0001209191-19-049720.txt : 20190916
0001209191-19-049720.hdr.sgml : 20190916
20190916190340
ACCESSION NUMBER: 0001209191-19-049720
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190916
FILED AS OF DATE: 20190916
DATE AS OF CHANGE: 20190916
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lal Christopher M
CENTRAL INDEX KEY: 0001426395
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38034
FILM NUMBER: 191095737
MAIL ADDRESS:
STREET 1: 903 CALLE AMANECER
STREET 2: SUITE 100
CITY: SAN CLEMENTE
STATE: CA
ZIP: 92673
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alteryx, Inc.
CENTRAL INDEX KEY: 0001689923
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 900673106
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3345 MICHELSON DRIVE
STREET 2: SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: (888) 836-4274
MAIL ADDRESS:
STREET 1: 3345 MICHELSON DRIVE
STREET 2: SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-09-16
0
0001689923
Alteryx, Inc.
AYX
0001426395
Lal Christopher M
C/O ALTERYX, INC.
3345 MICHELSON DRIVE, SUITE 400
IRVINE
CA
92612
0
1
0
0
CLO & Corp. Secretary
Class A Common Stock
2019-09-16
4
C
0
4380
0.00
A
26891
D
Class A Common Stock
2019-09-16
4
M
0
1460
27.09
A
28351
D
Class A Common Stock
2019-09-16
4
S
0
1465
111.20
D
26886
D
Class A Common Stock
2019-09-16
4
S
0
2058
112.17
D
24828
D
Class A Common Stock
2019-09-16
4
S
0
1714
113.07
D
23114
D
Class A Common Stock
2019-09-16
4
S
0
603
114.11
D
22511
D
Stock Option (Right to Buy)
9.94
2019-09-16
4
M
0
4380
0.00
D
2026-08-31
Class B Common Stock
4380
40539
D
Class B Common Stock
0.00
2019-09-16
4
M
0
4380
0.00
A
Class A Common Stock
4380
4380
D
Class B Common Stock
0.00
2019-09-16
4
C
0
4380
0.00
D
Class A Common Stock
4380
0
D
Stock Option (Right to Buy)
27.09
2019-09-16
4
M
0
1460
0.00
D
2028-01-05
Class A Common Stock
1460
26804
D
Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
Includes (i) 18,373 unvested shares subject to awards of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 155 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2019.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.58 to $111.57, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.63 to $112.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.65 to $113.58, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.82 to $114.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The stock option vested and became exercisable as to 1/4th of the shares subject to the option on August 8, 2017, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.
The stock option vested and became exercisable as to 1/4th of the shares subject to the option on January 1, 2019, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
/s/ Christopher M. Lal
2019-09-16