0001144204-15-022835.txt : 20150415 0001144204-15-022835.hdr.sgml : 20150415 20150415082721 ACCESSION NUMBER: 0001144204-15-022835 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140711 FILED AS OF DATE: 20150415 DATE AS OF CHANGE: 20150415 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSEMBLY BIOSCIENCES, INC. CENTRAL INDEX KEY: 0001426800 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 99 HUDSON STREET STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: (212) 554-4388 MAIL ADDRESS: STREET 1: 99 HUDSON STREET STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: VENTRUS BIOSCIENCES INC DATE OF NAME CHANGE: 20080211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Small Derek A CENTRAL INDEX KEY: 0001613260 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35005 FILM NUMBER: 15770588 MAIL ADDRESS: STREET 1: C/O ASSEMBLY BIOSCIENCES, INC. STREET 2: 99 HUDSON STREET, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 3/A 1 form3a33740_20150415082700-.xml X0206 3/A 2014-07-11 2014-07-14 0 0001426800 ASSEMBLY BIOSCIENCES, INC. VTUS 0001613260 Small Derek A 99 HUDSON STREET, 5TH FLOOR NEW YORK NY 10013 1 1 0 0 Pres., Chief Executive Off. Stock Option (right to buy) 2.22 2024-05-15 CommonStock, $0.001 par value per share 466260 D Adjusted to reflect the 1-for-5 reverse stock split that occurred on July 11, 2014. These options vest 1/36 on a monthly basis beginning on February 2, 2014. These options were assumed by the Company in connection with the reporting person becoming a director and executive officer of the Company. This amendment is filed to report the correct number of option shares. /s/ Alexander M. Donaldson, by Power of Attorney 2015-04-15