0001179110-22-002222.txt : 20220314 0001179110-22-002222.hdr.sgml : 20220314 20220314194531 ACCESSION NUMBER: 0001179110-22-002222 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220310 FILED AS OF DATE: 20220314 DATE AS OF CHANGE: 20220314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ellis John B. CENTRAL INDEX KEY: 0001426849 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36376 FILM NUMBER: 22738360 MAIL ADDRESS: STREET 1: THREE GLENLAKE PKWY. CITY: ATLANTA STATE: GA ZIP: 30328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 2U, Inc. CENTRAL INDEX KEY: 0001459417 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 262335939 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7900 HARKINS ROAD CITY: LANHAM STATE: MD ZIP: 20706 BUSINESS PHONE: (301) 892-4350 MAIL ADDRESS: STREET 1: 7900 HARKINS ROAD CITY: LANHAM STATE: MD ZIP: 20706 FORMER COMPANY: FORMER CONFORMED NAME: 2tor, Inc. DATE OF NAME CHANGE: 20090324 4 1 edgar.xml FORM 4 - X0306 4 2022-03-10 0 0001459417 2U, Inc. TWOU 0001426849 Ellis John B. C/O 2U, INC. 7900 HARKINS ROAD LANHAM MD 20706 0 1 0 0 Chief Accounting Officer Common Stock 2022-03-10 4 A 0 14470 0 A 42454 D Common Stock 2022-03-10 4 A 0 1441 0 A 43895 D The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. The restricted stock unit award will vest quarterly in equal installments as to 1/12th of the underlying shares beginning on April 1, 2022, and continuing in equal quarterly installments until 100% vested, subject to the reporting person's continued service with the issuer as of the applicable vesting date. On March 2, 2021, the reporting person was granted an award of performance-based restricted stock units, which vest in the form of common stock based upon metrics previously established by the Compensation Committee of the issuer's Board of Directors as measured over three one-year performance periods commencing on January 1, 2021, January 1,2022 and January 1, 2023, respectively. On March 10, 2022, the Compensation Committee determined the achievement percentage attained for the first performance period of the award, which resulted in the vesting of these shares. /s/ Matthew Norden, attorney-in-fact 2022-03-14