0001193125-12-233493.txt : 20120515
0001193125-12-233493.hdr.sgml : 20120515
20120515115136
ACCESSION NUMBER: 0001193125-12-233493
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120515
DATE AS OF CHANGE: 20120515
EFFECTIVENESS DATE: 20120515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spears Abacus Advisors LLC
CENTRAL INDEX KEY: 0001426319
IRS NUMBER: 205909012
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12956
FILM NUMBER: 12842339
BUSINESS ADDRESS:
STREET 1: 147 EAST 48TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-230-9800
MAIL ADDRESS:
STREET 1: 147 EAST 48TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
d353119d13fhr.txt
FORM 13F-HR
================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2012
Check here if Amendment [_]; Amendment Number:
This Amendment (Check only one): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Spears Abacus Advisors LLC
Address: 147 East 48/th/ Street
New York, New York 10017
Form 13F File Number: 28-12956
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Robert Raich
Title: President
Phone: 212-230-9800
Signature, Place, and Date of Signing:
/s/ Robert Raich New York, New York May 15, 2012
_______________________ ________________________ _______________________
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
================================================================================
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 86
Form 13F Information Table Value Total: $661,592 (thousands)
List of Other Included Managers: NONE
Form 13F
Information Table
Voting Authority
-----------------------
Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
-------------- ---------------- ---------- -------- --------- --- ---- ------- -------- --------- ------ ------
3M CO COM 88579Y101 232 2,603 SH Sole 2,603
ABBOTT LABS COM 002824100 323 5,265 SH Sole 5,265
ACE LTD SHS H0023R105 30,261 413,395 SH Sole 387,175 26,220
ALLERGAN INC COM 018490102 573 6,000 SH Sole 6,000
ALTRIA GROUP INC COM 02209S103 2,380 77,093 SH Sole 77,093
AMERICAN EXPRESS CO COM 025816109 324 5,600 SH Sole 5,600
ANNALY CAP MGMT INC COM 035710409 195 12,310 SH Sole 12,310
AON CORP COM 037389103 24,956 508,692 SH Sole 475,222 33,470
APACHE CORP COM 037411105 2,003 19,942 SH Sole 19,942
APPLE INC COM 037833100 2,611 4,355 SH Sole 4,355
AUTOMATIC DATA PROCESSING IN COM 053015103 627 11,366 SH Sole 11,366
BANK OF NEW YORK MELLON CORP COM 064058100 421 17,460 SH Sole 17,460
BAXTER INTL INC COM 071813109 23,525 393,531 SH Sole 363,801 29,730
BED BATH & BEYOND INC COM 075896100 205 3,115 SH Sole 3,115
BERKSHIRE HATHAWAY INC DEL CL A 084670108 609 5 SH Sole 5
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 708 8,719 SH Sole 8,719
BIOGEN IDEC INC COM 09062X103 741 5,880 SH Sole 5,880
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 25,908 1,083,562 SH Sole 1,011,812 71,750
CHECK POINT SOFTWARE TECH LT ORD M22465104 21,656 339,223 SH Sole 318,433 20,790
CHUBB CORP COM 171232101 8,176 118,303 SH Sole 116,003 2,300
CISCO SYS INC COM 17275R102 1,982 93,710 SH Sole 93,710
CIT GROUP INC COM NEW 125581801 21,238 514,985 SH Sole 475,215 39,770
COLGATE PALMOLIVE CO COM 194162103 228 2,333 SH Sole 2,333
COMCAST CORP NEW CL A 20030N101 30,908 1,029,926 SH Sole 963,006 66,920
CONOCOPHILLIPS COM 20825C104 843 11,095 SH Sole 11,095
COOPER INDUSTRIES PLC SHS G24140108 12,024 188,022 SH Sole 174,342 13,680
CORNING INC COM 219350105 164 11,660 SH Sole 11,660
CROWN CASTLE INTL CORP COM 228227104 1,047 19,635 SH Sole 19,635
CVS CAREMARK CORPORATION COM 126650100 22,478 501,736 SH Sole 465,266 36,470
DEVON ENERGY CORP NEW COM 25179M103 16,651 234,130 SH Sole 210,530 23,600
DIGITAL GENERATION INC COM 25400B108 11,089 1,086,140 SH Sole 1,014,340 71,800
EXXON MOBIL CORP COM 30231G102 2,641 30,448 SH Sole 30,448
FLEXIBLE SOLUTIONS INTL INC COM 33938T104 988 420,600 SH Sole 420,600
GENERAL ELECTRIC CO COM 369604103 302 15,063 SH Sole 15,063
GOLDCORP INC NEW COM 380956409 330 7,330 SH Sole 7,330
GOLDMAN SACHS GROUP INC COM 38141G104 264 2,125 SH Sole 2,125
GOOGLE INC CL A 38259P508 29,832 46,522 SH Sole 43,452 3,070
HESS CORP COM 42809H107 280 4,758 SH Sole 4,758
HOLOGIC INC COM 436440101 16,925 785,360 SH Sole 713,250 72,110
IMAX CORP COM 45245E109 16,758 685,680 SH Sole 640,550 45,130
INTEL CORP COM 458140100 276 9,800 SH Sole 9,800
INTERNATIONAL BUSINESS MACHS COM 459200101 1,087 5,210 SH Sole 5,210
ISHARES TR RUSSELL1000GRW 464287614 534 8,080 SH Sole 8,080
JABIL CIRCUIT INC COM 466313103 1,572 62,567 SH Sole 62,567
JOHNSON & JOHNSON COM 478160104 3,248 49,244 SH Sole 49,244
JOHNSON CTLS INC COM 478366107 25,665 790,185 SH Sole 746,645 43,540
JPMORGAN CHASE & CO COM 46625H100 1,631 35,471 SH Sole 35,471
KINDER MORGAN MANAGEMENT LLC SHS 49455U100 14,303 191,647 SH Sole 176,553 15,094
KOHLS CORP COM 500255104 210 4,200 SH Sole 4,200
KRAFT FOODS INC CL A 50075N104 2,361 62,118 SH Sole 62,118
LIFE TECHNOLOGIES CORP COM 53217V109 23,938 490,337 SH Sole 458,187 32,150
MARATHON OIL CORP COM 565849106 21,032 663,475 SH Sole 615,685 47,790
MARKEL CORP COM 570535104 809 1,803 SH Sole 1,803
MERCK & CO INC NEW COM 58933Y105 887 23,109 SH Sole 23,109
METLIFE INC COM 59156R108 23,654 633,300 SH Sole 590,000 43,300
MICROSOFT CORP COM 594918104 29,986 929,654 SH Sole 874,254 55,400
NRG ENERGY INC COM NEW 629377508 165 10,530 SH Sole 10,530
ORACLE CORP COM 68389X105 24,178 829,148 SH Sole 773,638 55,510
PFIZER INC COM 717081103 207 9,120 SH Sole 9,120
PHILIP MORRIS INTL INC COM 718172109 5,003 56,458 SH Sole 56,458
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 233 3,450 SH Sole 3,450
PROCTER & GAMBLE CO COM 742718109 1,091 16,233 SH Sole 16,233
PROSHARES TR ULT SHR S&P500 74347X856 317 35,000 SH Sole 35,000
REGIONS FINANCIAL CORP NEW COM 7591EP100 369 56,016 SH Sole 56,016
REPUBLIC SVCS INC COM 760759100 1,118 36,600 SH Sole 36,600
SCHLUMBERGER LTD COM 806857108 1,642 23,487 SH Sole 23,487
SPDR GOLD TRUST GOLD SHS 78463V107 1,021 6,300 SH Sole 6,300
SPDR S&P 500 ETF TR TR UNIT 78462F103 995 7,065 SH Sole 7,065
STATE STR CORP COM 857477103 19,416 426,720 SH Sole 400,620 26,100
STERICYCLE INC COM 858912108 238 2,846 SH Sole 2,846
STRYKER CORP COM 863667101 672 12,110 SH Sole 12,110
SUNTRUST BKS INC COM 867914103 17,425 720,945 SH Sole 674,995 45,950
THERMO FISHER SCIENTIFIC INC COM 883556102 26,274 466,017 SH Sole 432,747 33,270
TIME WARNER INC COM NEW 887317303 257 6,800 SH Sole 6,800
UNILEVER PLC SPON ADR NEW 904767704 343 10,380 SH Sole 10,380
UNION BANKSHARES INC COM 905400107 2,370 123,494 SH Sole 123,494
UNION PAC CORP COM 907818108 205 1,910 SH Sole 1,910
UNITED PARCEL SERVICE INC CL B 911312106 27,650 342,544 SH Sole 319,444 23,100
UNITEDHEALTH GROUP INC COM 91324P102 914 15,500 SH Sole 15,500
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 252 5,790 SH Sole 5,790
WALGREEN CO COM 931422109 301 9,000 SH Sole 9,000
WEATHERFORD INTERNATIONAL LT REG SHS H27013103 163 10,775 SH Sole 10,775
WELLS FARGO & CO NEW COM 949746101 941 27,560 SH Sole 27,560
WESTERN UN CO COM 959802109 18,840 1,070,437 SH Sole 987,327 83,110
WILLIAMS COS INC DEL COM 969457100 24,069 781,220 SH Sole 731,040 50,180
WPX ENERGY INC COM 98212B103 324 17,994 SH Sole 17,994