0001426665-16-000011.txt : 20160211 0001426665-16-000011.hdr.sgml : 20160211 20160211140051 ACCESSION NUMBER: 0001426665-16-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160211 DATE AS OF CHANGE: 20160211 EFFECTIVENESS DATE: 20160211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Algebris Investments (UK) LLP CENTRAL INDEX KEY: 0001426665 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12922 FILM NUMBER: 161410620 BUSINESS ADDRESS: STREET 1: 7 CLIFFORD STREET CITY: LONDON STATE: X0 ZIP: W1S 2FT BUSINESS PHONE: 44-0-207-851-1740 MAIL ADDRESS: STREET 1: 7 CLIFFORD STREET CITY: LONDON STATE: X0 ZIP: W1S 2FT 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001426665 XXXXXXXX 12-31-2015 12-31-2015 false Algebris Investments (UK) LLP

7 Clifford Street London X0 W1S 2FT

13F HOLDINGS REPORT 028-12922 N Angus Milne 44-20-7440-2330 /s/ Angus Milne London X0 02-11-2016 0 57 275551 false INFORMATION TABLE 2 Form13fInfoTable.xml ALLY FINL INC COM 02005N100 1671 89650 SH SOLE 89650 0 0 COMERICA INC COM 200340107 1255 30000 SH Call SOLE 0 0 0 DISCOVER FINL SVCS COM 254709108 10934 203920 SH SOLE 203920 0 0 FEDERATED INVS INC PA CL B 314211103 3146 109800 SH SOLE 109800 0 0 FIFTH THIRD BANCORP COM 316773100 2714 135013 SH SOLE 135013 0 0 FORTRESS INVESTMENT GROUP LL CL A 34958B106 7135 1401840 SH SOLE 1401840 0 0 FORTRESS INVESTMENT GROUP LL CL A 34958B106 509 100000 SH Call SOLE 0 0 0 FRANKLIN RES INC COM 354613101 1473 40000 SH Call SOLE 0 0 0 ING GROEP N V DBCV 6.000%12/2 456837AE3 11773 11750000 PRN SOLE 11750000 0 0 ING GROEP N V DBCV 6.500%12/2 456837AF0 21701 22100000 PRN SOLE 22100000 0 0 ISHARES TR 20+ YR TR BD ETF 464287432 21560 178800 SH Call SOLE 0 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 5810 335050 SH SOLE 335050 0 0 JPMORGAN CHASE & CO COM 46625H100 3965 60049 SH SOLE 60049 0 0 JMP GROUP LLC COM 46629U107 203 37123 SH SOLE 37123 0 0 KKR & CO L P DEL COM UNITS 48248M102 17887 1147320 SH SOLE 1147320 0 0 KKR & CO L P DEL COM UNITS 48248M102 1559 100000 SH Call SOLE 0 0 0 LEXINGTON REALTY TRUST COM 529043101 1416 176950 SH SOLE 176950 0 0 METLIFE INC COM 59156R108 11764 244010 SH SOLE 244010 0 0 OCH ZIFF CAP MGMT GROUP CL A 67551U105 2411 387000 SH SOLE 387000 0 0 OCH ZIFF CAP MGMT GROUP CL A 67551U105 312 50000 SH Call SOLE 0 0 0 PENNYMAC CORP NOTE 5.375% 5/0 70932AAB9 14660 16000000 PRN SOLE 16000000 0 0 PRICE T ROWE GROUP INC COM 74144T108 622 8700 SH SOLE 8700 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 851 29100 SH SOLE 29100 0 0 PRUDENTIAL FINL INC COM 744320102 11920 146425 SH SOLE 146425 0 0 RLJ LODGING TR COM 74965L101 2050 94773 SH SOLE 94773 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 1293 50000 SH SOLE 50000 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 5989 235775 SH SOLE 235775 0 0 STATE STR CORP COM 857477103 1404 21150 SH SOLE 21150 0 0 US BANCORP DEL COM NEW 902973304 10946 256530 SH SOLE 256530 0 0 WP GLIMCHER IN COM 92939N102 1368 128950 SH SOLE 128950 0 0 WELLS FARGO & CO NEW COM 949746101 8037 147850 SH SOLE 147850 0 0 INVESCO LTD SHS G491BT108 4669 139450 SH SOLE 139450 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 5033 188077 SH SOLE 188077 0 0 CBL & ASSOC PPTYS INC COM 124830100 1794 145050 SH SOLE 145050 0 0 CAPITAL ONE FINL CORP COM 14040H105 2599 36009 SH SOLE 36009 0 0 CARLYLE GROUP L P COM UTS LTD PTN 14309L102 17509 1120927 SH SOLE 1120927 0 0 CITIGROUP INC COM NEW 172967424 7596 146788 SH SOLE 146788 0 0 COMERICA INC COM 200340107 2656 63485 SH SOLE 63485 0 0 AMERICAN CAP MTG INVT CORP COM 02504A104 1378 98700 SH SOLE 98700 0 0 HERCULES TECH GROWTH CAP INC COM 427096508 2229 182831 SH SOLE 182831 0 0 METLIFE INC COM 59156R108 964 20000 SH Call SOLE 0 0 0 MOODYS CORP COM 615369105 1505 15000 SH Put SOLE 0 0 0 NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 177 19363 SH SOLE 19363 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 10 1119000 SH Put SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3058 15000 SH Put SOLE 0 0 0 STARWOOD PPTY TR INC COM 85571B105 5069 246525 SH SOLE 246525 0 0 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 5604 369159 SH SOLE 369159 0 0 BANK AMER CORP COM 060505104 2662 158188 SH SOLE 158188 0 0 BANK NEW YORK MELLON CORP COM 064058100 1871 45390 SH SOLE 45390 0 0 BERKLEY W R CORP COM 084423102 1139 20800 SH SOLE 20800 0 0 BERKLEY W R CORP COM 084423102 1643 30000 SH Call SOLE 0 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 780097747 627 25000 SH SOLE 25000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 408 2000 SH Call SOLE 0 0 0 GENERAL ELECTRIC CO COM 369604103 259 8300 SH Put SOLE 0 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 1060 80400 SH Call SOLE 0 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 686 50000 SH Call SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 15013 630000 SH Call SOLE 0 0 0