4 Elect Richard Kelson Mgmt For Against Against 5 Elect James Kilts Mgmt For Against Against 6 Elect Susan Kropf Mgmt For Against Against 7 Elect Douglas Luke Mgmt For For For 8 Elect John Luke, Jr. Mgmt For Against Against 9 Elect Robert McCormack Mgmt For For For 10 Elect Timothy Powers Mgmt For Against Against 11 Elect Jane Warner Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2005 Performance Mgmt For Against Against Incentive Plan 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Medco Health Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status MHS CUSIP 58405U102 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Howard Barker, Jr. Mgmt For Against Against 2 Elect John Cassis Mgmt For Against Against 3 Elect Michael Goldstein Mgmt For Against Against 4 Elect Charles Lillis Mgmt For Against Against 5 Elect Myrtle Potter Mgmt For Against Against 6 Elect William Roper Mgmt For For For 7 Elect David Snow, Jr. Mgmt For For For 8 Elect David Stevens Mgmt For For For 9 Elect Blenda Wilson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Elimination of Supermajority Mgmt For For For Requirements 12 Amendment to the 2002 Stock Mgmt For Against Against Incentive Plan 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHoldr Against For Against Restricting Executive Compensation
Merck & Co., Inc. Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 58933Y105 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Kenneth Frazier Mgmt For For For 5 Elect Thomas Glocer Mgmt For Against Against 6 Elect Steven Goldstone Mgmt For Against Against 7 Elect William Harrison, Jr. Mgmt For Against Against 8 Elect Harry Jacobson Mgmt For For For 9 Elect William Kelley Mgmt For Against Against 10 Elect C. Robert Kidder Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For Against Against 12 Elect Carlos Represas Mgmt For For For 13 Elect Patricia Russo Mgmt For Against Against 14 Elect Thomas Shenk Mgmt For For For 15 Elect Anne Tatlock Mgmt For Against Against 16 Elect Craig Thompson Mgmt For For For 17 Elect Wendell Weeks Mgmt For For For 18 Elect Peter Wendell Mgmt For Against Against 19 Ratification of Auditor Mgmt For Against Against 20 Advisory Vote on Executive Mgmt For Against Against Compensation 21 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Metro Inc. Ticker Security ID: Meeting Date Meeting Status MRU CUSIP 59162N109 01/25/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Marc DeSerres Mgmt For For For 1.2 Elect Claude Dussault Mgmt For Withhold Against 1.3 Elect Serge Ferland Mgmt For For For 1.4 Elect Paule Gauthier Mgmt For For For 1.5 Elect Paul Gobeil Mgmt For For For 1.6 Elect Christian Haub Mgmt For Withhold Against 1.7 Elect Michel Labonte Mgmt For For For 1.8 Elect Eric La Fleche Mgmt For Withhold Against 1.9 Elect Pierre Lessard Mgmt For Withhold Against 1.10 Elect Marie-Jose Nadeau Mgmt For For For 1.11 Elect Christian Paupe Mgmt For For For 1.12 Elect Real Raymond Mgmt For For For 1.13 Elect Michael Rosicki Mgmt For For For 1.14 Elect John Tory Mgmt For For For 2 Appointment of Auditor Mgmt For For For
MetroPCS Communications, Inc. Ticker Security ID: Meeting Date Meeting Status PCS CUSIP 591708102 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Roger Linquist Mgmt For Withhold Against 1.2 Elect Arthur Patterson Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Motorola Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status MSI CUSIP 620076307 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gregory Brown Mgmt For Against Against 2 Elect William Bratton Mgmt For Against Against 3 Elect David Dorman Mgmt For Against Against 4 Elect Michael Hayden Mgmt For Against Against 5 Elect Vincent Intrieri Mgmt For Against Against 6 Elect Judy Lewent Mgmt For Against Against 7 Elect Samuel Scott III Mgmt For Against Against 8 Elect John White Mgmt For Against Against 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 11 Amendment to the Omnibus Incentive Mgmt For Against Against Plan of 2006 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHoldr Against For Against Review of Global Human Rights Standards
Motorola, Inc. Ticker Security ID: Meeting Date Meeting Status MOT CUSIP 620076109 11/29/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reverse Stock Split Mgmt For For For 2 Amendment to Certificate of Mgmt For For For Incorporation to Effect Reverse Stock Split
National Oilwell Varco, Inc. Ticker Security ID: Meeting Date Meeting Status NOV CUSIP 637071101 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Beauchamp Mgmt For Against Against 2 Elect Jefferey Smisek Mgmt For Against Against 3 Ratification of Auditor Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Repeal of Classified Board Mgmt For For For 7 Increase of Authorized Common Stock Mgmt For Against Against 8 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report
NetApp, Inc. Ticker Security ID: Meeting Date Meeting Status NTAP CUSIP 64110D104 08/31/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffry Allen Mgmt For Withhold Against 1.2 Elect Alan Earhart Mgmt For Withhold Against 1.3 Elect Thomas Georgens Mgmt For Withhold Against 1.4 Elect Gerald Held Mgmt For Withhold Against 1.5 Elect Nicholas Moore Mgmt For Withhold Against 1.6 Elect T. Michael Nevens Mgmt For Withhold Against 1.7 Elect George Shaheen Mgmt For Withhold Against 1.8 Elect Robert Wall Mgmt For Withhold Against 1.9 Elect Daniel Warmenhoven Mgmt For Withhold Against 2 Amendment to the 1999 Stock Option Mgmt For Against Against Plan 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For
New York Community Bancorp, Inc. Ticker Security ID: Meeting Date Meeting Status NYB CUSIP 649445103 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dominick Ciampa Mgmt For Withhold Against 1.2 Elect William Frederick Mgmt For Withhold Against 1.3 Elect Max Kupferberg Mgmt For Withhold Against 1.4 Elect Spiros Voutsinas Mgmt For Withhold Against 1.5 Elect Robert Wann Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Management Mgmt For For For Incentive Compensation Plan 4 Amendment to the 2006 Stock Mgmt For Against Against Incentive Plan 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Newfield Exploration Company Ticker Security ID: Meeting Date Meeting Status NFX CUSIP 651290108 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lee Boothby Mgmt For For For 2 Elect Philip Burguieres Mgmt For Against Against 3 Elect Pamela Gardner Mgmt For Against Against 4 Elect John Kemp III Mgmt For Against Against 5 Elect J. Michael Lacey Mgmt For For For 6 Elect Joseph Netherland Mgmt For Against Against 7 Elect Howard Newman Mgmt For Against Against 8 Elect Thomas Ricks Mgmt For For For 9 Elect Juanita Romans Mgmt For For For 10 Elect Charles Shultz Mgmt For For For 11 Elect J. Terry Strange Mgmt For For For 12 2011 Omnibus Stock Plan Mgmt For Against Against 13 Performance Goals for Performance Mgmt For Against Against Awards Under the 2011 Omnibus Stock Plan 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Nexen Inc. Ticker Security ID: Meeting Date Meeting Status NXY CUSIP 65334H102 04/27/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Berry Mgmt For Withhold Against 1.2 Elect Robert Bertram Mgmt For Withhold Against 1.3 Elect Dennis Flanagan Mgmt For Withhold Against 1.4 Elect S. Barry Jackson Mgmt For Withhold Against 1.5 Elect Kevin Jenkins Mgmt For Withhold Against 1.6 Elect A. Anne McLellan Mgmt For Withhold Against 1.7 Elect Eric Newell Mgmt For Withhold Against 1.8 Elect Thomas O'Neill Mgmt For Withhold Against 1.9 Elect Marvin Romanow Mgmt For Withhold Against 1.10 Elect Francis Saville Mgmt For Withhold Against 1.11 Elect John Willson Mgmt For Withhold Against 1.12 Elect Victor Zaleschuk Mgmt For Withhold Against 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Amendment to Shareholder Rights' Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For Against Against Compensation
NextEra Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NEE CUSIP 65339F101 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sherry Barrat Mgmt For Withhold Against 1.2 Elect Robert Beall II Mgmt For Withhold Against 1.3 Elect J. Hyatt Brown Mgmt For Withhold Against 1.4 Elect James Camaren Mgmt For Withhold Against 1.5 Elect Kenneth Dunn Mgmt For For For 1.6 Elect J. Brian Ferguson Mgmt For For For 1.7 Elect Lewis Hay III Mgmt For Withhold Against 1.8 Elect Toni Jennings Mgmt For Withhold Against 1.9 Elect Oliver Kingsley, Jr. Mgmt For For For 1.10 Elect Rudy Schupp Mgmt For Withhold Against 1.11 Elect William Swanson Mgmt For For For 1.12 Elect Michael Thaman Mgmt For For For 1.13 Elect Hansel Tookes II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Long Term Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
NII Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status NIHD CUSIP 62913F201 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Herington Mgmt For Withhold Against 1.2 Elect Rosendo Parra Mgmt For Withhold Against 1.3 Elect John Risner Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For Against Against
NIKE, Inc. Ticker Security ID: Meeting Date Meeting Status NKE CUSIP 654106103 09/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jill Conway Mgmt For For For 1.2 Elect Alan Graf, Jr. Mgmt For For For 1.3 Elect John Lechleiter Mgmt For For For 1.4 Elect Phyllis Wise Mgmt For For For 2 Amendment to the Executive Mgmt For For For Performance Sharing Plan 3 Amendment to the 1990 Stock Mgmt For Against Against Incentive Plan 4 Ratification of Auditor Mgmt For For For
NiSource, Inc. Ticker Security ID: Meeting Date Meeting Status NI CUSIP 65473P105 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Abdoo Mgmt For Against Against 2 Elect Steven Beering Mgmt For Against Against 3 Elect Mike Jesanis Mgmt For For For 4 Elect Marty Kittrell Mgmt For For For 5 Elect W. Lee Nutter Mgmt For Against Against 6 Elect Deborah Parker Mgmt For Against Against 7 Elect Ian Rolland Mgmt For For For 8 Elect Robert Skaggs, Jr. Mgmt For For For 9 Elect Richard Thompson Mgmt For For For 10 Elect Carolyn Woo Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Noble Corporation Ticker Security ID: Meeting Date Meeting Status NE CUSIP H5833N103 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lawrence Chazen Mgmt For Withhold Against 1.2 Elect Jon Marshall Mgmt For Withhold Against 1.3 Elect Mary Ricciardello Mgmt For Withhold Against 2 Accounts and Reports Mgmt For For For 3 Creation of Reserves Mgmt For For For 4 Cancellation of Treasury Shares Mgmt For For For 5 Increase of Authorized Capital Mgmt For Against Against 6 Reduction of Par Value; Capital Mgmt For For For Distribution 7 Appointment of Auditor Mgmt For Against Against 8 Discharge of the Board of Directors Mgmt For Against Against from Personal Liability 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Noble Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NBL CUSIP 655044105 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jeffrey Berenson Mgmt For Against Against 2 Elect Michael Cawley Mgmt For Against Against 3 Elect Edward Cox Mgmt For Against Against 4 Elect Charles Davidson Mgmt For Against Against 5 Elect Thomas Edelman Mgmt For Against Against 6 Elect Eric Grubman Mgmt For Against Against 7 Elect Kirby Hedrick Mgmt For Against Against 8 Elect Scott Urban Mgmt For Against Against 9 Elect William Van Kleef Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Amendment to the 1992 Stock Option Mgmt For For For and Restricted Stock Plan
Nordstrom, Inc. Ticker Security ID: Meeting Date Meeting Status JWN CUSIP 655664100 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Phyllis Campbell Mgmt For For For 2 Elect Michelle Ebanks Mgmt For For For 3 Elect Enrique Hernandez, Jr. Mgmt For For For 4 Elect Robert Miller Mgmt For For For 5 Elect Blake Nordstrom Mgmt For For For 6 Elect Erik Nordstrom Mgmt For For For 7 Elect Peter Nordstrom Mgmt For For For 8 Elect Philip Satre Mgmt For For For 9 Elect Felicia Thornton Mgmt For For For 10 Elect B. Kevin Turner Mgmt For For For 11 Elect Robert Walter Mgmt For For For 12 Elect Alison Winter Mgmt For For For 13 Amendment to the Employee Stock Mgmt For For For Purchase Plan 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Norfolk Southern Corp. Ticker Security ID: Meeting Date Meeting Status NSC CUSIP 655844 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gerald Baliles Mgmt For Abstain Against 2 Elect Erskine Bowles Mgmt For Against Against 3 Elect Karen Horn Mgmt For Against Against 4 Elect J. Paul Reason Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Northeast Utilities Ticker Security ID: Meeting Date Meeting Status NU CUSIP 664397106 03/04/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Change in Board Size Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For
Northeast Utilities Ticker Security ID: Meeting Date Meeting Status NU CUSIP 664397106 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Booth Mgmt For For For 1.2 Elect John Clarkeson Mgmt For For For 1.3 Elect Cotton Cleveland Mgmt For For For 1.4 Elect Sanford Cloud, Jr. Mgmt For For For 1.5 Elect John Graham Mgmt For For For 1.6 Elect Elizabeth Kennan Mgmt For For For 1.7 Elect Kenneth Leibler Mgmt For For For 1.8 Elect Robert Patricelli Mgmt For For For 1.9 Elect Charles Shivery Mgmt For For For 1.10 Elect John Swope Mgmt For For For 1.11 Elect Dennis Wraase Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Northern Trust Corporation Ticker Security ID: Meeting Date Meeting Status NTRS CUSIP 665859104 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Linda Bynoe Mgmt For For For 1.2 Elect Nicholas Chabraja Mgmt For Withhold Against 1.3 Elect Susan Crown Mgmt For Withhold Against 1.4 Elect Dipak Jain Mgmt For Withhold Against 1.5 Elect Robert Lane Mgmt For For For 1.6 Elect Robert McCormack Mgmt For Withhold Against 1.7 Elect Edward Mooney Mgmt For For For 1.8 Elect John Rowe Mgmt For Withhold Against 1.9 Elect Martin Slark Mgmt For Withhold Against 1.10 Elect David Smith, Jr. Mgmt For For For 1.11 Elect Enrique Sosa Mgmt For Withhold Against 1.12 Elect Charles Tribbett III Mgmt For For For 1.13 Elect Frederick Waddell Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
NRG Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NRG CUSIP 629377508 07/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kirbyjon Caldwell Mgmt For Against Against 2 Elect David Crane Mgmt For Against Against 3 Elect Stephen Cropper Mgmt For Against Against 4 Elect Kathleen McGinty Mgmt For Against Against 5 Elect Thomas Weidemeyer Mgmt For Against Against 6 Amendment to the Long-Term Incentive Mgmt For Against Against Plan 7 Ratification of Auditor Mgmt For For For
Nstar Ticker Security ID: Meeting Date Meeting Status NST CUSIP 67019E107 03/04/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Nucor Corp. Ticker Security ID: Meeting Date Meeting Status NUE CUSIP 670346 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Browning Mgmt For Withhold Against 1.2 Elect Victoria Haynes Mgmt For Withhold Against 1.3 Elect Christopher Kearney Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against COMPENSATION 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHoldr Against For Against Independent Board Chairman
NYSE Euronext Ticker Security ID: Meeting Date Meeting Status NYX CUSIP 629491101 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Andre Bergen Mgmt For For For 2 Elect Ellyn Brown Mgmt For For For 3 Elect Marshall Carter Mgmt For For For 4 Elect Dominique Cerutti Mgmt For For For 5 Elect Patricia Cloherty Mgmt For For For 6 Elect George Cox Mgmt For For For 7 Elect Sylvain Hefes Mgmt For For For 8 Elect Jan-Michiel Hessels Mgmt For For For 9 Elect Duncan McFarland Mgmt For Against Against 10 Elect James McNulty Mgmt For Against Against 11 Elect Duncan Niederauer Mgmt For For For 12 Elect Ricardo Espirito Santo Salgado Mgmt For Against Against 13 Elect Robert Scott Mgmt For For For 14 Elect Jackson Tai Mgmt For For For 15 Elect Rijnhard van Tets Mgmt For For For 16 Elect Brian Williamson Mgmt For Against Against 17 Ratification of Auditor Mgmt For For For 18 Amendment to Supermajority Mgmt For For For Requirement 19 Advisory Vote on Executive Mgmt For Against Against Compensation 20 Frequency of Advisory Vote on Mgmt N/A 1 Year N/A Executive Compensation 21 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 22 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
O'Reilly Automotive, Inc. Ticker Security ID: Meeting Date Meeting Status ORLY CUSIP 67103H107 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David O'Reilly Mgmt For Against Against 2 Elect Jay Burchfield Mgmt For Against Against 3 Elect Paul Lederer Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
Omnicom Group Inc. Ticker Security ID: Meeting Date Meeting Status OMC CUSIP 681919106 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Wren Mgmt For For For 2 Elect Bruce Crawford Mgmt For For For 3 Elect Alan Batkin Mgmt For Against Against 4 Elect Robert Clark Mgmt For For For 5 Elect Leonard Coleman, Jr. Mgmt For Against Against 6 Elect Errol Cook Mgmt For For For 7 Elect Susan Denison Mgmt For Against Against 8 Elect Michael Henning Mgmt For Against Against 9 Elect John Murphy Mgmt For For For 10 Elect John Purcell Mgmt For For For 11 Elect Linda Johnson Rice Mgmt For Against Against 12 Elect Gary Roubos Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Restoration of Written Consent Mgmt For For For 15 Elimination of Supermajority Mgmt For For For Requirement 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
ONEOK, Inc. Ticker Security ID: Meeting Date Meeting Status OKE CUSIP 682680103 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Day Mgmt For Against Against 2 Elect Julie Edwards Mgmt For For For 3 Elect William Ford Mgmt For For For 4 Elect John Gibson Mgmt For Against Against 5 Elect Bert Mackie Mgmt For Against Against 6 Elect Jim Mogg Mgmt For Against Against 7 Elect Pattye Moore Mgmt For For For 8 Elect Gary Parker Mgmt For Against Against 9 Elect Eduardo Rodriguez Mgmt For For For 10 Elect Gerald Smith Mgmt For Against Against 11 Elect David Tippeconnic Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Open Text Corporation Ticker Security ID: Meeting Date Meeting Status OTC CUSIP 683715106 12/02/2010 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect P. Thomas Jenkins Mgmt For For For 1.2 Elect John Shackleton Mgmt For For For 1.3 Elect Randy Fowlie Mgmt For For For 1.4 Elect Gail Hamilton Mgmt For For For 1.5 Elect Brian Jackman Mgmt For For For 1.6 Elect Stephen Sadler Mgmt For Withhold Against 1.7 Elect Michael Slaunwhite Mgmt For For For 1.8 Elect Katharine Stevenson Mgmt For For For 1.9 Elect Deborah Weinstein Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Continuation of Shareholder Rights' Mgmt For Against Against Plan 4 Amendments to By-laws Mgmt For For For
Owens-Illinois, Inc. Ticker Security ID: Meeting Date Meeting Status OI CUSIP 690768403 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Hellman Mgmt For Withhold Against 1.2 Elect Anastasia Kelly Mgmt For Withhold Against 1.3 Elect John McMackin, Jr. Mgmt For Withhold Against 1.4 Elect Hugh Roberts Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
PACCAR Inc Ticker Security ID: Meeting Date Meeting Status PCAR CUSIP 693718108 04/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Fluke, Jr. Mgmt For Withhold Against 1.2 Elect Kirk Hachigian Mgmt For Withhold Against 1.3 Elect Stephen Page Mgmt For Withhold Against 1.4 Elect Thomas Plimpton Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Amendment to the Long Term Incentive Mgmt For Against Against Plan 5 Amendment to the Senior Executive Mgmt For For For Yearly Incentive Compensation Plan 6 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 7 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Pacific Rubiales Energy Corp. Ticker Security ID: Meeting Date Meeting Status PRE CUSIP 69480U206 05/31/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Board Size Mgmt For For For 2.1 Elect Serafino Iacono Mgmt For Withhold Against 2.2 Elect Miguel de la Campa Mgmt For Withhold Against 2.3 Elect Ronald Pantin Mgmt For Withhold Against 2.4 Elect Jose Francisco Arata Mgmt For Withhold Against 2.5 Elect German Efromovich Mgmt For Withhold Against 2.6 Elect Neil Woodyer Mgmt For Withhold Against 2.7 Elect Augusto Lopez Mgmt For Withhold Against 2.8 Elect Miguel Rodriguez Mgmt For Withhold Against 2.9 Elect Donald Ford Mgmt For Withhold Against 2.10 Elect John Zaozirny Mgmt For Withhold Against 2.11 Elect Victor Rivera Mgmt For Withhold Against 2.12 Elect Hernan Martinez Mgmt For Withhold Against 3 Appointment of Auditor and Authority Mgmt For Withhold Against to Set Fees 4 Stock Option Plan Renewal Mgmt For Against Against
Pactiv Corporation Ticker Security ID: Meeting Date Meeting Status PTV CUSIP 695257105 11/15/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Pall Corporation Ticker Security ID: Meeting Date Meeting Status PLL CUSIP 696429307 12/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Amy Alving Mgmt For For For 2 Elect Daniel Carroll, Jr. Mgmt For Against Against 3 Elect Robert Coutts Mgmt For Against Against 4 Elect Cheryl Grise Mgmt For Against Against 5 Elect Ronald Hoffman Mgmt For Against Against 6 Elect Eric Krasnoff Mgmt For Against Against 7 Elect Dennis Longstreet Mgmt For For For 8 Elect Edwin Martin, Jr. Mgmt For Against Against 9 Elect Katharine Plourde Mgmt For Against Against 10 Elect Edward Snyder Mgmt For Against Against 11 Elect Edward Travaglianti Mgmt For Against Against 12 Ratification of Auditor Mgmt For Against Against 13 Allow Company to Deliver Proxy Mgmt For For For Materials via the Internet 14 Amendment to the Employee Stock Mgmt For For For Purchase Plan 15 Amendment to the Management Stock Mgmt For For For Purchase Plan
Partnerre Ltd. Ticker Security ID: Meeting Date Meeting Status PRE CUSIP G6852T105 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Judith Hanratty Mgmt For Withhold Against 1.2 Elect Costas Miranthis Mgmt For Withhold Against 1.3 Elect Remy Sautter Mgmt For Withhold Against 1.4 Elect Jurgen Zech Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Employee Mgmt For Against Against Equity Plan 4 Amendment to the Swiss Share Mgmt For Against Against Purchase Plan 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Penn West Petroleum Ltd. Ticker Security ID: Meeting Date Meeting Status PWT CUSIP 707887105 06/08/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Appointment of Auditor Mgmt For For For 2.1 Elect James Allard Mgmt For Withhold Against 2.2 Elect William Andrew Mgmt For Withhold Against 2.3 Elect George Brookman Mgmt For Withhold Against 2.4 Elect John Brussa Mgmt For Withhold Against 2.5 Elect Daryl Gilbert Mgmt For Withhold Against 2.6 Elect Shirley McClellan Mgmt For Withhold Against 2.7 Elect Murray Nunns Mgmt For Withhold Against 2.8 Elect Frank Potter Mgmt For Withhold Against 2.9 Elect Jack Schanck Mgmt For Withhold Against 2.10 Elect James Smith Mgmt For Withhold Against
Pentair, Inc. Ticker Security ID: Meeting Date Meeting Status PNR CUSIP 709631105 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Abi-Karam Mgmt For Against Against 2 Elect Jerry Burris Mgmt For Against Against 3 Elect Ronald Merriman Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For
People's United Financial, Inc. Ticker Security ID: Meeting Date Meeting Status PBCT CUSIP 712704105 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Barnes Mgmt For Withhold Against 1.2 Elect Collin Baron Mgmt For Withhold Against 1.3 Elect Richard Hoyt Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
PepsiCo, Inc. Ticker Security ID: Meeting Date Meeting Status PEP CUSIP 713448108 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Shona Brown Mgmt For Against Against 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For Against Against 5 Elect Ray Hunt Mgmt For Against Against 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For Against Against 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For Against Against 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For Against Against 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Adoption of Majority Vote for Mgmt For For For Election of Directors 17 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHoldr Against For Against Reviewing Political Contributions and Expenditures
Petrohawk Energy Corporation Ticker Security ID: Meeting Date Meeting Status HK CUSIP 716495106 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Floyd Wilson Mgmt For Withhold Against 1.2 Elect Gary Merriman Mgmt For Withhold Against 1.3 Elect Robert Stone, Jr. Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 2004 Employee Mgmt For Against Against Incentive Plan 5 Ratification of Auditor Mgmt For For For
Petsmart, Inc. Ticker Security ID: Meeting Date Meeting Status PETM CUSIP 716768106 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Angel Cabrera Mgmt For For For 2 Elect Philip Francis Mgmt For Against Against 3 Elect Rakesh Gangwal Mgmt For For For 4 Elect Gregory Josefowicz Mgmt For Against Against 5 Elect Richard Lochridge Mgmt For For For 6 Elect Robert Moran Mgmt For For For 7 Elect Barbara Munder Mgmt For For For 8 Elect Thomas Stemberg Mgmt For Against Against 9 Ratification of Auditor Mgmt For For For 10 2011 Equity Incentive Plan Mgmt For Against Against 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
PG&E Corporation Ticker Security ID: Meeting Date Meeting Status PCG CUSIP 69331C108 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Andrews Mgmt For For For 2 Elect Lewis Chew Mgmt For For For 3 Elect C. Lee Cox Mgmt For For For 4 Elect Peter Darbee Mgmt For For For 5 Elect Maryellen Herringer Mgmt For For For 6 Elect Roger Kimmel Mgmt For For For 7 Elect Richard Meserve Mgmt For For For 8 Elect Forrest Miller Mgmt For For For 9 Elect Rosendo Parra Mgmt For For For 10 Elect Barbara Rambo Mgmt For For For 11 Elect Barry Williams Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHoldr Against For Against Independent Board Chairman 16 Shareholder Proposal Regarding ShrHoldr Against Against For Removing Sexual Orientation from Anti-Bias Policy
Pitney Bowes Inc. Ticker Security ID: Meeting Date Meeting Status PBI CUSIP 724479100 05/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Rodney Adkins Mgmt For For For 2 Elect Murray Martin Mgmt For For For 3 Elect Michael Roth Mgmt For Against Against 4 Elect Robert Weissman Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement for Removal of Directors from Office 7 Elimination of Supermajority Mgmt For For For Requirement for Certain Business Combinations 8 Elimination of Supermajority Mgmt For For For Requirement for Alteration, Amendment, Adoption or Repeal of Certificate Provisions 9 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Alteration, Adoption, Amendment or Repeal 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Amendment to the Key Employees Mgmt For Against Against Incentive Plan 13 Amendment to the 2007 Stock Plan Mgmt For Against Against
Plains Exploration & Production Company Ticker Security ID: Meeting Date Meeting Status PXP CUSIP 726505100 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Flores Mgmt For Against Against 2 Elect Isaac Arnold, Jr. Mgmt For Against Against 3 Elect Alan Buckwalter, III Mgmt For Against Against 4 Elect Jerry Dees Mgmt For Against Against 5 Elect Tom Delimitros Mgmt For Against Against 6 Elect Thomas Fry, III Mgmt For Against Against 7 Elect Charles Groat Mgmt For Against Against 8 Elect John Lollar Mgmt For Against Against 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Potash Corporation of Saskatchewan Inc. Ticker Security ID: Meeting Date Meeting Status POT CUSIP 73755L107 05/12/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect William Doyle Mgmt For For For 1.3 Elect John Estey Mgmt For For For 1.4 Elect Charles Hoffman Mgmt For For For 1.5 Elect Dallas Howe Mgmt For For For 1.6 Elect Alice Laberge Mgmt For For For 1.7 Elect Keith Martell Mgmt For For For 1.8 Elect Jeffrey McCaig Mgmt For For For 1.9 Elect Mary Mogford Mgmt For For For 1.10 Elect Paul Schoenhals Mgmt For For For 1.11 Elect E. Robert Stromberg Mgmt For Withhold Against 1.12 Elect Elena Viyella de Paliza Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For 3 2011 Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation
PPL Corporation Ticker Security ID: Meeting Date Meeting Status PPL CUSIP 69351T106 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frederick Bernthal Mgmt For Withhold Against 1.2 Elect John Conway Mgmt For Withhold Against 1.3 Elect Steven Elliot Mgmt For Withhold Against 1.4 Elect Louise Goeser Mgmt For Withhold Against 1.5 Elect Stuart Graham Mgmt For Withhold Against 1.6 Elect Stuart Heydt Mgmt For Withhold Against 1.7 Elect James Miller Mgmt For Withhold Against 1.8 Elect Craig Rogerson Mgmt For Withhold Against 1.9 Elect Natica von Althann Mgmt For Withhold Against 1.10 Elect Keith Williamson Mgmt For Withhold Against 2 Short-term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For Against Against 4 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against COMPENSATION 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 7 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting
Praxair, Inc. Ticker Security ID: Meeting Date Meeting Status PX CUSIP 74005P104 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Oscar Bernardes Mgmt For For For 1.3 Elect Nance Dicciani Mgmt For Withhold Against 1.4 Elect Edward Galante Mgmt For Withhold Against 1.5 Elect Claire Gargalli Mgmt For For For 1.6 Elect Ira Hall Mgmt For For For 1.7 Elect Raymond LeBoeuf Mgmt For For For 1.8 Elect Larry McVay Mgmt For For For 1.9 Elect Wayne Smith Mgmt For For For 1.10 Elect Robert Wood Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Approval of Performance Goals Under Mgmt For For For the 162(m) Plan 5 Amendment to the 2009 Long-Term Mgmt For Against Against Incentive Plan 6 Ratification of Auditor Mgmt For For For
Pride International, Inc. Ticker Security ID: Meeting Date Meeting Status PDE CUSIP 74153Q102 05/31/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Principal Financial Group, Inc. Ticker Security ID: Meeting Date Meeting Status PFG CUSIP 74251V102 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Betsy Bernard Mgmt For Against Against 2 Elect Jocelyn Carter-Miller Mgmt For For For 3 Elect Gary Costley Mgmt For For For 4 Elect Dennis Ferro Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against COMPENSATION 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Ratification of Auditor Mgmt For For For
Prologis Ticker Security ID: Meeting Date Meeting Status PLD CUSIP 743410102 06/01/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
QEP Resources, Inc. Ticker Security ID: Meeting Date Meeting Status QEP CUSIP 74733V100 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Keith Rattie Mgmt For Withhold Against 1.2 Elect David Trice Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Transaction of Other Business Mgmt For Against Against
R.R. Donnelley & Sons Company Ticker Security ID: Meeting Date Meeting Status RRD CUSIP 257867101 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Thomas Quinlan, III Mgmt For For For 2 Elect Stephen Wolf Mgmt For Against Against 3 Elect Lee Chaden Mgmt For For For 4 Elect Judith Hamilton Mgmt For For For 5 Elect Susan Ivey Mgmt For For For 6 Elect Thomas Johnson Mgmt For Against Against 7 Elect John Pope Mgmt For For For 8 Elect Michael Riordan Mgmt For Against Against 9 Elect Oliver Sockwell Mgmt For For For 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding a ShrHoldr Against For Against Sustainable Procurement Report 14 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Political Expenditures 15 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Ralcorp Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status RAH CUSIP 751028101 01/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Benjamin Akande Mgmt For Withhold Against 1.2 Elect Jonathan Baum Mgmt For Withhold Against 1.3 Elect Kevin Hunt Mgmt For Withhold Against 1.4 Elect David Kemper Mgmt For Withhold Against 1.5 Elect David Wenzel Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Range Resources Corporation Ticker Security ID: Meeting Date Meeting Status RRC CUSIP 75281A109 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charles Blackburn Mgmt For Against Against 2 Elect Anthony Dub Mgmt For Against Against 3 Elect V. Richard Eales Mgmt For Against Against 4 Elect Allen Finkelson Mgmt For Against Against 5 Elect James Funk Mgmt For Against Against 6 Elect Jonathan Linker Mgmt For Against Against 7 Elect Kevin McCarthy Mgmt For Against Against 8 Elect John Pinkerton Mgmt For Against Against 9 Elect Jeffrey Ventura Mgmt For Against Against 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 12 Amendment to the 2005 Equity-Based Mgmt For Against Against Compensation Plan 13 Ratification of Auditor Mgmt For For For
Regency Centers Corporation Ticker Security ID: Meeting Date Meeting Status REG CUSIP 758849103 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Martin Stein, Jr. Mgmt For Withhold Against 1.2 Elect Raymond Bank Mgmt For Withhold Against 1.3 Elect C. Ronald Blankenship Mgmt For Withhold Against 1.4 Elect Alvin Carpenter Mgmt For Withhold Against 1.5 Elect J. Dix Druce Jr. Mgmt For Withhold Against 1.6 Elect Mary Lou Fiala Mgmt For Withhold Against 1.7 Elect Bruce Johnson Mgmt For Withhold Against 1.8 Elect Douglas Luke Mgmt For Withhold Against 1.9 Elect John Schweitzer Mgmt For Withhold Against 1.10 Elect Brian Smith Mgmt For Withhold Against 1.11 Elect Thomas Wattles Mgmt For For For 2 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 2011 Omnibus Incentive Plan Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For
Regions Financial Corporation Ticker Security ID: Meeting Date Meeting Status RF CUSIP 7591EP100 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Samuel Bartholomew, Jr. Mgmt For Against Against 2 Elect George Bryan Mgmt For For For 3 Elect Carolyn Hogan Byrd Mgmt For For For 4 Elect David Cooper, Sr. Mgmt For Against Against 5 Elect Earnest Deavenport, Jr. Mgmt For Against Against 6 Elect Don DeFosset Mgmt For For For 7 Elect Eric Fast Mgmt For Against Against 8 Elect O. B. Grayson Hall, Jr. Mgmt For Against Against 9 Elect Charles McCrary Mgmt For Against Against 10 Elect James Malone Mgmt For For For 11 Elect Susan Matlock Mgmt For For For 12 Elect John Maupin, Jr. Mgmt For For For 13 Elect John Roberts Mgmt For For For 14 Elect Lee Styslinger III Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report
Robert Half International Inc. Ticker Security ID: Meeting Date Meeting Status RHI CUSIP 770323103 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Andrew Berwick, Jr. Mgmt For Withhold Against 1.2 Elect Edward Gibbons Mgmt For Withhold Against 1.3 Elect Harold Messmer, Jr. Mgmt For Withhold Against 1.4 Elect Barbara Novogradac Mgmt For Withhold Against 1.5 Elect Robert Pace Mgmt For Withhold Against 1.6 Elect Fredrick Richman Mgmt For Withhold Against 1.7 Elect M. Keith Waddell Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Stock Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Rockwell Automation, Inc. Ticker Security ID: Meeting Date Meeting Status ROK CUSIP 773903109 02/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Donald Parfet Mgmt For Withhold Against 1.2 Elect Steven Kalmanson Mgmt For Withhold Against 1.3 Elect James Keane Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Roper Industries, Inc. Ticker Security ID: Meeting Date Meeting Status ROP CUSIP 776696106 06/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Wallman Mgmt For Withhold Against 1.2 Elect Christopher Wright Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Royal Bank Of Canada Ticker Security ID: Meeting Date Meeting Status RY CUSIP 780087102 03/03/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect W. Geoffrey Beattie Mgmt For Withhold Against 1.2 Elect John Ferguson Mgmt For For For 1.3 Elect Paule Gauthier Mgmt For For For 1.4 Elect Tim Hearn Mgmt For For For 1.5 Elect Alice Laberge Mgmt For For For 1.6 Elect Jacques Lamarre Mgmt For For For 1.7 Elect Brandt Louie Mgmt For For For 1.8 Elect Michael McCain Mgmt For Withhold Against 1.9 Elect Gordon Nixon Mgmt For For For 1.10 Elect David O'Brien Mgmt For Withhold Against 1.11 Elect J. Pedro Reinhard Mgmt For For For 1.12 Elect Edward Sonshine Mgmt For Withhold Against 1.13 Elect Kathleen Taylor Mgmt For For For 1.14 Elect Victor Young Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Shareholder Proposal Regarding Mgmt Against For Against Critical Mass of Qualified Women on the Board 5 Shareholder Proposal Regarding Pay Mgmt Against Against For Ratios 6 Shareholder Proposal Regarding Mgmt Against Against For Abolition of Subsidiaries and Branches in Tax Havens 7 Shareholder Proposal Regarding Mgmt Against Against For Additional Information Regarding Peer Comparisons of Compensation
salesforce.com, inc. Ticker Security ID: Meeting Date Meeting Status CRM CUSIP 79466L302 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marc Benioff Mgmt For Against Against 2 Elect Craig Conway Mgmt For Against Against 3 Elect Alan Hassenfeld Mgmt For Against Against 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Saputo Inc. Ticker Security ID: Meeting Date Meeting Status SAP CUSIP 802912105 08/03/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Emanuele Saputo Mgmt For For For 1.2 Elect Lino A. Saputo, Jr. Mgmt For For For 1.3 Elect Andre Berard Mgmt For Withhold Against 1.4 Elect Lucien Bouchard Mgmt For Withhold Against 1.5 Elect Pierre Bourgie Mgmt For Withhold Against 1.6 Elect Frank Dottori Mgmt For For For 1.7 Elect Anthony Fata Mgmt For For For 1.8 Elect Jean Gaulin Mgmt For Withhold Against 1.9 Elect Tony Meti Mgmt For For For 1.10 Elect Caterina Monticciolo Mgmt For For For 1.11 Elect Patricia Saputo Mgmt For For For 1.12 Elect Louis Tanguay Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For Withhold Against to Set Fees
Sara Lee Corporation Ticker Security ID: Meeting Date Meeting Status SLE CUSIP 803111103 10/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Christopher Begley Mgmt For For For 2 Elect Crandall Bowles Mgmt For For For 3 Elect Virgis Colbert Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect Laurette Koellner Mgmt For For For 6 Elect Cornelis van Lede Mgmt For For For 7 Elect John McAdam Mgmt For For For 8 Elect Ian Prosser Mgmt For For For 9 Elect Norman Sorensen Mgmt For For For 10 Elect Jeffrey Ubben Mgmt For For For 11 Elect Jonathan Ward Mgmt For For For 12 Ratification of Auditor Mgmt For For For
SBA Communications Corporation Ticker Security ID: Meeting Date Meeting Status SBAC CUSIP 78388J106 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Bernstein Mgmt For Withhold Against 1.2 Elect Duncan Cocroft Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Amendment to the 2008 Employee Stock Mgmt For For For Purchase Plan
SCANA Corporation Ticker Security ID: Meeting Date Meeting Status SCG CUSIP 80589M102 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bill Amick Mgmt For Withhold Against 1.2 Elect Sharon Decker Mgmt For Withhold Against 1.3 Elect D. Maybank Hagood Mgmt For Withhold Against 1.4 Elect William Timmerman Mgmt For Withhold Against 1.5 Elect Kevin Marsh Mgmt For Withhold Against 2 Amendment to the Director Mgmt For For For Compensation and Deferral Plan 3 Increase of Authorized Common Stock Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Sealed Air Corporation Ticker Security ID: Meeting Date Meeting Status SEE CUSIP 81211K100 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Hank Brown Mgmt For Against Against 2 Elect Michael Chu Mgmt For Against Against 3 Elect Lawrence Codey Mgmt For Against Against 4 Elect Patrick Duff Mgmt For Against Against 5 Elect T. J. Dermot Dunphy Mgmt For Against Against 6 Elect William Hickey Mgmt For Against Against 7 Elect Jacqueline Kosecoff Mgmt For Against Against 8 Elect Kenneth Manning Mgmt For Against Against 9 Elect William Marino Mgmt For Against Against 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Amendment to the 2005 Contingent Mgmt For Against Against Stock Plan 13 Amendment to the 2002 Stock Plan for Mgmt For For For Non-Employee Directors 14 Ratification of Auditor Mgmt For For For
SEI Investments Company Ticker Security ID: Meeting Date Meeting Status SEIC CUSIP 784117103 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kathryn McCarthy Mgmt For Against Against 2 Elect Sarah Blumenstein Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For
Sempra Energy Ticker Security ID: Meeting Date Meeting Status SRE CUSIP 816851109 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alan Boeckmann Mgmt For Against Against 2 Elect James Brocksmith, Jr. Mgmt For Against Against 3 Elect Donald Felsinger Mgmt For Against Against 4 Elect Wilford Godbold, Jr. Mgmt For Against Against 5 Elect William Jones Mgmt For Against Against 6 Elect William Ouchi Mgmt For Against Against 7 Elect Carlos Ruiz Sacristan Mgmt For Against Against 8 Elect William Rusnack Mgmt For Against Against 9 Elect William Rutledge Mgmt For Against Against 10 Elect Lynn Schenk Mgmt For Against Against 11 Elect Neal Schmale Mgmt For Against Against 12 Elect Luis Tellez Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 17 Shareholder Proposal Regarding ShrHoldr Against For Against Supplemental Executive Retirement Plans 18 Shareholder Proposal Regarding ShrHoldr Against For Against Linking Executive Pay to Sustainability
Southwest Airlines Co. Ticker Security ID: Meeting Date Meeting Status LUV CUSIP 844741108 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Biegler Mgmt For Against Against 2 Elect Douglas Brooks Mgmt For Against Against 3 Elect William Cunningham Mgmt For Against Against 4 Elect John Denison Mgmt For Against Against 5 Elect Gary Kelly Mgmt For Against Against 6 Elect Nancy Loeffler Mgmt For Against Against 7 Elect John Montford Mgmt For Against Against 8 Elect Thomas Nealon Mgmt For Against Against 9 Elect Daniel Villanueva Mgmt For Against Against 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Southwestern Energy Company Ticker Security ID: Meeting Date Meeting Status SWN CUSIP 845467109 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lewis Epley, Jr. Mgmt For Against Against 2 Elect Robert Howard Mgmt For Against Against 3 Elect Greg Kerley Mgmt For Against Against 4 Elect Harold Korell Mgmt For Against Against 5 Elect Vello Kuuskraa Mgmt For Against Against 6 Elect Kenneth Mourton Mgmt For Against Against 7 Elect Steven Mueller Mgmt For Against Against 8 Elect Charles Scharlau Mgmt For Against Against 9 Elect Alan Stevens Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Amendment to the Bylaws to Reduce Mgmt For For For the Ownership Threshold for Shareholders to Call a Special Meeting 14 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report
Spectra Energy Corp Ticker Security ID: Meeting Date Meeting Status SE CUSIP 847560109 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Esrey Mgmt For Withhold Against 1.2 Elect Gregory Ebel Mgmt For Withhold Against 1.3 Elect Austin Adams Mgmt For Withhold Against 1.4 Elect Paul Anderson Mgmt For Withhold Against 1.5 Elect Pamela Carter Mgmt For Withhold Against 1.6 Elect F. Anthony Comper Mgmt For Withhold Against 1.7 Elect Peter Hamilton Mgmt For Withhold Against 1.8 Elect Dennis Hendrix Mgmt For Withhold Against 1.9 Elect Michael McShane Mgmt For Withhold Against 1.10 Elect Joseph Netherland Mgmt For Withhold Against 1.11 Elect Michael Phelps Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Long-Term Mgmt For Against Against Incentive PLan 4 Amendment to the Executive Mgmt For For For Short-Term Incentive Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Sprint Nextel Corporation Ticker Security ID: Meeting Date Meeting Status S CUSIP 852061100 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Bennett Mgmt For Against Against 2 Elect Gordon Bethune Mgmt For Against Against 3 Elect Larry Glasscock Mgmt For Against Against 4 Elect James Hance, Jr. Mgmt For Against Against 5 Elect Daniel Hesse Mgmt For Against Against 6 Elect Janet Hill Mgmt For Against Against 7 Elect Frank Ianna Mgmt For Against Against 8 Elect Sven-Christer Nilsson Mgmt For Against Against 9 Elect William Nuti Mgmt For Against Against 10 Elect Rodney O'Neal Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report 15 Shareholder Proposal Regarding ShrHoldr Against For Against Restricting Executive Compensation 16 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority
SPX Corporation Ticker Security ID: Meeting Date Meeting Status SPW CUSIP 784635104 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect J. Kermit Campbell Mgmt For Against Against 2 Elect Emerson Fullwood Mgmt For Against Against 3 Elect Michael Mancuso Mgmt For Against Against 4 Elect Terry Lisenby Mgmt For Against Against 5 Amendment to the 2002 Stock Mgmt For Against Against Compensation Plan 6 Executive Annual Bonus Plan Mgmt For Against Against 7 Advisory Vote on Executive Mgmt For Against Against Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For
Starbucks Corporation Ticker Security ID: Meeting Date Meeting Status SBUX CUSIP 855244109 03/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Howard Schultz Mgmt For For For 2 Elect William Bradley Mgmt For For For 3 Elect Mellody Hobson Mgmt For For For 4 Elect Kevin Johnson Mgmt For Against Against 5 Elect Olden Lee Mgmt For Against Against 6 Elect Sheryl Sandberg Mgmt For For For 7 Elect James Shennan, Jr. Mgmt For Against Against 8 Elect Javier Teruel Mgmt For Against Against 9 Elect Myron Ullman III Mgmt For Against Against 10 Elect Craig Weatherup Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Approval of Revised Performance Mgmt For Against Against Criteria Under the 2005 Long-Term Equity Incentive Plan 14 Amendment to the 2005 Long-Term Mgmt For Against Against Equity Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against RECYCLING STRATEGY FOR BEVERAGE CONTAINERS
Starwood Hotels & Resorts Worldwide, Inc. Ticker Security ID: Meeting Date Meeting Status HOT CUSIP 85590A401 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Adam Aron Mgmt For Withhold Against 1.2 Elect Charlene Barshefsky Mgmt For For For 1.3 Elect Thomas Clarke Mgmt For Withhold Against 1.4 Elect Clayton Daley, Jr. Mgmt For Withhold Against 1.5 Elect Bruce Duncan Mgmt For For For 1.6 Elect Lizanne Galbreath Mgmt For For For 1.7 Elect Eric Hippeau Mgmt For For For 1.8 Elect Stephen Quazzo Mgmt For For For 1.9 Elect Thomas Ryder Mgmt For Withhold Against 1.10 Elect Frits van Paasschen Mgmt For For For 1.11 Elect Kneeland Youngblood Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
State Street Corporation Ticker Security ID: Meeting Date Meeting Status STT CUSIP 857477103 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kennett Burnes Mgmt For For For 2 Elect Peter Coym Mgmt For For For 3 Elect Patrick de Saint-Aignan Mgmt For For For 4 Elect Amelia Fawcett Mgmt For For For 5 Elect David Gruber Mgmt For For For 6 Elect Linda Hill Mgmt For For For 7 Elect Joseph Hooley Mgmt For For For 8 Elect Robert Kaplan Mgmt For For For 9 Elect Charles LaMantia Mgmt For For For 10 Elect Richard Sergel Mgmt For For For 11 Elect Ronald Skates Mgmt For For For 12 Elect Gregory Summe Mgmt For For For 13 Elect Robert Weissman Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 2011 Senior Executive Annual Mgmt For For For Incentive Plan 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report
Suncor Energy Inc. Ticker Security ID: Meeting Date Meeting Status SU CUSIP 867224107 05/03/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mel Benson Mgmt For For For 1.2 Elect Dominic D'Alessandro Mgmt For For For 1.3 Elect John Ferguson Mgmt For For For 1.4 Elect W. Douglas Ford Mgmt For For For 1.5 Elect Richard George Mgmt For For For 1.6 Elect Paul Haseldonckx Mgmt For For For 1.7 Elect John Huff Mgmt For For For 1.8 Elect Jacques Lamarre Mgmt For For For 1.9 Elect Brian MacNeill Mgmt For Withhold Against 1.10 Elect Maureen McCaw Mgmt For For For 1.11 Elect Michael O'Brien Mgmt For For For 1.12 Elect James Simpson Mgmt For For For 1.13 Elect Eira Thomas Mgmt For Withhold Against 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
Sunoco, Inc. Ticker Security ID: Meeting Date Meeting Status SUN CUSIP 86764P109 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Chris Casciato Mgmt For Withhold Against 1.2 Elect Gary Edwards Mgmt For For For 1.3 Elect Lynn Elsenhans Mgmt For For For 1.4 Elect Ursula Fairbairn Mgmt For Withhold Against 1.5 Elect John Jones, III Mgmt For Withhold Against 1.6 Elect James Kaiser Mgmt For Withhold Against 1.7 Elect John Rowe Mgmt For Withhold Against 1.8 Elect John Wulff Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against For Against Compensation in the Event of a Change in Control
Suntrust Banks, Inc. Ticker Security ID: Meeting Date Meeting Status STI CUSIP 867914103 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Beall II Mgmt For For For 2 Elect Alston Correll Mgmt For For For 3 Elect Jeffrey Crowe Mgmt For For For 4 Elect Blake Garrett, Jr. Mgmt For For For 5 Elect David Hughes Mgmt For For For 6 Elect M. Douglas Ivester Mgmt For For For 7 Elect J. Hicks Lanier Mgmt For Against Against 8 Elect Kyle Legg Mgmt For For For 9 Elect William Linnenbringer Mgmt For For For 10 Elect G. Gilmer Minor III Mgmt For Against Against 11 Elect Frank Royal Mgmt For For For 12 Elect Thomas Watjen Mgmt For For For 13 Elect James Wells III Mgmt For For For 14 Elect Phail Wynn, Jr. Mgmt For For For 15 Amendment to 2009 Stock Plan Mgmt For Against Against 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For Against Against Compensation 18 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 19 Shareholder Proposal Regarding ShrHoldr Against For Against Sustainability Report
Sysco Corporation Ticker Security ID: Meeting Date Meeting Status SYY CUSIP 871829107 11/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Cassaday Mgmt For Against Against 2 Elect Manuel Fernandez Mgmt For Against Against 3 Elect Hans-Joachim Korber Mgmt For Against Against 4 Elect Jackie Ward Mgmt For Against Against 5 Amendment to the 1974 Employees' Mgmt For For For Stock Purchase Plan 6 Ratification of Auditor Mgmt For Against Against
T. Rowe Price Group, Inc. Ticker Security ID: Meeting Date Meeting Status TROW CUSIP 74144T108 04/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edward C. Bernard Mgmt For Against Against 2 Elect James T. Brady Mgmt For Against Against 3 Elect J. Alfred Broaddus, Jr. Mgmt For Against Against 4 Elect Donald B. Hebb, Jr. Mgmt For Against Against 5 Elect James A.C. Kennedy Mgmt For Against Against 6 Elect Robert F. MacLellan Mgmt For Against Against 7 Elect Brian C. Rogers Mgmt For Against Against 8 Elect Dr. Alfred Sommer Mgmt For Against Against 9 Elect Dwight S. Taylor Mgmt For Against Against 10 Elect Anne Marie Whittemore Mgmt For Against Against 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For Against Against
Talisman Energy Inc. Ticker Security ID: Meeting Date Meeting Status TLM CUSIP 87425E103 05/04/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Christiane Bergevin Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect William Dalton Mgmt For For For 1.4 Elect Kevin Dunne Mgmt For For For 1.5 Elect Harold Kvisle Mgmt For For For 1.6 Elect John Manzoni Mgmt For For For 1.7 Elect Lisa Stewart Mgmt For For For 1.8 Elect Peter Tomsett Mgmt For For For 1.9 Elect Charles Williamson Mgmt For For For 1.10 Elect Charles Winograd Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Amendment to Shareholder Rights' Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation
Target Corporation Ticker Security ID: Meeting Date Meeting Status TGT CUSIP 87612E106 06/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Roxanne Austin Mgmt For For For 2 Elect Calvin Darden Mgmt For Against Against 3 Elect Mary Dillon Mgmt For Against Against 4 Elect James Johnson Mgmt For Against Against 5 Elect Mary Minnick Mgmt For For For 6 Elect Anne Mulcahy Mgmt For For For 7 Elect Derica Rice Mgmt For For For 8 Elect Stephen Sanger Mgmt For Against Against 9 Elect Gregg Steinhafel Mgmt For For For 10 Elect John Stumpf Mgmt For Against Against 11 Elect Solomon Trujillo Mgmt For For For 12 Ratification of Auditor Mgmt For Against Against 13 2011 Long-Term Incentive Plan Mgmt For Against Against 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHoldr Against For Against Compensation Benchmarking 17 Shareholder Proposal Regarding ShrHoldr Against For Against Report on Electronic Waste
Teck Resources Limited Ticker Security ID: Meeting Date Meeting Status TCK CUSIP 878742204 04/20/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ichiro Abe Mgmt For For For 1.2 Elect Mayank Ashar Mgmt For For For 1.3 Elect J. Brian Aune Mgmt For Withhold Against 1.4 Elect Jalynn Bennett Mgmt For Withhold Against 1.5 Elect Hugh Bolton Mgmt For For For 1.6 Elect Felix Chee Mgmt For For For 1.7 Elect Jack Cockwell Mgmt For For For 1.8 Elect Norman Keevil Mgmt For For For 1.9 Elect Norman Keevil III Mgmt For For For 1.10 Elect Takashi Kuriyama Mgmt For For For 1.11 Elect Donald Lindsay Mgmt For For For 1.12 Elect Janice Rennie Mgmt For Withhold Against 1.13 Elect Warren Seyffert Mgmt For Withhold Against 1.14 Elect Christopher Thompson Mgmt For Withhold Against 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For Against Against Compensation
Telephone & Data Systems, Inc. Ticker Security ID: Meeting Date Meeting Status TDS CUSIP 879433100 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Clarence Davis Mgmt For Withhold Against 1.2 Elect Christopher O'Leary Mgmt For Withhold Against 1.3 Elect Gary Sugarman Mgmt For Withhold Against 1.4 Elect Herbert Wander Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against For Against Recapitalization
Texas Instruments Incorporated Ticker Security ID: Meeting Date Meeting Status TXN CUSIP 882508104 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect Daniel Carp Mgmt For For For 3 Elect Carrie Cox Mgmt For Against Against 4 Elect Stephen MacMillan Mgmt For Against Against 5 Elect Pamela Patsley Mgmt For Against Against 6 Elect Robert Sanchez Mgmt For For For 7 Elect Wayne Sanders Mgmt For For For 8 Elect Ruth Simmons Mgmt For Against Against 9 Elect Richard Templeton Mgmt For Against Against 10 Elect Christine Whitman Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 13 Ratification of Auditor Mgmt For For For
The Bank of New York Mellon Corporation Ticker Security ID: Meeting Date Meeting Status BK CUSIP 064058100 04/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ruth Bruch Mgmt For Against Against 2 Elect Nicholas Donofrio Mgmt For Against Against 3 Elect Gerald Hassell Mgmt For Against Against 4 Elect Edmund Kelly Mgmt For Against Against 5 Elect Robert Kelly Mgmt For Against Against 6 Elect Richard Kogan Mgmt For Against Against 7 Elect Michael Kowalski Mgmt For Against Against 8 Elect John Luke, Jr. Mgmt For Against Against 9 Elect Mark Nordenberg Mgmt For Against Against 10 Elect Catherine Rein Mgmt For Against Against 11 Elect William Richardson Mgmt For Against Against 12 Elect Samuel Scott III Mgmt For Against Against 13 Elect John Surma Mgmt For Against Against 14 Elect Wesley von Schack Mgmt For Against Against 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Amendment to the Long-Term Incentive Mgmt For Against Against Plan 18 Amendment to the Executive Incentive Mgmt For Against Against Compensation Plan 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal Regarding ShrHoldr Against For Against Cumulative Voting
The Bank of Nova Scotia Ticker Security ID: Meeting Date Meeting Status BNS CUSIP 064149107 04/05/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Brenneman Mgmt For For For 1.2 Elect C.J. Chen Mgmt For For For 1.3 Elect David Dodge Mgmt For For For 1.4 Elect N. Ashleigh Everett Mgmt For Withhold Against 1.5 Elect John Kerr Mgmt For For For 1.6 Elect Michael Kirby Mgmt For For For 1.7 Elect John Mayberry Mgmt For For For 1.8 Elect Thomas O'Neill Mgmt For For For 1.9 Elect Alexis E. Rovzar de la Torre Mgmt For For For 1.10 Elect Indira Samarasekera Mgmt For For For 1.11 Elect Allan Shaw Mgmt For For For 1.12 Elect Paul Sobey Mgmt For Withhold Against 1.13 Elect Barbara Thomas Mgmt For For For 1.14 Elect Richard Waugh Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Amendment to By-Law Regarding Mgmt For For For Director Retirement Age 4 Amendment to the Stock Option Plan Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Shareholder Proposal Regarding Mgmt Against For Against Critical Mass of Women on Board 7 Shareholder Proposal Regarding Pay Mgmt Against Against For Ratios 8 Shareholder Proposal Regarding Mgmt Against Against For Abolition of Subsidiaries and Branches in Tax Havens 9 Shareholder Proposal Regarding Mgmt Against Against For Additional Information on the Comparison of Compensation with Peers 10 Shareholder Proposal Regarding Mgmt Against For Against Demonstration of Pay for Performance
The Charles Schwab Corporation Ticker Security ID: Meeting Date Meeting Status SCHW CUSIP 808513105 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Frank Herringer Mgmt For Against Against 2 Elect Stephen McLin Mgmt For Against Against 3 Elect Charles Schwab Mgmt For Against Against 4 Elect Roger Walther Mgmt For Against Against 5 Elect Robert Wilson Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For 7 Amendment to the 2004 Stock Mgmt For Against Against Incentive Plan 8 Advisory Vote on Executive Mgmt For Against Against Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 10 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report 11 Shareholder Proposal Regarding ShrHoldr Abstain For Against Declassification of the Board
The Chubb Corporation Ticker Security ID: Meeting Date Meeting Status CB CUSIP 171232101 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Zoe Baird Mgmt For For For 2 Elect Sheila Burke Mgmt For For For 3 Elect James Cash, Jr. Mgmt For For For 4 Elect John Finnegan Mgmt For For For 5 Elect Lawrence Kellner Mgmt For For For 6 Elect Martin McGuinn Mgmt For For For 7 Elect Lawrence Small Mgmt For For For 8 Elect Jess Soderberg Mgmt For For For 9 Elect Daniel Somers Mgmt For For For 10 Elect James Zimmerman Mgmt For For For 11 Elect Alfred Zollar Mgmt For For For 12 2011 Annual Incentive Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
The Clorox Company Ticker Security ID: Meeting Date Meeting Status CLX CUSIP 189054109 11/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Daniel Boggan, Jr. Mgmt For For For 2 Elect Richard Carmona Mgmt For Against Against 3 Elect Tully Friedman Mgmt For Against Against 4 Elect George Harad Mgmt For Against Against 5 Elect Donald Knauss Mgmt For Against Against 6 Elect Robert Matschullat Mgmt For Against Against 7 Elect Gary Michael Mgmt For Against Against 8 Elect Edward Mueller Mgmt For Against Against 9 Elect Jan Murley Mgmt For For For 10 Elect Pamela Thomas-Graham Mgmt For For For 11 Elect Carolyn Ticknor Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Approval of the Material Terms of Mgmt For Against Against the Performance Goals under the 2005 Stock Incentive Plan 14 Approval of the Material Terms of Mgmt For For For the Performance Goals under the Executive Incentive Compensation Plan 15 Shareholder Proposal Regarding ShrHoldr Against For Against Independent Board Chairman
The Dun & Bradstreet Corporation Ticker Security ID: Meeting Date Meeting Status DNB CUSIP 26483E100 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Naomi Seligman Mgmt For For For 2 Elect Michael Winkler Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Amendment to the Covered Employee Mgmt For Against Against Incentive Plan 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Elimination of Supermajority Mgmt For For For Requirement 8 Repeal of Classified Board Mgmt For For For
The Estee Lauder Companies Inc. Ticker Security ID: Meeting Date Meeting Status EL CUSIP 518439104 11/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Aerin Lauder Mgmt For Withhold Against 1.2 Elect William Lauder Mgmt For Withhold Against 1.3 Elect Lynn Forester de Rothschild Mgmt For Withhold Against 1.4 Elect Richard Parsons Mgmt For Withhold Against 1.5 Elect Richard Zannino Mgmt For Withhold Against 2 Amendment to the 2002 Share Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For
The Gap, Inc. Ticker Security ID: Meeting Date Meeting Status GPS CUSIP 364760108 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Adrian Bellamy Mgmt For Withhold Against 1.2 Elect Domenico De Sole Mgmt For Withhold Against 1.3 Elect Robert Fisher Mgmt For Withhold Against 1.4 Elect William Fisher Mgmt For Withhold Against 1.5 Elect Bob Martin Mgmt For Withhold Against 1.6 Elect Jorge Montoya Mgmt For Withhold Against 1.7 Elect Glenn Murphy Mgmt For Withhold Against 1.8 Elect Mayo Shattuck III Mgmt For Withhold Against 1.9 Elect Katherine Tsang Mgmt For Withhold Against 1.10 Elect Kneeland Youngblood Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Long-Term Mgmt For Against Against Incentive Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
The Kroger Co. Ticker Security ID: Meeting Date Meeting Status KR CUSIP 501044101 06/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Reuben Anderson Mgmt For For For 2 Elect Robert Beyer Mgmt For Against Against 3 Elect David Dillon Mgmt For For For 4 Elect Susan Kropf Mgmt For For For 5 Elect John LaMacchia Mgmt For Against Against 6 Elect David Lewis Mgmt For For For 7 Elect W. Rodney McMullen Mgmt For For For 8 Elect Jorge Montoya Mgmt For Against Against 9 Elect Clyde Moore Mgmt For Against Against 10 Elect Susan Phillips Mgmt For For For 11 Elect Steven Rogel Mgmt For For For 12 Elect James Runde Mgmt For Against Against 13 Elect Ronald Sargent Mgmt For Against Against 14 Elect Bobby Shackouls Mgmt For Against Against 15 2011 Long-Term Incentive and Cash Mgmt For Against Against Bonus Plan 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 18 Ratification of Auditor Mgmt For For For 19 Shareholder Proposal Regarding ILO ShrHoldr Against For Against Conventions
The Macerich Company Ticker Security ID: Meeting Date Meeting Status MAC CUSIP 554382101 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Douglas Abbey Mgmt For Against Against 2 Elect Dana Anderson Mgmt For Against Against 3 Elect Arthur Coppola Mgmt For Against Against 4 Elect Edward Coppola Mgmt For Against Against 5 Elect James Cownie Mgmt For Against Against 6 Elect Fred Hubbell Mgmt For Against Against 7 Elect Diana Laing Mgmt For Against Against 8 Elect Stanley Moore Mgmt For Against Against 9 Elect Mason Ross Mgmt For Against Against 10 Elect William Sexton Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
The NASDAQ OMX Group, Inc. Ticker Security ID: Meeting Date Meeting Status NDAQ CUSIP 631103108 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Urban Backstrom Mgmt For Against Against 2 Elect H. Furlong Baldwin Mgmt For Against Against 3 Elect Michael Casey Mgmt For Against Against 4 Elect Borje Ekholm Mgmt For Against Against 5 Elect Lon Gorman Mgmt For Against Against 6 Elect Robert Greifeld Mgmt For Against Against 7 Elect Glenn Hutchins Mgmt For Against Against 8 Elect Birgitta Kantola Mgmt For Against Against 9 Elect Essa Kazim Mgmt For Against Against 10 Elect John Markese Mgmt For Against Against 11 Elect Hans Nielsen Mgmt For Against Against 12 Elect Thomas O'Neill Mgmt For Against Against 13 Elect James Riepe Mgmt For Against Against 14 Elect Michael Splinter Mgmt For Against Against 15 Elect Lars Wedenborn Mgmt For Against Against 16 Elect Deborah Wince-Smith Mgmt For Against Against 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
The PNC Financial Services Group, Inc. Ticker Security ID: Meeting Date Meeting Status PNC CUSIP 693475105 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Berndt Mgmt For For For 2 Elect Charles Bunch Mgmt For Against Against 3 Elect Paul Chellgren Mgmt For Against Against 4 Elect Kay James Mgmt For Against Against 5 Elect Richard Kelson Mgmt For Against Against 6 Elect Bruce Lindsay Mgmt For For For 7 Elect Anthony Massaro Mgmt For For For 8 Elect Jane Pepper Mgmt For For For 9 Elect James Rohr Mgmt For Against Against 10 Elect Donald Shepard Mgmt For For For 11 Elect Lorene Steffes Mgmt For For For 12 Elect Dennis Strigl Mgmt For Against Against 13 Elect Thomas Usher Mgmt For Against Against 14 Elect George Walls, Jr. Mgmt For For For 15 Elect Helge Wehmeier Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the 2006 Incentive Mgmt For Against Against Award Plan 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
The Progressive Corporation Ticker Security ID: Meeting Date Meeting Status PGR CUSIP 743315103 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stuart Burgdoerfer Mgmt For Against Against 2 Elect Charles Davis Mgmt For Against Against 3 Amendment to Code of Regulations Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For
The Toronto-Dominion Bank Ticker Security ID: Meeting Date Meeting Status TD CUSIP 891160509 03/31/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Bennett Mgmt For For For 1.2 Elect Hugh Bolton Mgmt For For For 1.3 Elect John Bragg Mgmt For For For 1.4 Elect Amy Woods Brinkley Mgmt For For For 1.5 Elect W. Edmund Clark Mgmt For For For 1.6 Elect Wendy Dobson Mgmt For For For 1.7 Elect Henry Ketcham Mgmt For For For 1.8 Elect Pierre Lessard Mgmt For Withhold Against 1.9 Elect Brian Levitt Mgmt For Withhold Against 1.10 Elect Harold MacKay Mgmt For For For 1.11 Elect Irene Miller Mgmt For For For 1.12 Elect Nadir Mohamed Mgmt For For For 1.13 Elect W. J. Prezzano Mgmt For For For 1.14 Elect Helen Sinclair Mgmt For For For 1.15 Elect Carole Taylor Mgmt For For For 1.16 Elect John Thompson Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Shareholder Proposal Regarding Mgmt Against For Against Critical Mass of Women on the Board 5 Shareholder Proposal Regarding Pay Mgmt Against Against For Ratios 6 Shareholder Proposal Regarding Mgmt Against Against For Abolition of Subsidiaries and Branches in Tax Havens 7 Shareholder Proposal Regarding Mgmt Against Against For Retention of Shares After Retirement
The Williams Companies, Inc. Ticker Security ID: Meeting Date Meeting Status WMB CUSIP 969457100 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alan Armstrong Mgmt For For For 2 Elect Joseph Cleveland Mgmt For For For 3 Elect Juanita Hinshaw Mgmt For For For 4 Elect Frank MacInnis Mgmt For Against Against 5 Elect Janice Stoney Mgmt For Against Against 6 Elect Laura Sugg Mgmt For Against Against 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Mgmt For Against Against Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Washington Post Co. Ticker Security ID: Meeting Date Meeting Status WPO CUSIP 939640 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Christopher Davis Mgmt For Withhold Against 1.2 Elect John Dotson, Jr. Mgmt For Withhold Against 1.3 Elect Anne Mulcahy Mgmt For Withhold Against
Thomson Reuters Corporation Ticker Security ID: Meeting Date Meeting Status TRI CUSIP 884903105 05/03/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Thomson Mgmt For For For 1.2 Elect W. Geoffrey Beattie Mgmt For For For 1.3 Elect Thomas Glocer Mgmt For Withhold Against 1.4 Elect Manvinder Banga Mgmt For For For 1.5 Elect Mary Cirillo Mgmt For For For 1.6 Elect Steven Denning Mgmt For For For 1.7 Elect Lawton Fitt Mgmt For Withhold Against 1.8 Elect Roger Martin Mgmt For For For 1.9 Elect Sir Deryck Maughan Mgmt For For For 1.10 Elect Kenneth Olisa Mgmt For For For 1.11 Elect Vance Opperman Mgmt For For For 1.12 Elect John Thompson Mgmt For For For 1.13 Elect Peter Thomson Mgmt For For For 1.14 Elect John Tory Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For Withhold Against to Set Fees 3 Advisory Vote on Executive Mgmt For Against Against Compensation
Tiffany & Co. Ticker Security ID: Meeting Date Meeting Status TIF CUSIP 886547108 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Kowalski Mgmt For Against Against 2 Elect Rose Marie Bravo Mgmt For Against Against 3 Elect Gary Costley Mgmt For Against Against 4 Elect Lawrence Fish Mgmt For Against Against 5 Elect Abby Kohnstamm Mgmt For Against Against 6 Elect Charles Marquis Mgmt For Against Against 7 Elect Peter May Mgmt For Against Against 8 Elect J. Thomas Presby Mgmt For Against Against 9 Elect William Shutzer Mgmt For Against Against 10 Ratification of Auditor Mgmt For Against Against 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Tim Hortons Inc. Ticker Security ID: Meeting Date Meeting Status THI CUSIP 88706M103 05/13/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect M. Shan Atkins Mgmt For For For 1.2 Elect Michael Endres Mgmt For For For 1.3 Elect Moya Greene Mgmt For For For 1.4 Elect Paul House Mgmt For For For 1.5 Elect Frank Iacobucci Mgmt For For For 1.6 Elect John Lederer Mgmt For For For 1.7 Elect David Lees Mgmt For For For 1.8 Elect Ronald Osborne Mgmt For For For 1.9 Elect Wayne Sales Mgmt For For For 1.10 Elect Donald Schroeder Mgmt For For For 1.11 Elect Catherine Williams Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Direct Share Purchase and Dividend Mgmt For For For Reinvestment Plan
Time Warner Cable Inc. Ticker Security ID: Meeting Date Meeting Status TWC CUSIP 88732J207 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carole Black Mgmt For Against Against 2 Elect Glenn Britt Mgmt For Against Against 3 Elect Thomas Castro Mgmt For Against Against 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For Against Against 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For Against Against 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Stock Incentive Plan Mgmt For Against Against 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
TJX Companies, Inc. Ticker Security ID: Meeting Date Meeting Status TJX CUSIP 872540109 06/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jose Alvarez Mgmt For Against Against 2 Elect Alan Bennett Mgmt For Against Against 3 Elect Bernard Cammarata Mgmt For For For 4 Elect David Ching Mgmt For For For 5 Elect Michael Hines Mgmt For For For 6 Elect Amy Lane Mgmt For For For 7 Elect Carol Meyrowitz Mgmt For For For 8 Elect John O'Brien Mgmt For Against Against 9 Elect Willow Shire Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
TransAlta Corporation Ticker Security ID: Meeting Date Meeting Status TA CUSIP 89346D107 04/28/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Anderson Mgmt For For For 1.2 Elect Stephen Baum Mgmt For For For 1.3 Elect Timothy Faithfull Mgmt For For For 1.4 Elect Gordon Giffin Mgmt For For For 1.5 Elect C. Kent Jespersen Mgmt For For For 1.6 Elect Michael Kanovsky Mgmt For For For 1.7 Elect Gordon Lackenbauer Mgmt For For For 1.8 Elect Karen Maidment Mgmt For For For 1.9 Elect Martha Piper Mgmt For For For 1.10 Elect Stephen Snyder Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Shareholder Proposal Regarding Mgmt Against For Against Report on Coal Risk
Travelers Companies, Inc. Ticker Security ID: Meeting Date Meeting Status TRV CUSIP 89417E109 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alan Beller Mgmt For For For 2 Elect John Dasburg Mgmt For For For 3 Elect Janet Dolan Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Jay Fishman Mgmt For For For 6 Elect Lawrence Graev Mgmt For Against Against 7 Elect Patricia Higgins Mgmt For For For 8 Elect Thomas Hodgson Mgmt For For For 9 Elect Cleve Killingsworth, Jr. Mgmt For Against Against 10 Elect Donald Shepard Mgmt For For For 11 Elect Laurie Thomsen Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Tyco International Ltd. Ticker Security ID: Meeting Date Meeting Status TYC CUSIP H89128104 03/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For Against Against 3.1 Elect Edward Breen Mgmt For Withhold Against 3.2 Elect Michael Daniels Mgmt For Withhold Against 3.3 Elect Timothy Donahue Mgmt For Withhold Against 3.4 Elect Brian Duperreault Mgmt For Withhold Against 3.5 Elect Bruce Gordon Mgmt For Withhold Against 3.6 Elect Rajiv Gupta Mgmt For Withhold Against 3.7 Elect John Krol Mgmt For Withhold Against 3.8 Elect Brendan O'Neill Mgmt For Withhold Against 3.9 Elect Dinesh Paliwal Mgmt For Withhold Against 3.10 Elect William Stavropoulos Mgmt For Withhold Against 3.11 Elect Sandra Wijnberg Mgmt For Withhold Against 3.12 Elect R. David Yost Mgmt For Withhold Against 4 Appointment of Auditor Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Appointment of Special Auditor Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Approval of Ordinary Cash Dividend Mgmt For For For 9 Renewal of Authorized Share Capital Mgmt For For For 10 Cancellation of Repurchased Treasury Mgmt For For For Shares 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
U.S. Bancorp Ticker Security ID: Meeting Date Meeting Status USB CUSIP 902973304 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Douglas Baker, Jr. Mgmt For For For 2 Elect Y. Marc Belton Mgmt For For For 3 Elect Victoria Buyniski Gluckman Mgmt For Against Against 4 Elect Arthur Collins, Jr. Mgmt For Against Against 5 Elect Richard Davis Mgmt For For For 6 Elect Joel Johnson Mgmt For For For 7 Elect Olivia Kirtley Mgmt For For For 8 Elect Jerry Levin Mgmt For Against Against 9 Elect David O'Maley Mgmt For For For 10 Elect O'Dell Owens Mgmt For For For 11 Elect Richard Reiten Mgmt For Against Against 12 Elect Craig Schnuck Mgmt For For For 13 Elect Patrick Stokes Mgmt For Against Against 14 Ratification of Auditor Mgmt For Against Against 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Director Compensation
Ultra Petroleum Corp. Ticker Security ID: Meeting Date Meeting Status UPL CUSIP 903914109 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Watford Mgmt For Withhold Against 2 Elect W. Charles Helton Mgmt For Withhold Against 3 Elect Robert Rigney Mgmt For Withhold Against 4 Elect Stephen McDaniel Mgmt For Withhold Against 5 Elect Roger Brown Mgmt For Withhold Against 6 Appointment of Independent Auditor Mgmt For For For 7 Advisory Vote on Executive Mgmt For Against Against Compensation 8 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 9 Shareholder Proposal Regarding ShrHoldr Against For Against Report on Hydraulic Fracturing
United Parcel Service, Inc. Ticker Security ID: Meeting Date Meeting Status UPS CUSIP 911312106 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect F. Duane Ackerman Mgmt For Against Against 2 Elect Michael Burns Mgmt For For For 3 Elect D. Scott Davis Mgmt For Against Against 4 Elect Stuart Eizenstat Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect William Johnson Mgmt For Against Against 7 Elect Ann Livermore Mgmt For For For 8 Elect Rudy Markham Mgmt For For For 9 Elect Clark Randt, Jr. Mgmt For For For 10 Elect John Thompson Mgmt For For For 11 Elect Carol Tome Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Transaction of Other Business Mgmt For Against Against
United States Steel Corporation Ticker Security ID: Meeting Date Meeting Status X CUSIP 912909108 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Gephardt Mgmt For Withhold Against 1.2 Elect Glenda McNeal Mgmt For Withhold Against 1.3 Elect Graham Spanier Mgmt For Withhold Against 1.4 Elect Patricia Tracey Mgmt For Withhold Against 1.5 Elect John Engel Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Valeant Pharmaceuticals International, Inc. Ticker Security ID: Meeting Date Meeting Status VRX CUSIP 91911K102 05/16/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Ingram Mgmt For For For 1.2 Elect Theo Melas-Kyriazi Mgmt For For For 1.3 Elect G. Mason Morfit Mgmt For Withhold Against 1.4 Elect Laurence Paul Mgmt For For For 1.5 Elect J. Michael Pearson Mgmt For For For 1.6 Elect Robert Power Mgmt For Withhold Against 1.7 Elect Norma Provencio Mgmt For Withhold Against 1.8 Elect Lloyd Segal Mgmt For For For 1.9 Elect Katharine Stevenson Mgmt For For For 1.10 Elect Michael Van Every Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 2011 Omnibus Incentive Plan Mgmt For Against Against 5 Amendment to the 2007 Equity Mgmt For For For Compensation Plan 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Ventas, Inc. Ticker Security ID: Meeting Date Meeting Status VTR CUSIP 92276F100 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Debra Cafaro Mgmt For Against Against 2 Elect Douglas Crocker, II Mgmt For Against Against 3 Elect Ronald Geary Mgmt For Against Against 4 Elect Jay Gellert Mgmt For Against Against 5 Elect Matthew J. Lustig Mgmt For Against Against 6 Elect Robert Reed Mgmt For Against Against 7 Elect Sheli Rosenberg Mgmt For Against Against 8 Elect Glenn Rufrano Mgmt For Against Against 9 Elect James Shelton Mgmt For Against Against 10 Elect Thomas Theobald Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Verisk Analytics, Inc. Ticker Security ID: Meeting Date Meeting Status VRSK CUSIP 92345Y106 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frank Coyne Mgmt For Withhold Against 1.2 Elect Cristopher Foskett Mgmt For Withhold Against 1.3 Elect David Wright Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
VF Corporation Ticker Security ID: Meeting Date Meeting Status VFC CUSIP 918204108 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Juan de Bedout Mgmt For Withhold Against 1.2 Elect Ursula Fairbairn Mgmt For Withhold Against 1.3 Elect Eric Wiseman Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Ratification of Auditor Mgmt For Against Against
Viterra Inc. Ticker Security ID: Meeting Date Meeting Status VT CUSIP 92849T108 03/09/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Birks Mgmt For For For 1.2 Elect Vic Bruce Mgmt For For For 1.3 Elect Thomas Chambers Mgmt For For For 1.4 Elect Paul Daniel Mgmt For For For 1.5 Elect Bonnie DuPont Mgmt For For For 1.6 Elect Perry Gunner Mgmt For For For 1.7 Elect Tim Hearn Mgmt For For For 1.8 Elect Dallas Howe Mgmt For For For 1.9 Elect Kevin Osborn Mgmt For For For 1.10 Elect Herbert Pinder, Jr. Mgmt For For For 1.11 Elect Larry Ruud Mgmt For For For 1.12 Elect Mayo Schmidt Mgmt For For For 1.13 Elect Max Venning Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Key Employee Share Unit Plan Mgmt For Against Against
Vornado Realty Trust Ticker Security ID: Meeting Date Meeting Status VNO CUSIP 929042109 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Anthony Deering Mgmt For Withhold Against 1.2 Elect Michael Lynne Mgmt For Withhold Against 1.3 Elect Ronald Targan Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHoldr Against For Against Independent Board Chairman 7 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Vulcan Materials Company Ticker Security ID: Meeting Date Meeting Status VMC CUSIP 929160109 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Donald James Mgmt For Withhold Against 1.2 Elect Ann Korologos Mgmt For Withhold Against 1.3 Elect James Prokopanko Mgmt For Withhold Against 1.4 Elect Kathleen Wilson-Thompson Mgmt For Withhold Against 2 Amendment to the 2006 Omnibus Mgmt For For For Long-Term Incentive Plan 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 7 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
W.R. Berkley Corporation Ticker Security ID: Meeting Date Meeting Status WRB CUSIP 084423102 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Rodney Hawes, Jr. Mgmt For Withhold Against 1.2 Elect Jack Nusbaum Mgmt For Withhold Against 1.3 Elect Mark Shapiro Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
W.W. Grainger, Inc. Ticker Security ID: Meeting Date Meeting Status GWW CUSIP 384802104 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Brian Anderson Mgmt For Withhold Against 1.2 Elect Wilbur Gantz Mgmt For Withhold Against 1.3 Elect V. Ann Hailey Mgmt For Withhold Against 1.4 Elect William Hall Mgmt For Withhold Against 1.5 Elect Stuart Levenick Mgmt For Withhold Against 1.6 Elect John McCarter, Jr. Mgmt For Withhold Against 1.7 Elect Neil Novich Mgmt For Withhold Against 1.8 Elect Michael Roberts Mgmt For Withhold Against 1.9 Elect Gary Rogers Mgmt For Withhold Against 1.10 Elect James Ryan Mgmt For Withhold Against 1.11 Elect E. Scott Santi Mgmt For Withhold Against 1.12 Elect James Slavik Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Waste Management, Inc. Ticker Security ID: Meeting Date Meeting Status WM CUSIP 94106L109 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Pastora Cafferty Mgmt For Against Against 2 Elect Frank Clark, Jr. Mgmt For Against Against 3 Elect Patrick Gross Mgmt For Against Against 4 Elect John Pope Mgmt For Against Against 5 Elect W. Robert Reum Mgmt For Against Against 6 Elect Steven Rothmeier Mgmt For Against Against 7 Elect David Steiner Mgmt For Against Against 8 Elect Thomas Weidemeyer Mgmt For Against Against 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Right to Call a Special Meeting Mgmt For For For
Waters Corporation Ticker Security ID: Meeting Date Meeting Status WAT CUSIP 941848103 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joshua Bekenstein Mgmt For Withhold Against 1.2 Elect Michael Berendt Mgmt For Withhold Against 1.3 Elect Douglas Berthiaume Mgmt For Withhold Against 1.4 Elect Edward Conard Mgmt For Withhold Against 1.5 Elect Laurie Glimcher Mgmt For Withhold Against 1.6 Elect Christopher Kuebler Mgmt For Withhold Against 1.7 Elect William Miller Mgmt For Withhold Against 1.8 Elect JoAnn Reed Mgmt For Withhold Against 1.9 Elect Thomas Salice Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Weatherford International Ltd. Ticker Security ID: Meeting Date Meeting Status WFT CUSIP H27013103 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of Financial Statements Mgmt For For For 2 Ratification of Board and Management Mgmt For Against Against Acts 3 Elect Bernard Duroc-Danner Mgmt For Against Against 4 Elect Samuel Bodman III Mgmt For Against Against 5 Elect Nicholas Brady Mgmt For Against Against 6 Elect David Butters Mgmt For Against Against 7 Elect William Macaulay Mgmt For Against Against 8 Elect Robert Millard Mgmt For Against Against 9 Elect Robert Moses, Jr. Mgmt For Against Against 10 Elect Guillermo Ortiz Martinez Mgmt For Against Against 11 Elect Emyr Parry Mgmt For Against Against 12 Elect Robert Rayne Mgmt For Against Against 13 Ratification of Auditor Mgmt For Against Against 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Wells Fargo & Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Baker II Mgmt For Against Against 2 Elect John Chen Mgmt For Against Against 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For Against Against 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect Donald James Mgmt For Against Against 7 Elect Mackey McDonald Mgmt For Against Against 8 Elect Cynthia Milligan Mgmt For Against Against 9 Elect Nicholas Moore Mgmt For For For 10 Elect Philip Quigley Mgmt For Against Against 11 Elect Judith Runstad Mgmt For For For 12 Elect Stephen Sanger Mgmt For For For 13 Elect John Stumpf Mgmt For Against Against 14 Elect Susan Swenson Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHoldr Against For Against Cumulative Voting 20 Shareholder Proposal Regarding ShrHoldr Against For Against Independent Board Chairman 21 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Director Compensation 22 Shareholder Proposal Regarding ShrHoldr Against For Against Independent Review of Controls Related to Loans, Foreclosures and Securitizations
Whirlpool Corporation Ticker Security ID: Meeting Date Meeting Status WHR CUSIP 963320106 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Samuel Allen Mgmt For Against Against 2 Elect Jeff Fettig Mgmt For Against Against 3 Elect Michael Johnston Mgmt For Against Against 4 Elect William Kerr Mgmt For Against Against 5 Elect John Liu Mgmt For Against Against 6 Elect Miles Marsh Mgmt For Against Against 7 Elect William Perez Mgmt For Against Against 8 Elect Michael White Mgmt For Against Against 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 11 Ratification of Auditor Mgmt For Against Against 12 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 13 Shareholder Proposal Regarding ShrHoldr Against For Against Shareholder Approval of Severance Agreements
White Mountains Insurance Group, Ltd. Ticker Security ID: Meeting Date Meeting Status WTM CUSIP G9618E107 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Raymond Barrette Mgmt For Withhold Against 1.2 Elect Yves Brouillette Mgmt For Withhold Against 1.3 Elect John Gillespie Mgmt For Withhold Against 1.4 Elect Brian E. Kensil Mgmt For Withhold Against 1.5 Elect Eivor A. Pettersson Mgmt For Withhold Against 1.6 Elect Goran A. Thorstensson Mgmt For Withhold Against 1.7 Elect Allan L. Waters Mgmt For Withhold Against 1.8 Elect Christine H. Repasy Mgmt For Withhold Against 1.9 Elect Warren J. Trace Mgmt For Withhold Against 1.10 Elect Allan L. Waters Mgmt For Withhold Against 1.11 Elect Jeffrey W. Davis Mgmt For Withhold Against 1.12 Elect Brian E. Kensil Mgmt For Withhold Against 1.13 Elect Christine H. Repasy Mgmt For Withhold Against 1.14 Elect Warren J. Trace Mgmt For Withhold Against 1.15 Elect Allan L. Waters Mgmt For Withhold Against 1.16 Elect Raymond Barrette Mgmt For Withhold Against 1.17 Elect David T. Foy Mgmt For Withhold Against 1.18 Elect Jennifer L. Pitts Mgmt For Withhold Against 1.19 Elect Warren J. Trace Mgmt For Withhold Against 1.20 Elect Christine H. Repasy Mgmt For Withhold Against 1.21 Elect Warren J. Trace Mgmt For Withhold Against 1.22 Elect Allan L. Waters Mgmt For Withhold Against 1.23 Elect Raymond Barrette Mgmt For Withhold Against 1.24 Elect David T. Foy Mgmt For Withhold Against 1.25 Elect Jennifer L. Pitts Mgmt For Withhold Against 1.26 Elect Warren J. Trace Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Whole Foods Market, Inc. Ticker Security ID: Meeting Date Meeting Status WFMI CUSIP 966837106 02/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Elstrott Mgmt For Withhold Against 1.2 Elect Gabrielle Greene Mgmt For Withhold Against 1.3 Elect Hass Hassan Mgmt For Withhold Against 1.4 Elect Stephanie Kugelman Mgmt For Withhold Against 1.5 Elect John Mackey Mgmt For Withhold Against 1.6 Elect Walter Robb Mgmt For Withhold Against 1.7 Elect Jonathan Seiffer Mgmt For Withhold Against 1.8 Elect Morris Siegel Mgmt For Withhold Against 1.9 Elect Jonathan Sokoloff Mgmt For Withhold Against 1.10 Elect Ralph Sorenson Mgmt For Withhold Against 1.11 Elect William Tindell Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against For Against Removal of Directors 6 Shareholder Proposal Regarding ShrHoldr Against For Against Independent Chairman
Wisconsin Energy Corporation Ticker Security ID: Meeting Date Meeting Status WEC CUSIP 976657106 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Bergstrom Mgmt For Withhold Against 1.2 Elect Barbara Bowles Mgmt For Withhold Against 1.3 Elect Patricia Chadwick Mgmt For For For 1.4 Elect Robert Cornog Mgmt For For For 1.5 Elect Curt Culver Mgmt For For For 1.6 Elect Thomas Fischer Mgmt For For For 1.7 Elect Gale Klappa Mgmt For Withhold Against 1.8 Elect Ulice Payne, Jr. Mgmt For Withhold Against 1.9 Elect Frederick Stratton, Jr. Mgmt For Withhold Against 2 Adoption of Majority Vote for Mgmt For For For Election of Directors in Uncontested Elections 3 Ratification of Auditor Mgmt For For For 4 Amendment to the 1993 Omnibus Stock Mgmt For Against Against Incentive Plan 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Xcel Energy Inc. Ticker Security ID: Meeting Date Meeting Status XEL CUSIP 98389B100 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Policinski Mgmt For For For 7 Elect A. Patricia Sampson Mgmt For For For 8 Elect James Sheppard Mgmt For For For 9 Elect David Westerlund Mgmt For For For 10 Elect Kim Williams Mgmt For For For 11 Elect Timothy Wolf Mgmt For For For 12 Amendment to the Non-Employee Mgmt For For For Directors' Stock Equivalent Plan 13 Elimination of Cumulative Voting Mgmt For Against Against 14 Amendments to Articles of Mgmt For For For Incorporation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Ratification of Auditor Mgmt For For For
Xerox Corporation Ticker Security ID: Meeting Date Meeting Status XRX CUSIP 984121103 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Glenn Britt Mgmt For Against Against 2 Elect Ursula Burns Mgmt For For For 3 Elect Richard Harrington Mgmt For For For 4 Elect William Hunter Mgmt For For For 5 Elect Robert Keegan Mgmt For Against Against 6 Elect Robert McDonald Mgmt For Against Against 7 Elect N.J. Nicholas, Jr. Mgmt For Against Against 8 Elect Charles Prince Mgmt For For For 9 Elect Ann Reese Mgmt For Against Against 10 Elect Mary Wilderotter Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
XL Group plc Ticker Security ID: Meeting Date Meeting Status XL CUSIP G98290102 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Herbert Haag Mgmt For Against Against 2 Elect Michael McGavick Mgmt For Against Against 3 Elect Ellen Thrower Mgmt For Against Against 4 Elect John Vereker Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Amendment to the 1991 Performance Mgmt For Against Against Incentive Program
Yahoo! Inc. Ticker Security ID: Meeting Date Meeting Status YHOO CUSIP 984332106 06/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carol Bartz Mgmt For For For 2 Elect Roy Bostock Mgmt For For For 3 Elect Patti Hart Mgmt For For For 4 Elect Susan James Mgmt For Against Against 5 Elect Vyomesh Joshi Mgmt For For For 6 Elect David Kenny Mgmt For For For 7 Elect Arthur Kern Mgmt For Against Against 8 Elect Brad Smith Mgmt For Against Against 9 Elect Gary Wilson Mgmt For Against Against 10 Elect Jerry Yang Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Human ShrHoldr Against For Against Rights in China
Yamana Gold Inc. Ticker Security ID: Meeting Date Meeting Status YRI CUSIP 98462Y100 05/04/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Marrone Mgmt For Withhold Against 1.2 Elect Patrick Mars Mgmt For Withhold Against 1.3 Elect John Begeman Mgmt For Withhold Against 1.4 Elect Alexander Davidson Mgmt For Withhold Against 1.5 Elect Richard Graff Mgmt For Withhold Against 1.6 Elect Robert Horn Mgmt For Withhold Against 1.7 Elect Nigel Lees Mgmt For Withhold Against 1.8 Elect Juvenal Mesquita Filho Mgmt For Withhold Against 1.9 Elect Carl Renzoni Mgmt For Withhold Against 1.10 Elect Antenor Silva, Jr. Mgmt For Withhold Against 1.11 Elect Dino Titaro Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For
Yellow Media Inc. Ticker Security ID: Meeting Date Meeting Status YLO CUSIP 985521103 05/05/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Boychuck Mgmt For Withhold Against 1.2 Elect John Gaulding Mgmt For Withhold Against 1.3 Elect Paul Gobeil Mgmt For Withhold Against 1.4 Elect Michael Lambert Mgmt For Withhold Against 1.5 Elect Anthony Miller Mgmt For Withhold Against 1.6 Elect Heather Munroe-Blum Mgmt For Withhold Against 1.7 Elect Martin Nisenholtz Mgmt For Withhold Against 1.8 Elect Marc Reisch Mgmt For Withhold Against 1.9 Elect Michael Roach Mgmt For Withhold Against 1.10 Elect Stuart Smith Mgmt For Withhold Against 1.11 Elect Marc Tellier Mgmt For Withhold Against 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Stock Option Plan Mgmt For For For
============================================================================== Fund Name : Pax MSCI EAFE ESG Index ETF 07/01/2010 - 06/30/2011 Aker Solutions ASA Ticker Security ID: Meeting Date Meeting Status AKSO CINS R0180X100 05/06/2011 Voted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Opening of Meeting; Election of Mgmt For For For Individuals to Check Minutes 5 Opening of Meeting; Election of Mgmt For For For Individuals to Check Minutes 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 8 Compensation Guidelines Mgmt For Against Against 9 Directors' Fees Mgmt For For For 10 Nominating Committee Fees Mgmt For For For 11 Election of Directors Mgmt For Against Against 12 Election of Nominating Committee Mgmt For For For Members 13 Authority to Set Auditor's Fees Mgmt For Against Against 14 Authority to Repurchase Shares Mgmt For For For 15 Guidelines for the Nominating Mgmt For For For Committee 16 Spin-off of Kvaerner ASA Mgmt For For For 17 Amendments to Articles Mgmt For For For 18 Reduction in Share Premium Account Mgmt For For For
Akzo Nobel N.V. Ticker Security ID: Meeting Date Meeting Status AKZA CINS N01803100 04/27/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Dividends Mgmt For For For 8 Ratification of Management Board Acts Mgmt For Against Against 9 Ratification of Supervisory Board Mgmt For Against Against Acts 10 Elect Uwe-Ernst Bufe Mgmt For Against Against 11 Elect Peggy Bruzelius Mgmt For Against Against 12 Amendment to the Compensation Policy Mgmt For For For Regarding the Shareholding Requirement 13 Amendment to the Remuneration Policy Mgmt For For For Regarding a Sustainability Metric 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Issuance of Shares w/o Preemptive Mgmt For Against Against Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Meeting Note N/A N/A N/A N/A
ASML Holding N.V. Ticker Security ID: Meeting Date Meeting Status ASML CINS N07059178 04/20/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Ratification of Management Board Acts Mgmt For Against Against 6 Ratification of Supervisory Board Mgmt For Against Against Acts 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Allocation of Profits/Dividends Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Stock Option Grants to Employees Mgmt For For For 11 Elect William Siegle Mgmt For Against Against 12 Elect Josephus Westerburgen Mgmt For Against Against 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Supervisory Board Fees Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Authority to Cancel Shares Mgmt For For For 22 Authority to Cancel Additional Shares Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A
Banco Bilbao Vizcaya Argentaria S.A. Ticker Security ID: Meeting Date Meeting Status BBVA CINS E11805103 03/10/2011 Voted Meeting Type Country of Trade Annual Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Ratification Mgmt For For For of Board Acts; Allocation of Profits/Dividends 3 Elect Tomas Alfaro Drake Mgmt For Against Against 4 Elect Juan Carlos Alvarez Mezquiriz Mgmt For Against Against 5 Elect Carlos Loring Martinez de Irujo Mgmt For Against Against 6 Elect Susana Rodriguez Vidarte Mgmt For Against Against 7 Elect Jose Luis Palao Garcia-Suelto Mgmt For Against Against 8 Merger by Absorption Mgmt For For For 9 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Scrip Dividend Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Debt Instruments Mgmt For For For 14 Annual Share Incentive Plan Mgmt For Against Against 15 Deferred Share Plan Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Amendments to Articles Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Amendments to General Meeting Mgmt For For For Regulations 20 Authority to Carry Out Formalities Mgmt For For For 21 Remuneration Report Mgmt For For For 22 Non-Voting Meeting Note N/A N/A N/A N/A
Banco Santander S.A. Ticker Security ID: Meeting Date Meeting Status SAN CINS E19790109 06/17/2011 Voted Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ana Patricia Botin-Sanz de Mgmt For Against Against Sautuola y O'Shea 5 Elect Rodrigo Echenique Gordillo Mgmt For Against Against 6 Elect Terence Burns Mgmt For Against Against 7 Elect Antoine Bernheim Mgmt For Against Against 8 Appointment of Auditor Mgmt For For For 9 Amend Articles 8, 11, 15, 16 and 18 Mgmt For For For 10 Amend Articles 20, 24, 25, 26, 28, Mgmt For For For 30, 34, 35, 42, 53, 55, 59 and 61 11 Amend Articles 62 and 69 Mgmt For For For 12 Amend Preamble and Article 2 Mgmt For For For 13 Amend Articles 4, 5, 6 bis and 8 Mgmt For For For 14 Amend Articles 12, 19 and 21 Mgmt For For For 15 Authority to Issue Shares w/ or w/o Mgmt For Against Against Preemptive Rights 16 Scrip Dividend Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Scrip Dividend Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Authority to Issue Convertible Mgmt For Against Against Securities w/ or w/o Preemptive Rights 21 Authority to Issue Non-Convertible Mgmt For For For Debt Instruments 22 Performance Share Plan Mgmt For For For 23 Deferred and Conditional Share Plan Mgmt For For For 24 Deferred and Conditional Variable Mgmt For For For Remuneration Plan 25 UK Employee Share Savings Plan Mgmt For Against Against 26 Authority to Carry Out Formalities Mgmt For For For 27 Remuneration Report Mgmt For For For
Basf SE Ticker Security ID: Meeting Date Meeting Status BAS CINS D06216317 05/06/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Ratification of Management Board Acts Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Anke Schaferkordt Mgmt For Against Against 10 Supervisory Board Fees Mgmt For For For 11 Intra-company Contracts/Control Mgmt For For For Agreements 12 Intra-company Contracts/Control Mgmt For For For Agreements
Bayerische Motoren Werke AG (BMW) Ticker Security ID: Meeting Date Meeting Status BMW CINS D12096109 05/12/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For Against Against 9 Compensation Policy Mgmt For Against Against
BG Group plc Ticker Security ID: Meeting Date Meeting Status BG CINS G1245Z108 05/12/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Fabio de Oliveira Barbosa Mgmt For Against Against 5 Elect Caio Kock-Weser Mgmt For Against Against 6 Elect Patrick Thomas Mgmt For Against Against 7 Elect Peter Backhouse Mgmt For Against Against 8 Elect Frank Chapman Mgmt For Against Against 9 Elect Baroness Hogg Mgmt For Against Against 10 Elect John Hood Mgmt For Against Against 11 Elect Martin Houston Mgmt For Against Against 12 Elect Sir David Manning Mgmt For Against Against 13 Elect Mark Seligman Mgmt For Against Against 14 Elect Philippe Varin Mgmt For Against Against 15 Elect Sir Robert Wilson Mgmt For Against Against 16 Appointment of Auditor Mgmt For Against Against 17 Authority to Set Auditor's Fees Mgmt For Against Against 18 Authorisation of Political Donations Mgmt For Abstain Against 19 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 23 Non-Voting Meeting Note N/A N/A N/A N/A
BIC (Societe Bic) Ticker Security ID: Meeting Date Meeting Status BB CINS F10080103 05/11/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Elect Francois Bich Mgmt For Against Against 10 Elect Marie-Pauline Chandon-Moet Mgmt For Against Against 11 Elect Frederic Rostand Mgmt For Against Against 12 Appointment of Auditor Mgmt For For For 13 Appointment of Alternate Auditor Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Appointment of Alternate Auditor Mgmt For For For 16 Authority to Cancel Shares and Mgmt For For For Reduce Capital 17 Amendment Regarding Age Limits Mgmt For For For 18 Authority to Carry Out Formalities Mgmt For For For
Bunzl plc Ticker Security ID: Meeting Date Meeting Status BNZL CINS G16968110 04/20/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Philip Rogerson Mgmt For Against Against 4 Elect Michael Roney Mgmt For Against Against 5 Elect Pat Larmon Mgmt For Against Against 6 Elect Brian May Mgmt For Against Against 7 Elect Ulrich Wolters Mgmt For Against Against 8 Elect Peter Johnson Mgmt For Against Against 9 Elect David Sleath Mgmt For Against Against 10 Elect Eugenia Ulasewicz Mgmt For Against Against 11 Appointment of Auditor and Authority Mgmt For Against Against to Set Fees 12 Directors' Remuneration Report Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 17 Employee Stock Purchase Plan Mgmt For For For 18 Sharesave Scheme Mgmt For For For
Cairn Energy plc Ticker Security ID: Meeting Date Meeting Status CNE CINS G17528251 05/19/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Director's Remuneration Report Mgmt For Against Against 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Alexander Berger Mgmt For Against Against 6 Elect M. Jacqueline Sheppard Mgmt For Against Against 7 Elect William Gammell Mgmt For Against Against 8 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 12 Non-Voting Meeting Note N/A N/A N/A N/A
Carrefour Ticker Security ID: Meeting Date Meeting Status CA CINS F13923119 06/21/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Ratification Mgmt For For For of Board Acts 4 Consolidated Accounts and Reports Mgmt For For For 5 Related Party Transactions Mgmt For Against Against 6 Relocation of Corporate Headquarters Mgmt For For For 7 Amend Article 26 Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Spin-Off of Dia SA Mgmt For For For 10 Elect Bernard Arnault Mgmt For Against Against 11 Elect Jean-Laurent Bonnafe Mgmt For Against Against 12 Elect Rene Brillet Mgmt For Against Against 13 Elect Amaury de Seze Mgmt For Against Against 14 Ratification of the Co-option of Mgmt For Against Against Mathilde Lemoine 15 Appointment of Auditor Mgmt For For For 16 Appointment of Alternate Auditor Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Cancel Shares and Mgmt For For For Reduce Capital 19 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 20 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 21 Authority to Increase Capital Mgmt For For For Through Capitalizations 22 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind; Authority to Issue Debt Instruments 23 Authority to Increase Capital in Mgmt For Against Against Case of Exchange Offer; Authority to Issue Debt Instruments 24 Authority to Increase Capital Under Mgmt For Against Against Employee Savings Plan 25 Amend Restricted Share Plans Mgmt For For For 26 Non-Voting Meeting Note N/A N/A N/A N/A
CGG Veritas (fka Compagnie Generale de Geophysique-Veri tas) Ticker Security ID: Meeting Date Meeting Status GA CINS F2349S108 05/04/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits Mgmt For For For 6 Consolidated Accounts and Reports Mgmt For For For 7 Elect Robert Semmens Mgmt For Against Against 8 Elect Hilde Myrberg Mgmt For Against Against 9 Elect Gilberte Lombard Mgmt For Against Against 10 Elect Jean-Georges Malcor Mgmt For Against Against 11 Directors' Fees Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Related Party Transactions Mgmt For Against Against (Executive Officer Compensation) 15 Severance Package (Jean-Georges Mgmt For For For Malcor) 16 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 18 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 19 Authority to Set Offering Price of Mgmt For Against Against Shares 20 Authority to Increase Share Issuance Mgmt For Against Against Limit 21 Authority to Increase Capital Mgmt For For For Through Capitalizations 22 Authority to Increase Capital In Mgmt For Against Against Consideration For Contributions in Kind 23 Authority to Increase Capital Under Mgmt For Against Against Employee Savings Plan 24 Authority to Grant Stock Options to Mgmt For For For Employees 25 Authority to Grant Stock Options to Mgmt For For For Executives 26 Authority to Issue Performance Mgmt For For For Shares to Employees 27 Authority to Issue Performance Mgmt For For For Shares to Executives 28 Authority to Cancel Shares and Mgmt For For For Reduce Capital 29 Authority to Issue Debt Instruments Mgmt For For For 30 Authority to Carry Out Formalities Mgmt For For For 31 Non-Voting Meeting Note N/A N/A N/A N/A
Chugoku Electric Power Company Ticker Security ID: Meeting Date Meeting Status 9504 CINS J07098106 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yasuhisa Iwasaki Mgmt For Against Against 4 Elect Masaki Ono Mgmt For Against Against 5 Elect Hirofumi Obata Mgmt For Against Against 6 Elect Tomohide Karita Mgmt For Against Against 7 Elect Yoshio Kumagai Mgmt For Against Against 8 Elect Yoshio Kumano Mgmt For Against Against 9 Elect Akira Sakotani Mgmt For Against Against 10 Elect Mareshige Shimizu Mgmt For Against Against 11 Elect Kazuyuki Nobusue Mgmt For Against Against 12 Elect Kohsuke Hayashi Mgmt For Against Against 13 Elect Kazuhisa Fukumoto Mgmt For Against Against 14 Elect Yukio Furubayashi Mgmt For Against Against 15 Elect Mitsuo Matsui Mgmt For Against Against 16 Elect Takashi Yamashita Mgmt For Against Against 17 Elect Nobuo Watanabe Mgmt For Against Against 18 Elect Kazuo Inoue Mgmt For For For 19 Shareholder Proposal Regarding ShrHoldr Against Against For Redistribution of Profits 20 Shareholder Proposal Regarding the ShrHoldr Against Against For Suspension and Monitoring of Nuclear Power Plants 21 Shareholder Proposal Regarding the ShrHoldr Against For Against Suspension of all Planned Nuclear Power Plants 22 Shareholder Proposal Regarding ShrHoldr Against For Against Prohibition of Strategic Lawsuits Against Public Participation 23 Shareholder Proposal Regarding ShrHoldr Against For Against Removal of Director 24 Shareholder Proposal Regarding ShrHoldr Against Abstain Against Election of Dissident Board Member
CLP Holdings Limited Ticker Security ID: Meeting Date Meeting Status 2 CINS Y1660Q104 05/12/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For Against Against 5 Elect John Leigh Mgmt For Against Against 6 Elect Judy TSUI Lam Sin Lai Mgmt For Against Against 7 Elect Roderick Eddington Mgmt For Against Against 8 Elect Ronald McAulay Mgmt For Against Against 9 Elect Ian Boyce Mgmt For Against Against 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For Against Against 14 Non-Voting Meeting Note N/A N/A N/A N/A
Coca-Cola Hellenic Bottling Co. S.A. Ticker Security ID: Meeting Date Meeting Status EEEK CINS X1435J139 05/06/2011 Voted Meeting Type Country of Trade Special Greece Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Presentation of Accounts and Reports Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Ratification of Directors' and Mgmt For Against Against Auditor's Acts 5 Directors' Fees Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Allocation of Profits/Dividends Mgmt For For For 8 Ratification of Board Appointment Mgmt For Against Against 9 Election of Directors Mgmt For Against Against 10 Amendment to Par Value; Increase in Mgmt For For For Share Capital 11 Amendment to Par Value; Decrease in Mgmt For For For Share Capital 12 Amendments to Articles Mgmt For For For
Commerzbank AG Ticker Security ID: Meeting Date Meeting Status CBK CINS D15642107 05/06/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Ratification of Management Board Acts Mgmt For Against Against 6 Ratification of Supervisory Board Mgmt For Against Against Acts 7 Appointment of Auditor; Appointment Mgmt For Against Against of Auditor for Interim Statements 8 Appointment of Auditor for Interim Mgmt For Against Against Statements 9 Report on Recapitalization Plan Mgmt For Against Against 10 Authority to Reduce Share Capital Mgmt For Against Against 11 Authority to Reduce Share Capital Mgmt For Against Against 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Grant Conversion Rights Mgmt For Against Against and Increase Conditonal Capital 14 Authority to Grant Conversion Rights Mgmt For Against Against and Increase Conditonal Capital 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Issuance of Shares w/ Preemptive Mgmt For Against Against Rights 17 Issuance of Shares w/ Preemptive Mgmt For Against Against Rights 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Increase in Authorized Capital Mgmt For Against Against 20 Increase in Authorized Capital Mgmt For Against Against 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Authority to Issue Convertible Debt Mgmt For Against Against Instruments 23 Authority to Issue Convertible Debt Mgmt For Against Against Instruments 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Authority to Increase Conditional Mgmt For Against Against Capital 26 Authority to Increase Conditional Mgmt For Against Against Capital 27 Non-Voting Agenda Item N/A N/A N/A N/A 28 Amendment to Articles Mgmt For For For 29 Shareholder Proposal Regarding Vote ShrHoldr Against Against For of No Confidence in the Management Board
Compagnie de Saint Gobain SA Ticker Security ID: Meeting Date Meeting Status SGO CINS F80343100 06/09/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Anne-Marie Idrac Mgmt For Against Against 8 Elect Jacques Pestre Mgmt For Against Against 9 Elect Olivia Qiu Mgmt For Against Against 10 Elect Gerard Mestrallet Mgmt For Against Against 11 Elect Denis Ranque Mgmt For Against Against 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/out Preemptive Rights 15 Authority to Increase Share Issuance Mgmt For For For Limit 16 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 17 Authority to Increase Capital Mgmt For Against Against Through Capitalizations 18 Authority to Increase Capital Under Mgmt For Against Against Employee Savings Plan 19 Authority to Cancel Shares and Mgmt For For For Reduce Capital 20 Authority to Issue Warrants as a Mgmt For Against Against Takeover Defense 21 Authority to Carry Out Formalities Mgmt For For For 22 Non-Voting Meeting Note N/A N/A N/A N/A
Continental AG Ticker Security ID: Meeting Date Meeting Status CON CINS D16212140 04/28/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/ Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For Against Against 7 Ratification of Supervisory Board Mgmt For Against Against Acts 8 Appointment of Auditor Mgmt For Against Against 9 Elect Siegfried Wolf Mgmt For Against Against 10 Elect Heinrich Peters as Alternate Mgmt For Against Against Supervisory Board Member
CRH Plc Ticker Security ID: Meeting Date Meeting Status CRH CINS G25508105 05/04/2011 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Maeve Carton Mgmt For Against Against 5 Elect William Egan Mgmt For Against Against 6 Elect Utz-Hellmuth Felcht Mgmt For Against Against 7 Elect Nicky Hartery Mgmt For Against Against 8 Elect Jan Maarten de Jong Mgmt For Against Against 9 Elect John Kennedy Mgmt For Against Against 10 Elect Myles Lee Mgmt For Against Against 11 Elect Albert Manifold Mgmt For Against Against 12 Elect Kieran McGowan Mgmt For Against Against 13 Elect Daniel O'Connor Mgmt For Against Against 14 Elect Liam O'Mahony Mgmt For Against Against 15 Elect Mark Towe Mgmt For Against Against 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Reissue Treasury Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 21 Non-Voting Meeting Note N/A N/A N/A N/A
Danske Bank A/S Ticker Security ID: Meeting Date Meeting Status DDB CINS K22272114 03/29/2011 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 6 Participation in Winding-Up Scheme Mgmt For For For 7 Wind-Up of the Company Mgmt N/A Abstain N/A 8 Board Size Mgmt For For For 9 Elect Eivind Kolding Mgmt For Against Against 10 Elect Ole Andersen Mgmt For Against Against 11 Elect Michael Fairey Mgmt For Against Against 12 Elect Peter Hojland Mgmt For Against Against 13 Elect Mats Jansson Mgmt For Against Against 14 Elect Majken Schultz Mgmt For Against Against 15 Elect Claus Vastrup Mgmt For Against Against 16 Elect Niels Christiansen Mgmt For Against Against 17 Shareholder Proposal Regarding ShrHoldr Abstain Abstain For Election of Egon Geertsen 18 Appointment of Auditor Mgmt For For For 19 Amendment Regarding Attendance, Mgmt For For For Voting and Admission Cards 20 Amendment Regarding Age Limits Mgmt For Against Against 21 Amendment Regarding Committee Mgmt For For For Authority 22 Authority to Repurchase Shares Mgmt For For For 23 Incentive Compensation Guidelines Mgmt For For For 24 Shareholder Proposal Regarding ShrHoldr Against Against For Voting Transparency 25 Shareholder Proposal Regarding ShrHoldr Against For Against Allowing the Press to Attend, Photograph and Film the General Meeting 26 Shareholder Proposal Regarding Board ShrHoldr Against Against For Share Ownership Requirements 27 Shareholder Proposal Regarding ShrHoldr Against Against For Mandatory Board Resignation if the Company Loses 50% of its Share Capital 28 Shareholder Proposal Regarding ShrHoldr Against Against For Moving IT Development from India to Denmark
Delhaize Group Ticker Security ID: Meeting Date Meeting Status DELB CINS B33432129 04/27/2011 Voted Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Repurchase Shares Mgmt For For For 4 Amendment Regarding Board Committees Mgmt For For For 5 Amend Article 29 Mgmt For For For 6 Amend Article 30 Mgmt For For For 7 Amend Article 31 Mgmt For For For 8 Amend Article 32 Mgmt For For For 9 Amend Article 33 Mgmt For For For 10 Amend Article 34 Mgmt For For For 11 Amend Article 36 Mgmt For For For 12 Amend Article 38 Mgmt For For For 13 Amend Article 39 Mgmt For For For 14 Delete Article 47 Mgmt For For For 15 Implementation of Amendments Mgmt For For For 16 Authority to Carry Out Formalities Mgmt For For For 17 Non-Voting Meeting Note N/A N/A N/A N/A 18 Non-Voting Meeting Note N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A
Delhaize Group Ticker Security ID: Meeting Date Meeting Status DELB CINS B33432129 05/26/2011 Voted Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Repurchase Shares Mgmt For For For 4 Amendments Regarding Board Committees Mgmt For For For 5 Amend Article 29 Mgmt For For For 6 Amend Article 30 Mgmt For For For 7 Amend Article 31 Mgmt For For For 8 Amend Article 32 Mgmt For For For 9 Amend Article 33 Mgmt For For For 10 Amend Article 34 Mgmt For For For 11 Amend Article 36 Mgmt For For For 12 Amend Article 38 Mgmt For For For 13 Amend Article 39 Mgmt For For For 14 Delete Article 47 Mgmt For For For 15 Implementation of Amendments Mgmt For For For 16 Authority to Amend Articles Mgmt For For For
Delhaize Group Ticker Security ID: Meeting Date Meeting Status DELB CINS B33432129 05/26/2011 Voted Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 7 Ratification of Board Acts Mgmt For Against Against 8 Ratification of Auditor's Acts Mgmt For Against Against 9 Elect Hugh Farrington Mgmt For Against Against 10 Elect Luc Vansteenkiste Mgmt For Against Against 11 Elect Jacques de Vaucleroy Mgmt For Against Against 12 Elect Jean-Pierre Hansen Mgmt For Against Against 13 Elect William McEwan Mgmt For Against Against 14 Elect Mats Jansson Mgmt For Against Against 15 Ratification of the Independence of Mgmt For For For Luc Vansteenkiste 16 Ratification of the Independence of Mgmt For For For Jacques de Vaucleroy 17 Ratification of the Independence of Mgmt For For For Jean-Pierre Hansen 18 Ratification of the Independence of Mgmt For For For William G. McEwan 19 Ratification of the Independence of Mgmt For For For Mats Jansson 20 Appointment of Auditor Mgmt For For For 21 Change in Control Clause (Debt Mgmt For Against Against Instruments) 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Change in Control Clause (Credit Mgmt For Against Against Facility) 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Authority to Depart from Vesting Mgmt For Against Against Period Requirement (Restricted Stock Units) 26 Authority to Depart from Vesting Mgmt For Against Against Period Requirement (Options) 27 Directors' Fees Mgmt For For For
Denso Corporation Ticker Security ID: Meeting Date Meeting Status 6902 CINS J12075107 06/22/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kohichi Fukaya Mgmt For Against Against 4 Elect Nobuaki Katoh Mgmt For Against Against 5 Elect Hiromi Tokuda Mgmt For Against Against 6 Elect Kohji Kobayashi Mgmt For Against Against 7 Elect Sohjiroh Tsuchiya Mgmt For Against Against 8 Elect Kazuo Hironaka Mgmt For Against Against 9 Elect Hikaru Sugi Mgmt For Against Against 10 Elect Shinji Shirasaki Mgmt For Against Against 11 Elect Masahiko Miyaki Mgmt For Against Against 12 Elect Akio Shikamura Mgmt For Against Against 13 Elect Haruya Maruyama Mgmt For Against Against 14 Elect Akio Tajima Mgmt For Against Against 15 Elect Shohichiroh Toyoda Mgmt For Against Against 16 Elect Fujio Choh Mgmt For Against Against 17 Elect Toshio Watanabe Mgmt For For For 18 Elect Toshimichi Kondoh Mgmt For For For 19 Bonus Mgmt For Against Against
Deutsche Bsrse AG Ticker Security ID: Meeting Date Meeting Status DB1 CINS D1882G119 05/12/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Increase in Authorized Capital I Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Repurchase Shares by Mgmt For For For Using Derivatives 11 Amendment Regarding Voting Mgmt For Against Against Requirements 12 Appointment of Auditor Mgmt For Against Against
Deutsche Post AG Ticker Security ID: Meeting Date Meeting Status DPW CINS D19225107 05/25/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Authority to Issue Convertible Debt Mgmt For Against Against Instruments; Increase in Conditional Capital 10 Elect Werner Gatzer Mgmt For Against Against 11 Elect Thomas Kunz Mgmt For Against Against 12 Elect Elmar Toime Mgmt For Against Against 13 Elect Katja Windt Mgmt For Against Against 14 Elect Hero Brahms Mgmt For Against Against
East Japan Railway Company Limited Ticker Security ID: Meeting Date Meeting Status 9020 CINS J1257M109 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Makoto Takahashi Mgmt For Against Against 5 Elect Shigeo Hoshino Mgmt For For For 6 Elect Hajime Higashikawa Mgmt For For For 7 Elect Kiyomi Harayama Mgmt For For For 8 Bonus Mgmt For Against Against 9 Shareholder Proposal Regarding ShrHoldr Against Against For Amendments to Articles 10 Shareholder Proposal to Investigate ShrHoldr Against Against For Possible Violations of the Medical Practitioners Act of Japan, Part 1 11 Shareholder Proposal to Investigate ShrHoldr Against Against For Possible Violations of the Medical Practitioners Act of Japan, Part 2
Eni - Ente Nazionale Idrocarburi S.p.A. Ticker Security ID: Meeting Date Meeting Status ENI CINS T3643A145 04/29/2011 Voted Meeting Type Country of Trade Special Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Board Size Mgmt For For For 6 Board Term Mgmt For Against Against 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 List Presented by the Italian Mgmt For N/A N/A Ministry of Economy and Finance 9 List Presented by Institutional Mgmt For Against Against Investors 10 Election of Chairman of Board Mgmt For For For 11 Directors' Fees Mgmt For Abstain Against 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 List Presented by the Italian Mgmt N/A Abstain N/A Ministry of Economy and Finance 14 List Presented by Institutional Mgmt N/A For N/A Investors 15 Election of Chairman of Statutory Mgmt For For For Auditors 16 Statutory Auditors' Fees Mgmt For Abstain Against 17 Court of Accounts Representative's Mgmt For Abstain Against Attendance Fees
Erste Group Bank AG Ticker Security ID: Meeting Date Meeting Status EBS CINS A19494102 05/12/2011 Voted Meeting Type Country of Trade Annual Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Presentation of Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Managment and Mgmt For Against Against Supervisory Acts 5 Supervisory Board Members' Fees Mgmt For Against Against 6 Appointment of Auditor Mgmt For For For 7 Authority to Trade in Company Stock Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Trade in Participation Mgmt For For For Certificates 10 Authority to Repurchase Mgmt For For For Participation Certificates 11 Amendments to Articles Mgmt For For For
Ferrovial SA Ticker Security ID: Meeting Date Meeting Status FER CINS E49512119 03/31/2011 Voted Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits Mgmt For For For 5 Allocation of Dividends Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Board Size Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Amend Articles 4, 5, 6, 7, 13, 24 Mgmt For For For and 25 10 Amend Article 8 Mgmt For For For 11 Share Purchase Plan Mgmt For For For 12 Authority to Carry out Formalities Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A
France Telecom Ticker Security ID: Meeting Date Meeting Status FTE CINS F4113C103 06/07/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Bernard Dufau Mgmt For Against Against 9 Elect Helle Kristoffersen Mgmt For Against Against 10 Elect Muriel Penicaud Mgmt For Against Against 11 Elect Jean-Michel Severino Mgmt For Against Against 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 14 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 15 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 16 Authority to Increase Share Issuance Mgmt For For For Limit 17 Authority to Increase Capital in Mgmt For Against Against Case of Exchange Offer; Authority to Issue Debt Instruments 18 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind; Authority to Issue Debt Instruments 19 Authority to Issue Shares to Holders Mgmt For Against Against of Orange SA Shares and Options 20 Authority to Issue Option-Based Mgmt For For For Liquidity Instruments to Holders of Orange SA Options 21 Global Ceiling on Increases in Mgmt For Against Against Capital 22 Authority to Issue Debt Instruments Mgmt For For For 23 Increase in Share Capital Through Mgmt For For For Capitalizations 24 Authority to Increase Capital Under Mgmt For Against Against Employee Savings Plan 25 Authority to Cancel Shares and Mgmt For For For Reduce Capital 26 Authority to Carry Out Formalities Mgmt For For For 27 Non-Voting Meeting Note N/A N/A N/A N/A
Fujitsu Limited Ticker Security ID: Meeting Date Meeting Status 6702 CINS J15708159 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Michiyoshi Mazuka Mgmt For Against Against 3 Elect Masami Yamamoto Mgmt For Against Against 4 Elect Kazuo Ishida Mgmt For Against Against 5 Elect Masami Fujita Mgmt For Against Against 6 Elect Kazuhiko Katoh Mgmt For Against Against 7 Elect Masahiro Koezuka Mgmt For Against Against 8 Elect Hiroshi Ohura Mgmt For Against Against 9 Elect Haruo Itoh Mgmt For Against Against 10 Elect Yohko Ishikura Mgmt For Against Against 11 Elect Ryohsei Kokubun Mgmt For Against Against 12 Elect Takashi Okimoto Mgmt For Against Against 13 Elect Yoshikazu Amano Mgmt For For For 14 Bonus Mgmt For Against Against 15 Statutory Auditors' Fees Mgmt For For For
Glaxosmithkline plc Ticker Security ID: Meeting Date Meeting Status GSK CINS G3910J112 05/05/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Simon Dingemans Mgmt For For For 4 Elect Stacey Cartwright Mgmt For For For 5 Elect Judy Lewent Mgmt For Against Against 6 Elect Sir Christopher Gent Mgmt For Against Against 7 Elect Andrew Witty Mgmt For For For 8 Elect Sir Roy Anderson Mgmt For For For 9 Elect Stephanie Burns Mgmt For For For 10 Elect H. Lawrence Culp Mgmt For Against Against 11 Elect Sir Crispin Davis Mgmt For For For 12 Elect Sir Deryck Maughan Mgmt For Against Against 13 Elect James Murdoch Mgmt For Against Against 14 Elect Daniel Podolsky Mgmt For For For 15 Elect Moncef Slaoui Mgmt For For For 16 Elect Tom de Swaan Mgmt For For For 17 Elect Sir Robert Wilson Mgmt For For For 18 Appointment of Auditor Mgmt For Against Against 19 Authority to Set Auditor's Fees Mgmt For Against Against 20 Authorisation of Political Donations Mgmt For Abstain Against 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Authority to Repurchase Shares Mgmt For For For 28 Non-Voting Agenda Item N/A N/A N/A N/A 29 Exemption from Statement of Senior Mgmt For For For Auditor's Name 30 Non-Voting Agenda Item N/A N/A N/A N/A 31 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days
GPT Group Ticker Security ID: Meeting Date Meeting Status GPT CINS Q4252X155 05/11/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Gene Tilbrook Mgmt For Against Against 3 Remuneration Report Mgmt For For For 4 Increase NEDs' Fee Cap Mgmt For For For 5 Equity Grant (MD/CEO Michael Cameron) Mgmt For For For
Groupe Danone Ticker Security ID: Meeting Date Meeting Status BN CINS F12033134 04/28/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of the Co-option of Mgmt For Against Against Yoshihiro Kawabata 8 Elect Bruno Bonnell Mgmt For Against Against 9 Elect Bernard Hours Mgmt For Against Against 10 Elect Yoshihiro Kawabata Mgmt For Against Against 11 Elect Jacques Vincent Mgmt For Against Against 12 Elect Isabelle Seillier Mgmt For Against Against 13 Elect Jean-Michel Severino Mgmt For Against Against 14 Related Party Transactions Mgmt For For For 15 Severance Package (Bernard Hours) Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 18 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 19 Authority to Increase Share Issuance Mgmt For For For Limit 20 Authority to Increase Capital in Mgmt For Against Against Case of Exchange Offer 21 Autority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 22 Authority to Increase Capital Mgmt For For For Through Capitalizations 23 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 24 Authority to Cancel Shares and Mgmt For For For Reduce Capital 25 Authority to Carry Out Formalities Mgmt For For For
H & M Hennes & Mauritz AB Ticker Security ID: Meeting Date Meeting Status HM-B CINS W41422101 04/28/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Mgmt For Against Against Acts 15 Board Size Mgmt For For For 16 Directors and Auditors' Fees Mgmt For Against Against 17 Election of Directors Mgmt For Against Against 18 Nomination Committee Mgmt For Against Against 19 Amendments to Articles Mgmt For For For 20 Compensation Guidelines Mgmt For Against Against 21 Non-Voting Agenda Item N/A N/A N/A N/A
Hitachi Construction Machinery Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 6305 CINS J20244109 06/20/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Takashi Miyoshi Mgmt For Against Against 3 Elect Michijiroh Kikawa Mgmt For Against Against 4 Elect Mitsuji Yamada Mgmt For Against Against 5 Elect Taiji Hasegawa Mgmt For Against Against 6 Elect Shinichi Mihara Mgmt For Against Against 7 Elect Hiroshi Tokushige Mgmt For Against Against 8 Elect Yuichi Tsujimoto Mgmt For Against Against 9 Elect Kiichi Uchibayashi Mgmt For Against Against 10 Elect Masahide Tanigaki Mgmt For Against Against 11 Elect Kohsei Watanabe Mgmt For Against Against
Hochtief AG Ticker Security ID: Meeting Date Meeting Status HOT CINS D33134103 05/12/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Compensation Policy Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Convertible Debt Mgmt For Against Against Instruments; Increase in Conditional Capital 12 Increase in Authorized Capital Mgmt For Against Against 13 Elect Yousuf Ahmad Al Hammadi Mgmt For Against Against 14 Elect A?ngel Garcia Altozano Mgmt For Against Against 15 Elect Detlev Bremkamp Mgmt For Against Against 16 Elect Hans-Peter Keitel Mgmt For Against Against 17 Elect Heinrich von Pierer Mgmt For Against Against 18 Elect Wilhelm Simson Mgmt For Against Against 19 Elect Marcelino Fernandez Verdes Mgmt For Against Against 20 Elect Manfred Wennemer Mgmt For Against Against
Hokuriku Electric Power Ticker Security ID: Meeting Date Meeting Status 9505 CINS J22050108 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yukio Arai Mgmt For Against Against 3 Elect Yutaka Kanai Mgmt For Against Against 4 Elect Susumu Kyuwa Mgmt For Against Against 5 Elect Masato Kontani Mgmt For Against Against 6 Elect Hiroyuki Tsuka Mgmt For Against Against 7 Elect Isao Nagahara Mgmt For Against Against 8 Elect Yuuichi Hori Mgmt For Against Against 9 Elect Yukio Matsuoka Mgmt For Against Against 10 Elect Mitsuaki Minabe Mgmt For Against Against 11 Elect Toshinori Motobayashi Mgmt For Against Against 12 Elect Shinji Wakamiya Mgmt For Against Against 13 Bonus Mgmt For Against Against
Holcim Limited Ticker Security ID: Meeting Date Meeting Status HOLN CINS H36940130 05/05/2011 Voted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Compensation Report Mgmt For Against Against 5 Ratification of Board and Management Mgmt For Against Against Acts 6 Allocation of Profits/Dividends Mgmt For For For 7 Allocation of Dividends from Capital Mgmt For For For Contribution Reserve 8 Elect Christine Binswanger Mgmt For Against Against 9 Elect Andreas von Planta Mgmt For Against Against 10 Elect Erich Hunziker Mgmt For Against Against 11 Elect Alexander Gut Mgmt For Against Against 12 Appointment of Auditor Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A
Honda Motor Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 7267 CINS J22302111 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Kohichi Kondoh Mgmt For Against Against 5 Elect Takanobu Itoh Mgmt For Against Against 6 Elect Akio Hamada Mgmt For Against Against 7 Elect Tatsuhiro Ohyama Mgmt For Against Against 8 Elect Fumihiko Ike Mgmt For Against Against 9 Elect Tomohiko Kawanabe Mgmt For Against Against 10 Elect Kensaku Hohgen Mgmt For Against Against 11 Elect Nobuo Kuroyanagi Mgmt For Against Against 12 Elect Takeo Fukui Mgmt For Against Against 13 Elect Takuji Yamada Mgmt For Against Against 14 Elect Masahiro Yoshida Mgmt For Against Against 15 Elect Yoshiharu Yamamoto Mgmt For Against Against 16 Elect Hirotake Abe Mgmt For For For 17 Elect Tomochika Iwashita Mgmt For Against Against 18 Bonus Mgmt For Against Against 19 Directors' and Statutory Auditors' Mgmt For Against Against Fees
Hong Kong Exchanges And Clearing Limited Ticker Security ID: Meeting Date Meeting Status 388 CINS Y3506N139 04/20/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Bill KWOK Chi Piu Mgmt For Against Against 6 Elect Vincent M. LEE Kwan Ho Mgmt For Against Against 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 10 Directors' Fees Mgmt For For For 11 Additional Directors' Fees Mgmt For For For 12 Amendments to Articles - Corporate Mgmt For For For Communications 13 Amendments to Articles - Notice Mgmt For For For Period for Shareholders' Nomination of Directors 14 Amendments to Articles - Minor Mgmt For For For Housekeeping Amendments 15 Non-Voting Meeting Note N/A N/A N/A N/A
HSBC Holdings plc Ticker Security ID: Meeting Date Meeting Status HSBA CINS G4634U169 05/27/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Safra Catz Mgmt For For For 4 Elect Laura CHA May Lung Mgmt For For For 5 Elect Marvin CHEUNG Kin Tung Mgmt For For For 6 Elect John Coombe Mgmt For For For 7 Elect Rona Fairhead Mgmt For For For 8 Elect Douglas Flint Mgmt For Against Against 9 Elect Alexander Flockhart Mgmt For For For 10 Elect Stuart Gulliver Mgmt For For For 11 Elect James Hughes-Hallett Mgmt For For For 12 Elect Sam Laidlaw Mgmt For For For 13 Elect J. Rachel Lomax Mgmt For For For 14 Elect Iain Mackay Mgmt For For For 15 Elect Gwyn Morgan Mgmt For Against Against 16 Elect Narayana Murthy Mgmt For For For 17 Elect Simon Robertson Mgmt For For For 18 Elect John Thornton Mgmt For Against Against 19 Elect Sir Brian Williamson Mgmt For For For 20 Appointment of Auditor and Authority Mgmt For For For to Set Fees 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Share Plan 2011 Mgmt For Against Against 24 Directors' Fees Mgmt For For For 25 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days
Iberdrola S.A. Ticker Security ID: Meeting Date Meeting Status IBE CINS E6165F166 05/27/2011 Voted Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts Mgmt For For For 2 Reports Mgmt For For For 3 Ratification of Board Acts Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Scrip Dividend Mgmt For For For 7 Long-Term Incentive Plan Mgmt For For For 8 Authority to Issue Shares w/ or w/o Mgmt For Against Against Preemptive Rights 9 Authority to Issue Convertible Debt Mgmt For Against Against Instruments 10 Authority to Issue Debt Instruments Mgmt For For For 11 Listing or Delisting Shares and Bonds Mgmt For For For 12 Authority to Create/Fund Foundations Mgmt For For For 13 Amend Article 1 Mgmt For For For 14 Amend Articles 5 to 8, 9 to 15, 52 Mgmt For For For 15 Amend Articles 16 to 20, 22 to 28 Mgmt For For For and 31 16 Amend Article 21 Mgmt For For For 17 Amend Articles 29, 30 and 54 to 56 Mgmt For For For 18 Amend Articles 32 to 51 Mgmt For For For 19 Consolidation of Articles of Mgmt For For For Association 20 Amendments to General Meeting Mgmt For For For Regulations 21 Merger with Iberdrola Renovables Mgmt For For For 22 Authority to Carry Out Formalities Mgmt For For For 23 Remuneration Report Mgmt For Against Against 24 Non-Voting Meeting Note N/A N/A N/A N/A
ING Groep N.V. Ticker Security ID: Meeting Date Meeting Status INGA CINS N4578E413 05/09/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Executive Board Remuneration Policy Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Amendment to Articles A Mgmt For Against Against 12 Amendment to Articles B Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Ratification of Executive Board Acts Mgmt For Against Against 15 Ratification of Supervisory Board Mgmt For Against Against Acts 16 Elect Koos Timmermans Mgmt For For For 17 Elect Peter Elverding Mgmt For Against Against 18 Elect Henk Breukink Mgmt For Against Against 19 Elect Sjoerd van Keulen Mgmt For Against Against 20 Elect Joost Kuiper Mgmt For Against Against 21 Elect Luc Vandewalle Mgmt For Against Against 22 Authority to Issue Shares w/ or w/o Mgmt For Against Against Preemptive Rights 23 Authority to Issue Shares w/ or w/o Mgmt For Against Against Preemptive Rights in Connection with a Merger 24 Authority to Repurchase Shares Mgmt For For For 25 Authority to Repurchase Shares in Mgmt For For For Connection with a Merger 26 Non-Voting Agenda Item N/A N/A N/A N/A
Intesa Sanpaolo S.p.A. (fka Banca Intesa S.p.A.) Ticker Security ID: Meeting Date Meeting Status ISP CINS T55067101 05/10/2011 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Amendments to Articles Mgmt For For For 5 Issuance of Shares w/ Preemptive Mgmt For Against Against Rights
Isetan Mitsukoshi Holdings Ltd. (fka Isetan Co. Ltd.) Ticker Security ID: Meeting Date Meeting Status 3099 CINS J25038100 06/27/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Kunio Ishizuka Mgmt For Against Against 5 Elect Shinya Takada Mgmt For Against Against 6 Elect Hiroshi Ohnishi Mgmt For Against Against 7 Elect Tatsuo Ohtagaki Mgmt For Against Against 8 Elect Ken Akamatsu Mgmt For Against Against 9 Elect Tomonari Sera Mgmt For Against Against 10 Elect Nobuo Kuroyanagi Mgmt For Against Against 11 Elect Shimpei Miyamura Mgmt For Against Against 12 Elect Morio Ikeda Mgmt For Against Against 13 Elect Kohsuke Kojima Mgmt For Against Against
K + S AG Ticker Security ID: Meeting Date Meeting Status SDF CINS D48164103 05/11/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Dematerialization of Bearer Shares Mgmt For For For 10 Amendments to Articles Mgmt For For For
Kao Corporation Ticker Security ID: Meeting Date Meeting Status 4452 CINS J30642169 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takayuki Ishige Mgmt For For For 4 Election of Alternate Statutory Mgmt For For For Auditor(s) 5 Stock Option Plan Mgmt For For For
KDDI Corp. Ticker Security ID: Meeting Date Meeting Status 9433 CINS J31843105 06/16/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Tadashi Onodera Mgmt For Against Against 4 Elect Kanichiroh Aritomi Mgmt For Against Against 5 Elect Takashi Tanaka Mgmt For Against Against 6 Elect Hirofumi Morozumi Mgmt For Against Against 7 Elect Makoto Takahashi Mgmt For Against Against 8 Elect Yoshiharu Shimatani Mgmt For Against Against 9 Elect Masahiro Inoue Mgmt For Against Against 10 Elect Yuzoh Ishikawa Mgmt For Against Against 11 Elect Hideo Yuasa Mgmt For Against Against 12 Elect Hiromu Naratani Mgmt For Against Against 13 Elect Makoto Kawamura Mgmt For Against Against 14 Elect Shinichi Sasaki Mgmt For Against Against 15 Bonus Mgmt For Against Against 16 Adoption of Performance Linked Bonus Mgmt For For For Policy for Directors
Kerry Group Plc Ticker Security ID: Meeting Date Meeting Status KRZ CINS G52416107 05/10/2011 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kieran Breen Mgmt For Against Against 4 Elect Patrick Flahive Mgmt For Against Against 5 Elect Denis Buckley Mgmt For Against Against 6 Elect Gerry Behan Mgmt For Against Against 7 Elect Denis Carroll Mgmt For Against Against 8 Elect Michael Dowling Mgmt For Against Against 9 Elect Michael Fleming Mgmt For Against Against 10 Elect Noel Greene Mgmt For Against Against 11 Elect Flor Healy Mgmt For Against Against 12 Elect Kevin Kelly Mgmt For Against Against 13 Elect Stan McCarthy Mgmt For Against Against 14 Elect Brian Mehigan Mgmt For Against Against 15 Elect Gerard O'Hanlon Mgmt For Against Against 16 Elect Denis Wallis Mgmt For Against Against 17 Authority to Set Auditor's Fees Mgmt For Against Against 18 Directors' Remuneration Report Mgmt For Against Against 19 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For
Komatsu Limited Ticker Security ID: Meeting Date Meeting Status 6301 CINS J35759125 06/22/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masahiro Sakane Mgmt For Against Against 4 Elect Kunio Noji Mgmt For Against Against 5 Elect Yoshinori Komamura Mgmt For Against Against 6 Elect Tetsuji Ohhashi Mgmt For Against Against 7 Elect Kensuke Hotta Mgmt For Against Against 8 Elect Noriaki Kanoh Mgmt For Against Against 9 Elect Kohichi Ikeda Mgmt For Against Against 10 Elect Mamoru Hironaka Mgmt For Against Against 11 Elect Mikio Fujitsuka Mgmt For Against Against 12 Elect Fujitoshi Takamura Mgmt For Against Against 13 Elect Hiroyuki Kamano Mgmt For For For 14 Bonus Mgmt For Against Against 15 Stock Option Plan Mgmt For For For
Konica Minolta Holding Incorporated Ticker Security ID: Meeting Date Meeting Status 4902 CINS J36060119 06/22/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yoshikatsu Ohta Mgmt For Against Against 3 Elect Masatoshi Matsuzaki Mgmt For Against Against 4 Elect Tohru Tsuji Mgmt For Against Against 5 Elect Yohzoh Izuhara Mgmt For Against Against 6 Elect Nobuhiko Itoh Mgmt For Against Against 7 Elect Shohji Kondoh Mgmt For Against Against 8 Elect Yasuo Matsumoto Mgmt For Against Against 9 Elect Akio Kitani Mgmt For Against Against 10 Elect Shohei Yamana Mgmt For Against Against 11 Elect Yoshiaki Andoh Mgmt For Against Against 12 Elect Takashi Sugiyama Mgmt For Against Against
Kubota Corporation Ticker Security ID: Meeting Date Meeting Status 6326 CINS J36662138 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yasuo Masumoto Mgmt For Against Against 3 Elect Tetsuji Tomita Mgmt For Against Against 4 Elect Satoru Sakamoto Mgmt For Against Against 5 Elect Takeshi Torigoe Mgmt For Against Against 6 Elect Masayoshi Kitaoka Mgmt For Against Against 7 Elect Toshihiro Kubo Mgmt For Against Against 8 Elect Yuzuru Mizuno Mgmt For Against Against 9 Elect Junichi Satoh Mgmt For Against Against 10 Elect Hirokazu Nara Mgmt For For For 11 Elect Hiroshi Shiaku Mgmt For For For 12 Elect Akira Negishi Mgmt For For For 13 Elect Ryohji Satoh Mgmt For Against Against 14 Bonus Mgmt For Against Against
L'Oreal Ticker Security ID: Meeting Date Meeting Status OR CINS F58149133 04/22/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Liliane Bettencourt Mgmt For Against Against 7 Elect Annette Roux Mgmt For Against Against 8 Elect Charles-Henri Filippi Mgmt For Against Against 9 Directors' Fees Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights; Authority to Increase Capital Through Capitalizations 12 Authority to Grant Stock Options Mgmt For For For 13 Authority to Issue Restricted Shares Mgmt For For For 14 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 15 Authority to Carry Out Formalities Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A 17 Non-Voting Meeting Note N/A N/A N/A N/A
LVMH Mot Hennessy Louis Vuitton SA Ticker Security ID: Meeting Date Meeting Status MC CINS F58485115 03/31/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For Against Against 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Delphine Arnault Mgmt For Against Against 9 Elect Nicolas Bazire Mgmt For Against Against 10 Elect Antonio Belloni Mgmt For Against Against 11 Elect Charles de Croisset Mgmt For Against Against 12 Elect Diego Della Valle Mgmt For Against Against 13 Elect Pierre Gode Mgmt For Against Against 14 Elect Gilles Hennessy Mgmt For Against Against 15 Elect Marie-Josee Kravis Mgmt For Against Against 16 Elect Patrick Houel as Censor Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Increase Capital Mgmt For For For Through Capitalization 19 Authority to Cancel Shares and Mgmt For For For Reduce Capital 20 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 21 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights Through Public Offer; Authority to Issue Debt Instruments 22 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 23 Authority to Set Offering Price of Mgmt For Against Against Shares 24 Authority to Increase Share Issuance Mgmt For Against Against Limit 25 Authority to Increase Capital in Mgmt For Against Against Case of Exchange Offer 26 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 27 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 28 Global Ceiling on Increases in Mgmt For For For Capital 29 Authority to Issue Restricted Shares Mgmt For Against Against 30 Non-Voting Meeting Note N/A N/A N/A N/A
Metro AG Ticker Security ID: Meeting Date Meeting Status MEO CINS D53968125 05/06/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Presentation of Accounts and Mgmt For For For Reports; Allocation of Profits/Dividends 5 Ratification of Management Board Acts Mgmt For Against Against 6 Ratification of Supervisory Board Mgmt For Against Against Acts 7 Compensation Policy Mgmt For Against Against 8 Appointment of Auditor Mgmt For For For 9 Elect Peter Kupfer Mgmt For Against Against 10 Elect Ann-Kristin Achleitner Mgmt For Against Against
Mitsubishi Electric Corporation Ticker Security ID: Meeting Date Meeting Status 6503 CINS J43873116 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Setsuhiro Shimomura Mgmt For Against Against 3 Elect Kenichiroh Yamanishi Mgmt For Against Against 4 Elect Masanori Saitoh Mgmt For Against Against 5 Elect Hiroki Yoshimatsu Mgmt For Against Against 6 Elect Noritomo Hashimoto Mgmt For Against Against 7 Elect Ryohsuke Fujimoto Mgmt For Against Against 8 Elect Hiroyoshi Sakuyama Mgmt For Against Against 9 Elect Hiroyoshi Murayama Mgmt For Against Against 10 Elect Shunji Yanai Mgmt For Against Against 11 Elect Mikio Sasaki Mgmt For Against Against 12 Elect Shigemitsu Miki Mgmt For Against Against 13 Elect Fujiatsu Makino Mgmt For Against Against
Mitsubishi UFJ Financial Group Inc. Ticker Security ID: Meeting Date Meeting Status 8306 CINS J44497105 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takamune Okihara Mgmt For Against Against 4 Elect Kinya Okauchi Mgmt For Against Against 5 Elect Katsunori Nagayasu Mgmt For Against Against 6 Elect Tatsuo Tanaka Mgmt For Against Against 7 Elect Nobuyuki Hirano Mgmt For Against Against 8 Elect Taihei Yuki Mgmt For Against Against 9 Elect Ichiroh Hamakawa Mgmt For Against Against 10 Elect Masao Hasegawa Mgmt For Against Against 11 Elect Toshiroh Toyoizumi Mgmt For Against Against 12 Elect Shunsuke Teraoka Mgmt For Against Against 13 Elect Tatsuo Wakabayashi Mgmt For Against Against 14 Elect Takashi Oyamada Mgmt For Against Against 15 Elect Hiroyuki Noguchi Mgmt For Against Against 16 Elect Ryuji Araki Mgmt For Against Against 17 Elect Kazuhiro Watanabe Mgmt For Against Against 18 Elect Takuma Ohtoshi Mgmt For Against Against 19 Elect Takehiko Nemoto Mgmt For For For
Mitsui Fudosan Co Ltd Ticker Security ID: Meeting Date Meeting Status 8801 CINS J4509L101 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiromichi Iwasa Mgmt For Against Against 4 Elect Mitsuhiro Matsumoto Mgmt For Against Against 5 Elect Masanobu Komoda Mgmt For Against Against 6 Elect Yoshiaki Iinuma Mgmt For Against Against 7 Elect Hitoshi Saitoh Mgmt For Against Against 8 Elect Toshihide Ichikawa Mgmt For Against Against 9 Elect Yoshikazu Kitahara Mgmt For Against Against 10 Elect Hiroshi Asai Mgmt For Against Against 11 Elect Kenji Iino Mgmt For Against Against 12 Elect Yoshiharu Hayakawa Mgmt For Against Against 13 Elect Mitsudo Urano Mgmt For Against Against 14 Elect Eiji Hosoya Mgmt For Against Against 15 Elect Masayuki Matsushima Mgmt For Against Against 16 Elect Seizoh Kuramoto Mgmt For For For 17 Elect Akishige Okada Mgmt For Against Against 18 Elect Keiu Nishida Mgmt For Against Against 19 Bonus Mgmt For Against Against
Mizuho Financial Group Inc Ticker Security ID: Meeting Date Meeting Status 8411 CINS J4599L102 06/21/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Yasuhiro Satoh Mgmt For Against Against 5 Elect Junichi Nishizawa Mgmt For Against Against 6 Elect Mitsuaki Tsuchiya Mgmt For Against Against 7 Elect Masaaki Kohno Mgmt For Against Against 8 Elect Akihiko Nomiyama Mgmt For Against Against 9 Elect Mitsuo Ohhashi Mgmt For Against Against 10 Elect Kanemitsu Anraku Mgmt For Against Against 11 Elect Yoshinobu Shigeji Mgmt For For For 12 Elect Toshinari Iyoda Mgmt For For For 13 Elect Isao Imai Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Preparation of Evaluation Report 15 Shareholder Proposal Regarding ShrHoldr Against Against For Investigation Committee on Corporate Evaluations 16 Shareholder Proposal Regarding ShrHoldr Against Abstain Against Exercise of Voting Rights 17 Shareholder Proposal Regarding ShrHoldr Against For Against Compensation Disclosure 18 Shareholder Proposal Regarding ShrHoldr Against For Against Prevention of Computer System Failures 19 Shareholder Proposal Regarding Text ShrHoldr Against For Against of Shareholder Proposals
Modern Times Group AB Ticker Security ID: Meeting Date Meeting Status MTG-B CINS W56523116 05/18/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Accounts and Reports Mgmt For For For 14 Allocation of Profits/Dividends Mgmt For For For 15 Ratification of Board and Management Mgmt For Against Against Acts 16 Board Size Mgmt For For For 17 Directors and Auditors' Fees Mgmt For Against Against 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Election of Directors Mgmt For For For 20 Number of Auditors Mgmt For For For 21 Nomination Committee Mgmt For For For 22 Compensation Guidelines Mgmt For Against Against 23 2011 Long Term Incentive Plan Mgmt For For For 24 Authority to Issue Shares Pursuant Mgmt For For For to Stock Option Plan 25 Authority to Repurchase Class C Mgmt For For For Shares 26 Issuance of Class B Shares Pursuant Mgmt For For For to Long-Term Incentive Plan 27 Authority to Repurchase Shares Mgmt For For For 28 Amendments to Articles Mgmt For For For 29 Non-Voting Agenda Item N/A N/A N/A N/A
Nippon Steel Corporation Ticker Security ID: Meeting Date Meeting Status 5401 CINS J55999122 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Akio Mimura Mgmt For Against Against 4 Elect Shohji Muneoka Mgmt For Against Against 5 Elect Kohzoh Uchida Mgmt For Against Against 6 Elect Shinichi Taniguchi Mgmt For Against Against 7 Elect Takao Shindoh Mgmt For Against Against 8 Elect Masakazu Iwaki Mgmt For Against Against 9 Elect Norio Katsuyama Mgmt For Against Against 10 Elect Junji Uchida Mgmt For Against Against 11 Elect Shinya Higuchi Mgmt For Against Against 12 Elect Katsuhiko Ohta Mgmt For Against Against 13 Elect Takayoshi Meiga Mgmt For Against Against 14 Elect Yujiroh Anzai Mgmt For For For
Nissan Motor Co Ltd Ticker Security ID: Meeting Date Meeting Status 7201 CINS J57160129 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Stock Option Plan Mgmt For For For 4 Elect Carlos Ghosn Mgmt For Against Against 5 Elect Toshiyuki Shiga Mgmt For Against Against 6 Elect Hiroto Saikawa Mgmt For Against Against 7 Elect Colin Dodge Mgmt For Against Against 8 Elect Mitsuhiko Yamashita Mgmt For Against Against 9 Elect Carlos Tavares Mgmt For Against Against 10 Elect Hidetoshi Imazu Mgmt For Against Against 11 Elect Jean-Baptiste Duzan Mgmt For Against Against 12 Elect Katsumi Nakamura Mgmt For Against Against
Nokia Oyj Ticker Security ID: Meeting Date Meeting Status NOK1V CINS X61873133 05/03/2011 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For Against Against Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For Against Against 15 Appointment of Auditor Mgmt For Against Against 16 Authority to Repurchase Shares Mgmt For For For 17 Stock Option Program 2011 Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A
Nomura Holdings Incorporated Ticker Security ID: Meeting Date Meeting Status 8604 CINS J59009159 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kenichi Watanabe Mgmt For Against Against 3 Elect Takumi Shibata Mgmt For For For 4 Elect Masanori Itatani Mgmt For Against Against 5 Elect Masanori Nishimatsu Mgmt For For For 6 Elect Haruo Tsuji Mgmt For Against Against 7 Elect Tsuguoki Fujinuma Mgmt For Against Against 8 Elect Masahiro Sakane Mgmt For Against Against 9 Elect Lord Colin Marshall Mgmt For For For 10 Elect Dame Clara Furse Mgmt For For For 11 Elect Nobuyuki Koga Mgmt For Against Against 12 Elect David Benson Mgmt For For For 13 Elect Takao Kusakari Mgmt For For For 14 Elect Toshinori Kanemoto Mgmt For For For 15 Elect Michael Lim Choo San Mgmt For For For 16 Amendments to Articles Mgmt For For For
Nordea Bank AB Ticker Security ID: Meeting Date Meeting Status NDA CINS W57996105 03/24/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Accounts and Reports Mgmt For For For 11 Allocation of Profits/Dividends Mgmt For For For 12 Ratification of Board and Management Mgmt For Against Against Acts 13 Amendments to Articles Mgmt For For For 14 Board Size Mgmt For For For 15 Number of Auditors Mgmt For For For 16 Directors and Auditors' Fees Mgmt For Against Against 17 Election of Directors Mgmt For For For 18 Appointment of Auditor Mgmt For Against Against 19 Nominating Committee Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to issue treasury shares Mgmt For For For 22 Authority to Repurchase Shares for Mgmt For For For Securities Trading 23 Compensation Guidelines Mgmt For For For 24 2011 Long Term Incentive Plan Mgmt For For For 25 Transfer of Shares Mgmt For For For 26 Non-Voting Meeting Note N/A N/A N/A N/A
Norsk Hydro ASA Ticker Security ID: Meeting Date Meeting Status NHY CINS R61115102 05/05/2011 Voted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Meeting Notice and Agenda Mgmt For For For 5 Election of an Individual to Check Mgmt For For For Minutes 6 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 7 Authority to Set Auditor's Fees Mgmt For For For 8 Compensation Guidelines Mgmt For Against Against 9 Amendment Regarding Record Date Mgmt For For For 10 Amendments to Articles Regarding Mgmt For For For Written Voting Prior to the General Meeting 11 Amendments to Articles Regarding Mgmt For For For Nominating Committee 12 Guidelines for the Nominating Mgmt For For For Committee 13 Corporate Assembly Fees Mgmt For For For 14 Nominating Committee Fees Mgmt For For For 15 Shareholder question ShrHoldr For For For
Novartis AG Ticker Security ID: Meeting Date Meeting Status NOVN CINS H5820Q150 02/22/2011 Voted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Ratification of Management and Board Mgmt For Against Against Acts 5 Allocation of Profits/Dividends Mgmt For For For 6 Compensation Policy Mgmt For Against Against 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Re-elect Ann Fudge Mgmt For Against Against 9 Re-elect Pierre Landolt Mgmt For Against Against 10 Re-elect Ulrich Lehner Mgmt For Against Against 11 Elect Enrico Vanni Mgmt For Against Against 12 Appointment of Auditor Mgmt For For For 13 Transaction of Other Business Mgmt For Against Against
Novartis AG Ticker Security ID: Meeting Date Meeting Status NOVN CINS H5820Q150 04/08/2011 Voted Meeting Type Country of Trade Special Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Approval of Merger Agreement Mgmt For For For 4 Approval of Share Issuance Mgmt For For For 5 Additional and/or Counter-Proposals Mgmt For Against Against
Novo Nordisk A/S Ticker Security ID: Meeting Date Meeting Status NOVO-B CINS K7314N152 03/23/2011 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Approve Fiscal 2010 Directors' Fees Mgmt For Against Against 6 Approve Fiscal 2011 Directors' Fees Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Sten Scheibye Mgmt For Against Against 9 Elect Goran Ando Mgmt For Against Against 10 Elect Bruno Angelici Mgmt For Against Against 11 Elect Henrik Gurtler Mgmt For Against Against 12 Elect Thomas Koestler Mgmt For Against Against 13 Elect Kurt Anker Nielsen Mgmt For Against Against 14 Elect Hannu Ryopponen Mgmt For Against Against 15 Elect Jorgen Wedel Mgmt For Against Against 16 Election of Chairman Mgmt For Against Against 17 Election of Vice Chairman Mgmt For Against Against 18 Appointment of Auditor Mgmt For Against Against 19 Authority to Cancel Shares Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Cancel Shares Mgmt For For For 22 Authority to Repurchase Shares Mgmt For For For 23 Amendments to Articles Regarding Age Mgmt For Against Against Limit 24 Amendments to Incentive Compensation Mgmt For For For Guidelines
NTT DoCoMo Incorporated Ticker Security ID: Meeting Date Meeting Status 9437 CINS J59399105 06/17/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Tsutomu Shindoh Mgmt For Against Against 5 Elect Wataru Kagawa Mgmt For Against Against 6 Elect Kazuhiro Yoshizawa Mgmt For Against Against 7 Elect Shuroh Hoshizawa Mgmt For Against Against 8 Elect Kyohichi Yoshizawa Mgmt For For For 9 Elect Haruo Morosawa Mgmt For For For 10 Elect Eiko Tsujiyama Mgmt For For For
OZ Minerals Limited Ticker Security ID: Meeting Date Meeting Status OZL CINS Q7161P106 05/18/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Dean Pritchard Mgmt For Against Against 3 Elect Rebecca McGrath Mgmt For Against Against 4 Remuneration Report Mgmt For For For 5 Approve Capital Return Mgmt For For For 6 Approve Share Consolidation Mgmt For For For 7 Approve Amendments to Performance Mgmt For For For Rights Plan 8 Adopt New Constitution Mgmt For For For 9 Adopt Partial Takeover Provisions Mgmt For Against Against
Panasonic Corporation (fka Matsushita Electric Industrial Co., Ltd) Ticker Security ID: Meeting Date Meeting Status 6752 CINS J6354Y104 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kunio Nakamura Mgmt For Against Against 3 Elect Masayuki Matsushita Mgmt For Against Against 4 Elect Fumio Ohtsubo Mgmt For Against Against 5 Elect Toshihiro Sakamoto Mgmt For Against Against 6 Elect Takahiro Mori Mgmt For Against Against 7 Elect Yasuo Katsura Mgmt For Against Against 8 Elect Ken Morita Mgmt For Against Against 9 Elect Ikusaburoh Kashima Mgmt For Against Against 10 Elect Yoshihiko Yamada Mgmt For Against Against 11 Elect Kazunori Takami Mgmt For Against Against 12 Elect Makoto Uenoyama Mgmt For Against Against 13 Elect Masatoshi Harada Mgmt For Against Against 14 Elect Takashi Tohyama Mgmt For Against Against 15 Elect Ikuo Uno Mgmt For Against Against 16 Elect Masayuki Oku Mgmt For Against Against 17 Elect Masaharu Matsushita Mgmt For Against Against 18 Elect Kazuhiro Tsuga Mgmt For Against Against 19 Elect Yoshiiku Miyata Mgmt For Against Against 20 Elect Yoshiyuki Miyabe Mgmt For Against Against 21 Elect Yoshiaki Nakagawa Mgmt For Against Against 22 Elect Yasuo Yoshino Mgmt For For For 23 Elect Yoshihiro Furuta Mgmt For For For
Pearson plc Ticker Security ID: Meeting Date Meeting Status PSON CINS G69651100 04/28/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Sir David Arculus Mgmt For Against Against 4 Elect Patrick Cescau Mgmt For Against Against 5 Elect Will Ethridge Mgmt For Against Against 6 Elect Rona Fairhead Mgmt For Against Against 7 Elect Robin Freestone Mgmt For Against Against 8 Elect Susan Fuhrman Mgmt For Against Against 9 Elect Kenneth Hydon Mgmt For Against Against 10 Elect John Makinson Mgmt For Against Against 11 Elect Glen Moreno Mgmt For Against Against 12 Elect Marjorie Scardino Mgmt For Against Against 13 Elect S. Joshua Lewis Mgmt For Against Against 14 Directors' Remuneration Report Mgmt For For For 15 Appointment of Auditor Mgmt For Against Against 16 Authority to Set Auditor's Fees Mgmt For Against Against 17 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 21 Renewal of Long-Term Incentive Plan Mgmt For For For
Power Assets Holdings Ltd Ticker Security ID: Meeting Date Meeting Status 6 CINS Y33549117 05/18/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Canning FOK Kin-ning Mgmt For Against Against 6 Elect TSO Kai Sum Mgmt For Against Against 7 Elect Ronald J. Arculli Mgmt For Against Against 8 Elect Susan CHOW Woo Mo-Fong Mgmt For Against Against 9 Elect Andrew Hunter Mgmt For Against Against 10 Elect KAM Hing-Lam Mgmt For Against Against 11 Elect Holger Kluge Mgmt For Against Against 12 Elect Victor LI Tzar Kuoi Mgmt For Against Against 13 Elect George C. Magnus Mgmt For Against Against 14 Elect YUEN Sui-See Mgmt For Against Against 15 Appointment of Auditor and Authority Mgmt For Against Against to Set Fees 16 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Repurchased Shares Mgmt For Against Against
Prudential plc Ticker Security ID: Meeting Date Meeting Status PRU CINS G72899100 05/19/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Howard Davies Mgmt For Against Against 5 Elect John Foley Mgmt For Against Against 6 Elect Paul Manduca Mgmt For Against Against 7 Elect Michael Wells Mgmt For Against Against 8 Elect Keki Dadiseth Mgmt For Against Against 9 Elect Rob Devey Mgmt For Against Against 10 Elect Michael Garrett Mgmt For Against Against 11 Elect Ann Godbehere Mgmt For Against Against 12 Elect Bridget Macaskill Mgmt For Against Against 13 Elect Harvey McGrath Mgmt For Against Against 14 Elect Michael McLintock Mgmt For Against Against 15 Elect Nic Nicandrou Mgmt For Against Against 16 Elect Kathleen O'Donovan Mgmt For Against Against 17 Elect Barry Stowe Mgmt For Against Against 18 Elect Tidjane Thiam Mgmt For Against Against 19 Elect Lord Andrew Turnbull Mgmt For Against Against 20 Appointment of Auditor Mgmt For Against Against 21 Authority to Set Auditor's Fees Mgmt For Against Against 22 Authorisation of Political Donations Mgmt For Abstain Against 23 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 24 Authority to Issue Repurchased Shares Mgmt For For For 25 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 26 Authority to Repurchase Shares Mgmt For For For 27 Authority to Set General Notice Mgmt For Against Against Period at 14 Days 28 Amendment to International SAYE Mgmt For For For Scheme 29 Amendment to Irish SAYE Scheme Mgmt For For For
Renault Ticker Security ID: Meeting Date Meeting Status RNO CINS F77098105 04/29/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Consolidated Accounts and Reports Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For Against Against 8 Presentation of Report on Redeemable Mgmt For For For Shares 9 Elect Philippe Lagayette Mgmt For Against Against 10 Elect Alexis Kohler Mgmt For Against Against 11 Directors' Fees Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Cancel Shares and Mgmt For For For Reduce Capital 14 Authority to Grant Stock Options Mgmt For For For 15 Authority to Issue Restricted Shares Mgmt For For For 16 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 17 Authority to Carry Out Formalities Mgmt For For For 18 Non-Voting Meeting Note N/A N/A N/A N/A
Repsol-YPF SA Ticker Security ID: Meeting Date Meeting Status REP CINS E8471S130 04/15/2011 Voted Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 4 Ratification of Board Acts Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Amendments to Articles; Amendments Mgmt For For For to General Meeting Regulations 7 Amendments to Articles Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Elect Antonio Brufau Niubo Mgmt For Against Against 10 Elect Luis Fernando del Rivero Mgmt For Against Against Asensio 11 Elect Juan Abello Gallo Mgmt For Against Against 12 Elect Luis Carlos Croissier Batista Mgmt For Against Against 13 Elect A?ngel Durandez Adeva Mgmt For Against Against 14 Elect Jose Manuel Loureda Mantinan Mgmt For Against Against 15 Elect Mario Fernandez Pelaz Mgmt For Against Against 16 Co-Investment Plan Mgmt For Against Against 17 Share Purchase Plan Mgmt For For For 18 Authority to Issue Convertible Mgmt For Against Against Securities w/ or w/o Preemptive Rights 19 Authority to Carry Out Formalities Mgmt For For For
RSA Insurance Group Plc Ticker Security ID: Meeting Date Meeting Status RSA CINS G7705H116 05/23/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect John Napier Mgmt For Against Against 4 Elect Andy Haste Mgmt For Against Against 5 Elect Edward Lea Mgmt For Against Against 6 Directors' Remuneration Report Mgmt For Against Against 7 Appointment of Auditor Mgmt For Against Against 8 Authority to Set Auditor's Fees Mgmt For Against Against 9 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 10 Authorisation of Political Donations Mgmt For Abstain Against 11 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For
Sandvik AB Ticker Security ID: Meeting Date Meeting Status SAND CINS W74857165 05/03/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Ratification of Board and Management Mgmt For Against Against Acts 14 Allocation of Profits/Dividends Mgmt For For For 15 Board Size; Number of Auditors Mgmt For For For 16 Amendments to Articles Mgmt For For For 17 Directors and Auditors' Fees Mgmt For For For 18 Election of Directors Mgmt For Against Against 19 Appointment of Auditor Mgmt For For For 20 Nomination Committee Mgmt For For For 21 Compensation Guidelines Mgmt For For For 22 Long-Term Incentive Plan Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A
Schneider Electric SA Ticker Security ID: Meeting Date Meeting Status SU CINS F86921107 04/21/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For Against Against 8 Ratification of the Co-option of Mgmt For Against Against Anand Mahindra 9 Elect Betsy Atkins Mgmt For Against Against 10 Elect Jeong H. Kim Mgmt For Against Against 11 Elect Dominique Senequier Mgmt For Against Against 12 Directors' Fees Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Amendment Regarding Director Age Mgmt For For For Limit 15 Amendment Regarding Censors Mgmt For For For 16 Stock Split Mgmt For For For 17 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 18 Authority to Increase Capital Mgmt For For For Through Capitalizations 19 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 20 Authority to Increase Share Issuance Mgmt For For For Limit 21 Authority to Increase Capital in Mgmt For Against Against Case of Exchange Offer or in Consideration for Contributions in Kind 22 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 23 Authority to Grant Stock Options Mgmt For For For 24 Authority to Issue Restricted Shares Mgmt For For For 25 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 26 Authority to Increase Capital Under Mgmt For For For Foreign Employee Savings Plan 27 Authority to Cancel Shares and Mgmt For For For Reduce Capital 28 Authority to Carry Out Formalities Mgmt For For For
Shin-Etsu Chemical Co Limited Ticker Security ID: Meeting Date Meeting Status 4063 CINS J72810120 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yasuhiko Saitoh Mgmt For Against Against 3 Elect Yoshiaki Ono Mgmt For Against Against 4 Elect Kohji Takasugi Mgmt For Against Against 5 Elect Toshinobu Ishihara Mgmt For Against Against 6 Elect Frank Peter Popoff Mgmt For Against Against 7 Elect Tsuyoshi Miyazaki Mgmt For Against Against 8 Elect Toshihiko Fukui Mgmt For Against Against 9 Elect Masaki Miyajima Mgmt For Against Against 10 Elect Toshiyuki Kasahara Mgmt For Against Against 11 Elect Hidenori Onezawa Mgmt For Against Against 12 Elect Ken Nakamura Mgmt For Against Against 13 Elect Yukihiro Matsui Mgmt For Against Against 14 Elect Hiroaki Okamoto Mgmt For Against Against 15 Elect Osamu Okada Mgmt For For For 16 Elect Masahiko Watase Mgmt For Against Against 17 Elect Kiyoshi Nagano Mgmt For For For 18 Stock Option Plan Mgmt For For For 19 Renewal of Takeover Defense Plan Mgmt For Against Against
Skandinaviska Enskilda Banken AB Ticker Security ID: Meeting Date Meeting Status SEB-A CINS W25381141 03/24/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Mgmt For Against Against Acts 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Board Size Mgmt For For For 17 Directors and Auditors' Fees Mgmt For Against Against 18 Election of Directors Mgmt For Against Against 19 Nominating Committee Mgmt For For For 20 Compensation Guidelines Mgmt For For For 21 2011 Share Savings Plan Mgmt For For For 22 2011 Share Matching Program Mgmt For For For 23 Authority to Trade in Company Stock Mgmt For For For 24 Authority to Repurchase and Issue Mgmt For For For Shares 25 Transfer of Shares Pursuant to LTIP Mgmt For For For 26 Amendments to Articles Regarding Mgmt For For For Meeting Notice 27 Appointment of Auditor Mgmt For For For 28 Shareholder Proposal Regarding ShrHoldr For Against Against Special Investigation 29 Non-Voting Agenda Item N/A N/A N/A N/A
Softbank Corporation Ticker Security ID: Meeting Date Meeting Status 9984 CINS J75963108 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For Abstain Against 3 Amendments to Articles Mgmt For For For 4 Elect Masayoshi Son Mgmt For Against Against 5 Elect Ken Miyauchi Mgmt For Against Against 6 Elect Kazuhiko Kasai Mgmt For Against Against 7 Elect Masahiro Inoue Mgmt For Against Against 8 Elect Ronald Fisher Mgmt For Against Against 9 Elect Yun Mah Mgmt For Against Against 10 Elect Tadashi Yanai Mgmt For Against Against 11 Elect Mark Schwartz Mgmt For Against Against 12 Elect Sunil Bharti Mittal Mgmt For Against Against
Sony Corporation Ticker Security ID: Meeting Date Meeting Status 6758 CINS J76379106 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Howard Stringer Mgmt For For For 3 Elect Ryohji Chubachi Mgmt For For For 4 Elect Yohtaroh Kobayashi Mgmt For Against Against 5 Elect Yoshiaki Yamauchi Mgmt For Against Against 6 Elect Peter Bonfield Mgmt For For For 7 Elect Fujio Choh Mgmt For Against Against 8 Elect Ryuji Yasuda Mgmt For Against Against 9 Elect Yukako Uchinaga Mgmt For Against Against 10 Elect Mitsuaki Yahagi Mgmt For Against Against 11 Elect Tsun-yan Hsieh Mgmt For For For 12 Elect Roland Hernandez Mgmt For For For 13 Elect Kanemitsu Anraku Mgmt For Against Against 14 Elect Yorihiko Kojima Mgmt For Against Against 15 Elect Osamu Nagayama Mgmt For For For 16 Elect Yuichiroh Anzai Mgmt For For For 17 Stock Option Plan Mgmt For For For
Standard Chartered plc Ticker Security ID: Meeting Date Meeting Status STAN CINS G84228157 05/05/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For Against Against 4 Elect Steve Bertamini Mgmt For For For 5 Elect Jaspal Bindra Mgmt For For For 6 Elect Richard Delbridge Mgmt For For For 7 Elect Jamie Dundas Mgmt For For For 8 Elect Valerie Gooding Mgmt For For For 9 Elect HAN Seung-Soo Mgmt For For For 10 Elect Simon Lowth Mgmt For For For 11 Elect Rudy Markham Mgmt For For For 12 Elect Ruth Markland Mgmt For For For 13 Elect Richard Meddings Mgmt For For For 14 Elect John Paynter Mgmt For For For 15 Elect John Peace Mgmt For Against Against 16 Elect Michael Rees Mgmt For For For 17 Elect Peter Sands Mgmt For For For 18 Elect Paul Skinner Mgmt For For For 19 Elect Oliver Stocken Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Authority to Set Auditor's Fees Mgmt For For For 22 Authorisation of Political Donations Mgmt For Abstain Against 23 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 24 Authority to Issue Repurchased Mgmt For Against Against Shares w/ Preemptive Rights 25 2011 Share Plan Mgmt For For For 26 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 27 Authority to Repurchase Ordinary Mgmt For For For Shares 28 Authority to Repurchase Preference Mgmt For For For Shares 29 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 30 Non-Voting Meeting Note N/A N/A N/A N/A
Stora Enso Oyj Ticker Security ID: Meeting Date Meeting Status STERV CINS X21349117 04/20/2011 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For Against Against Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For Against Against 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Nomination Committee Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A
Swedbank AB Ticker Security ID: Meeting Date Meeting Status SWED CINS W9423X102 03/25/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For 13 Ratification of Board and Management Mgmt For Against Against Acts 14 Board Size Mgmt For For For 15 Directors and Auditors' Fees Mgmt For For For 16 Election of Directors Mgmt For For For 17 Nominating Committee Mgmt For For For 18 Amendments to Articles Mgmt For For For 19 Compensation Policy Mgmt For Against Against 20 Authority to Trade in Company Stock Mgmt For For For 21 Authority to Repurchase Shares Mgmt For For For 22 Deferred Bonus Plan Mgmt For For For 23 Authority to Issue Shares Mgmt For For For 24 Long-term Incentive Plan 2011 Mgmt For For For (Collective Plan) 25 Long-term Incentive Plan 2011 Mgmt For For For (Individual Plan) 26 Authority to Issue Shares Mgmt For For For 27 Shareholder Proposal Regarding a ShrHoldr For Against Against Special Investigation 28 Shareholder Proposal Regarding ShrHoldr For For For Gender Equality and Ethnicity 29 Shareholder Proposal Regarding the ShrHoldr For Against Against Distribution of a Book to Shareholders Free of Charge 30 Shareholder Proposal Regarding the ShrHoldr For Abstain Against Creation of a Charitable Fund 31 Non-Voting Agenda Item N/A N/A N/A N/A
Swiss Reinsurance Company Ticker Security ID: Meeting Date Meeting Status RUKN CINS H84046137 04/15/2011 Voted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Compensation Report Mgmt For Against Against 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits to Reserves Mgmt For For For 6 Allocation of Dividends from Reserves Mgmt For For For 7 Ratification of Board Acts Mgmt For Against Against 8 Elect Raymund Breu Mgmt For Against Against 9 Elect Mathis Cabiallavetta Mgmt For Against Against 10 Elect Raymond Ch'ien Mgmt For Against Against 11 Elect Rajna Gibson Brandon Mgmt For Against Against 12 Elect Hans Ulrich Maerki Mgmt For Against Against 13 Elect Renato Fassbind Mgmt For Against Against 14 Appointment of Auditor Mgmt For For For 15 Reduction of Authorized Share Capital Mgmt For For For 16 Cancellation of Conditional Capital Mgmt For For For (Employee Participation) 17 Cancellation of Conditional Capital Mgmt For For For (Berkshire Hathaway) 18 Increase in Conditional Capital Mgmt For Against Against
Swisscom Ticker Security ID: Meeting Date Meeting Status SCMN CINS H8398N104 04/20/2011 Voted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 TO VOTE IN THE UPCOMING MEETING, Mgmt N/A For N/A YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS 3 Non-Voting Meeting Note N/A N/A N/A N/A
Swisscom Ticker Security ID: Meeting Date Meeting Status SCMN CINS H8398N104 04/20/2011 Voted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Compensation Report Mgmt For Against Against 6 Allocation of Profits Mgmt For For For 7 Dividends Mgmt For For For 8 Ratification of Board and Management Mgmt For Against Against Acts 9 Amendments to Articles Regarding Mgmt For For For Board Size 10 Elect Anton Scherrer Mgmt For Against Against 11 Elect Hansueli Loosli Mgmt For Against Against 12 Elect Michel Gobet Mgmt For Against Against 13 Elect Torsten Kreindl Mgmt For Against Against 14 Elect Richard Roy Mgmt For Against Against 15 Elect Othmar Vock Mgmt For Against Against 16 Elect Theophil H. Schlatter Mgmt For Against Against 17 Appointment of Auditor Mgmt For For For
Syngenta AG Ticker Security ID: Meeting Date Meeting Status SYNN CINS H84140112 04/19/2011 Voted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Compensation Report Mgmt For Against Against 5 Ratification of Board and Management Mgmt For Against Against Acts 6 Cancellation of Shares Mgmt For For For 7 Allocation of Profits Mgmt For For For 8 Dividend Distribution from Reserves Mgmt For For For 9 Elect Martin Taylor Mgmt For Against Against 10 Elect Peter Thompson Mgmt For Against Against 11 Elect Rolf Watter Mgmt For Against Against 12 Elect Felix Weber Mgmt For Against Against 13 Appointment of Auditor Mgmt For For For 14 Transaction of Other Business Mgmt For Against Against
Takeda Pharmaceutical Company Ticker Security ID: Meeting Date Meeting Status 4502 CINS J8129E108 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yasuchika Hasegawa Mgmt For Against Against 4 Elect Toyoji Yoshida Mgmt For Against Against 5 Elect Yasuhiko Yamanaka Mgmt For Against Against 6 Elect Shigenori Ohkawa Mgmt For Against Against 7 Elect Frank Morich Mgmt For Against Against 8 Elect Tadataka Yamada Mgmt For Against Against 9 Elect Fumio Sudo Mgmt For Against Against 10 Elect Yorihiko Kojima Mgmt For Against Against 11 Elect Teruo Sakurada Mgmt For Against Against 12 Bonus Mgmt For Against Against
Technip Ticker Security ID: Meeting Date Meeting Status TEC CINS F90676101 04/28/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Consolidated Accounts and Reports Mgmt For For For 7 Related Party Transactions Mgmt For Against Against 8 Ratification of the Co-Option of Mgmt For Against Against Marie-Ange Debon 9 Elect Thierry Pilenko Mgmt For Against Against 10 Elect Olivier Appert Mgmt For Against Against 11 Elect Pascal Colombani Mgmt For Against Against 12 Elect John O'Leary Mgmt For Against Against 13 Elect C. Maury Devine Mgmt For Against Against 14 Elect Leticia Costa Mgmt For Against Against 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 18 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities through Private Placement; Authority to Issue Debt Instruments 19 Authority to Issue Restricted Shares Mgmt For For For 20 Authority to Issue Restricted Shares Mgmt For For For to Executives 21 Authority to Grant Stock Options Mgmt For For For 22 Authority to Grant Stock Options to Mgmt For For For Chairman/CEO and executives 23 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 24 Authority to Carry Out Formalities Mgmt For For For 25 Non-Voting Meeting Note N/A N/A N/A N/A
Telenor ASA Ticker Security ID: Meeting Date Meeting Status TEL CINS R21882106 05/19/2011 Voted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Agenda Mgmt For For For 5 Election of Individuals to Check Mgmt For For For Minutes 6 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 7 Authority to Set Auditor's Fees Mgmt For For For 8 Compensation Guidelines Mgmt For Against Against 9 Cancellation of Shares Mgmt For For For 10 Authority to Repurchase Shares for Mgmt For For For Cancellation 11 Authority to Repurchase Shares Mgmt For For For Pursuant to LTIP 12 Election of Corporate Assembly Mgmt For Against Against 13 Nomination Committee Mgmt For For For 14 Corporate Assembly Fees Mgmt For Abstain Against
Tenaris S.A. Ticker Security ID: Meeting Date Meeting Status TEN CINS L90272102 06/01/2011 Voted Meeting Type Country of Trade Special Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Amendment Regarding Date of the Mgmt For For For Annual General Meeting
Tenaris S.A. Ticker Security ID: Meeting Date Meeting Status TEN CINS L90272102 06/01/2011 Voted Meeting Type Country of Trade Annual Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Presentation of Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Board Acts Mgmt For Against Against 6 Election of Directors Mgmt For Against Against 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Electronic Communications Mgmt For For For
The Royal Bank of Scotland Group plc Ticker Security ID: Meeting Date Meeting Status RBS CINS G76891111 04/19/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Colin Buchan Mgmt For Against Against 4 Elect Sir Sandy Crombie Mgmt For Against Against 5 Elect Sir Philip Hampton Mgmt For Against Against 6 Elect Stephen Hester Mgmt For Against Against 7 Elect Penny Hughes Mgmt For Against Against 8 Elect John McFarlane Mgmt For Against Against 9 Elect Joseph MacHale Mgmt For Against Against 10 Elect Brendan Nelson Mgmt For Against Against 11 Elect Arthur Ryan Mgmt For Against Against 12 Elect Bruce Van Saun Mgmt For Against Against 13 Elect Philip Scott Mgmt For Against Against 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Amendment to Articles Regarding Mgmt For For For Preference Shares 19 Authority to Issue Preference Shares Mgmt For Against Against 20 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 21 Authorisation of Political Donations Mgmt For Abstain Against 22 Amendment to 2010 Deferral Plan Mgmt For For For
Tullow Oil Plc Ticker Security ID: Meeting Date Meeting Status TLW CINS G91235104 05/12/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For Against Against 4 Elect Tutu Agyare Mgmt For Against Against 5 Elect David Bamford Mgmt For Against Against 6 Elect Graham Martin Mgmt For Against Against 7 Elect Steven McTiernan Mgmt For Against Against 8 Elect Patrick Plunkett Mgmt For Against Against 9 Appointment of Auditor and Authority Mgmt For Against Against to Set Fees 10 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days
Tullow Oil Plc Ticker Security ID: Meeting Date Meeting Status TLW CINS G91235104 05/12/2011 Voted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendment to Performance Share Plan Mgmt For Against Against
Ube Industries Ltd Ticker Security ID: Meeting Date Meeting Status 4208 CINS J93796100 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiroaki Tamura Mgmt For Against Against 4 Elect Michio Takeshita Mgmt For Against Against 5 Elect Akinori Furukawa Mgmt For Against Against 6 Elect Makoto Umetsu Mgmt For Against Against 7 Elect Masato Izumihara Mgmt For Against Against 8 Elect Mitsutaka Motoda Mgmt For Against Against 9 Elect Shohji Noguchi Mgmt For Against Against 10 Elect Keisuke Fujioka Mgmt For For For 11 Elect Setsuroh Miyake Mgmt For For For 12 Elect Takeshi Iwabuchi Mgmt For Against Against 13 Elect Hitoshi Sugio Mgmt For Against Against 14 Election of Alternate Statutory Mgmt For For For Auditor(s) 15 Bonus Mgmt For Against Against
Unicredit S.p.A. Ticker Security ID: Meeting Date Meeting Status UCG CINS T95132105 04/29/2011 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Federico Ghizzoni Mgmt For Against Against 5 Directors' Fees Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Common Representative's Fees Mgmt For For For 8 Amendments to Meeting Regulations Mgmt For For For 9 Group Remuneration Policy Mgmt For Against Against 10 2011 Equity Compensation Plans Mgmt For For For 11 2011 Employee Stock Ownership Plan Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
Unilever N.V. Ticker Security ID: Meeting Date Meeting Status UNA CINS N8981F271 05/12/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 3 Ratification of Executive Directors' Mgmt For Against Against Acts 4 Ratification of Non-Executive Mgmt For Against Against Directors' Acts 5 Elect Paul Polman Mgmt For For For 6 Elect Jean-Marc Huet Mgmt For For For 7 Elect Louise Fresco Mgmt For For For 8 Elect Ann Fudge Mgmt For For For 9 Elect Charles Golden Mgmt For For For 10 Elect Byron Grote Mgmt For For For 11 Elect Hixonia Nyasulu Mgmt For For For 12 Elect Malcolm Rifkind Mgmt For For For 13 Elect Kees Storm Mgmt For For For 14 Elect Michael Treschow Mgmt For For For 15 Elect Paul Walsh Mgmt For Against Against 16 Elect Sunil Bharti Mittal Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Cancel Shares Mgmt For For For 19 Authority to Issue Shares w/ or w/o Mgmt For Against Against Preemptive Rights 20 Appointment of Auditor Mgmt For For For
Unilever plc Ticker Security ID: Meeting Date Meeting Status ULVR CINS G92087165 05/11/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Director's Remuneration Report Mgmt For For For 3 Elect Paul Polman Mgmt For For For 4 Elect Jean-Marc Huet Mgmt For For For 5 Elect Louise Fresco Mgmt For For For 6 Elect Ann Fudge Mgmt For For For 7 Elect Charles Golden Mgmt For For For 8 Elect Byron Grote Mgmt For For For 9 Elect Hixonia Nyasulu Mgmt For For For 10 Elect Sir Malcolm Rifkind Mgmt For For For 11 Elect Kees Storm Mgmt For For For 12 Elect Michael Treschow Mgmt For For For 13 Elect Paul Walsh Mgmt For Against Against 14 Elect Sunil Bharti Mittal Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authorisation of Political Donations Mgmt For Abstain Against 21 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 22 Amendments to Articles Regarding Mgmt For For For Borrowing Limit 23 Non-Voting Meeting Note N/A N/A N/A N/A
UPM-Kymmene Oyj Ticker Security ID: Meeting Date Meeting Status UPM1V CINS X9518S108 04/07/2011 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For Against Against Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For Against Against 15 Appointment of Auditor Mgmt For Against Against 16 Authority to Repurchase Shares Mgmt For For For 17 Amendment to 2007 Stock Option Plan Mgmt For For For 18 Charitable Donations Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A
Veolia Environnement Ticker Security ID: Meeting Date Meeting Status VIE CINS F9686M107 05/17/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Approval of Non Tax-Deductible Mgmt For For For Expenses 7 Allocation of Profits/Dividends Mgmt For For For 8 Form of Dividend Payment Mgmt For For For 9 Related Party Transactions Mgmt For Against Against 10 Elect Jean Azema Mgmt For Against Against 11 Elect Pierre-Andre de Chalendar Mgmt For Against Against 12 Elect Baudouin Prot Mgmt For Against Against 13 Elect Louis Schweitzer Mgmt For Against Against 14 Appointment of Auditor (Ernst & Mgmt For For For Young Audit) 15 Appointment of Alternate Auditor Mgmt For For For (AUDITEX) 16 Directors' Fees Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Increase Capital Under Mgmt For Against Against Employee Savings Plan 19 Authority to Increase Capital under Mgmt For Against Against Savings Plans for Overseas Employees 20 Amendment to Articles Mgmt For For For 21 Authority to Carry Out Formalities Mgmt For For For 22 Non-Voting Meeting Note N/A N/A N/A N/A
Vestas Wind Systems A/S Ticker Security ID: Meeting Date Meeting Status VWS CINS K9773J128 03/28/2011 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Presentation of Accounts and Reports Mgmt For For For 6 Directors' Fees (2010) Mgmt For For For 7 Directors' Fees (2011) Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Elect Bent Erik Carlsen Mgmt For Against Against 10 Elect Torsten Rasmussen Mgmt For Against Against 11 Elect Freddy Frandsen Mgmt For Against Against 12 Elect Hakan Eriksson Mgmt For Against Against 13 Elect Jorgen Huno Rasmussen Mgmt For Against Against 14 Elect Jorn Ankaer Thomsen Mgmt For Against Against 15 Elect Kurt Anker Nielsen Mgmt For Against Against 16 Elect Carsten Bjerg Mgmt For Against Against 17 Appointment of Auditor Mgmt For Against Against 18 Compensation Guidelines Mgmt For Against Against 19 Increase in Authorized Capital Mgmt For Against Against 20 Authority to Repurchase Shares Mgmt For For For 21 Shareholder Proposal Regarding Test ShrHoldr Against Against For Center
Volvo AB Ticker Security ID: Meeting Date Meeting Status VOLV.A CINS 928856301 04/06/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Mgmt For Against Against Acts 15 Board Size Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Election of Directors Mgmt For Against Against 18 Nominating Committee Mgmt For For For 19 Compensation Guidelines Mgmt For For For 20 Shareholder Proposal Regarding ShrHoldr N/A For N/A Reclassification of Shares 21 Long-Term Share-Based Incentive Plan Mgmt For For For 22 Transfer of Shares Pursuant to LTIP Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Meeting Note N/A N/A N/A N/A
Wacker Chemie AG Ticker Security ID: Meeting Date Meeting Status WCH CINS D9540Z106 05/18/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Intra-company Contracts Mgmt For For For 10 Supervisory Board Members' Fees Mgmt For For For
Xstrata Plc Ticker Security ID: Meeting Date Meeting Status XTA CINS G9826T102 05/04/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For Against Against 4 Elect Mick Davis Mgmt For Against Against 5 Elect Con Fauconnier Mgmt For Against Against 6 Elect Ivan Glasenberg Mgmt For Against Against 7 Elect Peter Hooley Mgmt For Against Against 8 Elect Claude Lamoureux Mgmt For Against Against 9 Elect Trevor Reid Mgmt For Against Against 10 Elect Sir Steve Robson Mgmt For Against Against 11 Elect David Rough Mgmt For Against Against 12 Elect Ian Strachan Mgmt For Against Against 13 Elect Santiago Zaldumbide Mgmt For Against Against 14 Elect John Bond Mgmt For Against Against 15 Elect Aristotelis Mistakidis Mgmt For Against Against 16 Elect Tor Peterson Mgmt For Against Against 17 Appointment of Auditor and Authority Mgmt For Against Against to Set Fees 18 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Authority to Set General Meeting Mgmt For Against Against Notice Period at 20 Days
Yara International ASA Ticker Security ID: Meeting Date Meeting Status YAR CINS R9900C106 05/10/2011 Voted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Election of Presiding Chairman and Mgmt For For For Individuals to Check Minutes 4 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 5 Compensation Guidelines Mgmt For Against Against 6 Authority to Set Auditor's Fees Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Nomination Committee Fees Mgmt For For For 9 Nomination Committee; Amendments to Mgmt For For For Articles 10 Amendments to Articles Regarding Mgmt For For For Electronic Communication 11 Cancellation of Shares Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For
============================================================================== Fund Name : Pax FTSE Environmental Technologies (ET50) Index ETF 07/01/2010 - 06/30/2011 There were no matters relating to any portfolio securities held during the period covered by the report to which the registrant was entitled to vote. ========== END NPX REPORT ========== SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. PAX WORLD FUNDS TRUST II (Registrant) By: /s/ Joseph F. Keefe Joseph F. Keefe President & CEO Date: August 24, 2011