13F-HR 1 catapult_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment |_| This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Catapult Capital Management LLC Address: 666 Fifth Avenue, 8th Floor New York, NY 10103 13F File Number: 028-12844 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Robert Williams Title: Chief Financial Officer Phone: 212-841-4125 Signature, Place, and Date of Signing: /s/ Robert Williams New York, NY 5/16/2011 ----------------------------------- ---------------- -------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 364 Form 13F Information Table Value Total: $ 1,301,384 (thousands) List of Other Included Managers: No. Form 13 F File Number Name --- --------------------- ---- 1 028-12506 Israel A. Englander 2 028-12854 Millennium International Management LP The Institutional Investment Manager filing this report and the Other Included Managers described above are affiliates. Each of the holdings described below is held directly or indirectly by Millennium Partners, L.P. or one or more affiliated investment funds that invest a portion of their assets in Millennium Partners, L.P. FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP x$1000 PRN AMT PRN CALL DSCRETN MNGRS SOLE SHARED NONE ----------------------- -------- --------- ------ -------- --- ---- ------- ------- ------- ------ ------- 99 CENTS ONLY STORES COM 65440K106 980 50000 SH CALL DEFINED 1,2 50000 ABAXIS INC COM 002567105 865 30000 SH DEFINED 1,2 30000 ABB LTD SPONSORED ADR 000375204 387 16000 SH DEFINED 1,2 16000 ABBOTT LABS COM 002824100 2453 50000 SH CALL DEFINED 1,2 50000 ABBOTT LABS COM 002824100 9810 200000 SH PUT DEFINED 1,2 200000 ABERCROMBIE & FITCH CO CL A 002896207 616 10500 SH DEFINED 1,2 10500 ACCO BRANDS CORP COM 00081T108 4770 500000 SH DEFINED 1,2 500000 ACTUATE CORP COM 00508B102 600 115357 SH DEFINED 1,2 115357 ADDUS HOMECARE CORP COM 006739106 125 25000 SH DEFINED 1,2 25000 ADOBE SYS INC COM 00724F101 1194 36000 SH DEFINED 1,2 36000 ADTRAN INC COM 00738A106 213 5027 SH DEFINED 1,2 5027 ADVANCED ANALOGIC TECHNOLOGI COM 00752J108 819 216579 SH DEFINED 1,2 216579 ADVANCED ENERGY INDS COM 007973100 1635 100000 SH DEFINED 1,2 100000 ADVANCED MICRO DEVICES INC COM 007903107 217 25280 SH DEFINED 1,2 25280 AGILENT TECHNOLOGIES INC COM 00846U101 5262 117499 SH DEFINED 1,2 117499 AGL RES INC COM 001204106 996 25000 SH DEFINED 1,2 25000 AIR PRODS & CHEMS INC COM 009158106 1683 18664 SH DEFINED 1,2 18664 AIRGAS INC COM 009363102 598 9000 SH DEFINED 1,2 9000 AK STL HLDG CORP COM 001547108 2967 188000 SH DEFINED 1,2 188000 AK STL HLDG CORP COM 001547108 7890 500000 SH CALL DEFINED 1,2 500000 ALBANY MOLECULAR RESH INC COM 012423109 159 37352 SH DEFINED 1,2 37352 ALCON INC COM SHS H01301102 12413 75000 SH DEFINED 1,2 75000 ALERE INC COM 01449J105 1218 50000 SH CALL DEFINED 1,2 50000 ALLIANT TECHSYSTEMS INC COM 018804104 495 7000 SH DEFINED 1,2 7000 ALLIED HEALTHCARE INTL INC COM 01923A109 64 25000 SH DEFINED 1,2 25000 ALPHATEC HOLDINGS INC COM 02081G102 594 220000 SH DEFINED 1,2 220000 AMERICAN SCIENCE & ENGR INC COM 029429107 655 7090 SH DEFINED 1,2 7090 AMGEN INC COM 031162100 2673 50000 SH PUT DEFINED 1,2 50000 AMN HEALTHCARE SERVICES INC COM 001744101 1299 150000 SH CALL DEFINED 1,2 150000 AMPHENOL CORP NEW CL A 032095101 1632 30000 SH CALL DEFINED 1,2 30000 ANADARKO PETE CORP COM 032511107 1966 24000 SH DEFINED 1,2 24000 ANIXTER INTL INC COM 035290105 1013 14500 SH DEFINED 1,2 14500 APPLE INC COM 037833100 5228 15000 SH DEFINED 1,2 15000 APPLIED MATLS INC COM 038222105 640 41000 SH DEFINED 1,2 41000 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 104 10000 SH DEFINED 1,2 10000 ARKANSAS BEST CORP DEL COM 040790107 728 28100 SH DEFINED 1,2 28100 ARMSTRONG WORLD INDS INC NEW COM 04247X102 575 12430 SH DEFINED 1,2 12430 ASHLAND INC NEW COM 044209104 1484 25700 SH DEFINED 1,2 25700 ASIAINFO-LINKAGE INC COM 04518A104 1905 88000 SH DEFINED 1,2 88000 ASTRAZENECA PLC SPONSORED ADR 046353108 4612 100000 SH PUT DEFINED 1,2 100000 AUDIOCODES LTD ORD M15342104 1755 295000 SH DEFINED 1,2 295000 AVAGO TECHNOLOGIES LTD SHS Y0486S104 467 15000 SH DEFINED 1,2 15000 AVISTA CORP COM 05379B107 3292 142336 SH DEFINED 1,2 142336 BAIDU INC SPON ADR REP A 056752108 1654 12000 SH DEFINED 1,2 12000 BAXTER INTL INC COM 071813109 13443 250000 SH CALL DEFINED 1,2 250000 BECKMAN COULTER INC COM 075811109 2077 25000 SH CALL DEFINED 1,2 25000 BG MEDICINE INC COM 08861T107 308 40000 SH DEFINED 1,2 40000 BIG LOTS INC COM 089302103 2172 50000 SH CALL DEFINED 1,2 50000 BIOMIMETIC THERAPEUTICS INC COM 09064X101 187 14300 SH DEFINED 1,2 14300 BJS WHOLESALE CLUB INC COM 05548J106 1221 25000 SH CALL DEFINED 1,2 25000 BLUE COAT SYSTEMS INC COM NEW 09534T508 624 22172 SH DEFINED 1,2 22172 BOEING CO COM 097023105 495 6700 SH DEFINED 1,2 6700 BOISE INC COM 09746Y105 5954 650000 SH DEFINED 1,2 650000 BOSTON SCIENTIFIC CORP COM 101137107 2421 336721 SH DEFINED 1,2 336721 BRIGGS & STRATTON CORP COM 109043109 1359 60000 SH DEFINED 1,2 60000 BROOKS AUTOMATION INC COM 114340102 3782 275460 SH DEFINED 1,2 275460 BRUNSWICK CORP COM 117043109 6358 250000 SH DEFINED 1,2 250000 BUCKEYE TECHNOLOGIES INC COM 118255108 4684 172000 SH DEFINED 1,2 172000 BUCYRUS INTL INC NEW COM 118759109 16461 180000 SH DEFINED 1,2 180000 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 5421 156629 SH DEFINED 1,2 156629 CALIPER LIFE SCIENCES INC COM 130872104 3481 515000 SH DEFINED 1,2 515000 CALLIDUS SOFTWARE INC COM 13123E500 460 67000 SH DEFINED 1,2 67000 CALPINE CORP COM NEW 131347304 2667 168042 SH DEFINED 1,2 168042 CARDINAL HEALTH INC COM 14149Y108 2842 69108 SH DEFINED 1,2 69108 CARDIONET INC COM 14159L103 479 100000 SH DEFINED 1,2 100000 CARDTRONICS INC COM 14161H108 1832 90000 SH DEFINED 1,2 90000 CARLISLE COS INC COM 142339100 4415 99110 SH DEFINED 1,2 99110 CATERPILLAR INC DEL COM 149123101 1114 10000 SH DEFINED 1,2 10000 CBS CORP NEW CL B 124857202 8138 325000 SH DEFINED 1,2 325000 CELANESE CORP DEL COM SER A 150870103 1553 35000 SH DEFINED 1,2 35000 CELGENE CORP COM 151020104 2879 50000 SH DEFINED 1,2 50000 CENTERPOINT ENERGY INC COM 15189T107 11337 645626 SH DEFINED 1,2 645626 CENTURYLINK INC COM 156700106 1226 29500 SH DEFINED 1,2 29500 CEPHALON INC COM 156708109 1773 23300 SH CALL DEFINED 1,2 23300 CEPHALON INC COM 156708109 1902 25000 SH PUT DEFINED 1,2 25000 CEPHALON INC COM 156708109 1902 25000 SH DEFINED 1,2 25000 CERAGON NETWORKS LTD ORD M22013102 242 20000 SH DEFINED 1,2 20000 CERUS CORP COM 157085101 73 25000 SH DEFINED 1,2 25000 CF INDS HLDGS INC COM 125269100 2462 18000 SH DEFINED 1,2 18000 CHARMING SHOPPES INC COM 161133103 5619 1319072 SH DEFINED 1,2 1319072 CHESAPEAKE ENERGY CORP COM 165167107 1039 31000 SH DEFINED 1,2 31000 CHINA MED TECHNOLOGIES INC SPONSORED ADR 169483104 989 85000 SH DEFINED 1,2 85000 CHUBB CORP COM 171232101 487 7941 SH DEFINED 1,2 7941 CIGNA CORP COM 125509109 19926 450000 SH CALL DEFINED 1,2 450000 CITIGROUP INC COM 172967101 2387 540000 SH DEFINED 1,2 540000 CLARCOR INC COM 179895107 1123 25000 SH DEFINED 1,2 25000 COGO GROUP INC COM 192448108 1305 161671 SH DEFINED 1,2 161671 COMCAST CORP NEW CL A 20030N101 2924 118283 SH DEFINED 1,2 118283 COMERICA INC COM 200340107 6169 168000 SH DEFINED 1,2 168000 COMMVAULT SYSTEMS INC COM 204166102 3454 86617 SH DEFINED 1,2 86617 COMPUWARE CORP COM 205638109 2639 228452 SH DEFINED 1,2 228452 CONAGRA FOODS INC COM 205887102 2375 100000 SH CALL DEFINED 1,2 100000 CONSOL ENERGY INC COM 20854P109 3673 68490 SH DEFINED 1,2 68490 CONSTELLATION ENERGY GROUP I COM 210371100 31866 1023638 SH DEFINED 1,2 1023638 COOPER TIRE & RUBR CO COM 216831107 535 20770 SH DEFINED 1,2 20770 COVIDIEN PLC CALL G2554F105 15582 300000 SH CALL DEFINED 1,2 300000 CUMMINS INC COM 231021106 3530 32200 SH DEFINED 1,2 32200 CURIS INC COM 231269101 130 40000 SH DEFINED 1,2 40000 CVS CAREMARK CORPORATION COM 126650100 6178 180000 SH CALL DEFINED 1,2 180000 CYMER INC COM 232572107 283 5000 SH DEFINED 1,2 5000 CYTEC INDS INC COM 232820100 397 7300 SH DEFINED 1,2 7300 DANA HLDG CORP COM 235825205 243 14000 SH DEFINED 1,2 14000 DAVITA INC COM 23918K108 14280 167000 SH DEFINED 1,2 167000 DEERE & CO COM 244199105 6697 69121 SH DEFINED 1,2 69121 DELUXE CORP COM 248019101 2654 100000 SH DEFINED 1,2 100000 DEXCOM INC COM 252131107 780 50269 SH DEFINED 1,2 50269 DISNEY WALT CO COM DISNEY 254687106 1511 35077 SH DEFINED 1,2 35077 DOLBY LABORATORIES INC COM 25659T107 984 20000 SH DEFINED 1,2 20000 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 3337 50000 SH PUT DEFINED 1,2 50000 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 4464 66900 SH DEFINED 1,2 66900 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 1668 25000 SH CALL DEFINED 1,2 25000 DRESSER-RAND GROUP INC COM 261608103 1072 20000 SH DEFINED 1,2 20000 DU PONT E I DE NEMOURS & CO COM 263534109 5222 95000 SH DEFINED 1,2 95000 DUKE ENERGY CORP NEW COM 26441C105 5209 286997 SH DEFINED 1,2 286997 DYCOM INDS INC COM 267475101 4769 275000 SH DEFINED 1,2 275000 EASTMAN CHEM CO COM 277432100 4428 44581 SH DEFINED 1,2 44581 EDISON INTL COM 281020107 23414 639900 SH DEFINED 1,2 639900 EMDEON INC CL A 29084T104 1611 100000 SH DEFINED 1,2 100000 EMERSON ELEC CO COM 291011104 3214 55000 SH DEFINED 1,2 55000 EMPIRE DIST ELEC CO COM 291641108 5111 234573 SH DEFINED 1,2 234573 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 1908 50000 SH PUT DEFINED 1,2 50000 ENSCO PLC SPONSORED ADR 29358Q109 2227 38500 SH DEFINED 1,2 38500 ENZO BIOCHEM INC COM 294100102 629 150000 SH DEFINED 1,2 150000 EPOCRATES INC COM 29429D103 396 20000 SH DEFINED 1,2 20000 EXACT SCIENCES CORP COM 30063P105 367 50000 SH DEFINED 1,2 50000 EXCO RESOURCES INC COM 269279402 1033 50000 SH CALL DEFINED 1,2 50000 EXCO RESOURCES INC COM 269279402 1033 50000 SH DEFINED 1,2 50000 EXPRESS SCRIPTS INC COM 302182100 6234 112101 SH DEFINED 1,2 112101 F M C CORP COM NEW 302491303 2548 30000 SH DEFINED 1,2 30000 FEDERAL MOGUL CORP COM 313549404 1544 62000 SH DEFINED 1,2 62000 FEDEX CORP COM 31428X106 1890 20200 SH DEFINED 1,2 20200 FIVE STAR QUALITY CARE INC COM 33832D106 1143 140561 SH DEFINED 1,2 140561 FLEXTRONICS INTL LTD ORD Y2573F102 3175 425000 SH DEFINED 1,2 425000 FLOWSERVE CORP COM 34354P105 773 6000 SH DEFINED 1,2 6000 FLUIDIGM CORP DEL COM 34385P108 2147 150000 SH DEFINED 1,2 150000 FOREST OIL CORP COM PAR $0.01 346091705 1527 40374 SH DEFINED 1,2 40374 FOSTER WHEELER AG COM H27178104 1956 52000 SH DEFINED 1,2 52000 FRONTLINE LTD SHS G3682E127 495 20000 SH DEFINED 1,2 20000 GENERAL CABLE CORP DEL NEW COM 369300108 979 22604 SH DEFINED 1,2 22604 GENERAL ELECTRIC CO COM 369604103 30075 1500000 SH CALL DEFINED 1,2 1500000 GENERAL ELECTRIC CO COM 369604103 4030 201000 SH DEFINED 1,2 201000 GENMARK DIAGNOSTICS INC COM 372309104 100 25000 SH DEFINED 1,2 25000 GENON ENERGY INC COM 37244E107 16036 4208798 SH DEFINED 1,2 4208798 GENZYME CORP COM 372917104 7616 100000 SH PUT DEFINED 1,2 100000 GENZYME CORP COM 372917104 63072 828200 SH DEFINED 1,2 828200 GENZYME CORP COM 372917104 3808 50000 SH CALL DEFINED 1,2 50000 GEORGIA GULF CORP COM PAR$0.01 NEW373200302 6747 182350 SH DEFINED 1,2 182350 GERDAU S A SPONSORED ADR 373737105 2000 160000 SH DEFINED 1,2 160000 GILEAD SCIENCES INC COM 375558103 1210 28500 SH DEFINED 1,2 28500 GOODRICH CORP COM 382388106 291 3400 SH DEFINED 1,2 3400 GOODYEAR TIRE & RUBR CO COM 382550101 421 28080 SH DEFINED 1,2 28080 GREAT PLAINS ENERGY INC COM 391164100 1187 59276 SH DEFINED 1,2 59276 GULF RESOURCES INC COM PAR $0.0005 40251W309 452 73045 SH DEFINED 1,2 73045 HARLEY DAVIDSON INC COM 412822108 857 20159 SH DEFINED 1,2 20159 HARRIS CORP DEL COM 413875105 1091 22000 SH DEFINED 1,2 22000 HARVARD BIOSCIENCE INC COM 416906105 369 65000 SH DEFINED 1,2 65000 HATTERAS FINL CORP COM 41902R103 4077 145000 SH DEFINED 1,2 145000 HAYNES INTERNATIONAL INC COM NEW 420877201 640 11534 SH DEFINED 1,2 11534 HCA HOLDINGS INC COM 40412C101 7271 214683 SH DEFINED 1,2 214683 HEALTH CARE REIT INC COM 42217K106 10488 200000 SH DEFINED 1,2 200000 HEALTH MGMT ASSOC INC NEW CL A 421933102 1690 155000 SH DEFINED 1,2 155000 HEALTHSOUTH CORP COM NEW 421924309 1231 49269 SH DEFINED 1,2 49269 HECKMANN CORP COM 422680108 1813 276839 SH DEFINED 1,2 276839 HILL ROM HLDGS INC COM 431475102 2600 68466 SH DEFINED 1,2 68466 HONEYWELL INTL INC COM 438516106 3941 66000 SH DEFINED 1,2 66000 HOSPIRA INC COM 441060100 5297 95956 SH DEFINED 1,2 95956 HUBBELL INC CL B 443510201 1526 21482 SH DEFINED 1,2 21482 IAC INTERACTIVECORP COM PAR $.001 44919P508 1382 44715 SH DEFINED 1,2 44715 IDACORP INC COM 451107106 3105 81500 SH DEFINED 1,2 81500 IDT CORP CL B NEW 448947507 3908 145000 SH DEFINED 1,2 145000 IESI BFC LTD COM 44951D108 2030 80000 SH DEFINED 1,2 80000 INFORMATICA CORP COM 45666Q102 2568 49200 SH DEFINED 1,2 49200 INTEGRATED SILICON SOLUTION COM 45812P107 218 23475 SH DEFINED 1,2 23475 INTEGRYS ENERGY GROUP INC COM 45822P105 7720 152844 SH DEFINED 1,2 152844 INTERCONTINENTALEXCHANGE INC COM 45865V100 1730 14000 SH DEFINED 1,2 14000 INTERNATIONAL COAL GRP INC N COM 45928H106 2276 201400 SH DEFINED 1,2 201400 INTERNATIONAL GAME TECHNOLOG COM 459902102 50 3108 SH DEFINED 1,2 3108 INTERPUBLIC GROUP COS INC COM 460690100 4007 318800 SH DEFINED 1,2 318800 INTL PAPER CO COM 460146103 423 14000 SH DEFINED 1,2 14000 INTREPID POTASH INC COM 46121Y102 1219 35000 SH DEFINED 1,2 35000 INTUIT COM 461202103 797 15000 SH DEFINED 1,2 15000 IRIS INTL INC COM 46270W105 677 75000 SH DEFINED 1,2 75000 ISHARES TR RUSSELL 2000 464287655 105213 1250000 SH PUT DEFINED 1,2 1250000 ITT CORP NEW COM 450911102 1134 18888 SH DEFINED 1,2 18888 JOHNSON & JOHNSON COM 478160104 2814 47500 SH PUT DEFINED 1,2 47500 JOHNSON CTLS INC COM 478366107 3118 75000 SH DEFINED 1,2 75000 KANSAS CITY SOUTHERN COM NEW 485170302 192 3530 SH DEFINED 1,2 3530 KENNAMETAL INC COM 489170100 2340 60000 SH DEFINED 1,2 60000 KEYCORP NEW COM 493267108 852 95976 SH DEFINED 1,2 95976 KINETIC CONCEPTS INC COM NEW 49460W208 2476 45506 SH DEFINED 1,2 45506 KNIGHT CAP GROUP INC CL A COM 499005106 4355 325000 SH DEFINED 1,2 325000 LANDSTAR SYS INC COM 515098101 926 20262 SH DEFINED 1,2 20262 LATTICE SEMICONDUCTOR CORP COM 518415104 325 55000 SH DEFINED 1,2 55000 LEGG MASON INC COM 524901105 2153 59668 SH DEFINED 1,2 59668 LHC GROUP INC COM 50187A107 1500 50000 SH DEFINED 1,2 50000 LIBERTY MEDIA CORP NEW CAP COM SER A 53071M302 3684 50000 SH DEFINED 1,2 50000 LOWES COS INC COM 548661107 6419 242856 SH DEFINED 1,2 242856 LUBRIZOL CORP COM 549271104 15807 118000 SH CALL DEFINED 1,2 118000 LUBRIZOL CORP COM 549271104 6698 50000 SH DEFINED 1,2 50000 LYONDELLBASELL INDUSTRIES N CALL N53745100 2966 75000 SH CALL DEFINED 1,2 75000 MACYS INC COM 55616P104 12130 500000 SH CALL DEFINED 1,2 500000 MACYS INC COM 55616P104 206 8495 SH DEFINED 1,2 8495 MAGMA DESIGN AUTOMATION COM 559181102 4727 693115 SH DEFINED 1,2 693115 MARTIN MARIETTA MATLS INC COM 573284106 2286 25496 SH DEFINED 1,2 25496 MASSEY ENERGY COMPANY COM 576206106 3418 50000 SH DEFINED 1,2 50000 MCDERMOTT INTL INC COM 580037109 2539 100000 SH DEFINED 1,2 100000 MEADWESTVACO CORP COM 583334107 1562 51516 SH DEFINED 1,2 51516 MEDASSETS INC COM 584045108 1295 85000 SH DEFINED 1,2 85000 MEDCO HEALTH SOLUTIONS INC COM 58405U102 5616 100000 SH CALL DEFINED 1,2 100000 MEDCO HEALTH SOLUTIONS INC COM 58405U102 5003 89093 SH DEFINED 1,2 89093 MEDQUIST HLDGS INC COM 58506K102 1170 112300 SH DEFINED 1,2 112300 MELA SCIENCES INC COM 55277R100 1056 300000 SH CALL DEFINED 1,2 300000 MEMC ELECTR MATLS INC COM 552715104 2203 170000 SH DEFINED 1,2 170000 MENTOR GRAPHICS CORP COM 587200106 7041 481261 SH DEFINED 1,2 481261 MERIT MED SYS INC COM 589889104 1962 100000 SH DEFINED 1,2 100000 MICRON TECHNOLOGY INC COM 595112103 3154 275000 SH DEFINED 1,2 275000 MICROS SYS INC COM 594901100 8903 180110 SH DEFINED 1,2 180110 MICROSEMI CORP COM 595137100 4556 220000 SH DEFINED 1,2 220000 MINDSPEED TECHNOLOGIES INC COM NEW 602682205 1992 235468 SH DEFINED 1,2 235468 MONSTER WORLDWIDE INC COM 611742107 1403 88228 SH DEFINED 1,2 88228 MYR GROUP INC DEL COM 55405W104 527 22021 SH DEFINED 1,2 22021 NATIONAL GRID PLC SPON ADR NEW 636274300 163 3400 SH DEFINED 1,2 3400 NATUS MEDICAL INC DEL COM 639050103 2738 162993 SH DEFINED 1,2 162993 NAVISTAR INTL CORP NEW COM 63934E108 2479 35750 SH DEFINED 1,2 35750 NEUTRAL TANDEM INC COM 64128B108 1271 86200 SH DEFINED 1,2 86200 NEWFIELD EXPL CO COM 651290108 945 12428 SH DEFINED 1,2 12428 NEWMONT MINING CORP COM 651639106 2183 40000 SH DEFINED 1,2 40000 NEXTERA ENERGY INC COM 65339F101 7199 130600 SH DEFINED 1,2 130600 NISOURCE INC COM 65473P105 7874 410519 SH DEFINED 1,2 410519 NORANDA ALUM HLDG CORP COM 65542W107 342 21320 SH DEFINED 1,2 21320 NORDSTROM INC COM 655664100 404 9000 SH DEFINED 1,2 9000 NORFOLK SOUTHERN CORP COM 655844108 641 9252 SH DEFINED 1,2 9252 NORTHROP GRUMMAN CORP COM 666807102 909 14500 SH DEFINED 1,2 14500 NORTHWESTERN CORP COM NEW 668074305 5169 170600 SH DEFINED 1,2 170600 NOVARTIS A G SPONSORED ADR 66987V109 272 5000 SH PUT DEFINED 1,2 5000 NOVARTIS A G SPONSORED ADR 66987V109 5163 95000 SH DEFINED 1,2 95000 NRG ENERGY INC COM NEW 629377508 1960 90993 SH DEFINED 1,2 90993 NXP SEMICONDUCTORS N V COM N6596X109 1918 64000 SH DEFINED 1,2 64000 NYSE EURONEXT COM 629491101 1231 35000 SH DEFINED 1,2 35000 OGE ENERGY CORP COM 670837103 5656 111873 SH DEFINED 1,2 111873 OLIN CORP COM PAR $1 680665205 6532 285000 SH DEFINED 1,2 285000 ON SEMICONDUCTOR CORP COM 682189105 1331 135000 SH DEFINED 1,2 135000 ORASURE TECHNOLOGIES INC COM 68554V108 197 25000 SH DEFINED 1,2 25000 OWENS ILL INC COM NEW 690768403 3019 100000 SH CALL DEFINED 1,2 100000 P F CHANGS CHINA BISTRO INC COM 69333Y108 1039 22500 SH DEFINED 1,2 22500 PACCAR INC COM 693718108 1924 36750 SH DEFINED 1,2 36750 PALL CORP COM 696429307 2881 50000 SH CALL DEFINED 1,2 50000 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 743 50000 SH DEFINED 1,2 50000 PAR PHARMACEUTICAL COS INC COM 69888P106 1243 40000 SH DEFINED 1,2 40000 PARKER HANNIFIN CORP COM 701094104 2281 24088 SH DEFINED 1,2 24088 PEOPLES UNITED FINANCIAL INC COM 712704105 3617 287500 SH DEFINED 1,2 287500 PERICOM SEMICONDUCTOR CORP COM 713831105 1571 151459 SH DEFINED 1,2 151459 PETROHAWK ENERGY CORP COM 716495106 1166 47500 SH DEFINED 1,2 47500 PETSMART INC COM 716768106 614 15000 SH DEFINED 1,2 15000 PFIZER INC COM 717081103 3047 150000 SH CALL DEFINED 1,2 150000 PFIZER INC COM 717081103 1977 97336 SH DEFINED 1,2 97336 PG&E CORP COM 69331C108 694 15710 SH DEFINED 1,2 15710 PHOTRONICS INC COM 719405102 2243 250000 SH DEFINED 1,2 250000 PMC-SIERRA INC COM 69344F106 713 95000 SH DEFINED 1,2 95000 PNC FINL SVCS GROUP INC COM 693475105 1575 25000 SH DEFINED 1,2 25000 PNM RES INC COM 69349H107 13078 876547 SH DEFINED 1,2 876547 POTASH CORP SASK INC COM 73755L107 1473 25000 SH DEFINED 1,2 25000 PRICELINE COM INC COM NEW 741503403 1055 2082 SH DEFINED 1,2 2082 PRIDE INTL INC DEL COM 74153Q102 2148 50000 SH PUT DEFINED 1,2 50000 PRIDE INTL INC DEL COM 74153Q102 6329 147354 SH DEFINED 1,2 147354 PROGRESS ENERGY INC COM 743263105 2907 63000 SH DEFINED 1,2 63000 PUBLIC SVC ENTERPRISE GROUP COM 744573106 7496 237900 SH DEFINED 1,2 237900 QLIK TECHNOLOGIES INC COM 74733T105 5182 199314 SH DEFINED 1,2 199314 QUANEX BUILDING PRODUCTS COR COM 747619104 1599 81456 SH DEFINED 1,2 81456 RADWARE LTD ORD M81873107 1559 44000 SH DEFINED 1,2 44000 RENT A CTR INC NEW COM 76009N100 1850 53000 SH DEFINED 1,2 53000 REX ENERGY CORPORATION COM 761565100 814 69938 SH DEFINED 1,2 69938 RIO TINTO PLC SPONSORED ADR 767204100 1067 15000 SH DEFINED 1,2 15000 RIVERBED TECHNOLOGY INC COM 768573107 177 4700 SH DEFINED 1,2 4700 ROBERT HALF INTL INC COM 770323103 459 15000 SH DEFINED 1,2 15000 ROCHESTER MED CORP COM 771497104 666 58000 SH DEFINED 1,2 58000 ROCKWOOD HLDGS INC COM 774415103 2023 41102 SH DEFINED 1,2 41102 ROWAN COS INC COM 779382100 788 17837 SH DEFINED 1,2 17837 RTI BIOLOGICS INC COM 74975N105 429 150000 SH DEFINED 1,2 150000 S1 CORPORATION COM 78463B101 719 107769 SH DEFINED 1,2 107769 SABA SOFTWARE INC COM NEW 784932600 1653 168217 SH DEFINED 1,2 168217 SAFEWAY INC COM NEW 786514208 998 42400 SH DEFINED 1,2 42400 SANDISK CORP COM 80004C101 704 15270 SH DEFINED 1,2 15270 SCHULMAN A INC COM 808194104 641 25919 SH DEFINED 1,2 25919 SCOTTS MIRACLE GRO CO CL A 810186106 1060 18327 SH DEFINED 1,2 18327 SEAGATE TECHNOLOGY PLC SHS G7945M107 432 30000 SH DEFINED 1,2 30000 SEATTLE GENETICS INC COM 812578102 779 50000 SH DEFINED 1,2 50000 SEMGROUP CORP CL A 81663A105 12672 450000 SH DEFINED 1,2 450000 SHERWIN WILLIAMS CO COM 824348106 3560 42388 SH DEFINED 1,2 42388 SKILLED HEALTHCARE GROUP INC CL A 83066R107 2878 200000 SH CALL DEFINED 1,2 200000 SMITH A O COM 831865209 803 18110 SH DEFINED 1,2 18110 SONIC AUTOMOTIVE INC CL A 83545G102 3222 230000 SH DEFINED 1,2 230000 SONOCO PRODS CO COM 835495102 3623 100000 SH CALL DEFINED 1,2 100000 SONOSITE INC COM 83568G104 1666 50000 SH DEFINED 1,2 50000 SOUTHERN CO COM 842587107 697 18300 SH DEFINED 1,2 18300 SOUTHERN UN CO NEW COM 844030106 6322 220900 SH DEFINED 1,2 220900 SPARTECH CORP COM NEW 847220209 406 56000 SH DEFINED 1,2 56000 SPECTRANETICS CORP COM 84760C107 236 50000 SH DEFINED 1,2 50000 STANDARD MICROSYSTEMS CORP COM 853626109 1734 70309 SH DEFINED 1,2 70309 STANLEY BLACK & DECKER INC COM 854502101 10561 137877 SH DEFINED 1,2 137877 STATE STR CORP COM 857477103 4783 106425 SH DEFINED 1,2 106425 STEEL DYNAMICS INC COM 858119100 939 50000 SH DEFINED 1,2 50000 STONE ENERGY CORP COM 861642106 1668 50000 SH DEFINED 1,2 50000 STRATEGIC HOTELS & RESORTS I COM 86272T106 4193 650000 SH DEFINED 1,2 650000 SUNRISE SENIOR LIVING INC COM 86768K106 4772 400000 SH DEFINED 1,2 400000 SUPERIOR ENERGY SVCS INC COM 868157108 1133 27625 SH DEFINED 1,2 27625 SXC HEALTH SOLUTIONS CORP COM 78505P100 3274 59752 SH DEFINED 1,2 59752 SYMANTEC CORP COM 871503108 2697 145450 SH DEFINED 1,2 145450 SYNOVUS FINL CORP COM 87161C105 900 375000 SH DEFINED 1,2 375000 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 547 35600 SH DEFINED 1,2 35600 TALBOTS INC COM 874161102 604 100000 SH PUT DEFINED 1,2 100000 TALEO CORP CL A 87424N104 2863 80300 SH DEFINED 1,2 80300 TECK RESOURCES LTD CL B 878742204 3181 60000 SH DEFINED 1,2 60000 TEKELEC COM 879101103 1582 194835 SH DEFINED 1,2 194835 TERADATA CORP DEL COM 88076W103 4031 79516 SH DEFINED 1,2 79516 TERNIUM SA SPON ADR 880890108 4241 118000 SH DEFINED 1,2 118000 TETRA TECHNOLOGIES INC DEL COM 88162F105 14630 950000 SH DEFINED 1,2 950000 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 25085 500000 SH DEFINED 1,2 500000 TEXAS INSTRS INC COM 882508104 691 20000 SH DEFINED 1,2 20000 TIMKEN CO COM 887389104 3624 69300 SH DEFINED 1,2 69300 TITAN INTL INC ILL COM 88830M102 3326 125000 SH DEFINED 1,2 125000 TITANIUM METALS CORP COM NEW 888339207 1104 59398 SH DEFINED 1,2 59398 TOTAL SYS SVCS INC COM 891906109 4505 250000 SH DEFINED 1,2 250000 TRANSCEND SERVICES INC COM NEW 893929208 840 35000 SH DEFINED 1,2 35000 TRINITY INDS INC COM 896522109 2429 66236 SH DEFINED 1,2 66236 TRIUMPH GROUP INC NEW COM 896818101 810 9163 SH DEFINED 1,2 9163 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 330 6000 SH DEFINED 1,2 6000 TW TELECOM INC COM 87311L104 288 15000 SH DEFINED 1,2 15000 TYCO INTERNATIONAL LTD SHS H89128104 838 18717 SH DEFINED 1,2 18717 U S G CORP COM NEW 903293405 1666 100000 SH DEFINED 1,2 100000 ULTRA CLEAN HLDGS INC COM 90385V107 2275 220000 SH DEFINED 1,2 220000 UNILIFE CORP NEW COM 90478E103 595 105000 SH DEFINED 1,2 105000 UNION PAC CORP COM 907818108 492 5000 SH DEFINED 1,2 5000 UNITED PARCEL SERVICE INC CL B 911312106 2891 38893 SH DEFINED 1,2 38893 UNITED RENTALS INC COM 911363109 12290 369283 SH DEFINED 1,2 369283 UROPLASTY INC COM NEW 917277204 331 50000 SH DEFINED 1,2 50000 VALE S A ADR 91912E105 1834 55000 SH DEFINED 1,2 55000 VALERO ENERGY CORP NEW COM 91913Y100 775 26000 SH DEFINED 1,2 26000 VALMONT INDS INC COM 920253101 1731 16589 SH DEFINED 1,2 16589 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 2434 50000 SH DEFINED 1,2 50000 VASCULAR SOLUTIONS INC COM 92231M109 600 55000 SH DEFINED 1,2 55000 VERIGY LTD SHS Y93691106 2114 150000 SH PUT DEFINED 1,2 150000 VERIGY LTD SHS Y93691106 3875 275000 SH DEFINED 1,2 275000 VERINT SYS INC COM 92343X100 3584 100000 SH DEFINED 1,2 100000 VIACOM INC NEW CL B 92553P201 8252 177385 SH DEFINED 1,2 177385 VITACOST COM INC COM 92847A200 656 115000 SH DEFINED 1,2 115000 VMWARE INC CL A COM 928563402 1245 15266 SH DEFINED 1,2 15266 VOCUS INC COM 92858J108 5856 226468 SH DEFINED 1,2 226468 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 633 22000 SH DEFINED 1,2 22000 WABCO HLDGS INC COM 92927K102 1039 16861 SH DEFINED 1,2 16861 WALGREEN CO COM 931422109 2007 50000 SH CALL DEFINED 1,2 50000 WALGREEN CO COM 931422109 10711 266840 SH DEFINED 1,2 266840 WELLPOINT INC COM 94973V107 19203 275154 SH DEFINED 1,2 275154 WESTAMERICA BANCORPORATION COM 957090103 2973 57871 SH DEFINED 1,2 57871 WESTERN DIGITAL CORP COM 958102105 1119 30000 SH DEFINED 1,2 30000 WEYERHAEUSER CO COM 962166104 2460 100000 SH CALL DEFINED 1,2 100000 WGL HLDGS INC COM 92924F106 4571 117200 SH DEFINED 1,2 117200 WHITING PETE CORP NEW COM 966387102 1469 20000 SH DEFINED 1,2 20000 WYNDHAM WORLDWIDE CORP COM 98310W108 2386 75000 SH DEFINED 1,2 75000 XCEL ENERGY INC COM 98389B100 5733 239988 SH DEFINED 1,2 239988 XL GROUP PLC SHS G98290102 185 7500 SH DEFINED 1,2 7500 YAHOO INC COM 984332106 5838 350000 SH CALL DEFINED 1,2 350000 YAHOO INC COM 984332106 1013 60761 SH DEFINED 1,2 60761 ZIONS BANCORPORATION COM 989701107 1753 76000 SH DEFINED 1,2 76000