0001689923-21-000043.txt : 20210419
0001689923-21-000043.hdr.sgml : 20210419
20210419164800
ACCESSION NUMBER: 0001689923-21-000043
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210415
FILED AS OF DATE: 20210419
DATE AS OF CHANGE: 20210419
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lal Christopher M
CENTRAL INDEX KEY: 0001426395
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38034
FILM NUMBER: 21835148
MAIL ADDRESS:
STREET 1: 903 CALLE AMANECER
STREET 2: SUITE 100
CITY: SAN CLEMENTE
STATE: CA
ZIP: 92673
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alteryx, Inc.
CENTRAL INDEX KEY: 0001689923
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 900673106
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3345 MICHELSON DRIVE
STREET 2: SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: (888) 836-4274
MAIL ADDRESS:
STREET 1: 3345 MICHELSON DRIVE
STREET 2: SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
4
1
wf-form4_161886526263374.xml
FORM 4
X0306
4
2021-04-15
0
0001689923
Alteryx, Inc.
AYX
0001426395
Lal Christopher M
C/O ALTERYX, INC.
3345 MICHELSON DRIVE, SUITE 400
IRVINE
CA
92612
0
1
0
0
CLO & Corp. Secretary
Class A Common Stock
2021-04-15
4
M
0
640
27.09
A
52235
D
Class A Common Stock
2021-04-15
4
S
0
451
86.78
D
51784
D
Class A Common Stock
2021-04-15
4
S
0
189
87.58
D
51595
D
Stock Option (Right to Buy)
27.09
2021-04-15
4
M
0
640
0
D
2028-01-05
Class A Common Stock
640.0
10669
D
Includes (i) 37,454 unvested shares subject to awards of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 563 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 12, 2021.
Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on June 15, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.34 to $87.33, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.35 to $88.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The stock option vested and became exercisable as to 1/4th of the shares subject to the option on January 1, 2019, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
/s/ Christopher M. Lal
2021-04-19