13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Spears Abacus Advisors LLC Address: 147 East 48th Street New York, New York 10017 Form 13F File Number: 28-12956 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robert Raich Title: President Phone: 212-230-9800 Signature, Place, and Date of Signing: /s/ Robert Raich New York, New York August 14, 2009 ------------------------ ------------------------ ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 95 Form 13F Information Table Value Total: $387,433 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
Other Voting Authority Title of Value Shares/ Sh/ Put/ Invstmt Mana- ------------------------------ Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn gers Sole Shared None -------------- -------------- --------- --------- ------------ --- ---- ------- ----- ------------ ------ ---------- HOLOGIC INC FRNT 436440AA9 3,081.00 4,339,000.00 PRN Sole 4,339,000.00 ABBOTT LABS COM 002824100 258.00 5,479.00 SH Sole 5,479.00 ACE LTD SHS H0023R105 19,471.00 440,230.00 SH Sole 410,830.00 29,400.00 ALLERGAN INC COM 018490102 988.00 20,770.00 SH Sole 20,770.00 ALTERA CORP COM 021441100 993.00 60,942.00 SH Sole 60,942.00 ALTRIA GROUP INC COM 02209S103 1,259.00 76,839.00 SH Sole 76,839.00 AMDOCS LTD ORD G02602103 813.00 37,925.00 SH Sole 37,925.00 AMERICAN EXPRESS CO COM 025816109 701.00 30,150.00 SH Sole 30,150.00 APACHE CORP COM 037411105 887.00 12,290.00 SH Sole 12,290.00 APPLE INC COM 037833100 2,307.00 16,198.00 SH Sole 16,198.00 AUTOMATIC DATA PROCESSING IN COM 053015103 1,428.00 40,280.00 SH Sole 40,280.00 AXIS CAPITAL HOLDINGS SHS G0692U109 7,940.00 303,295.00 SH Sole 303,295.00 BANK OF NEW YORK MELLON CORP COM 064058100 665.00 22,694.00 SH Sole 22,694.00 BAXTER INTL INC COM 071813109 12,557.00 237,105.00 SH Sole 219,805.00 17,300.00 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1,620.00 18.00 SH Sole 18.00 BERKSHIRE HATHAWAY INC DEL CL B 084670207 2,603.00 899.00 SH Sole 899.00 BIOGEN IDEC INC COM 09062X103 564.00 12,500.00 SH Sole 12,500.00 BP PLC SPONSORED ADR 055622104 1,186.00 24,873.00 SH Sole 24,873.00 CELGENE CORP COM 151020104 1,166.00 24,365.00 SH Sole 24,365.00 CHEVRON CORP NEW COM 166764100 1,149.00 17,350.00 SH Sole 17,350.00 CHUBB CORP COM 171232101 4,754.00 119,203.00 SH Sole 119,203.00 CISCO SYS INC COM 17275R102 2,367.00 126,915.00 SH Sole 126,915.00 CITIGROUP INC COM 172967101 50.00 16,943.00 SH Sole 16,943.00 CITRIX SYS INC COM 177376100 758.00 23,765.00 SH Sole 23,765.00 COCA COLA CO COM 191216100 349.00 7,276.00 SH Sole 7,276.00 COMCAST CORP NEW CL A 20030N101 21,200.00 1,466,084.00 SH Sole 1,354,359.00 111,725.00 CONOCOPHILLIPS COM 20825C104 1,165.00 27,710.00 SH Sole 27,710.00 COOPER INDS LTD CL A G24182100 13,109.00 422,181.00 SH Sole 387,001.00 35,180.00 COVENTRY HEALTH CARE INC COM 222862104 2,229.00 119,160.00 SH Sole 119,160.00 CRAY INC COM NEW 225223304 8,118.00 1,030,252.00 SH Sole 963,652.00 66,600.00 CROWN CASTLE INTL CORP COM 228227104 1,455.00 60,595.00 SH Sole 60,595.00 CVS CAREMARK CORPORATION COM 126650100 12,509.00 392,497.00 SH Sole 362,197.00 30,300.00 DEVON ENERGY CORP NEW COM 25179M103 5,995.00 110,000.00 SH Sole 91,800.00 18,200.00 DISNEY WALT CO COM DISNEY 254687106 8,746.00 374,893.00 SH Sole 347,293.00 27,600.00 E M C CORP MASS COM 268648102 1,190.00 90,860.00 SH Sole 90,860.00 EXXON MOBIL CORP COM 30231G102 1,203.00 17,209.00 SH Sole 17,209.00 FAUQUIER BANKSHARES INC VA COM 312059108 234.00 18,000.00 SH Sole 18,000.00 FLEXIBLE SOLUTIONS INTL INC COM 33938T104 585.00 420,600.00 SH Sole 420,600.00 FPL GROUP INC COM 302571104 17,967.00 315,988.00 SH Sole 289,488.00 26,500.00 GENERAL ELECTRIC CO COM 369604103 738.00 62,950.16 SH Sole 62,950.16 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 687.00 19,438.00 SH Sole 19,438.00 GOLDCORP INC NEW COM 380956409 255.00 7,330.00 SH Sole 7,330.00 GOLDMAN SACHS GROUP INC COM 38141G104 1,088.00 7,380.00 SH Sole 7,380.00 GOOGLE INC CL A 38259P508 4,026.00 9,549.00 SH Sole 9,549.00 HASBRO INC COM 418056107 6,520.00 268,995.00 SH Sole 268,995.00 HOLOGIC INC COM 436440101 15,223.00 1,068,310.00 SH Sole 993,250.00 75,060.00 HONEYWELL INTL INC COM 438516106 12,697.00 404,371.36 SH Sole 374,371.36 30,000.00 HUGOTON RTY TR TEX UNIT BEN INT 444717102 2,357.00 163,020.00 SH Sole 163,020.00 INTEL CORP COM 458140100 606.00 36,600.00 SH Sole 36,600.00 INTERNATIONAL BUSINESS MACHS COM 459200101 1,265.00 12,110.00 SH Sole 12,110.00 JABIL CIRCUIT INC COM 466313103 639.00 86,072.00 SH Sole 86,072.00 JOHNSON & JOHNSON COM 478160104 19,852.00 349,509.00 SH Sole 318,909.00 30,600.00 JPMORGAN CHASE & CO COM 46625H100 1,376.00 40,343.00 SH Sole 40,343.00 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 336.00 7,437.81 SH Sole 7,437.81 KOHLS CORP COM 500255104 953.00 22,300.00 SH Sole 22,300.00 KRAFT FOODS INC CL A 50075N104 2,661.00 105,026.00 SH Sole 61,126.00 43,900.00 LABORATORY CORP AMER HLDGS COM NEW 50540R409 4,683.00 69,075.00 SH Sole 61,295.00 7,780.00 LIFE TECHNOLOGIES CORP COM 53217V109 4,687.00 112,350.00 SH Sole 94,350.00 18,000.00 MARKEL CORP COM 570535104 508.00 1,803.00 SH Sole 1,803.00 MARRIOTT INTL INC NEW CL A 571903202 399.00 18,086.24 SH Sole 18,086.24 MEDTRONIC INC COM 585055106 928.00 26,597.00 SH Sole 26,597.00 MERCK & CO INC COM 589331107 747.00 26,729.00 SH Sole 26,729.00 MICROSOFT CORP COM 594918104 18,366.00 772,659.00 SH Sole 705,659.00 67,000.00 MONSANTO CO NEW COM 61166W101 328.00 4,417.00 SH Sole 4,417.00 NOKIA CORP SPONSORED ADR 654902204 593.00 40,675.00 SH Sole 40,675.00 PEPSICO INC COM 713448108 365.00 6,633.00 SH Sole 6,633.00 PFIZER INC COM 717081103 192.00 12,828.00 SH Sole 12,828.00 PHARMACEUTICAL PROD DEV INC COM 717124101 761.00 32,771.00 SH Sole 32,771.00 PHILIP MORRIS INTL INC COM 718172109 3,020.00 69,227.00 SH Sole 69,227.00 PROCTER & GAMBLE CO COM 742718109 1,791.00 35,052.00 SH Sole 35,052.00 QUALCOMM INC COM 747525103 1,455.00 32,180.00 SH Sole 32,180.00 QUANTA SVCS INC COM 74762E102 362.00 15,650.00 SH Sole 15,650.00 QUEST DIAGNOSTICS INC COM 74834L100 3,299.00 58,460.00 SH Sole 49,060.00 9,400.00 REGIONS FINANCIAL CORP NEW COM 7591EP100 226.00 56,016.00 SH Sole 56,016.00 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 5,598.00 389,570.00 SH Sole 369,815.00 19,755.00 SCHLUMBERGER LTD COM 806857108 1,147.00 21,205.00 SH Sole 21,205.00 ST JUDE MED INC COM 790849103 18,775.00 456,810.00 SH Sole 422,210.00 34,600.00 STAPLES INC COM 855030102 1,603.00 79,448.00 SH Sole 79,448.00 STATE STR CORP COM 857477103 1,574.00 33,351.00 SH Sole 33,351.00 STRYKER CORP COM 863667101 1,280.00 32,213.00 SH Sole 32,213.00 TARGET CORP COM 87612E106 1,007.00 25,505.00 SH Sole 25,505.00 THERMO FISHER SCIENTIFIC INC COM 883556102 15,857.00 388,940.00 SH Sole 355,240.00 33,700.00 TIME WARNER CABLE INC COM 88732J207 4,743.00 149,754.00 SH Sole 140,250.00 9,504.00 TIME WARNER INC COM 887317303 14,269.00 566,442.37 SH Sole 528,576.37 37,866.00 TRANSOCEAN LTD REG SHS NEW H8817H100 337.00 4,530.00 SH Sole 4,530.00 UNILEVER PLC SPON ADR NEW 904767704 12,009.00 511,015.00 SH Sole 511,015.00 UNITEDHEALTH GROUP INC COM 91324P102 11,995.00 480,201.00 SH Sole 443,375.00 36,826.00 WEATHERFORD INTERNATIONAL LT REG H27013103 1,139.00 58,240.00 SH Sole 58,240.00 WELLS FARGO & CO NEW COM 949746101 1,289.00 53,144.00 SH Sole 53,144.00 XILINX INC COM 983919101 561.00 27,400.00 SH Sole 27,400.00 XTO ENERGY INC COM 98385X106 11,791.00 309,150.00 SH Sole 277,950.00 31,200.00 ISHARES TR RUSSELL 1000 464287622 201.00 3,975.00 SH Sole 3,975.00 ISHARES TR RUSSELL1000GRW 464287614 707.00 17,230.00 SH Sole 17,230.00 SPDR TR UNIT SER 1 78462F103 1,651.00 17,955.00 SH Sole 17,955.00 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 292.00 9,165.00 SH Sole 9,165.00