0001209191-21-035400.txt : 20210524 0001209191-21-035400.hdr.sgml : 20210524 20210524170125 ACCESSION NUMBER: 0001209191-21-035400 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210520 FILED AS OF DATE: 20210524 DATE AS OF CHANGE: 20210524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson-Pratt Lisa CENTRAL INDEX KEY: 0001849760 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35005 FILM NUMBER: 21955842 MAIL ADDRESS: STREET 1: C/O TRACON PHARMACEUTICALS, INC. STREET 2: 4350 LA JOLLA VILLAGE DRIVE, SUITE 800 CITY: SAN DIEGO STATE: CA ZIP: 92122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSEMBLY BIOSCIENCES, INC. CENTRAL INDEX KEY: 0001426800 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 331 OYSTER POINT BLVD. STREET 2: FOURTH FLOOR CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: (833) 409-4583 MAIL ADDRESS: STREET 1: 331 OYSTER POINT BLVD. STREET 2: FOURTH FLOOR CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 FORMER COMPANY: FORMER CONFORMED NAME: VENTRUS BIOSCIENCES INC DATE OF NAME CHANGE: 20080211 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-05-20 0 0001426800 ASSEMBLY BIOSCIENCES, INC. ASMB 0001849760 Johnson-Pratt Lisa C/O ASSEMBLY BIOSCIENCES 331 OYSTER POINT BLVD., FOURTH FLOOR SOUTH SAN FRANCISCO CA 94080 1 0 0 0 Stock Option (right to buy) 4.03 2021-05-20 4 A 0 30000 0.00 A 2031-05-20 Common Stock 30000 30000 D Grant of stock options. The stock options vest in three equal installments, assuming continuous service on each vesting date, as follows: May 20, 2022; May 20, 2023; and May 20, 2024. /s/ John O. Gunderson, as Attorney-in-Fact 2021-05-24