-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UpE23Hsiw3qALl2c/0qjnLSCYXJ0+6b0ZuHm3TCDTQW4LQG9vWiXpca+DNh+DldH 5GV+tpMKx9x9dpuwoWPf6w== 0000919574-09-016088.txt : 20091112 0000919574-09-016088.hdr.sgml : 20091111 20091112155108 ACCESSION NUMBER: 0000919574-09-016088 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091112 DATE AS OF CHANGE: 20091112 EFFECTIVENESS DATE: 20091112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: R.M.SINCERBEAUX CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001426774 IRS NUMBER: 208927711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12784 FILM NUMBER: 091176961 BUSINESS ADDRESS: STREET 1: 1120 SIXTH AVENUE SUITE 4103 CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-626-6544 MAIL ADDRESS: STREET 1: 1120 SIXTH AVENUE SUITE 4103 CITY: NEW YORK STATE: NY ZIP: 10036 13F-HR 1 d1044551_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2009 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: R.M. Sincerbeaux Capital Management LLC Address: 1120 Sixth Avenue, Suite 4103 New York, New York 10036 13F File Number: 28-12784 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard M. Sincerbeaux Title: Managing Member Phone: (212) 626-6544 Signature, Place and Date of Signing: /s/ Richard M. Sincerbeaux New York, New York November 12, 2009 - ---------------------------- ----------------------- -------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 59 Form 13F Information Table Value Total: $79,302 (thousands) List of Other Included Managers: None FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COL 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVSMT OTHR VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRTN MGRS SOLE SHARED NONE - -------------- ----- ----- -------- ------- --- ---- ------ ---- ---- ------ ---- ABBOTT LABS COM 002824100 982 19,850 SH SOLE NONE 19,850 ALTRIA GROUP INC COM 02209S103 809 45,400 SH SOLE NONE 45,400 AUTOMATIC DATA PROCESSING IN COM 053015103 3,951 100,533 SH SOLE NONE 100,533 BANK OF AMERICA CORPORATION COM 060505104 1,883 111,260 SH SOLE NONE 111,260 BOEING CO COM 097023105 509 9,400 SH SOLE NONE 9,400 BP PLC SPONSORED ADR 055622104 271 5,094 SH SOLE NONE 5,094 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 423 21,025 SH SOLE NONE 21,025 CBL & ASSOC PPTYS INC COM 124830100 267 27,552 SH SOLE NONE 27,552 CHEVRON CORP NEW COM 166764100 670 9,510 SH SOLE NONE 9,510 CISCO SYS INC COM 17275R102 2,241 95,200 SH SOLE NONE 95,200 CITIGROUP INC COM 172967101 422 87,240 SH SOLE NONE 87,240 COACH INC COM 189754104 296 9,000 SH SOLE NONE 9,000 COCA COLA CO COM 191216100 1,983 36,930 SH SOLE NONE 36,930 COLGATE PALMOLIVE CO COM 194162103 535 7,015 SH SOLE NONE 7,015 CONOCOPHILLIPS COM 20825C104 569 12,600 SH SOLE NONE 12,600 DELL INC COM 24702R101 448 29,343 SH SOLE NONE 29,343 E M C CORP MASS COM 268648102 2,795 164,000 SH SOLE NONE 164,000 EBAY INC COM 278642103 2,653 112,400 SH SOLE NONE 112,400 EMERSON ELEC CO COM 291011104 240 6,000 SH SOLE NONE 6,000 ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 2,203 48,860 SH SOLE NONE 48,860 EXXON MOBIL CORP COM 30231G102 3,222 46,961 SH SOLE NONE 46,961 GENERAL DYNAMICS CORP COM 369550108 258 4,000 SH SOLE NONE 4,000 GENERAL ELECTRIC CO COM 369604103 2,924 178,102 SH SOLE NONE 178,102 GOLDMAN SACHS GROUP INC COM 38141G104 2,619 14,205 SH SOLE NONE 14,205 HCP INC COM 40414L109 246 8,556 SH SOLE NONE 8,556 HOME DEPOT INC COM 437076102 694 26,050 SH SOLE NONE 26,050 INTEL CORP COM 458140100 1,139 58,200 SH SOLE NONE 58,200 INTERNATIONAL BUSINESS MACHS COM 459200101 5,155 43,100 SH SOLE NONE 43,100 ISTAR FINL INC COM 45031U101 546 179,500 SH SOLE NONE 179,500 JOHNSON & JOHNSON COM 478160104 259 4,250 SH SOLE NONE 4,250 JPMORGAN CHASE & CO COM 46625H100 1,097 25,044 SH SOLE NONE 25,044 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 1,086 20,104 SH SOLE NONE 20,104 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 4,512 95,298 SH SOLE NONE 95,298 KRAFT FOODS INC CL A 50075N104 304 11,590 SH SOLE NONE 11,590 LILLY ELI & CO COM 532457108 260 7,864 SH SOLE NONE 7,864 LINEAR TECHNOLOGY CORP COM 535678106 4,816 174,300 SH SOLE NONE 174,300 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1,546 41,108 SH SOLE NONE 41,108 MEDCO HEALTH SOLUTIONS INC COM 58405U102 284 5,136 SH SOLE NONE 5,136 MEDTRONIC INC COM 585055106 3,135 85,200 SH SOLE NONE 85,200 MERCK & CO INC COM 589331107 739 23,360 SH SOLE NONE 23,360 MICROSOFT CORP COM 594918104 3,953 153,700 SH SOLE NONE 153,700 MONSANTO CO NEW COM 61166W101 418 5,400 SH SOLE NONE 5,400 PEPSICO INC COM 713448108 176 3,000 SH SOLE NONE 3,000 PFIZER INC COM 717081103 2,059 124,400 SH SOLE NONE 124,400 PHILIP MORRIS INTL INC COM 718172109 833 17,100 SH SOLE NONE 17,100 QUALCOMM INC COM 747525103 625 13,900 SH SOLE NONE 13,900 SCHERING PLOUGH CORP COM 806605101 283 10,000 SH SOLE NONE 10,000 SCHLUMBERGER LTD COM 806857108 489 8,200 SH SOLE NONE 8,200 TARGET CORP COM 87612E106 453 9,700 SH SOLE NONE 9,700 TEPPCO PARTNERS L P UT LTD PARTNER 872384102 174 5,000 SH SOLE NONE 5,000 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1,677 33,173 SH SOLE NONE 33,173 TRANSOCEAN LTD REG SHS H8817H100 1,103 12,891 SH SOLE NONE 12,891 TRAVELERS COMPANIES INC COM 89417E109 194 3,949 SH SOLE NONE 3,949 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 366 16,287 SH SOLE NONE 16,287 VORNADO RLTY TR SH BEN INT 929042109 750 11,640 SH SOLE NONE 11,640 WAL MART STORES INC COM 931142103 3,505 71,400 SH SOLE NONE 71,400 WESTERN UN CO COM 959802109 1,863 98,442 SH SOLE NONE 98,442 WYETH COM 983024100 972 20,000 SH SOLE NONE 20,000 WYNDHAM WORLDWIDE CORP COM 98310W108 418 25,640 SH SOLE NONE 25,640
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