0000902664-14-002522.txt : 20140515 0000902664-14-002522.hdr.sgml : 20140515 20140515121800 ACCESSION NUMBER: 0000902664-14-002522 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140515 DATE AS OF CHANGE: 20140515 EFFECTIVENESS DATE: 20140515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Algebris Investments (UK) LLP CENTRAL INDEX KEY: 0001426665 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12922 FILM NUMBER: 14845206 BUSINESS ADDRESS: STREET 1: 7 CLIFFORD STREET CITY: LONDON STATE: X0 ZIP: W1S 2FT BUSINESS PHONE: 44-0-207-851-1740 MAIL ADDRESS: STREET 1: 7 CLIFFORD STREET CITY: LONDON STATE: X0 ZIP: W1S 2FT 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001426665 XXXXXXXX 03-31-2014 03-31-2014 false Algebris Investments (UK) LLP

7 Clifford Street London X0 W1S 2FT

13F HOLDINGS REPORT 028-12922 N Angus Milne 44-20-7440-2330 /s/ Angus Milne London X0 05-15-2014 0 63 196005 INFORMATION TABLE 2 infotable.xml 1ST UNITED BANCORP INC FLA COM 33740N105 211 27600 SH SOLE 27600 0 0 AMERICAN CAP LTD COM 02503Y103 245 15500 SH SOLE 15500 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 851 39600 SH SOLE 39600 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 3376 67500 SH Call SOLE 0 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 1572 31443 SH SOLE 31443 0 0 AMERIS BANCORP COM 03076K108 233 10000 SH SOLE 10000 0 0 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 1081 34000 SH SOLE 34000 0 0 ARES CAP CORP COM 04010L103 1339 76000 SH SOLE 76000 0 0 BANC CALIF INC COM 05990K106 200 16300 SH SOLE 16300 0 0 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 7960 1429000 SH SOLE 1429000 0 0 BANK NEW YORK MELLON CORP COM 064058100 494 14000 SH SOLE 14000 0 0 BANK OF AMERICA CORPORATION COM 060505104 1453 84500 SH SOLE 84500 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1047 31500 SH SOLE 31500 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 2142 74495 SH SOLE 74495 0 0 CAMDEN PPTY TR SH BEN INT 133131102 1751 26000 SH SOLE 26000 0 0 CAPITAL ONE FINL CORP COM 14040H105 771 9990 SH SOLE 9990 0 0 CARLYLE GROUP L P COM UTS LTD PTN 14309L102 2593 73800 SH SOLE 73800 0 0 CBL & ASSOC PPTYS INC COM 124830100 6273 353400 SH SOLE 353400 0 0 CHUBB CORP COM 171232101 205 2300 SH SOLE 2300 0 0 CIT GROUP INC COM NEW 125581801 1637 33400 SH SOLE 33400 0 0 CITIGROUP INC COM NEW 172967424 5950 125000 SH Call SOLE 0 0 0 CITIGROUP INC COM NEW 172967424 4885 102623 SH SOLE 102623 0 0 FIRST NIAGARA FINL GP INC COM 33582V108 223 23600 SH SOLE 23600 0 0 HOME LN SERVICING SOLUTIONS ORD SHS G6648D109 2344 108500 SH SOLE 108500 0 0 HUDSON VALLEY HOLDING CORP COM 444172100 215 11300 SH SOLE 11300 0 0 INTERNATIONAL BANCSHARES COR COM 459044103 201 8000 SH SOLE 8000 0 0 INVESCO LTD SHS G491BT108 1327 35860 SH SOLE 35860 0 0 ISHARES MRG RL ES CP ETF 464288539 958 78100 SH SOLE 78100 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 8675 455600 SH Call SOLE 0 0 0 JPMORGAN CHASE & CO COM 46625H100 11095 182750 SH SOLE 182750 0 0 JPMORGAN CHASE & CO COM 46625H100 6071 100000 SH Call SOLE 0 0 0 KKR & CO L P DEL COM UNITS 48248M102 4534 198500 SH SOLE 198500 0 0 LAZARD LTD SHS A G54050102 320 6800 SH SOLE 6800 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 1180 50000 SH Call SOLE 0 0 0 METLIFE INC COM 59156R108 3960 75000 SH Call SOLE 0 0 0 METLIFE INC COM 59156R108 10731 203230 SH SOLE 203230 0 0 METRO BANCORP INC PA COM 59161R101 285 13500 SH SOLE 13500 0 0 MID-AMER APT CMNTYS INC COM 59522J103 1652 24200 SH SOLE 24200 0 0 NCR CORP NEW COM 62886E108 2127 58200 SH SOLE 58200 0 0 NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 2415 260000 SH SOLE 260000 0 0 OCH ZIFF CAP MGMT GROUP CL A 67551U105 964 70000 SH SOLE 70000 0 0 PARTNERRE LTD COM G6852T105 1056 10200 SH SOLE 10200 0 0 PNC FINL SVCS GROUP INC COM 693475105 200 2300 SH SOLE 2300 0 0 POPULAR INC COM NEW 733174700 3409 110000 SH Put SOLE 110000 0 0 PRUDENTIAL FINL INC COM 744320102 2556 30200 SH SOLE 30200 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 4552 200000 SH SOLE 200000 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 5446 235775 SH SOLE 235775 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 1246 50000 SH SOLE 50000 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 780097747 551 25000 SH SOLE 25000 0 0 SANTANDER CONSUMER USA HDG I COM 80283M101 3617 150200 SH SOLE 150200 0 0 SCHWAB CHARLES CORP NEW COM 808513105 1935 70800 SH SOLE 70800 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 26770 1198300 SH Put SOLE 1198300 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 9456 76500 SH Call SOLE 0 0 0 STARWOOD PPTY TR INC COM 85571B105 1713 72600 SH SOLE 72600 0 0 STATE STR CORP COM 857477103 3164 45493 SH SOLE 45493 0 0 TOWNEBANK PORTSMOUTH VA COM 89214P109 194 12500 SH SOLE 12500 0 0 TRAVELERS COMPANIES INC COM 89417E109 255 3000 SH SOLE 3000 0 0 TWO HBRS INVT CORP COM 90187B101 1409 137500 SH SOLE 137500 0 0 US BANCORP DEL COM NEW 902973304 4446 103730 SH SOLE 103730 0 0 WELLS FARGO & CO NEW COM 949746101 4989 100300 SH SOLE 100300 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 11835 250000 SH Put SOLE 250000 0 0 XL GROUP PLC SHS G98290102 1109 35500 SH SOLE 35500 0 0 ZIONS BANCORPORATION COM 989701107 551 17800 SH SOLE 17800 0 0