0001209191-23-054733.txt : 20231108 0001209191-23-054733.hdr.sgml : 20231108 20231108180909 ACCESSION NUMBER: 0001209191-23-054733 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231106 FILED AS OF DATE: 20231108 DATE AS OF CHANGE: 20231108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WOODHOUSE DAVID J CENTRAL INDEX KEY: 0001642995 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38853 FILM NUMBER: 231389484 MAIL ADDRESS: STREET 1: 630 GATEWAY BLVD. CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NGM BIOPHARMACEUTICALS INC CENTRAL INDEX KEY: 0001426332 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 OYSTER POINT BOULEVARD CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 650-243-5555 MAIL ADDRESS: STREET 1: 333 OYSTER POINT BOULEVARD CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-11-06 0 0001426332 NGM BIOPHARMACEUTICALS INC NGM 0001642995 WOODHOUSE DAVID J C/O NGM BIOPHARMACEUTICALS, INC. 333 OYSTER POINT BOULEVARD SOUTH SAN FRANCISCO CA 94080 1 1 0 0 Chief Executive Officer 0 Stock Option (Right to Buy) 0.84 2023-11-06 4 A 0 255000 A 2025-04-21 Common Stock 255000 255000 D Stock Option (Right to Buy) 7.54 2023-11-06 4 D 0 255000 D 2025-04-21 Common Stock 255000 0 D Stock Option (Right to Buy) 0.84 2023-11-06 4 A 0 87013 A 2027-01-19 Common Stock 87013 87013 D Stock Option (Right to Buy) 7.70 2023-11-06 4 D 0 87013 D 2027-01-19 Common Stock 87013 0 D Stock Option (Right to Buy) 0.84 2023-11-06 4 A 0 57833 A 2028-01-30 Common Stock 57833 57833 D Stock Option (Right to Buy) 8.14 2023-11-06 4 D 0 57833 D 2028-01-30 Common Stock 57833 0 D Stock Option (Right to Buy) 0.84 2023-11-06 4 A 0 500000 A 2028-07-24 Common Stock 500000 500000 D Stock Option (Right to Buy) 11.00 2023-11-06 4 D 0 500000 D 2028-07-24 Common Stock 500000 0 D Stock Option (Right to Buy) 0.84 2023-11-06 4 A 0 200000 A 2029-02-06 Common Stock 200000 200000 D Stock Option (Right to Buy) 12.06 2023-11-06 4 D 0 200000 D 2029-02-06 Common Stock 200000 0 D Stock Option (Right to Buy) 0.84 2023-11-06 4 A 0 400000 A 2030-02-03 Common Stock 400000 400000 D Stock Option (Right to Buy) 16.47 2023-11-06 4 D 0 400000 D 2030-02-03 Common Stock 400000 0 D Stock Option (Right to Buy) 0.84 2023-11-06 4 A 0 450000 A 2031-03-16 Common Stock 450000 450000 D Stock Option (Right to Buy) 31.93 2023-11-06 4 D 0 450000 D 2031-03-16 Common Stock 450000 0 D Stock Option (Right to Buy) 0.84 2023-11-06 4 A 0 500000 A 2032-03-02 Common Stock 500000 500000 D Stock Option (Right to Buy) 15.20 2023-11-06 4 D 0 500000 D 2032-03-02 Common Stock 500000 0 D Fully vested. Effective November 6, 2023, the Compensation Committee of the Board of Directors of NGM Biopharmaceuticals, Inc. (the "Company") approved a stock option repricing which resulted in, for purposes of Section 16 of the Exchange Act, the cancellation of a previously-granted stock option in exchange for a new stock option having a lower exercise price of $0.84 per share, which is the closing price of the Company's common stock on November 6, 2023. The reduced exercise price is subject to the relevant retention period and other terms outlined in the applicable stock option repricing notice. All of the other terms of the stock option remained unchanged. The shares subject to the stock option vest over a four-year period commencing January 1, 2020, with 1/48th of the shares vesting on a monthly basis. The shares subject to the stock option vest over a four-year period commencing January 1, 2021, with 1/48th of the shares vesting on a monthly basis. The shares subject to the stock option vest over a four-year period commencing January 1, 2022, with 1/48th of the shares vesting on a monthly basis. /s/ Valerie Pierce, Attorney-in-fact 2023-11-08