-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NPsld9WSXulNZggxzaN0yMI8xgbtH9W3diBx3VedGAgObtz+XAPD0GtD+EREJ6yP MQbHnOw+CyOhyRCqA5XPpg== 0001193125-09-218377.txt : 20091030 0001193125-09-218377.hdr.sgml : 20091030 20091030104153 ACCESSION NUMBER: 0001193125-09-218377 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091030 DATE AS OF CHANGE: 20091030 EFFECTIVENESS DATE: 20091030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spears Abacus Advisors LLC CENTRAL INDEX KEY: 0001426319 IRS NUMBER: 205909012 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12956 FILM NUMBER: 091146488 BUSINESS ADDRESS: STREET 1: 147 EAST 48TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-230-9800 MAIL ADDRESS: STREET 1: 147 EAST 48TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Spears Abacus Advisors LLC Address: 147 East 48th Street New York, New York 10017 Form 13F File Number: 28-12956 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robert Raich Title: President Phone: 212-230-9800 Signature, Place, and Date of Signing: /s/ Robert Raich New York, New York October 30, 2009 ------------------------ ------------------------ ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 96 Form 13F Information Table Value Total: $428,686 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
Other Voting Authority Title of Value Shares/ Sh/ Put/ Invstmt Mana- ----------------------------- Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn gers Sole Shared None - -------------- --------------- ------------ ---------- ------------ --- ---- ------- ----- ------------ ------ --------- HOLOGIC INC FRNT 2.000%12/1 436440AA9 3,813.00 4,664,000.00 PRN Sole 4,664,000.00 ABBOTT LABS COM 002824100 269.00 5,429.00 SH Sole 5,429.00 ACE LTD SHS H0023R105 24,099.00 450,780.00 SH Sole 421,380.00 29,400.00 ALLERGAN INC COM 018490102 1,179.00 20,770.00 SH Sole 20,770.00 ALTERA CORP COM 021441100 1,257.00 61,292.00 SH Sole 61,292.00 ALTRIA GROUP INC COM 02209S103 1,358.00 76,222.00 SH Sole 76,222.00 AMDOCS LTD ORD G02602103 1,029.00 38,275.00 SH Sole 38,275.00 AMERICAN EXPRESS CO COM 025816109 942.00 27,775.00 SH Sole 27,775.00 APACHE CORP COM 037411105 1,413.00 15,390.00 SH Sole 12,390.00 3,000.00 APPLE INC COM 037833100 3,020.00 16,293.00 SH Sole 16,293.00 AUTOMATIC DATA PROCESSING IN COM 053015103 1,593.00 40,530.00 SH Sole 40,530.00 AXIS CAPITAL HOLDINGS SHS G0692U109 10,515.00 348,420.00 SH Sole 348,420.00 BANK OF NEW YORK MELLON CORP COM 064058100 658.00 22,694.00 SH Sole 22,694.00 BAXTER INTL INC COM 071813109 15,300.00 268,380.00 SH Sole 246,880.00 21,500.00 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1,818.00 18.00 SH Sole 18.00 BERKSHIRE HATHAWAY INC DEL CL B 084670207 2,974.00 895.00 SH Sole 895.00 BIOGEN IDEC INC COM 09062X103 539.00 10,660.00 SH Sole 10,660.00 BP PLC SPONSORED ADR 055622104 1,292.00 24,273.00 SH Sole 24,273.00 CELGENE CORP COM 151020104 1,372.00 24,550.00 SH Sole 24,550.00 CHEVRON CORP NEW COM 166764100 1,222.00 17,350.00 SH Sole 17,350.00 CHUBB CORP COM 171232101 6,911.00 137,103.00 SH Sole 117,103.00 20,000.00 CISCO SYS INC COM 17275R102 2,984.00 126,765.00 SH Sole 126,765.00 CITIGROUP INC COM 172967101 75.00 15,571.00 SH Sole 15,571.00 CITRIX SYS INC COM 177376100 942.00 24,015.00 SH Sole 24,015.00 COCA COLA CO COM 191216100 314.00 5,852.00 SH Sole 5,852.00 COLGATE PALMOLIVE CO COM 194162103 213.00 2,786.00 SH Sole 2,786.00 COMCAST CORP NEW CL A 20030N101 22,600.00 1,338,854.00 SH Sole 1,227,129.00 111,725.00 CONOCOPHILLIPS COM 20825C104 1,229.00 27,210.00 SH Sole 27,210.00 COOPER INDUSTRIES PLC SHS G24140108 13,114.00 349,042.00 SH Sole 313,862.00 35,180.00 CROWN CASTLE INTL CORP COM 228227104 1,900.00 60,595.00 SH Sole 60,595.00 CVS CAREMARK CORPORATION COM 126650100 14,562.00 407,455.00 SH Sole 377,155.00 30,300.00 DEVON ENERGY CORP NEW COM 25179M103 8,524.00 126,600.00 SH Sole 108,400.00 18,200.00 DISNEY WALT CO COM DISNEY 254687106 10,212.00 371,873.00 SH Sole 344,273.00 27,600.00 E M C CORP MASS COM 268648102 1,539.00 90,310.00 SH Sole 90,310.00 ENCANA CORP COM 292505104 101.00 1,758.00 SH Sole 1,758.00 EXXON MOBIL CORP COM 30231G102 1,205.00 17,565.00 SH Sole 17,565.00 FAUQUIER BANKSHARES INC VA COM 312059108 250.00 18,000.00 SH Sole 18,000.00 FLEXIBLE SOLUTIONS INTL INC COM 33938T104 530.00 420,600.00 SH Sole 420,600.00 FPL GROUP INC COM 302571104 18,282.00 331,013.00 SH Sole 304,513.00 26,500.00 GENERAL ELECTRIC CO COM 369604103 1,034.00 62,950.00 SH Sole 62,950.00 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 696.00 17,610.00 SH Sole 17,610.00 GOLDCORP INC NEW COM 380956409 296.00 7,330.00 SH Sole 7,330.00 GOLDMAN SACHS GROUP INC COM 38141G104 1,361.00 7,380.00 SH Sole 7,380.00 GOOGLE INC CL A 38259P508 4,765.00 9,609.00 SH Sole 9,609.00 HASBRO INC COM 418056107 8,410.00 303,080.00 SH Sole 285,880.00 17,200.00 HOLOGIC INC COM 436440101 15,156.00 927,565.00 SH Sole 852,505.00 75,060.00 HONEYWELL INTL INC COM 438516106 14,853.00 399,816.68 SH Sole 369,816.68 30,000.00 HSBC HLDGS PLC SPON ADR NEW 404280406 258.00 4,506.00 SH Sole 4,506.00 INTEL CORP COM 458140100 716.00 36,600.00 SH Sole 36,600.00 INTERNATIONAL BUSINESS MACHS COM 459200101 1,439.00 12,032.00 SH Sole 12,032.00 JABIL CIRCUIT INC COM 466313103 1,164.00 86,822.00 SH Sole 86,822.00 JOHNSON & JOHNSON COM 478160104 21,687.00 356,174.00 SH Sole 325,574.00 30,600.00 JPMORGAN CHASE & CO COM 46625H100 1,752.00 39,993.00 SH Sole 39,993.00 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 584.00 12,332.43 SH Sole 12,332.43 KOHLS CORP COM 500255104 1,272.00 22,300.00 SH Sole 22,300.00 KRAFT FOODS INC CL A 50075N104 3,085.00 117,426.00 SH Sole 62,326.00 55,100.00 LABORATORY CORP AMER HLDGS COM NEW 50540R409 4,652.00 70,805.00 SH Sole 63,025.00 7,780.00 LIFE TECHNOLOGIES CORP COM 53217V109 5,172.00 111,110.00 SH Sole 93,110.00 18,000.00 MARKEL CORP COM 570535104 595.00 1,803.00 SH Sole 1,803.00 MEDTRONIC INC COM 585055106 979.00 26,597.00 SH Sole 26,597.00 MERCK & CO INC COM 589331107 883.00 27,919.00 SH Sole 27,919.00 MICROSOFT CORP COM 594918104 20,382.00 792,459.00 SH Sole 725,459.00 67,000.00 MONSANTO CO NEW COM 61166W101 345.00 4,457.00 SH Sole 4,457.00 NOKIA CORP SPONSORED ADR 654902204 167.00 11,390.00 SH Sole 11,390.00 PEPSICO INC COM 713448108 389.00 6,633.00 SH Sole 6,633.00 PFIZER INC COM 717081103 204.00 12,328.00 SH Sole 12,328.00 PHARMACEUTICAL PROD DEV INC COM 717124101 724.00 33,021.00 SH Sole 33,021.00 PHILIP MORRIS INTL INC COM 718172109 3,374.00 69,227.00 SH Sole 69,227.00 PROCTER & GAMBLE CO COM 742718109 2,024.00 34,937.00 SH Sole 34,937.00 QUALCOMM INC COM 747525103 1,459.00 32,430.00 SH Sole 32,430.00 QUANTA SVCS INC COM 74762E102 346.00 15,650.00 SH Sole 15,650.00 QUEST DIAGNOSTICS INC COM 74834L100 7,274.00 139,380.00 SH Sole 125,180.00 14,200.00 REGIONS FINANCIAL CORP NEW COM 7591EP100 348.00 56,016.00 SH Sole 56,016.00 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 5,870.00 325,010.00 SH Sole 305,255.00 19,755.00 SCHLUMBERGER LTD COM 806857108 1,272.00 21,345.00 SH Sole 21,345.00 ST JUDE MED INC COM 790849103 18,600.00 476,804.00 SH Sole 442,204.00 34,600.00 STAPLES INC COM 855030102 1,853.00 79,798.00 SH Sole 79,798.00 STATE STR CORP COM 857477103 1,765.00 33,551.00 SH Sole 33,551.00 STRYKER CORP COM 863667101 1,034.00 22,768.00 SH Sole 22,768.00 TARGET CORP COM 87612E106 1,230.00 26,355.00 SH Sole 26,355.00 THERMO FISHER SCIENTIFIC INC COM 883556102 17,706.00 405,445.00 SH Sole 371,745.00 33,700.00 TIME WARNER INC COM NEW 887317303 13,589.00 472,160.36 SH Sole 434,294.36 37,866.00 TRANSOCEAN LTD REG SHS H8817H100 387.00 4,530.00 SH Sole 4,530.00 UNILEVER PLC SPON ADR NEW 904767704 15,367.00 535,820.00 SH Sole 535,820.00 UNION BANKSHARES INC COM 905400107 3,017.00 188,459.00 SH Sole 188,459.00 UNITEDHEALTH GROUP INC COM 91324P102 10,554.00 421,499.00 SH Sole 384,673.00 36,826.00 WEATHERFORD INTERNATIONAL LT REG H27013103 1,215.00 58,590.00 SH Sole 58,590.00 WELLS FARGO & CO NEW COM 949746101 967.00 34,325.00 SH Sole 34,325.00 WESTERN UN CO COM 959802109 8,010.00 423,385.00 SH Sole 388,485.00 34,900.00 XILINX INC COM 983919101 253.00 10,800.00 SH Sole 10,800.00 XTO ENERGY INC COM 98385X106 13,493.00 326,545.00 SH Sole 295,345.00 31,200.00 ISHARES TR INDEX IBOXX INV CPBD 464287242 210.00 1,970.00 SH Sole 1,970.00 ISHARES TR INDEX RUSSELL1000GRW 464287614 821.00 17,730.00 SH Sole 17,730.00 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 220.00 5,200.00 SH Sole 5,200.00 SPDR TR UNIT SER 1 78462F103 1,906.00 18,055.00 SH Sole 18,055.00 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 353.00 9,165.00 SH Sole 9,165.00
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