0001209191-20-001149.txt : 20200103
0001209191-20-001149.hdr.sgml : 20200103
20200103165851
ACCESSION NUMBER: 0001209191-20-001149
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200102
FILED AS OF DATE: 20200103
DATE AS OF CHANGE: 20200103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Small Derek A
CENTRAL INDEX KEY: 0001613260
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35005
FILM NUMBER: 20506445
MAIL ADDRESS:
STREET 1: C/O ASSEMBLY BIOSCIENCES, INC.
STREET 2: 99 HUDSON STREET, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10013
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASSEMBLY BIOSCIENCES, INC.
CENTRAL INDEX KEY: 0001426800
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11711 N. MERIDIAN STREET
STREET 2: SUITE 310
CITY: CARMEL
STATE: IN
ZIP: 46032
BUSINESS PHONE: (212) 554-4388
MAIL ADDRESS:
STREET 1: 11711 N. MERIDIAN STREET
STREET 2: SUITE 310
CITY: CARMEL
STATE: IN
ZIP: 46032
FORMER COMPANY:
FORMER CONFORMED NAME: VENTRUS BIOSCIENCES INC
DATE OF NAME CHANGE: 20080211
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-01-02
0
0001426800
ASSEMBLY BIOSCIENCES, INC.
ASMB
0001613260
Small Derek A
C/O ASSEMBLY BIOSCIENCES
331 OYSTER POINT BLVD, 4TH FLOOR
SOUTH SAN FRANCISCO
CA
94080
1
0
0
0
Common Stock
2020-01-02
4
A
0
125000
0.00
A
828791
D
Grant of restricted stock units pursuant to the terms of a consulting agreement effective as of January 1, 2020 between the reporting person and the issuer. Assuming continuous service through each vesting date, the restricted stock units vest in 12 approximately equal installments on the last day of each month for 12 months.
Includes 2,000 shares acquired under the Assembly Biosciences, Inc. 2018 Employee Stock Purchase Plan in 2019 through transactions that were exempt under Rule 16b-3(c).
/s/ John O. Gunderson, as Attorney-in-Fact
2020-01-03