0001426398-13-000002.txt : 20130131
0001426398-13-000002.hdr.sgml : 20130131
20130131140410
ACCESSION NUMBER: 0001426398-13-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130131
DATE AS OF CHANGE: 20130131
EFFECTIVENESS DATE: 20130131
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Focused Investors LLC
CENTRAL INDEX KEY: 0001426398
IRS NUMBER: 270138622
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12707
FILM NUMBER: 13562036
BUSINESS ADDRESS:
STREET 1: 9777 WILSHIRE BOULEVARD
STREET 2: SUITE 910
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90212
BUSINESS PHONE: 310 734 1200
MAIL ADDRESS:
STREET 1: 9777 WILSHIRE BOULEVARD
STREET 2: SUITE 910
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90212
13F-HR
1
fi13f123112.txt
4TH QUARTER 2012
------------------------------
OMB APPROVAL
------------------------------
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response........23.8
------------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
-------------------------------
Check here if Amendment |_|; Amendment Number:
-----------
This Amendment (Check only one.): |_| is a restatement.
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Focused Investors LLC
-------------------------------------------------
Address: 9777 Wilshire Boulevard, Suite 910
-------------------------------------------------
Beverly Hills, California 90212
-------------------------------------------------
Form 13F File Number: 28 - 12707
--------------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Michael Kromm
---------------------------------------------------
Title: Chief Operating Officer/Chief Compliance Officer
---------------------------------------------------
Phone: (310) 734-1213
---------------------------------------------------
Signature, Place, and Date of Signing:
/s/ Michael Kromm Beverly Hills, California 01/31/13
---------------------- ----------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
|X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
|_| 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
|_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: None
1
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
---------------------
Form 13F Information Table Entry Total: 23
---------------------
Form 13F Information Table Value Total: $ 1,785,293
---------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M Company COM 88579Y101 56936 613200 SH Sole 613200
American Express Co. COM 025816109 105798 1840600 SH Sole 1840600
Becton, Dickinson and Company COM 075887109 46625 596300 SH Sole 596300
CVS Caremark Corp. COM 126650100 82461 1705500 SH Sole 1705500
Diageo PLC COM 25243Q205 65087 558300 SH Sole 558300
Goldman Sachs Group Inc. COM 38141G104 66191 518900 SH Sole 518900
International Business Machine COM 459200101 97480 508900 SH Sole 508900
Johnson & Johnson COM 478160104 86700 1236800 SH Sole 1236800
JPMorgan Chase & Co. COM 46625H100 70506 1603500 SH Sole 1603500
McDonald's Corp. COM 580135101 124261 1408700 SH Sole 1408700
Microsoft Corp. COM 594918104 92077 3447300 SH Sole 3447300
Morgan Stanley COM 617446448 39838 2083600 SH Sole 2083600
NIKE, Inc. COM 654106103 75269 1458700 SH Sole 1458700
PepsiCo, Inc. COM 713448108 119116 1740700 SH Sole 1740700
Pfizer Inc. COM 717081103 56412 2249300 SH Sole 2249300
Target Corp. COM 87612E106 71489 1208200 SH Sole 1208200
The Coca-Cola Co. COM 191216100 95791 2642500 SH Sole 2642500
The Procter and Gamble Co. COM 742718109 56912 838300 SH Sole 838300
UnitedHealth Group Inc. COM 91324P102 53150 979900 SH Sole 979900
Wal-Mart Stores, Inc. COM 931142103 148987 2183600 SH Sole 2183600
WellPoint, Inc. COM 94973V107 62394 1024200 SH Sole 1024200
Wells Fargo & Company COM 949746101 71098 2080100 SH Sole 2080100
Zimmer Holdings, Inc. COM 98956P102 40716 610800 SH Sole 610800