0001426822-13-000011.txt : 20131114
0001426822-13-000011.hdr.sgml : 20131114
20131114151155
ACCESSION NUMBER: 0001426822-13-000011
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131114
DATE AS OF CHANGE: 20131114
EFFECTIVENESS DATE: 20131114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DECADE CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001426822
IRS NUMBER: 260150554
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12851
FILM NUMBER: 131219390
BUSINESS ADDRESS:
STREET 1: 666 FIFTH AVENUE, 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
BUSINESS PHONE: (212) 841-4100
MAIL ADDRESS:
STREET 1: 666 FIFTH AVENUE, 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001426822
XXXXXXXX
09-30-2013
09-30-2013
DECADE CAPITAL MANAGEMENT LLC
666 FIFTH AVENUE, 8TH FLOOR
NEW YORK
NY
10103
13F HOLDINGS REPORT
028-12851
Y
The Institutional Investment Manager filing this report (the "Institutional Investment Manager") and the Other Included Managers described herein are affiliates, and the Other Included Managers Nos. 2 and 3 are relying advisers (as such term is used in the SEC Staff No-Action Letter addressed to the American Bar Association, Business Law Section, dated January 18, 2012) of the Institutional Investment Manager. Each of the holdings described below is held directly or indirectly by Millennium Partners, L.P. or one or more affiliated investment funds that invest a portion of their assets in Millennium Partners, L.P.
Robert Williams
Chief Financial Officer
212-841-4100
/s/ Robert Williams
New York
NY
11-14-2013
3
228
1744510
false
1
0001017456
028-12506
ENGLANDER ISRAEL A
2
0001426821
028-12854
MILLENNIUM INTERNATIONAL MANAGEMENT LP
3
0001273087
028-10684
MILLENNIUM MANAGEMENT LLC
INFORMATION TABLE
2
Decade.xml
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
7492
190000
SH
DFND
1,2,3
0
190000
0
ACCURAY INC
COM
004397105
8118
1100000
SH
DFND
1,2,3
0
1100000
0
ACTAVIS INC
COM
00507K103
13680
95000
SH
DFND
1,2,3
0
95000
0
ADTRAN INC
COM
00738A106
4893
183678
SH
DFND
1,2,3
0
183678
0
ADVANCED MICRO DEVICES INC
COM
007903107
65
17138
SH
DFND
1,2,3
0
17138
0
AGILENT TECHNOLOGIES INC
COM
00846U101
20759
405058
SH
DFND
1,2,3
0
405058
0
ALTERA CORP
COM
021441100
82
2210
SH
DFND
1,2,3
0
2210
0
AMERICAN ELEC PWR INC
COM
025537101
116620
2690203
SH
DFND
1,2,3
0
2690203
0
ANADARKO PETE CORP
COM
032511107
16785
180500
SH
DFND
1,2,3
0
180500
0
ANALOG DEVICES INC
COM
032654105
75
1588
SH
DFND
1,2,3
0
1588
0
APPLIED MATLS INC
COM
038222105
81
4624
SH
DFND
1,2,3
0
4624
0
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
86
872
SH
DFND
1,2,3
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872
0
ASSOCIATED BANC CORP
COM
045487105
2012
129900
SH
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0
129900
0
ASSURED GUARANTY LTD
COM
G0585R106
1263
67366
SH
DFND
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0
67366
0
ASSURED GUARANTY LTD
COM
G0585R106
11250
600000
SH
Call
DFND
1,2,3
0
0
600000
ATMEL CORP
COM
049513104
73
9777
SH
DFND
1,2,3
0
9777
0
AUTONATION INC
COM
05329W102
18269
350187
SH
DFND
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0
350187
0
AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
85
1976
SH
DFND
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1976
0
AXIS CAPITAL HOLDINGS LTD
SHS
G0692U109
4748
109627
SH
DFND
1,2,3
0
109627
0
BAKER HUGHES INC
COM
057224107
20868
425000
SH
DFND
1,2,3
0
425000
0
BANCORPSOUTH INC
COM
059692103
319
15995
SH
DFND
1,2,3
0
15995
0
BANK HAWAII CORP
COM
062540109
7960
146192
SH
DFND
1,2,3
0
146192
0
BANK NEW YORK MELLON CORP
COM
064058100
1153
38185
SH
DFND
1,2,3
0
38185
0
BARRETT BILL CORP
COM
06846N104
6078
242061
SH
DFND
1,2,3
0
242061
0
BB&T CORP
COM
054937107
4092
121259
SH
DFND
1,2,3
0
121259
0
BERRY PETE CO
CL A
085789105
1294
30000
SH
DFND
1,2,3
0
30000
0
BEST BUY INC
COM
086516101
898
23954
SH
DFND
1,2,3
0
23954
0
BIO RAD LABS INC
CL A
090572207
6257
53220
SH
DFND
1,2,3
0
53220
0
BROADCOM CORP
CL A
111320107
57
2190
SH
DFND
1,2,3
0
2190
0
BROWN & BROWN INC
COM
115236101
1901
59229
SH
DFND
1,2,3
0
59229
0
BRUKER CORP
COM
116794108
15488
750000
SH
DFND
1,2,3
0
750000
0
CABOT MICROELECTRONICS CORP
COM
12709P103
81
2102
SH
DFND
1,2,3
0
2102
0
CABOT OIL & GAS CORP
COM
127097103
46277
1240000
SH
DFND
1,2,3
0
1240000
0
CALPINE CORP
COM NEW
131347304
5732
295000
SH
DFND
1,2,3
0
295000
0
CAMERON INTERNATIONAL CORP
COM
13342B105
18104
310156
SH
DFND
1,2,3
0
310156
0
CAPITAL ONE FINL CORP
COM
14040H105
1141
16598
SH
DFND
1,2,3
0
16598
0
CARDINAL HEALTH INC
COM
14149Y108
16239
311393
SH
DFND
1,2,3
0
311393
0
CBL & ASSOC PPTYS INC
COM
124830100
1758
92028
SH
DFND
1,2,3
0
92028
0
CHENIERE ENERGY INC
COM NEW
16411R208
41786
1223959
SH
DFND
1,2,3
0
1223959
0
CHEVRON CORP NEW
COM
166764100
23450
193000
SH
DFND
1,2,3
0
193000
0
CHUBB CORP
COM
171232101
19615
219746
SH
DFND
1,2,3
0
219746
0
CIMAREX ENERGY CO
COM
171798101
13881
143994
SH
DFND
1,2,3
0
143994
0
CITRIX SYS INC
COM
177376100
2638
37366
SH
DFND
1,2,3
0
37366
0
CITY NATL CORP
COM
178566105
11095
166446
SH
DFND
1,2,3
0
166446
0
CLECO CORP NEW
COM
12561W105
6627
147793
SH
DFND
1,2,3
0
147793
0
CMS ENERGY CORP
COM
125896100
66653
2532425
SH
DFND
1,2,3
0
2532425
0
COBALT INTL ENERGY INC
COM
19075F106
10243
412025
SH
DFND
1,2,3
0
412025
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
2234
27205
SH
DFND
1,2,3
0
27205
0
COLONIAL PPTYS TR
COM SH BEN INT
195872106
2094
93111
SH
DFND
1,2,3
0
93111
0
CONCHO RES INC
COM
20605P101
40297
370340
SH
DFND
1,2,3
0
370340
0
CONSOL ENERGY INC
COM
20854P109
25414
755250
SH
DFND
1,2,3
0
755250
0
CORPORATE OFFICE PPTYS TR
SH BEN INT
22002T108
2106
91156
SH
DFND
1,2,3
0
91156
0
COVANCE INC
COM
222816100
5657
65433
SH
DFND
1,2,3
0
65433
0
CYPRESS SEMICONDUCTOR CORP
COM
232806109
62
6661
SH
DFND
1,2,3
0
6661
0
D R HORTON INC
COM
23331A109
6230
320631
SH
DFND
1,2,3
0
320631
0
DCT INDUSTRIAL TRUST INC
COM
233153105
1996
277550
SH
DFND
1,2,3
0
277550
0
DDR CORP
COM
23317H102
3947
251268
SH
DFND
1,2,3
0
251268
0
DEL FRISCOS RESTAURANT GROUP
COM
245077102
1794
89046
SH
DFND
1,2,3
0
89046
0
DELTA AIR LINES INC DEL
COM NEW
247361702
2595
110000
SH
DFND
1,2,3
0
110000
0
DENTSPLY INTL INC NEW
COM
249030107
1032
23780
SH
DFND
1,2,3
0
23780
0
DIAMONDROCK HOSPITALITY CO
COM
252784301
1882
176350
SH
DFND
1,2,3
0
176350
0
DINEEQUITY INC
COM
254423106
1125
16300
SH
DFND
1,2,3
0
16300
0
DISCOVER FINL SVCS
COM
254709108
1071
21200
SH
DFND
1,2,3
0
21200
0
DOMINION RES INC VA NEW
COM
25746U109
90908
1455000
SH
DFND
1,2,3
0
1455000
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
8742
130909
SH
DFND
1,2,3
0
130909
0
DUNKIN BRANDS GROUP INC
COM
265504100
1543
34100
SH
DFND
1,2,3
0
34100
0
EDISON INTL
COM
281020107
8363
181559
SH
DFND
1,2,3
0
181559
0
EDUCATION RLTY TR INC
COM
28140H104
936
102858
SH
DFND
1,2,3
0
102858
0
ENERGEN CORP
COM
29265N108
29028
380000
SH
DFND
1,2,3
0
380000
0
ENSCO PLC
SHS CLASS A
G3157S106
10528
195869
SH
DFND
1,2,3
0
195869
0
ENTEGRIS INC
COM
29362U104
78
7688
SH
DFND
1,2,3
0
7688
0
ENVISION HEALTHCARE HLDGS IN
COM
29413U103
6768
260000
SH
DFND
1,2,3
0
260000
0
EOG RES INC
COM
26875P101
15235
90000
SH
DFND
1,2,3
0
90000
0
EPAM SYS INC
COM
29414B104
4150
120300
SH
DFND
1,2,3
0
120300
0
EQT CORP
COM
26884L109
51526
580770
SH
DFND
1,2,3
0
580770
0
ESSEX PPTY TR INC
COM
297178105
2438
16505
SH
DFND
1,2,3
0
16505
0
EVEREST RE GROUP LTD
COM
G3223R108
4934
33932
SH
DFND
1,2,3
0
33932
0
EXTREME NETWORKS INC
COM
30226D106
1394
266970
SH
DFND
1,2,3
0
266970
0
FAMILY DLR STORES INC
COM
307000109
743
10315
SH
DFND
1,2,3
0
10315
0
FIFTH THIRD BANCORP
COM
316773100
2224
123200
SH
DFND
1,2,3
0
123200
0
FLUOR CORP NEW
COM
343412102
450
6346
SH
DFND
1,2,3
0
6346
0
FMC TECHNOLOGIES INC
COM
30249U101
209
3778
SH
DFND
1,2,3
0
3778
0
FOREST CITY ENTERPRISES INC
CL A
345550107
281
14849
SH
DFND
1,2,3
0
14849
0
FORTINET INC
COM
34959E109
5977
295000
SH
DFND
1,2,3
0
295000
0
FREESCALE SEMICONDUCTOR LTD
SHS
G3727Q101
84
5034
SH
DFND
1,2,3
0
5034
0
FRESH MKT INC
COM
35804H106
4474
94567
SH
DFND
1,2,3
0
94567
0
GENERAL GROWTH PPTYS INC NEW
COM
370023103
495
25636
SH
DFND
1,2,3
0
25636
0
GOOGLE INC
CL A
38259P508
3066
3500
SH
DFND
1,2,3
0
3500
0
GUIDEWIRE SOFTWARE INC
COM
40171V100
1297
27535
SH
DFND
1,2,3
0
27535
0
GULFPORT ENERGY CORP
COM NEW
402635304
34443
535325
SH
DFND
1,2,3
0
535325
0
HANCOCK HLDG CO
COM
410120109
8942
284970
SH
DFND
1,2,3
0
284970
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
1071
34400
SH
DFND
1,2,3
0
34400
0
HASBRO INC
COM
418056107
852
18066
SH
DFND
1,2,3
0
18066
0
HCP INC
COM
40414L109
3950
96450
SH
DFND
1,2,3
0
96450
0
HD SUPPLY HLDGS INC
COM
40416M105
27649
1258502
SH
DFND
1,2,3
0
1258502
0
HEALTHCARE RLTY TR
COM
421946104
1528
66105
SH
DFND
1,2,3
0
66105
0
HERCULES OFFSHORE INC
COM
427093109
6955
944835
SH
DFND
1,2,3
0
944835
0
HESS CORP
COM
42809H107
16860
218000
SH
DFND
1,2,3
0
218000
0
HITTITE MICROWAVE CORP
COM
43365Y104
82
1257
SH
DFND
1,2,3
0
1257
0
HOME DEPOT INC
COM
437076102
1024
13500
SH
DFND
1,2,3
0
13500
0
HUMANA INC
COM
444859102
11688
125235
SH
DFND
1,2,3
0
125235
0
HUNTSMAN CORP
COM
447011107
29910
1451223
SH
DFND
1,2,3
0
1451223
0
ICON PLC
SHS
G4705A100
12866
314344
SH
DFND
1,2,3
0
314344
0
INTEGRATED DEVICE TECHNOLOGY
COM
458118106
84
8961
SH
DFND
1,2,3
0
8961
0
INTEGRYS ENERGY GROUP INC
COM
45822P105
4119
73701
SH
DFND
1,2,3
0
73701
0
INTERCONTINENTAL HTLS GRP PL
SPON ADR NEW 12
45857P400
277
9500
SH
DFND
1,2,3
0
9500
0
INTERSIL CORP
CL A
46069S109
105
9323
SH
DFND
1,2,3
0
9323
0
INVENSENSE INC
COM
46123D205
85
4814
SH
DFND
1,2,3
0
4814
0
INVESCO LTD
SHS
G491BT108
2058
64500
SH
DFND
1,2,3
0
64500
0
JACK IN THE BOX INC
COM
466367109
602
15060
SH
DFND
1,2,3
0
15060
0
JPMORGAN CHASE & CO
COM
46625H100
2000
38700
SH
DFND
1,2,3
0
38700
0
KILROY RLTY CORP
COM
49427F108
2080
41638
SH
DFND
1,2,3
0
41638
0
KLA-TENCOR CORP
COM
482480100
77
1273
SH
DFND
1,2,3
0
1273
0
KOHLS CORP
COM
500255104
1202
23235
SH
DFND
1,2,3
0
23235
0
KULICKE & SOFFA INDS INC
COM
501242101
79
6815
SH
DFND
1,2,3
0
6815
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
17845
180000
SH
DFND
1,2,3
0
180000
0
LAM RESEARCH CORP
COM
512807108
78
1526
SH
DFND
1,2,3
0
1526
0
LEGG MASON INC
COM
524901105
2001
59845
SH
DFND
1,2,3
0
59845
0
LENNAR CORP
CL A
526057104
378
10680
SH
DFND
1,2,3
0
10680
0
LIBERTY PPTY TR
SH BEN INT
531172104
3423
96149
SH
DFND
1,2,3
0
96149
0
LINEAR TECHNOLOGY CORP
COM
535678106
77
1930
SH
DFND
1,2,3
0
1930
0
LSI CORPORATION
COM
502161102
79
10155
SH
DFND
1,2,3
0
10155
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
18308
250000
SH
DFND
1,2,3
0
250000
0
M D C HLDGS INC
COM
552676108
1842
61380
SH
DFND
1,2,3
0
61380
0
M/I HOMES INC
COM
55305B101
3164
153448
SH
DFND
1,2,3
0
153448
0
MAGNUM HUNTER RES CORP DEL
COM
55973B102
2252
365000
SH
DFND
1,2,3
0
365000
0
MARRIOTT INTL INC NEW
CL A
571903202
3870
92009
SH
DFND
1,2,3
0
92009
0
MARSH & MCLENNAN COS INC
COM
571748102
9098
208905
SH
DFND
1,2,3
0
208905
0
MAXIM INTEGRATED PRODS INC
COM
57772K101
3410
114344
SH
DFND
1,2,3
0
114344
0
MEDASSETS INC
COM
584045108
12259
482267
SH
DFND
1,2,3
0
482267
0
MELLANOX TECHNOLOGIES LTD
SHS
M51363113
56
1485
SH
DFND
1,2,3
0
1485
0
METHANEX CORP
COM
59151K108
18524
361307
SH
DFND
1,2,3
0
361307
0
METLIFE INC
COM
59156R108
7507
159900
SH
DFND
1,2,3
0
159900
0
MGIC INVT CORP WIS
COM
552848103
1456
200000
SH
DFND
1,2,3
0
200000
0
MGIC INVT CORP WIS
COM
552848103
5096
700000
SH
Call
DFND
1,2,3
0
0
700000
MICROCHIP TECHNOLOGY INC
COM
595017104
79
1959
SH
DFND
1,2,3
0
1959
0
MICRON TECHNOLOGY INC
COM
595112103
1881
107649
SH
DFND
1,2,3
0
107649
0
MICROSEMI CORP
COM
595137100
76
3125
SH
DFND
1,2,3
0
3125
0
MID-AMER APT CMNTYS INC
COM
59522J103
138
2204
SH
DFND
1,2,3
0
2204
0
MKS INSTRUMENT INC
COM
55306N104
71
2655
SH
DFND
1,2,3
0
2655
0
MONOLITHIC PWR SYS INC
COM
609839105
91
3021
SH
DFND
1,2,3
0
3021
0
MORGAN STANLEY
COM NEW
617446448
6778
251487
SH
DFND
1,2,3
0
251487
0
NETAPP INC
COM
64110D104
2300
53973
SH
DFND
1,2,3
0
53973
0
NEWFIELD EXPL CO
COM
651290108
8568
313056
SH
DFND
1,2,3
0
313056
0
NEXTERA ENERGY INC
COM
65339F101
298
3723
SH
DFND
1,2,3
0
3723
0
NISOURCE INC
COM
65473P105
9267
300000
SH
DFND
1,2,3
0
300000
0
NOBLE CORPORATION BAAR
NAMEN -AKT
H5833N103
151
4000
SH
DFND
1,2,3
0
4000
0
NOBLE ENERGY INC
COM
655044105
1072
16000
SH
DFND
1,2,3
0
16000
0
NORTHERN OIL & GAS INC NEV
COM
665531109
3028
209834
SH
DFND
1,2,3
0
209834
0
NORTHERN TR CORP
COM
665859104
25
451
SH
DFND
1,2,3
0
451
0
NRG ENERGY INC
COM NEW
629377508
14485
530000
SH
DFND
1,2,3
0
530000
0
NXP SEMICONDUCTORS N V
COM
N6596X109
88
2372
SH
DFND
1,2,3
0
2372
0
OCCIDENTAL PETE CORP DEL
COM
674599105
27461
293576
SH
DFND
1,2,3
0
293576
0
OGE ENERGY CORP
COM
670837103
24986
692322
SH
DFND
1,2,3
0
692322
0
OIL STS INTL INC
COM
678026105
7505
72537
SH
DFND
1,2,3
0
72537
0
ON SEMICONDUCTOR CORP
COM
682189105
68
9289
SH
DFND
1,2,3
0
9289
0
ONE LIBERTY PPTYS INC
COM
682406103
171
8440
SH
DFND
1,2,3
0
8440
0
ONEOK INC NEW
COM
682680103
8261
154924
SH
DFND
1,2,3
0
154924
0
ORACLE CORP
COM
68389X105
1367
41219
SH
DFND
1,2,3
0
41219
0
PACIRA PHARMACEUTICALS INC
COM
695127100
1442
30000
SH
DFND
1,2,3
0
30000
0
PARTNERRE LTD
COM
G6852T105
4277
46726
SH
DFND
1,2,3
0
46726
0
PENNSYLVANIA RL ESTATE INVT
SH BEN INT
709102107
527
28177
SH
DFND
1,2,3
0
28177
0
PEPCO HOLDINGS INC
COM
713291102
3802
205960
SH
DFND
1,2,3
0
205960
0
PIONEER NAT RES CO
COM
723787107
19376
102628
SH
DFND
1,2,3
0
102628
0
PMC-SIERRA INC
COM
69344F106
77
11643
SH
DFND
1,2,3
0
11643
0
PNM RES INC
COM
69349H107
19254
850815
SH
DFND
1,2,3
0
850815
0
PORTLAND GEN ELEC CO
COM NEW
736508847
15827
560633
SH
DFND
1,2,3
0
560633
0
POWER INTEGRATIONS INC
COM
739276103
94
1731
SH
DFND
1,2,3
0
1731
0
PPL CORP
COM
69351T106
37453
1232821
SH
DFND
1,2,3
0
1232821
0
PRINCIPAL FINL GROUP INC
COM
74251V102
8066
188367
SH
DFND
1,2,3
0
188367
0
PROOFPOINT INC
COM
743424103
4368
136000
SH
DFND
1,2,3
0
136000
0
QLIK TECHNOLOGIES INC
COM
74733T105
1937
56588
SH
DFND
1,2,3
0
56588
0
RADIAN GROUP INC
COM
750236101
2786
200000
SH
DFND
1,2,3
0
200000
0
RADIAN GROUP INC
COM
750236101
7036
505100
SH
Call
DFND
1,2,3
0
0
505100
REGIONS FINL CORP NEW
COM
7591EP100
2593
279996
SH
DFND
1,2,3
0
279996
0
RF MICRODEVICES INC
COM
749941100
81
14444
SH
DFND
1,2,3
0
14444
0
ROSETTA RESOURCES INC
COM
777779307
13924
255618
SH
DFND
1,2,3
0
255618
0
ROSS STORES INC
COM
778296103
1120
15391
SH
DFND
1,2,3
0
15391
0
ROWAN COMPANIES PLC
SHS CL A
G7665A101
9556
260248
SH
DFND
1,2,3
0
260248
0
RYLAND GROUP INC
COM
783764103
1971
48625
SH
DFND
1,2,3
0
48625
0
SABRA HEALTH CARE REIT INC
COM
78573L106
2324
101013
SH
DFND
1,2,3
0
101013
0
SCHLUMBERGER LTD
COM
806857108
15440
174740
SH
DFND
1,2,3
0
174740
0
SELECT INCOME REIT
COM SH BEN INT
81618T100
1996
77377
SH
DFND
1,2,3
0
77377
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
224
6000
SH
DFND
1,2,3
0
6000
0
SEMPRA ENERGY
COM
816851109
29917
349498
SH
DFND
1,2,3
0
349498
0
SEMTECH CORP
COM
816850101
67
2235
SH
DFND
1,2,3
0
2235
0
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
178
7624
SH
DFND
1,2,3
0
7624
0
SERVICENOW INC
COM
81762P102
963
18543
SH
DFND
1,2,3
0
18543
0
SILICON LABORATORIES INC
COM
826919102
73
1713
SH
DFND
1,2,3
0
1713
0
SIMON PPTY GROUP INC NEW
COM
828806109
1501
10128
SH
DFND
1,2,3
0
10128
0
SIX FLAGS ENTMT CORP NEW
COM
83001A102
1125
33300
SH
DFND
1,2,3
0
33300
0
SKYWORKS SOLUTIONS INC
COM
83088M102
86
3475
SH
DFND
1,2,3
0
3475
0
SPIRIT RLTY CAP INC NEW
COM
84860W102
3939
429097
SH
DFND
1,2,3
0
429097
0
ST JUDE MED INC
COM
790849103
22123
412442
SH
DFND
1,2,3
0
412442
0
STARBUCKS CORP
COM
855244109
1530
19880
SH
DFND
1,2,3
0
19880
0
STMICROELECTRONICS N V
NY REGISTRY
861012102
74
8070
SH
DFND
1,2,3
0
8070
0
SUMMIT HOTEL PPTYS
COM
866082100
3555
386870
SH
DFND
1,2,3
0
386870
0
SUNESIS PHARMACEUTICALS INC
COM NEW
867328601
2722
548773
SH
DFND
1,2,3
0
548773
0
SYMANTEC CORP
COM
871503108
1123
45378
SH
DFND
1,2,3
0
45378
0
TAYLOR MORRISON HOME CORP
CL A
87724P106
258
11379
SH
DFND
1,2,3
0
11379
0
TERADYNE INC
COM
880770102
68
4109
SH
DFND
1,2,3
0
4109
0
TESORO CORP
COM
881609101
16756
381000
SH
DFND
1,2,3
0
381000
0
TEXAS CAPITAL BANCSHARES INC
COM
88224Q107
8178
178208
SH
DFND
1,2,3
0
178208
0
TIBCO SOFTWARE INC
COM
88632Q103
3839
150000
SH
DFND
1,2,3
0
150000
0
TIDEWATER INC
COM
886423102
9581
161594
SH
DFND
1,2,3
0
161594
0
TIM HORTONS INC
COM
88706M103
1385
23880
SH
DFND
1,2,3
0
23880
0
TORCHMARK CORP
COM
891027104
8660
119700
SH
DFND
1,2,3
0
119700
0
TRIQUINT SEMICONDUCTOR INC
COM
89674K103
89
10942
SH
DFND
1,2,3
0
10942
0
U S AIRWAYS GROUP INC
COM
90341W108
1043
55000
SH
DFND
1,2,3
0
55000
0
ULTRATECH INC
COM
904034105
63
2070
SH
DFND
1,2,3
0
2070
0
UMPQUA HLDGS CORP
COM
904214103
315
19400
SH
DFND
1,2,3
0
19400
0
UNITED CONTL HLDGS INC
COM
910047109
2887
94000
SH
DFND
1,2,3
0
94000
0
UNITED STATES STL CORP NEW
COM
912909108
14413
700000
SH
Call
DFND
1,2,3
0
0
700000
UNIVERSAL HLTH SVCS INC
CL B
913903100
17693
235943
SH
DFND
1,2,3
0
235943
0
VALERO ENERGY CORP NEW
COM
91913Y100
8742
256000
SH
DFND
1,2,3
0
256000
0
VARIAN MED SYS INC
COM
92220P105
13216
176850
SH
DFND
1,2,3
0
176850
0
VITAMIN SHOPPE INC
COM
92849E101
2560
58519
SH
DFND
1,2,3
0
58519
0
VOCERA COMMUNICATIONS INC
COM
92857F107
3258
175171
SH
DFND
1,2,3
0
175171
0
WALTER ENERGY INC
COM
93317Q105
1824
130000
SH
DFND
1,2,3
0
130000
0
WEBSTER FINL CORP CONN
COM
947890109
11820
463004
SH
DFND
1,2,3
0
463004
0
WELLS FARGO & CO NEW
COM
949746101
1818
44003
SH
DFND
1,2,3
0
44003
0
WESTAR ENERGY INC
COM
95709T100
825
26928
SH
DFND
1,2,3
0
26928
0
WESTERN REFNG INC
COM
959319104
14294
475832
SH
DFND
1,2,3
0
475832
0
WHITING PETE CORP NEW
COM
966387102
11188
186929
SH
DFND
1,2,3
0
186929
0
WYNDHAM WORLDWIDE CORP
COM
98310W108
3353
55000
SH
DFND
1,2,3
0
55000
0
XILINX INC
COM
983919101
85
1821
SH
DFND
1,2,3
0
1821
0
XL GROUP PLC
SHS
G98290102
1925
62471
SH
DFND
1,2,3
0
62471
0
ZIONS BANCORPORATION
COM
989701107
6793
247743
SH
DFND
1,2,3
0
247743
0