-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ErKJ527K0xTIJVLaH1eG8f6sQ879799Fww5908lsDZNRHgYngGKQKJ2JYOci/LLB 66yKCOizBPaeRMprEN31sw== 0001193125-10-181222.txt : 20100806 0001193125-10-181222.hdr.sgml : 20100806 20100806150826 ACCESSION NUMBER: 0001193125-10-181222 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100806 DATE AS OF CHANGE: 20100806 EFFECTIVENESS DATE: 20100806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spears Abacus Advisors LLC CENTRAL INDEX KEY: 0001426319 IRS NUMBER: 205909012 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12956 FILM NUMBER: 10998063 BUSINESS ADDRESS: STREET 1: 147 EAST 48TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-230-9800 MAIL ADDRESS: STREET 1: 147 EAST 48TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Spears Abacus Advisors LLC Address: 147 East 48th Street New York, New York 10017 Form 13F File Number: 28-12956 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robert Raich Title: President Phone: 212-230-9800 Signature, Place, and Date of Signing: /s/ Robert Raich New York, New York August 6, 2010 ------------------------ ------------------------ ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 90 Form 13F Information Table Value Total: $466,596 (thousands) List of Other Included Managers: NONE Form 13F Information Table
Other Voting Authority Value Shares/ Sh/ Put/ Invstmt Mana- ------------------------------ Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn gers Sole Shared None - -------------- ---------------- --------- --------- ------------ --- ---- ------- ----- ------------ ------ ---------- AVATAR HLDGS INC NOTE 4.500% 4/0 053494AF7 1,744.00 1,765,000.00 PRN Sole 1,765,000.00 HOLOGIC INC FRNT 2.000%12/1 436440AA9 3,896.00 4,599,000.00 PRN Sole 4,599,000.00 ICONIX BRAND GROUP INC NOTE 1.875% 6/3 451055AB3 209.00 225,000.00 PRN Sole 225,000.00 NASDAQ OMX GROUP INC NOTE 2.500% 8/1 631103AA6 474.00 500,000.00 PRN Sole 500,000.00 TRANSOCEAN INC NOTE 1.500%12/1 893830AV1 445.00 500,000.00 PRN Sole 500,000.00 ABBOTT LABS COM 002824100 245.00 5,229.00 SH Sole 5,229.00 ACE LTD SHS H0023R105 26,819.00 520,960.00 SH Sole 495,460.00 25,500.00 ALLERGAN INC COM 018490102 1,511.00 25,940.00 SH Sole 25,940.00 ALTRIA GROUP INC COM 02209S103 1,527.00 76,222.00 SH Sole 76,222.00 AMDOCS LTD ORD G02602103 1,017.00 37,890.00 SH Sole 37,890.00 AMERICAN EXPRESS CO COM 025816109 1,074.00 27,065.00 SH Sole 27,065.00 AMERICAN TOWER CORP CL A 029912201 425.00 9,555.00 SH Sole 9,555.00 AON CORP COM 037389103 18,145.00 488,815.00 SH Sole 458,115.00 30,700.00 APACHE CORP COM 037411105 16,576.00 196,885.00 SH Sole 184,585.00 12,300.00 APPLE INC COM 037833100 2,126.00 8,451.00 SH Sole 8,451.00 AUTOMATIC DATA PROCESSING IN COM 053015103 1,510.00 37,516.00 SH Sole 37,516.00 AXIS CAPITAL HOLDINGS SHS G0692U109 11,089.00 373,130.00 SH Sole 373,130.00 BANK OF NEW YORK MELLON CORP COM 064058100 542.00 21,967.00 SH Sole 21,967.00 BAXTER INTL INC COM 071813109 16,978.00 417,760.00 SH Sole 391,260.00 26,500.00 BERKSHIRE HATHAWAY INC DEL CL A 084670108 720.00 6.00 SH Sole 6.00 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1,018.00 12,780.00 SH Sole 12,780.00 BIOGEN IDEC INC COM 09062X103 331.00 6,980.00 SH Sole 6,980.00 CELGENE CORP COM 151020104 1,639.00 32,257.00 SH Sole 32,257.00 CHECK POINT SOFTWARE TECH LT ORD M22465104 16,817.00 570,440.00 SH Sole 532,740.00 37,700.00 CHEVRON CORP NEW COM 166764100 746.00 10,995.00 SH Sole 10,995.00 CHUBB CORP COM 171232101 7,132.00 142,603.00 SH Sole 125,303.00 17,300.00 CISCO SYS INC COM 17275R102 2,401.00 112,650.00 SH Sole 112,650.00 COCA COLA CO COM 191216100 283.00 5,652.00 SH Sole 5,652.00 COLGATE PALMOLIVE CO COM 194162103 208.00 2,646.00 SH Sole 2,646.00 COMCAST CORP NEW CL A 20030N101 22,316.00 1,284,739.00 SH Sole 1,197,614.00 87,125.00 CONOCOPHILLIPS COM 20825C104 880.00 17,930.00 SH Sole 17,930.00 COOPER INDUSTRIES PLC SHS G24140108 8,133.00 184,847.00 SH Sole 172,567.00 12,280.00 CROWN CASTLE INTL CORP COM 228227104 2,202.00 59,095.00 SH Sole 59,095.00 CVS CAREMARK CORPORATION COM 126650100 15,988.00 545,290.00 SH Sole 508,590.00 36,700.00 DEVON ENERGY CORP NEW COM 25179M103 12,937.00 212,360.00 SH Sole 196,560.00 15,800.00 DISNEY WALT CO COM DISNEY 254687106 11,856.00 376,388.00 SH Sole 352,488.00 23,900.00 DOMINION RES INC VA NEW COM 25746U109 220.00 5,682.00 SH Sole 5,682.00 E M C CORP MASS COM 268648102 1,303.00 71,205.00 SH Sole 71,205.00 ENCANA CORP COM 292505104 394.00 12,993.00 SH Sole 12,993.00 EXXON MOBIL CORP COM 30231G102 3,342.00 58,566.00 SH Sole 58,566.00 F M C CORP COM NEW 302491303 8,787.00 153,005.00 SH Sole 142,505.00 10,500.00 FAUQUIER BANKSHARES INC VA COM 312059108 274.00 18,000.00 SH Sole 18,000.00 FLEXIBLE SOLUTIONS INTL INC COM 33938T104 711.00 420,600.00 SH Sole 420,600.00 GENERAL ELECTRIC CO COM 369604103 878.00 60,875.00 SH Sole 60,875.00 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 595.00 17,500.00 SH Sole 17,500.00 GOLDCORP INC NEW COM 380956409 427.00 9,730.00 SH Sole 9,730.00 GOLDMAN SACHS GROUP INC COM 38141G104 261.00 1,985.00 SH Sole 1,985.00 GOOGLE INC CL A 38259P508 19,694.00 44,261.00 SH Sole 41,891.00 2,370.00 HASBRO INC COM 418056107 1,885.00 45,855.00 SH Sole 28,655.00 17,200.00 HOLOGIC INC COM 436440101 11,952.00 857,975.00 SH Sole 792,715.00 65,260.00 INTEL CORP COM 458140100 593.00 30,500.00 SH Sole 30,500.00 INTERNATIONAL BUSINESS MACHS COM 459200101 1,444.00 11,695.00 SH Sole 11,695.00 JABIL CIRCUIT INC COM 466313103 1,130.00 84,972.00 SH Sole 84,972.00 JOHNSON & JOHNSON COM 478160104 18,904.00 320,083.00 SH Sole 294,483.00 25,600.00 JPMORGAN CHASE & CO COM 46625H100 1,703.00 46,511.00 SH Sole 46,511.00 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 16,468.00 290,999.79 SH Sole 269,499.79 21,500.00 KOHLS CORP COM 500255104 1,478.00 31,120.00 SH Sole 31,120.00 KRAFT FOODS INC CL A 50075N104 3,096.00 110,578.00 SH Sole 62,278.00 48,300.00 LABORATORY CORP AMER HLDGS COM NEW 50540R409 338.00 4,486.00 SH Sole 4,486.00 LIFE TECHNOLOGIES CORP COM 53217V109 13,697.00 289,885.00 SH Sole 272,285.00 17,600.00 MARKEL CORP COM 570535104 613.00 1,803.00 SH Sole 1,803.00 MERCK & CO INC NEW COM 58933Y105 923.00 26,391.00 SH Sole 26,391.00 MICROSOFT CORP COM 594918104 18,727.00 813,870.00 SH Sole 755,670.00 58,200.00 NATIONAL OILWELL VARCO INC COM 637071101 222.00 6,700.00 SH Sole 6,700.00 NEXTERA ENERGY INC COM 65339F101 522.00 10,700.00 SH Sole 10,700.00 ORACLE CORP COM 68389X105 17,497.00 815,320.00 SH Sole 777,120.00 38,200.00 PEPSICO INC COM 713448108 389.00 6,380.00 SH Sole 6,380.00 PFIZER INC COM 717081103 143.00 10,040.00 SH Sole 10,040.00 PHILIP MORRIS INTL INC COM 718172109 2,944.00 64,227.00 SH Sole 64,227.00 PROCTER & GAMBLE CO COM 742718109 2,025.00 33,757.00 SH Sole 33,757.00 QUANTA SVCS INC COM 74762E102 226.00 10,944.00 SH Sole 10,944.00 QUEST DIAGNOSTICS INC COM 74834L100 4,161.00 83,600.00 SH Sole 83,600.00 REGIONS FINANCIAL CORP NEW COM 7591EP100 369.00 56,016.00 SH Sole 56,016.00 SCHLUMBERGER LTD COM 806857108 1,568.00 28,340.00 SH Sole 28,340.00 ST JUDE MED INC COM 790849103 19,924.00 552,053.00 SH Sole 521,953.00 30,100.00 STAPLES INC COM 855030102 261.00 13,700.00 SH Sole 13,700.00 STATE STR CORP COM 857477103 11,713.00 346,326.00 SH Sole 326,426.00 19,900.00 STRYKER CORP COM 863667101 780.00 15,578.00 SH Sole 15,578.00 TARGET CORP COM 87612E106 1,290.00 26,230.00 SH Sole 26,230.00 THERMO FISHER SCIENTIFIC INC COM 883556102 19,391.00 395,325.00 SH Sole 372,325.00 23,000.00 TIME WARNER INC COM NEW 887317303 13,317.00 460,634.36 SH Sole 427,468.36 33,166.00 UNILEVER PLC SPON ADR NEW 904767704 14,551.00 544,370.00 SH Sole 544,370.00 UNION BANKSHARES INC COM 905400107 3,060.00 167,668.00 SH Sole 167,668.00 VISA INC COM CL A 92826C839 256.00 3,614.00 SH Sole 3,614.00 WELLS FARGO & CO NEW COM 949746101 355.00 13,860.00 SH Sole 13,860.00 WESTERN UN CO COM 959802109 7,503.00 503,220.00 SH Sole 472,920.00 30,300.00 ISHARES TR INDEX RUSSELL1000GRW 464287614 302.00 6,580.00 SH Sole 6,580.00 SPDR GOLD TRUST GOLD SHS 78463V107 767.00 6,300.00 SH Sole 6,300.00 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 1,044.00 10,110.00 SH Sole 10,110.00 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 220.00 5,790.00 SH Sole 5,790.00
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