President

0001426588-17-000001.txt : 20170209 0001426588-17-000001.hdr.sgml : 20170209 20170209141118 ACCESSION NUMBER: 0001426588-17-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170209 DATE AS OF CHANGE: 20170209 EFFECTIVENESS DATE: 20170209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barnett & Company, Inc. CENTRAL INDEX KEY: 0001426588 IRS NUMBER: 621176334 STATE OF INCORPORATION: TN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15484 FILM NUMBER: 17586924 BUSINESS ADDRESS: STREET 1: 1300 BROAD STREET, SUITE 303 CITY: CHATTANOOGA STATE: TN ZIP: 37402-4976 BUSINESS PHONE: 423-756-0125 MAIL ADDRESS: STREET 1: 1300 BROAD STREET, SUITE 303 CITY: CHATTANOOGA STATE: TN ZIP: 37402-4976 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001426588 XXXXXXXX 12-31-2016 12-31-2016 Barnett & Company, Inc.

1300 BROAD STREET, SUITE 303 CHATTANOOGA TN 37402-4976

13F HOLDINGS REPORT 028-15484 N Warren Barnett President 423-756-0125 Warren Barnett Chattanooga TN 02-09-2017 0 388 191774 false INFORMATION TABLE 2 inftable.xml ABBVIE INC COM 00287Y109 31 500 SH SOLE 500 0 0 ABERDEEN ASIA PACIFIC INC COM 003009107 0 7 PRN SOLE 7 0 0 AETNA INC NEW COM 00817Y108 15 122 SH SOLE 122 0 0 AIR LEASE CORP CL A 00912X302 113 3290 SH SOLE 3290 0 0 AIR PRODS & CHEMS INC COM 009158106 14 100 SH SOLE 100 0 0 AIRCASTLE LTD COM G0129K104 52 2500 SH SOLE 2500 0 0 ALASKA AIR GROUP INC COM 011659109 3116 35120 SH SOLE 35120 0 0 ALCOA CORP COM 013872106 2 55 SH SOLE 55 0 0 ALEXCO RESOURCE CORP COM 01535P106 1 500 SH SOLE 500 0 0 ALLERGAN PLC SHS G0177J108 254 1209 SH SOLE 1209 0 0 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 154 6874 SH SOLE 6874 0 0 ALLIANZGI CONV & INCOME F COM 018825109 7 1300 PRN SOLE 1300 0 0 ALLY FINL INC COM 02005N100 574 30200 SH SOLE 30200 0 0 ALPHABET INC CAP STK CL A 02079K305 57 72 SH SOLE 72 0 0 ALPHABET INC CAP STK CL C 02079K107 24 31 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5 118 SH SOLE 118 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 13 195 SH SOLE 195 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 1 29 SH SOLE 29 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 15 300 SH SOLE 300 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 6 96 SH SOLE 96 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 5 215 SH SOLE 215 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 5 65 SH SOLE 65 0 0 SHARPS COMPLIANCE CORP COM 820017101 3 900 SH SOLE 900 0 0 SILVER WHEATON CORP COM 828336107 7 338 SH SOLE 338 0 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 4289 71530 SH SOLE 71530 0 0 SMARTFINANCIAL INC COM NEW 83190L208 502 26430 SH SOLE 24738 0 1692 SOUTHERN CO COM 842587107 107 2180 SH SOLE 2180 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 5 142 SH SOLE 142 0 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 786 24961 SH SOLE 24346 0 615 SPDR S&P 500 ETF TR TR UNIT 78462F103 84 375 SH SOLE 375 0 0 SPDR SERIES TRUST RUSSELL 3000 ETF 78464A805 13 75 SH SOLE 75 0 0 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 21 100 SH SOLE 100 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 36 990 SH SOLE 990 0 0 SPECTRA ENERGY CORP COM 847560109 16 400 SH SOLE 400 0 0 SPECTRA ENERGY PARTNERS L COM 84756N109 18 400 SH SOLE 400 0 0 SPIRIT RLTY CAP INC NEW COM 84860W102 56 5200 SH SOLE 5200 0 0 SPX CORP COM 784635104 12 500 SH SOLE 500 0 0 SPX FLOW INC COM 78469X107 22 700 SH SOLE 700 0 0 STARWOOD PPTY TR INC COM 85571B105 2977 135640 SH SOLE 135640 0 0 STERICYCLE INC COM 858912108 215 2790 SH SOLE 2790 0 0 STONEMOR PARTNERS L P COM UNITS 86183Q100 218 24489 SH SOLE 24489 0 0 SUN CMNTYS INC COM 866674104 2374 30990 SH SOLE 30990 0 0 SUNOCO LOGISTICS PRTNRS L COM UNITS 86764L108 110 4600 SH SOLE 4600 0 0 SUNTRUST BKS INC COM 867914103 25 457 SH SOLE 457 0 0 SYNCHRONY FINL COM 87165B103 319 8800 SH SOLE 8800 0 0 SYNOVUS FINL CORP COM NEW 87161C501 42 1024 SH SOLE 1024 0 0 SYSCO CORP COM 871829107 33 602 SH SOLE 602 0 0 TARGA RES CORP COM 87612G101 472 8419 SH SOLE 8419 0 0 TARGET CORP COM 87612E106 1724 23873 SH SOLE 23873 0 0 TC PIPELINES LP UT COM LTD PRT 87233Q108 1288 21882 SH SOLE 21882 0 0 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 44 3035 SH SOLE 3035 0 0 TEEKAY OFFSHORE PARTNERS PARTNERSHIP UN Y8565J101 14 2825 SH SOLE 2825 0 0 TEKLA HEALTHCARE OPPORTUN SHS 879105104 16 1000 PRN SOLE 1000 0 0 TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 9 529 PRN SOLE 529 0 0 TEREX CORP NEW COM 880779103 5 150 SH SOLE 150 0 0 TEVA PHARMACEUTICAL INDS ADR 881624209 4 100 SH SOLE 100 0 0 THERMO FISHER SCIENTIFIC COM 883556102 3890 27566 SH SOLE 27566 0 0 THOR INDS INC COM 885160101 1121 11200 SH SOLE 11200 0 0 TIFFANY & CO NEW COM 886547108 1013 13084 SH SOLE 13084 0 0 TIMKEN CO COM 887389104 393 9910 SH SOLE 9910 0 0 TOLL BROTHERS INC COM 889478103 1615 52100 SH SOLE 52100 0 0 TOTAL SYS SVCS INC COM 891906109 23 476 SH SOLE 476 0 0 TRITON INTL LTD CL A G9078F107 601 38026 SH SOLE 38026 0 0 TUPPERWARE BRANDS CORP COM 899896104 442 8400 SH SOLE 8400 0 0 U S SILICA HLDGS INC COM 90346E103 917 16180 SH SOLE 16180 0 0 UBS AG JERSEY BRH ALERIAN INFRST 902641646 3 89 SH SOLE 89 0 0 UNION PAC CORP COM 907818108 3633 35037 SH SOLE 35037 0 0 UNITED PARCEL SERVICE INC CL B 911312106 7 58 SH SOLE 58 0 0 UNITED RENTALS INC COM 911363109 16 150 SH SOLE 150 0 0 UNITED TECHNOLOGIES CORP COM 913017109 5 50 SH SOLE 50 0 0 US BANCORP DEL COM NEW 902973304 245 4776 SH SOLE 4776 0 0 USA COMPRESSION PARTNERS COMUNIT LTDPAR 90290N109 180 10400 SH SOLE 10400 0 0 V F CORP COM 918204108 20 374 SH SOLE 374 0 0 VALERO ENERGY CORP NEW COM 91913Y100 7 100 SH SOLE 100 0 0 VALERO ENERGY PARTNERS LP COM UNT REP LP 91914J102 122 2750 SH SOLE 2750 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 12 350 SH SOLE 350 0 0 VANECK VECTORS ETF TR BIOTECH ETF 92189F726 11 100 SH SOLE 100 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 25 300 SH SOLE 300 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 36 325 SH SOLE 325 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 43 465 SH SOLE 465 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 30 285 SH SOLE 285 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 10 100 SH SOLE 100 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 6 47 SH SOLE 47 0 0 VANGUARD INDEX FDS REIT ETF 922908553 15 182 SH SOLE 182 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 27 225 SH SOLE 225 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 25 185 SH SOLE 185 0 0 VANGUARD INTL EQUITY INDE FTSE EMR MKT ETF 922042858 41 1137 SH SOLE 1137 0 0 VANGUARD INTL EQUITY INDE FTSE EUROPE ETF 922042874 14 300 SH SOLE 300 0 0 VANGUARD INTL EQUITY INDE ALLWRLD EX US 922042775 89 2010 SH SOLE 2010 0 0 VANGUARD WHITEHALL FDS IN HIGH DIV YLD 921946406 144 1900 SH SOLE 1900 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 23 215 SH SOLE 215 0 0 VEREIT INC COM 92339V100 8 1000 SH SOLE 1000 0 0 VERIZON COMMUNICATIONS IN COM 92343V104 3638 68151 SH SOLE 68151 0 0 VERSUM MATLS INC COM 92532W103 1 50 SH SOLE 50 0 0 VISA INC COM CL A 92826C839 77 992 SH SOLE 992 0 0 VORNADO RLTY TR SH BEN INT 929042109 226 2166 SH SOLE 2166 0 0 VTTI ENERGY PARTNERS LP COM UNIT RP LT Y9384M101 2 150 PRN SOLE 150 0 0 W P CAREY INC COM 92936U109 38 637 SH SOLE 637 0 0 WABTEC CORP COM 929740108 1887 22725 SH SOLE 22725 0 0 WALGREENS BOOTS ALLIANCE COM 931427108 183 2206 SH SOLE 2206 0 0 WEC ENERGY GROUP INC COM 92939U106 73 1250 SH SOLE 1250 0 0 WELLS FARGO & CO NEW COM 949746101 615 11156 SH SOLE 11156 0 0 WELLTOWER INC COM 95040Q104 2479 37032 SH SOLE 37032 0 0 WESCO AIRCRAFT HLDGS INC COM 950814103 15 1000 SH SOLE 1000 0 0 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 944 16070 SH SOLE 16070 0 0 WHIRLPOOL CORP COM 963320106 164 900 SH SOLE 900 0 0 WILLIAMS COS INC DEL COM 969457100 10 325 SH SOLE 325 0 0 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 1103 29009 SH SOLE 29009 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 379 6600 SH SOLE 6600 0 0 WISDOMTREE TR TOTAL DIVID FD 97717W109 65 800 SH SOLE 800 0 0 WISDOMTREE TR MIDCAP DIVI FD 97717W505 376 3985 SH SOLE 3985 0 0 YAHOO INC COM 984332106 19 500 SH SOLE 500 0 0 YAMANA GOLD INC COM 98462Y100 2 535 SH SOLE 535 0 0