13F-HR 1 d486456d13fhr.txt FORM 13F ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Spears Abacus Advisors LLC Address: 147 East 48th Street New York, New York 10017 Form 13F File Number: 28-12956 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robert Raich Title: President Phone: 212-230-9800 Signature, Place, and Date of Signing: /s/ Robert Raich New York, New York February 13, 2013 -------------------- -------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) ================================================================================ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 90 Form 13F Information Table Value Total: $600,861 (thousands) List of Other Included Managers: NONE FORM 13F -INFORMATION TABLE DECEMBER 31, 2012
Voting Authority Value Shares/ Sh/ Put/ Invstmt Other ----------------------- Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ---------------------------- ---------------- --------- -------- --------- --- ---- ------- -------- -------- ------- ------ 3M CO COM 88579Y101 242 2,603 SH Sole 2,603 ABBOTT LABS COM 002824100 338 5,167 SH Sole 5,167 ACE LTD SHS H0023R105 31,753 397,910 SH Sole 371,690 26,220 ALLEGHENY TECHNOLOGIES INC COM 01741R102 260 8,555 SH Sole 8,555 ALLERGAN INC COM 018490102 550 6,000 SH Sole 6,000 ALTRIA GROUP INC COM 02209S103 2,422 77,023 SH Sole 77,023 AMARIN CORP PLC SPONS ADR NEW 023111206 4,494 555,445 SH Sole 503,845 51,600 AMERICAN EXPRESS CO COM 025816109 326 5,675 SH Sole 5,675 ANNALY CAP MGMT INC COM 035710409 157 11,150 SH Sole 11,150 AON PLC SHS CL A G0408V102 28,171 506,575 SH Sole 473,105 33,470 APACHE CORP COM 037411105 1,757 22,382 SH Sole 22,382 APPLE INC COM 037833100 19,254 36,180 SH Sole 33,600 2,580 AUTOMATIC DATA PROCESSING IN COM 053015103 646 11,341 SH Sole 11,341 BANK NEW YORK MELLON CORP COM 064058100 328 12,762 SH Sole 12,762 BAXTER INTL INC COM 071813109 19,718 295,801 SH Sole 277,571 18,230 BERKSHIRE HATHAWAY INC DEL CL A 084670108 670 5 SH Sole 5 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 655 7,298 SH Sole 7,298 BIOGEN IDEC INC COM 09062X103 861 5,880 SH Sole 5,880 BOEING CO COM 097023105 12,809 169,970 SH Sole 155,870 14,100 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 244 13,200 SH Sole 13,200 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 23,065 1,008,064 SH Sole 936,314 71,750 CATERPILLAR INC DEL COM 149123101 324 3,620 SH Sole 3,620 CHECK POINT SOFTWARE TECH LT ORD M22465104 15,929 334,359 SH Sole 313,569 20,790 CHEVRON CORP NEW COM 166764100 200 1,851 SH Sole 1,851 CHUBB CORP COM 171232101 8,722 115,803 SH Sole 115,803 CIT GROUP INC COM NEW 125581801 17,696 457,961 SH Sole 418,191 39,770 COLGATE PALMOLIVE CO COM 194162103 244 2,333 SH Sole 2,333 COMCAST CORP NEW CL A 20030N101 25,540 683,623 SH Sole 635,343 48,280 CONOCOPHILLIPS COM 20825C104 590 10,166 SH Sole 10,166 CROWN CASTLE INTL CORP COM 228227104 1,240 17,190 SH Sole 17,190 CVS CAREMARK CORPORATION COM 126650100 6,415 132,676 SH Sole 132,676 DELPHI AUTOMOTIVE PLC SHS G27823106 18,663 487,910 SH Sole 455,510 32,400 DEVON ENERGY CORP NEW COM 25179M103 11,162 214,480 SH Sole 190,180 24,300 DIGITAL GENERATION INC COM 25400B108 10,692 979,975 SH Sole 908,175 71,800 EXXON MOBIL CORP COM 30231G102 2,635 30,448 SH Sole 30,448 FLEXIBLE SOLUTIONS INTL INC COM 33938T104 484 420,600 SH Sole 420,600 FRANKLIN RES INC COM 354613101 312 2,483 SH Sole 2,483 GENERAL ELECTRIC CO COM 369604103 234 11,125 SH Sole 11,125 GOLDCORP INC NEW COM 380956409 250 6,805 SH Sole 6,805 GOLDMAN SACHS GROUP INC COM 38141G104 271 2,125 SH Sole 2,125 GOOGLE INC CL A 38259P508 27,408 38,746 SH Sole 36,502 2,244
HESS CORP COM 42809H107 252 4,758 SH Sole 4,758 IMAX CORP COM 45245E109 13,659 607,595 SH Sole 562,465 45,130 INTEL CORP COM 458140100 412 19,990 SH Sole 19,990 INTERNATIONAL BUSINESS MACHS COM 459200101 880 4,595 SH Sole 4,595 JABIL CIRCUIT INC COM 466313103 1,190 61,667 SH Sole 61,667 JOHNSON & JOHNSON COM 478160104 3,579 51,052 SH Sole 51,052 JOHNSON CTLS INC COM 478366107 8,015 261,340 SH Sole 217,800 43,540 JPMORGAN CHASE & CO COM 46625H100 1,469 33,418 SH Sole 33,418 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 2,026 26,849 SH Sole 26,847 2 KRAFT FOODS GROUP INC COM 50076Q106 917 20,158 SH Sole 20,158 LIFE TECHNOLOGIES CORP COM 53217V109 19,407 395,825 SH Sole 370,175 25,650 MARATHON OIL CORP COM 565849106 23,282 759,345 SH Sole 700,285 59,060 MARKEL CORP COM 570535104 781 1,803 SH Sole 1,803 MERCK & CO INC NEW COM 58933Y105 946 23,109 SH Sole 23,109 METLIFE INC COM 59156R108 24,023 729,289 SH Sole 672,399 56,890 MICROSOFT CORP COM 594918104 24,295 909,589 SH Sole 854,189 55,400 MONDELEZ INTL INC CL A 609207105 1,539 60,483 SH Sole 60,483 NEWMONT MINING CORP COM 651639106 236 5,085 SH Sole 5,085 NVIDIA CORP COM 67066G104 222 18,125 SH Sole 18,125 OCZ TECHNOLOGY GROUP INC COM 67086E303 57 30,000 SH Sole 30,000 ORACLE CORP COM 68389X105 27,445 823,673 SH Sole 768,163 55,510 PEPSICO INC COM 713448108 218 3,191 SH Sole 3,191 PFIZER INC COM 717081103 224 8,950 SH Sole 8,950 PHILIP MORRIS INTL INC COM 718172109 4,722 56,458 SH Sole 56,458 PHILLIPS 66 COM 718546104 268 5,047 SH Sole 5,047 PROCTER & GAMBLE CO COM 742718109 922 13,583 SH Sole 13,583 REGIONS FINL CORP NEW COM 7591EP100 399 56,016 SH Sole 56,016 REPUBLIC SVCS INC COM 760759100 15,334 522,805 SH Sole 481,645 41,160 ROSS STORES INC COM 778296103 233 4,305 SH Sole 4,305 SCHLUMBERGER LTD COM 806857108 18,639 268,967 SH Sole 252,137 16,830 STATE STR CORP COM 857477103 928 19,735 SH Sole 19,735 STERICYCLE INC COM 858912108 265 2,846 SH Sole 2,846 STRYKER CORP COM 863667101 664 12,110 SH Sole 12,110 SUNTRUST BKS INC COM 867914103 20,147 710,640 SH Sole 664,690 45,950 THERMO FISHER SCIENTIFIC INC COM 883556102 28,940 453,747 SH Sole 420,477 33,270 TIME WARNER INC COM NEW 887317303 311 6,500 SH Sole 6,500 TOWERS WATSON & CO CL A 891894107 367 6,535 SH Sole 6,535 UNION BANKSHARES INC COM 905400107 2,171 111,083 SH Sole 111,083 UNITED PARCEL SERVICE INC CL B 911312106 24,807 336,454 SH Sole 313,354 23,100 UNITEDHEALTH GROUP INC COM 91324P102 1,275 23,500 SH Sole 23,500 WALGREEN CO COM 931422109 333 9,000 SH Sole 9,000 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 121 10,775 SH Sole 10,775 WELLS FARGO & CO NEW COM 949746101 943 27,601 SH Sole 27,601 WESTERN UN CO COM 959802109 6,000 440,851 SH Sole 376,771 64,080 WILLIAMS COS INC DEL COM 969457100 16,627 507,855 SH Sole 476,125 31,730 ISHARES TR RUSSELL1000GRW 464287614 529 8,080 SH Sole 8,080 SPDR GOLD TRUST GOLD SHS 78463V107 1,021 6,300 SH Sole 6,300 SPDR S&P 500 ETF TR TR UNIT 78462F103 1,681 11,805 SH Sole 11,805 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 409 9,190 SH Sole 9,190