13F-HR 1 d353119d13fhr.txt FORM 13F-HR ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Spears Abacus Advisors LLC Address: 147 East 48/th/ Street New York, New York 10017 Form 13F File Number: 28-12956 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robert Raich Title: President Phone: 212-230-9800 Signature, Place, and Date of Signing: /s/ Robert Raich New York, New York May 15, 2012 _______________________ ________________________ _______________________ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) ================================================================================ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 86 Form 13F Information Table Value Total: $661,592 (thousands) List of Other Included Managers: NONE Form 13F Information Table
Voting Authority ----------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None -------------- ---------------- ---------- -------- --------- --- ---- ------- -------- --------- ------ ------ 3M CO COM 88579Y101 232 2,603 SH Sole 2,603 ABBOTT LABS COM 002824100 323 5,265 SH Sole 5,265 ACE LTD SHS H0023R105 30,261 413,395 SH Sole 387,175 26,220 ALLERGAN INC COM 018490102 573 6,000 SH Sole 6,000 ALTRIA GROUP INC COM 02209S103 2,380 77,093 SH Sole 77,093 AMERICAN EXPRESS CO COM 025816109 324 5,600 SH Sole 5,600 ANNALY CAP MGMT INC COM 035710409 195 12,310 SH Sole 12,310 AON CORP COM 037389103 24,956 508,692 SH Sole 475,222 33,470 APACHE CORP COM 037411105 2,003 19,942 SH Sole 19,942 APPLE INC COM 037833100 2,611 4,355 SH Sole 4,355 AUTOMATIC DATA PROCESSING IN COM 053015103 627 11,366 SH Sole 11,366 BANK OF NEW YORK MELLON CORP COM 064058100 421 17,460 SH Sole 17,460 BAXTER INTL INC COM 071813109 23,525 393,531 SH Sole 363,801 29,730 BED BATH & BEYOND INC COM 075896100 205 3,115 SH Sole 3,115 BERKSHIRE HATHAWAY INC DEL CL A 084670108 609 5 SH Sole 5 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 708 8,719 SH Sole 8,719 BIOGEN IDEC INC COM 09062X103 741 5,880 SH Sole 5,880 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 25,908 1,083,562 SH Sole 1,011,812 71,750 CHECK POINT SOFTWARE TECH LT ORD M22465104 21,656 339,223 SH Sole 318,433 20,790 CHUBB CORP COM 171232101 8,176 118,303 SH Sole 116,003 2,300 CISCO SYS INC COM 17275R102 1,982 93,710 SH Sole 93,710 CIT GROUP INC COM NEW 125581801 21,238 514,985 SH Sole 475,215 39,770 COLGATE PALMOLIVE CO COM 194162103 228 2,333 SH Sole 2,333 COMCAST CORP NEW CL A 20030N101 30,908 1,029,926 SH Sole 963,006 66,920 CONOCOPHILLIPS COM 20825C104 843 11,095 SH Sole 11,095 COOPER INDUSTRIES PLC SHS G24140108 12,024 188,022 SH Sole 174,342 13,680 CORNING INC COM 219350105 164 11,660 SH Sole 11,660 CROWN CASTLE INTL CORP COM 228227104 1,047 19,635 SH Sole 19,635 CVS CAREMARK CORPORATION COM 126650100 22,478 501,736 SH Sole 465,266 36,470 DEVON ENERGY CORP NEW COM 25179M103 16,651 234,130 SH Sole 210,530 23,600 DIGITAL GENERATION INC COM 25400B108 11,089 1,086,140 SH Sole 1,014,340 71,800 EXXON MOBIL CORP COM 30231G102 2,641 30,448 SH Sole 30,448 FLEXIBLE SOLUTIONS INTL INC COM 33938T104 988 420,600 SH Sole 420,600 GENERAL ELECTRIC CO COM 369604103 302 15,063 SH Sole 15,063 GOLDCORP INC NEW COM 380956409 330 7,330 SH Sole 7,330 GOLDMAN SACHS GROUP INC COM 38141G104 264 2,125 SH Sole 2,125 GOOGLE INC CL A 38259P508 29,832 46,522 SH Sole 43,452 3,070 HESS CORP COM 42809H107 280 4,758 SH Sole 4,758 HOLOGIC INC COM 436440101 16,925 785,360 SH Sole 713,250 72,110 IMAX CORP COM 45245E109 16,758 685,680 SH Sole 640,550 45,130 INTEL CORP COM 458140100 276 9,800 SH Sole 9,800 INTERNATIONAL BUSINESS MACHS COM 459200101 1,087 5,210 SH Sole 5,210 ISHARES TR RUSSELL1000GRW 464287614 534 8,080 SH Sole 8,080 JABIL CIRCUIT INC COM 466313103 1,572 62,567 SH Sole 62,567 JOHNSON & JOHNSON COM 478160104 3,248 49,244 SH Sole 49,244 JOHNSON CTLS INC COM 478366107 25,665 790,185 SH Sole 746,645 43,540 JPMORGAN CHASE & CO COM 46625H100 1,631 35,471 SH Sole 35,471 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 14,303 191,647 SH Sole 176,553 15,094 KOHLS CORP COM 500255104 210 4,200 SH Sole 4,200 KRAFT FOODS INC CL A 50075N104 2,361 62,118 SH Sole 62,118 LIFE TECHNOLOGIES CORP COM 53217V109 23,938 490,337 SH Sole 458,187 32,150 MARATHON OIL CORP COM 565849106 21,032 663,475 SH Sole 615,685 47,790 MARKEL CORP COM 570535104 809 1,803 SH Sole 1,803 MERCK & CO INC NEW COM 58933Y105 887 23,109 SH Sole 23,109 METLIFE INC COM 59156R108 23,654 633,300 SH Sole 590,000 43,300 MICROSOFT CORP COM 594918104 29,986 929,654 SH Sole 874,254 55,400 NRG ENERGY INC COM NEW 629377508 165 10,530 SH Sole 10,530 ORACLE CORP COM 68389X105 24,178 829,148 SH Sole 773,638 55,510 PFIZER INC COM 717081103 207 9,120 SH Sole 9,120 PHILIP MORRIS INTL INC COM 718172109 5,003 56,458 SH Sole 56,458 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 233 3,450 SH Sole 3,450 PROCTER & GAMBLE CO COM 742718109 1,091 16,233 SH Sole 16,233 PROSHARES TR ULT SHR S&P500 74347X856 317 35,000 SH Sole 35,000 REGIONS FINANCIAL CORP NEW COM 7591EP100 369 56,016 SH Sole 56,016 REPUBLIC SVCS INC COM 760759100 1,118 36,600 SH Sole 36,600 SCHLUMBERGER LTD COM 806857108 1,642 23,487 SH Sole 23,487 SPDR GOLD TRUST GOLD SHS 78463V107 1,021 6,300 SH Sole 6,300 SPDR S&P 500 ETF TR TR UNIT 78462F103 995 7,065 SH Sole 7,065 STATE STR CORP COM 857477103 19,416 426,720 SH Sole 400,620 26,100 STERICYCLE INC COM 858912108 238 2,846 SH Sole 2,846 STRYKER CORP COM 863667101 672 12,110 SH Sole 12,110 SUNTRUST BKS INC COM 867914103 17,425 720,945 SH Sole 674,995 45,950 THERMO FISHER SCIENTIFIC INC COM 883556102 26,274 466,017 SH Sole 432,747 33,270 TIME WARNER INC COM NEW 887317303 257 6,800 SH Sole 6,800 UNILEVER PLC SPON ADR NEW 904767704 343 10,380 SH Sole 10,380 UNION BANKSHARES INC COM 905400107 2,370 123,494 SH Sole 123,494 UNION PAC CORP COM 907818108 205 1,910 SH Sole 1,910 UNITED PARCEL SERVICE INC CL B 911312106 27,650 342,544 SH Sole 319,444 23,100 UNITEDHEALTH GROUP INC COM 91324P102 914 15,500 SH Sole 15,500 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 252 5,790 SH Sole 5,790 WALGREEN CO COM 931422109 301 9,000 SH Sole 9,000 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 163 10,775 SH Sole 10,775 WELLS FARGO & CO NEW COM 949746101 941 27,560 SH Sole 27,560 WESTERN UN CO COM 959802109 18,840 1,070,437 SH Sole 987,327 83,110 WILLIAMS COS INC DEL COM 969457100 24,069 781,220 SH Sole 731,040 50,180 WPX ENERGY INC COM 98212B103 324 17,994 SH Sole 17,994