13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Spears Abacus Advisors LLC Address: 147 East 48th Street New York, New York 10017 Form 13F File Number: 28-12956 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robert Raich Title: President Phone: 212-230-9800 Signature, Place, and Date of Signing: /s/ Robert Raich New York, New York November 12, 2010 ------------------------- ------------------------ ------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 89 Form 13F Information Table Value Total: $504,556 (thousands) List of Other Included Managers: NONE Form 13F Information Table
Other Voting Authority Value Shares/ Sh/ Put/ Invstmt Mana- ------------------------------ Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn gers Sole Shared None -------------- ---------------- --------- --------- ------------ --- ---- ------- ----- ------------ ------ ---------- AVATAR HLDGS INC NOTE 4.500% 4/0 053494AF7 1,789.00 1,785,000.00 PRN Sole 1,785,000.00 CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167BZ9 217.00 250,000.00 PRN Sole 250,000.00 HOLOGIC INC FRNT 2.000%12/1 436440AA9 4,272.00 4,619,000.00 PRN Sole 4,619,000.00 ICONIX BRAND GROUP INC NOTE 1.875% 6/3 451055AB3 219.00 225,000.00 PRN Sole 225,000.00 MASCO CORP NOTE 7/2 574599BB1 265.00 510,000.00 PRN Sole 510,000.00 NASDAQ OMX GROUP INC NOTE 2.500% 8/1 631103AA6 493.00 500,000.00 PRN Sole 500,000.00 TRANSOCEAN INC NOTE 1.500%12/1 893830AV1 489.00 500,000.00 PRN Sole 500,000.00 ABBOTT LABS COM 002824100 265.00 5,079.00 SH Sole 5,079.00 ACE LTD SHS H0023R105 27,764.00 476,638.00 SH Sole 451,138.00 25,500.00 ALLERGAN INC COM 018490102 1,679.00 25,240.00 SH Sole 25,240.00 ALTRIA GROUP INC COM 02209S103 1,831.00 76,222.00 SH Sole 76,222.00 AMDOCS LTD ORD G02602103 1,066.00 37,190.00 SH Sole 37,190.00 AMERICAN EXPRESS CO COM 025816109 1,138.00 27,065.00 SH Sole 27,065.00 AMERICAN TOWER CORP CL A 029912201 439.00 8,555.00 SH Sole 8,555.00 AON CORP COM 037389103 19,042.00 486,885.00 SH Sole 456,185.00 30,700.00 APACHE CORP COM 037411105 19,928.00 203,842.00 SH Sole 191,542.00 12,300.00 APPLE INC COM 037833100 2,185.00 7,701.00 SH Sole 7,701.00 AUTOMATIC DATA PROCESSING IN COM 053015103 1,573.00 37,416.00 SH Sole 37,416.00 AXIS CAPITAL HOLDINGS SHS G0692U109 12,175.00 369,605.00 SH Sole 369,605.00 BANK OF NEW YORK MELLON CORP COM 064058100 574.00 21,967.00 SH Sole 21,967.00 BAXTER INTL INC COM 071813109 19,671.00 412,310.00 SH Sole 385,810.00 26,500.00 BERKSHIRE HATHAWAY INC DEL CL A 084670108 622.00 5.00 SH Sole 5.00 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1,056.00 12,770.00 SH Sole 12,770.00 BIOGEN IDEC INC COM 09062X103 392.00 6,980.00 SH Sole 6,980.00 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 5,418.00 236,892.00 SH Sole 226,942.00 9,950.00 CELGENE CORP COM 151020104 1,858.00 32,257.00 SH Sole 32,257.00 CHECK POINT SOFTWARE TECH LT ORD M22465104 20,981.00 568,140.00 SH Sole 530,440.00 37,700.00 CHEVRON CORP NEW COM 166764100 891.00 10,995.00 SH Sole 10,995.00 CHUBB CORP COM 171232101 7,943.00 139,379.00 SH Sole 122,079.00 17,300.00 CISCO SYS INC COM 17275R102 2,329.00 106,350.00 SH Sole 106,350.00 COCA COLA CO COM 191216100 307.00 5,252.00 SH Sole 5,252.00 COLGATE PALMOLIVE CO COM 194162103 203.00 2,646.00 SH Sole 2,646.00 COMCAST CORP NEW CL A 20030N101 22,511.00 1,245,062.00 SH Sole 1,157,937.00 87,125.00 CONOCOPHILLIPS COM 20825C104 1,003.00 17,468.00 SH Sole 17,468.00 COOPER INDUSTRIES PLC SHS G24140108 8,853.00 180,927.00 SH Sole 168,647.00 12,280.00 CROWN CASTLE INTL CORP COM 228227104 2,586.00 58,575.00 SH Sole 58,575.00 CVS CAREMARK CORPORATION COM 126650100 16,869.00 536,020.00 SH Sole 499,320.00 36,700.00 DEVON ENERGY CORP NEW COM 25179M103 13,743.00 212,280.00 SH Sole 196,480.00 15,800.00 DISNEY WALT CO COM DISNEY 254687106 12,396.00 374,495.00 SH Sole 350,595.00 23,900.00 DOMINION RES INC VA NEW COM 25746U109 248.00 5,682.00 SH Sole 5,682.00 EMERSON ELEC CO COM 291011104 224.00 4,250.00 SH Sole 4,250.00 ENCANA CORP COM 292505104 257.00 8,485.00 SH Sole 8,485.00 EXXON MOBIL CORP COM 30231G102 2,584.00 41,814.00 SH Sole 41,814.00 F M C CORP COM NEW 302491303 10,295.00 150,495.00 SH Sole 139,995.00 10,500.00 FAUQUIER BANKSHARES INC VA COM 312059108 234.00 18,000.00 SH Sole 18,000.00 FLEXIBLE SOLUTIONS INTL INC COM 33938T104 543.00 420,600.00 SH Sole 420,600.00 GENERAL ELECTRIC CO COM 369604103 548.00 33,725.00 SH Sole 33,725.00 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 674.00 17,045.00 SH Sole 17,045.00 GOLDCORP INC NEW COM 380956409 423.00 9,730.00 SH Sole 9,730.00 GOLDMAN SACHS GROUP INC COM 38141G104 286.00 1,975.00 SH Sole 1,975.00 GOOGLE INC CL A 38259P508 22,957.00 43,662.00 SH Sole 41,292.00 2,370.00 HASBRO INC COM 418056107 476.00 10,700.00 SH Sole 10,700.00 HOLOGIC INC COM 436440101 13,062.00 815,895.00 SH Sole 750,635.00 65,260.00 INTEL CORP COM 458140100 586.00 30,500.00 SH Sole 30,500.00 INTERNATIONAL BUSINESS MACHS COM 459200101 1,537.00 11,461.00 SH Sole 11,461.00 JABIL CIRCUIT INC COM 466313103 1,224.00 84,972.00 SH Sole 84,972.00 JOHNSON & JOHNSON COM 478160104 18,077.00 291,753.00 SH Sole 266,153.00 25,600.00 JPMORGAN CHASE & CO COM 46625H100 1,770.00 46,511.00 SH Sole 46,511.00 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 17,964.00 298,164.13 SH Sole 276,271.13 21,893.00 KOHLS CORP COM 500255104 1,639.00 31,120.00 SH Sole 31,120.00 KRAFT FOODS INC CL A 50075N104 3,412.00 110,578.00 SH Sole 62,278.00 48,300.00 LIFE TECHNOLOGIES CORP COM 53217V109 21,265.00 455,455.00 SH Sole 422,555.00 32,900.00 MARKEL CORP COM 570535104 621.00 1,803.00 SH Sole 1,803.00 MERCK & CO INC NEW COM 58933Y105 980.00 26,631.00 SH Sole 26,631.00 MICROSOFT CORP COM 594918104 19,707.00 804,702.00 SH Sole 746,502.00 58,200.00 ORACLE CORP COM 68389X105 21,772.00 810,860.00 SH Sole 772,660.00 38,200.00 PEPSICO INC COM 713448108 405.00 6,100.00 SH Sole 6,100.00 PFIZER INC COM 717081103 172.00 10,040.00 SH Sole 10,040.00 PHILIP MORRIS INTL INC COM 718172109 3,598.00 64,227.00 SH Sole 64,227.00 PROSHARES TR PSHS ULTSH 20YRS 74347R297 4.00 120.00 SH Sole 120.00 PROCTER & GAMBLE CO COM 742718109 1,997.00 33,305.00 SH Sole 33,305.00 QUANTA SVCS INC COM 74762E102 209.00 10,944.00 SH Sole 10,944.00 REGIONS FINANCIAL CORP NEW COM 7591EP100 407.00 56,016.00 SH Sole 56,016.00 SCHLUMBERGER LTD COM 806857108 1,746.00 28,340.00 SH Sole 28,340.00 ST JUDE MED INC COM 790849103 19,395.00 493,003.00 SH Sole 462,903.00 30,100.00 STAPLES INC COM 855030102 287.00 13,700.00 SH Sole 13,700.00 STATE STR CORP COM 857477103 14,461.00 383,995.00 SH Sole 360,495.00 23,500.00 STRYKER CORP COM 863667101 780.00 15,578.00 SH Sole 15,578.00 TARGET CORP COM 87612E106 1,402.00 26,230.00 SH Sole 26,230.00 THERMO FISHER SCIENTIFIC INC COM 883556102 19,600.00 409,350.00 SH Sole 386,350.00 23,000.00 TIME WARNER INC COM NEW 887317303 9,854.00 321,499.36 SH Sole 292,333.35 29,166.00 UNILEVER PLC SPON ADR NEW 904767704 15,368.00 528,100.00 SH Sole 528,100.00 UNION BANKSHARES INC COM 905400107 2,867.00 159,105.00 SH Sole 159,105.00 WELLS FARGO & CO NEW COM 949746101 288.00 11,460.00 SH Sole 11,460.00 WESTERN UN CO COM 959802109 8,761.00 495,840.00 SH Sole 465,540.00 30,300.00 ISHARES TR RUSSELL1000GRW 464287614 338.00 6,580.00 SH Sole 6,580.00 SPDR GOLD TRUST GOLD SHS 78463V107 806.00 6,300.00 SH Sole 6,300.00 SPDR S&P 500 ETF TR TR UNIT 78462F103 1,148.00 10,060.00 SH Sole 10,060.00 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 263.00 5,790.00 SH Sole 5,790.00