-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KENzU2jnUOwz1+ubQLLS9fbQHqzxhmgW83bvzgirf85RtXy6d9Hyl4oJloZPiAzX nEikE6mBbuMeTx30x/070w== 0001193125-09-112430.txt : 20090515 0001193125-09-112430.hdr.sgml : 20090515 20090515095034 ACCESSION NUMBER: 0001193125-09-112430 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090515 DATE AS OF CHANGE: 20090515 EFFECTIVENESS DATE: 20090515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spears Abacus Advisors LLC CENTRAL INDEX KEY: 0001426319 IRS NUMBER: 205909012 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12956 FILM NUMBER: 09829342 BUSINESS ADDRESS: STREET 1: 147 EAST 48TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-230-9800 MAIL ADDRESS: STREET 1: 147 EAST 48TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [_]; Amendment Number: --------- This Amendment (Check only one): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Spears Abacus Advisors LLC Address: 147 East 48th Street New York, New York 10017 Form 13F File Number: 28-12956 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robert Raich Title: President Phone: 212-230-9800 Signature, Place, and Date of Signing: /s/ Robert Raich New York, New York May 15, 2009 - ---------------------------------- ---------------------- ------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 64 Form 13F Information Table Value Total: $288,780 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
Voting Authority Title of Value Shares/ Sh/ Put/ Invstmt Other ------------------------------ Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ---------------------------- ------------- --------- --------- ------------ --- ---- ------- -------- ------------ ------ ---------- ABBOTT LABS COM 002824100 252.00 5,279.00 SH Sole 5,279.00 ACE LTD SHS H0023R105 17,997.00 445,465.00 SH Sole 416,065.00 29,400.00 AGILENT TECHNOLOGIES INC COM 00846U101 10,235.00 665,914.00 SH Sole 616,853.00 49,061.00 ALTRIA GROUP INC COM 02209S103 1,192.00 74,422.00 SH Sole 74,422.00 APPLE INC COM 037833100 854.00 8,125.00 SH Sole 8,125.00 AQUA AMERICA INC COM 03836W103 212.00 10,615.00 SH Sole 10,615.00 AUTOMATIC DATA PROCESSING IN COM 053015103 244.00 6,930.00 SH Sole 6,930.00 AXIS CAPITAL HOLDINGS SHS G0692U109 6,849.00 303,845.00 SH Sole 303,845.00 BANK OF NEW YORK MELLON CORP COM 064058100 658.00 23,293.00 SH Sole 23,293.00 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1,561.00 18.00 SH Sole 18.00 BERKSHIRE HATHAWAY INC DEL CL B 084670207 2,704.00 959.00 SH Sole 959.00 BIOGEN IDEC INC COM 09062X103 655.00 12,500.00 SH Sole 12,500.00 BP PLC SPONSORED ADR 055622104 953.00 23,773.00 SH Sole 23,773.00 CHEVRON CORP NEW COM 166764100 1,167.00 17,350.00 SH Sole 17,350.00 CHUBB CORP COM 171232101 5,129.00 121,203.00 SH Sole 121,203.00 CIMAREX ENERGY CO COM 171798101 9,177.00 499,275.00 SH Sole 458,375.00 40,900.00 COCA COLA CO COM 191216100 287.00 6,526.00 SH Sole 6,526.00 COMCAST CORP NEW CL A 20030N101 18,396.00 1,348,705.00 SH Sole 1,236,980.00 111,725.00 CONOCOPHILLIPS COM 20825C104 1,085.00 27,710.00 SH Sole 27,710.00 COOPER INDS LTD CL A G24182100 11,368.00 439,611.00 SH Sole 404,431.00 35,180.00 COVENTRY HEALTH CARE INC COM 222862104 8,428.00 651,342.00 SH Sole 602,142.00 49,200.00 CRAY INC COM NEW 225223304 4,284.00 1,224,085.00 SH Sole 1,157,485.00 66,600.00 CVS CAREMARK CORPORATION COM 126650100 8,897.00 323,635.00 SH Sole 293,335.00 30,300.00 DEVON ENERGY CORP NEW COM 25179M103 5,372.00 120,200.00 SH Sole 102,000.00 18,200.00 DISNEY WALT CO COM DISNEY 254687106 6,928.00 381,520.00 SH Sole 353,920.00 27,600.00 EXXON MOBIL CORP COM 30231G102 840.00 12,332.00 SH Sole 12,332.00 FAUQUIER BANKSHARES INC VA COM 312059108 198.00 18,000.00 SH Sole 18,000.00 FLEXIBLE SOLUTIONS INTL INC COM flexible5 434.00 231,000.00 SH Sole 231,000.00 FLEXIBLE SOLUTIONS INTL INC COM 33938T104 356.00 189,600.00 SH Sole 189,600.00 FPL GROUP INC COM 302571104 16,895.00 333,028.00 SH Sole 306,528.00 26,500.00 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 585.00 18,838.00 SH Sole 18,838.00 GOOGLE INC CL A 38259P508 2,402.00 6,900.00 SH Sole 6,900.00 HOLOGIC INC COM 436440101 13,501.00 1,031,415.00 SH Sole 956,355.00 75,060.00 HONEYWELL INTL INC COM 438516106 11,441.00 410,670.43 SH Sole 380,670.43 30,000.00 HUGOTON RTY TR TEX UNIT BEN INT 444717102 1,612.00 168,620.00 SH Sole 168,620.00 INTEL CORP COM 458140100 493.00 32,800.00 SH Sole 32,800.00 INTERNATIONAL BUSINESS MACHS COM 459200101 986.00 10,180.00 SH Sole 10,180.00 JOHNSON & JOHNSON COM 478160104 17,200.00 326,994.00 SH Sole 296,394.00 30,600.00 JPMORGAN CHASE & CO COM 46625H100 878.00 33,017.00 SH Sole 33,017.00 KRAFT FOODS INC CL A 50075N104 2,324.00 104,246.00 SH Sole 60,346.00 43,900.00 LABORATORY CORP AMER HLDGS COM NEW 50540R409 4,121.00 70,465.00 SH Sole 62,685.00 7,780.00 LIFE TECHNOLOGIES CORP COM 53217V109 3,649.00 112,350.00 SH Sole 94,350.00 18,000.00 MARKEL CORP COM 570535104 512.00 1,803.00 SH Sole 1,803.00 MERCK & CO INC COM 589331107 645.00 24,119.00 SH Sole 24,119.00 MICROSOFT CORP COM 594918104 12,781.00 695,728.00 SH Sole 628,728.00 67,000.00 NOKIA CORP SPONSORED ADR 654902204 135.00 11,565.00 SH Sole 11,565.00 PACIFIC RIM MNG CORP COM NEW 694915208 169.00 995,000.00 SH Sole 995,000.00 PEPSICO INC COM 713448108 336.00 6,533.00 SH Sole 6,533.00 PFIZER INC COM 717081103 217.00 15,913.00 SH Sole 15,913.00 PHILIP MORRIS INTL INC COM 718172109 2,406.00 67,627.00 SH Sole 67,627.00 PROCTER & GAMBLE CO COM 742718109 397.00 8,439.00 SH Sole 8,439.00 QUEST DIAGNOSTICS INC COM 74834L100 2,610.00 54,960.00 SH Sole 45,560.00 9,400.00 REGIONS FINANCIAL CORP NEW COM 7591EP100 246.00 57,711.00 SH Sole 57,711.00 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 5,847.00 409,173.00 SH Sole 389,418.00 19,755.00 SPDR TR UNIT SER 1 78462F103 433.00 5,440.00 SH Sole 5,440.00 ST JUDE MED INC COM 790849103 16,875.00 464,490.00 SH Sole 429,890.00 34,600.00 STATE STR CORP COM 857477103 217.00 7,060.00 SH Sole 7,060.00 STRYKER CORP COM 863667101 462.00 13,578.00 SH Sole 13,578.00 THERMO FISHER SCIENTIFIC INC COM 883556102 6,201.00 173,855.00 SH Sole 154,055.00 19,800.00 TIME WARNER CABLE INC COM 88732J207 3,568.00 143,865.50 SH Sole 134,361.50 9,504.00 TIME WARNER INC COM 887317303 11,068.00 573,468.33 SH Sole 535,604.34 37,864.00 UNILEVER PLC SPON ADR NEW 904767704 9,760.00 515,585.00 SH Sole 515,585.00 UNITEDHEALTH GROUP INC COM 91324P102 10,810.00 516,477.00 SH Sole 479,651.00 36,826.00 WASHINGTON POST CO CL B 939640108 286.00 800.00 SH Sole 800.00
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