13F-HR 1 d539358d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Spears Abacus Advisors LLC Address: 147 East 48th Street New York, New York 10017 Form 13F File Number: 28-12956 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robert Raich Title: President Phone: 212-230-9800 Signature, Place, and Date of Signing: /s/ Robert Raich New York, New York May 15, 2013 ------------------------ ------------------------ ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------------------ Form 13F Information Table Entry Total: 95 ------------------------ Form 13F Information Table Value Total: $680,368 (thousands) ------------------------ List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
Voting Authority --------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None -------------- ------------------- --------- -------- ------- --- ---- ------- -------- ------- ------ ------ 3M CO COM 88579Y101 277 2,603 SH Sole 2,603 ABBVIE INC COM 00287Y109 520 12,757 SH Sole 12,757 ACE LTD SHS H0023R105 35,459 398,550 SH Sole 372,330 26,220 ALLERGAN INC COM 018490102 670 6,000 SH Sole 6,000 ALTRIA GROUP INC COM 02209S103 2,644 76,873 SH Sole 76,873 AMARIN CORP PLC SPONS ADR NEW 023111206 4,439 599,080 SH Sole 547,480 51,600 AMERICAN EXPRESS CO COM 025816109 381 5,650 SH Sole 5,650 ANNALY CAP MGMT INC COM 035710409 177 11,150 SH Sole 11,150 AON PLC SHS CL A G0408V102 30,844 501,535 SH Sole 468,065 33,470 APACHE CORP COM 037411105 2,344 30,372 SH Sole 30,372 APPLE INC COM 037833100 20,595 46,525 SH Sole 43,145 3,380 AUTOMATIC DATA PROCESSING IN COM 053015103 738 11,341 SH Sole 11,341 AXIS CAPITAL HOLDINGS INV SHS G0692U109 229 5,500 SH Sole 5,500 BAIDU INC SPON ADR REP A 056752108 228 2,605 SH Sole 2,605 BANK NEW YORK MELLON CORP COM 064058100 357 12,762 SH Sole 12,762 BAXTER INTL INC COM 071813109 21,602 297,381 SH Sole 279,151 18,230 BED BATH & BEYOND INC COM 075896100 201 3,115 SH Sole 3,115 BERKSHIRE HATHAWAY INC DEL CL A 084670108 781 5 SH Sole 5 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 760 7,298 SH Sole 7,298 BIOGEN IDEC INC COM 09062X103 1,133 5,880 SH Sole 5,880 BOEING CO COM 097023105 15,117 176,090 SH Sole 161,990 14,100 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 365 18,200 SH Sole 18,200 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 22,137 891,174 SH Sole 819,424 71,750 CARPENTER TECHNOLOGY CORP COM 144285103 11,248 228,192 SH Sole 208,992 19,200 CELGENE CORP COM 151020104 8,207 70,803 SH Sole 64,303 6,500 CHEVRON CORP NEW COM 166764100 220 1,851 SH Sole 1,851 CHUBB CORP COM 171232101 9,807 112,043 SH Sole 112,043 CIT GROUP INC COM NEW 125581801 20,109 462,496 SH Sole 422,726 39,770 COACH INC COM 189754104 241 4,830 SH Sole 4,830 COLGATE PALMOLIVE CO COM 194162103 275 2,333 SH Sole 2,333 COMCAST CORP NEW CL A 20030N101 27,899 664,567 SH Sole 616,287 48,280 CONOCOPHILLIPS COM 20825C104 611 10,166 SH Sole 10,166 CROWN CASTLE INTL CORP COM 228227104 1,031 14,800 SH Sole 14,800 CVS CAREMARK CORPORATION COM 126650100 1,754 31,900 SH Sole 31,900 DELPHI AUTOMOTIVE PLC SHS G27823106 21,668 488,015 SH Sole 455,615 32,400 DEVON ENERGY CORP NEW COM 25179M103 13,806 244,703 SH Sole 220,403 24,300 DIGITAL GENERATION INC COM 25400B108 5,165 804,545 SH Sole 746,090 58,455 E M C CORP MASS COM 268648102 233 9,755 SH Sole 9,755 ENCANA CORP COM 292505104 234 12,005 SH Sole 12,005 EXXON MOBIL CORP COM 30231G102 2,738 30,390 SH Sole 30,390 FIRSTENERGY CORP COM 337932107 278 6,595 SH Sole 6,595 FLEXIBLE SOLUTIONS INTL INC COM 33938T104 513 420,600 SH Sole 420,600 FRANKLIN RES INC COM 354613101 374 2,483 SH Sole 2,483 GENERAL ELECTRIC CO COM 369604103 275 11,905 SH Sole 11,905 GOLDCORP INC NEW COM 380956409 350 10,410 SH Sole 10,410
Voting Authority --------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None -------------- ------------------- --------- -------- ------- --- ---- ------- -------- ------- ------ ------ GOLDMAN SACHS GROUP INC COM 38141G104 313 2,125 SH Sole 2,125 GOOGLE INC CL A 38259P508 30,605 38,536 SH Sole 36,292 2,244 HESS CORP COM 42809H107 303 4,232 SH Sole 4,232 IMAX CORP COM 45245E109 16,224 606,972 SH Sole 561,842 45,130 INTEL CORP COM 458140100 436 19,990 SH Sole 19,990 INTERNATIONAL BUSINESS MACHS COM 459200101 934 4,381 SH Sole 4,381 JOHNSON & JOHNSON COM 478160104 3,839 47,084 SH Sole 47,084 JOHNSON CTLS INC COM 478366107 11,183 318,890 SH Sole 275,350 43,540 JPMORGAN CHASE & CO COM 46625H100 1,585 33,393 SH Sole 33,393 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 2,396 27,269 SH Sole 27,267 2 KRAFT FOODS GROUP INC COM 50076Q106 1,024 19,874 SH Sole 19,874 LIFE TECHNOLOGIES CORP COM 53217V109 25,524 394,925 SH Sole 369,275 25,650 MARATHON OIL CORP COM 565849106 25,738 763,295 SH Sole 704,235 59,060 MARKEL CORP COM 570535104 908 1,803 SH Sole 1,803 MERCK & CO INC NEW COM 58933Y105 1,021 23,109 SH Sole 23,109 METLIFE INC COM 59156R108 28,473 748,904 SH Sole 692,014 56,890 MICROSOFT CORP COM 594918104 26,364 921,644 SH Sole 866,244 55,400 MONDELEZ INTL INC CL A 609207105 1,852 60,483 SH Sole 60,483 NEWMONT MINING CORP COM 651639106 213 5,085 SH Sole 5,085 OCZ TECHNOLOGY GROUP INC COM 67086E303 54 30,000 SH Sole 30,000 ORACLE CORP COM 68389X105 32,290 998,755 SH Sole 931,245 67,510 PEPSICO INC COM 713448108 252 3,191 SH Sole 3,191 PFIZER INC COM 717081103 258 8,950 SH Sole 8,950 PHILIP MORRIS INTL INC COM 718172109 4,894 52,787 SH Sole 52,787 PHILLIPS 66 COM 718546104 353 5,047 SH Sole 5,047 PROCTER & GAMBLE CO COM 742718109 1,047 13,583 SH Sole 13,583 REGIONS FINL CORP NEW COM 7591EP100 459 56,016 SH Sole 56,016 REPUBLIC SVCS INC COM 760759100 18,112 548,855 SH Sole 507,695 41,160 SCHLUMBERGER LTD COM 806857108 20,599 275,052 SH Sole 258,222 16,830 STARBUCKS CORP COM 855244109 17,017 298,802 SH Sole 279,302 19,500 STATE STR CORP COM 857477103 759 12,845 SH Sole 12,845 STERICYCLE INC COM 858912108 302 2,846 SH Sole 2,846 STRYKER CORP COM 863667101 790 12,110 SH Sole 12,110 SUNTRUST BKS INC COM 867914103 20,941 726,860 SH Sole 680,910 45,950 THERMO FISHER SCIENTIFIC INC COM 883556102 34,831 455,367 SH Sole 422,097 33,270 TIME WARNER INC COM NEW 887317303 375 6,500 SH Sole 6,500 UNION BANKSHARES INC COM 905400107 2,162 106,223 SH Sole 106,223 UNITED PARCEL SERVICE INC CL B 911312106 29,927 348,399 SH Sole 325,299 23,100 UNITEDHEALTH GROUP INC COM 91324P102 887 15,500 SH Sole 15,500 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 288 10,145 SH Sole 10,145 VORNADO RLTY TR SH BEN INT 929042109 293 3,500 SH Sole 3,500 WALGREEN CO COM 931422109 429 9,000 SH Sole 9,000 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 131 10,775 SH Sole 10,775 WELLS FARGO & CO NEW COM 949746101 1,021 27,601 SH Sole 27,601 WILLIAMS COS INC DEL COM 969457100 19,253 513,965 SH Sole 482,235 31,730 ISHARES TR RUSSELL1000GRW 464287614 577 8,080 SH Sole 8,080 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 203 2,950 SH Sole 2,950 SPDR GOLD TRUST GOLD SHS 78463V107 973 6,300 SH Sole 6,300 SPDR S&P 500 ETF TR TR UNIT 78462F103 2,233 14,250 SH Sole 14,250 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 689 16,055 SH Sole 16,055