0000950123-20-002394.txt : 20200214 0000950123-20-002394.hdr.sgml : 20200214 20200214143728 ACCESSION NUMBER: 0000950123-20-002394 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spears Abacus Advisors LLC CENTRAL INDEX KEY: 0001426319 IRS NUMBER: 205909012 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12956 FILM NUMBER: 20618164 BUSINESS ADDRESS: STREET 1: 147 EAST 48TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-230-9800 MAIL ADDRESS: STREET 1: 147 EAST 48TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001426319 XXXXXXXX 12-31-2019 12-31-2019 Spears Abacus Advisors LLC

147 East 48th Street New York NY 10017

13F HOLDINGS REPORT 028-12956 N Robert Raich 212-230-9800 /s/ Robert Raich New York NY 02-14-2020 0 185 935038 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M CO COM 88579Y101 908 5148 SH SOLE 5148 0 0 ABBVIE INC COM 00287Y109 598 6758 SH SOLE 6758 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 526 2498 SH SOLE 2498 0 0 AIR PRODS & CHEMS INC COM 009158106 1261 5366 SH SOLE 5366 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 387 2396 SH SOLE 2396 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 17291 81523 SH SOLE 81523 0 0 ALLERGAN PLC SHS g0177j108 14856 77712 SH SOLE 77712 0 0 ALPHABET INC CAP STK CL A 02079K305 24685 18430 SH SOLE 18270 0 160 ALPHABET INC CAP STK CL C 02079K107 26326 19690 SH SOLE 19567 0 123 ALPHATEC HOLDINGS INC COM NEW 02081G201 709 100000 SH SOLE 100000 0 0 ALTRIA GROUP INC COM 02209s103 568 11377 SH SOLE 11377 0 0 AMERICAN ELEC PWR CO INC COM 025537101 411 4350 SH SOLE 4350 0 0 AMERICAN EXPRESS CO COM 025816109 699 5615 SH SOLE 5615 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 29703 578668 SH SOLE 573168 0 5500 AON PLC SHS CL A G0408V102 3820 18341 SH SOLE 18341 0 0 APACHE CORP COM 037411105 235 9200 SH SOLE 9200 0 0 APPLE INC COM 037833100 45224 154005 SH SOLE 153065 0 940 APTIV PLC SHS g6095l109 23813 250747 SH SOLE 248347 0 2400 ARCHER DANIELS MIDLAND CO COM 039483102 297 6400 SH SOLE 6400 0 0 AT&T INC COM 00206R102 2446 62593 SH SOLE 62593 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1915 11231 SH SOLE 11231 0 0 AXIS CAPITAL HOLDINGS LTD SHS G0692U109 2166 36446 SH SOLE 36446 0 0 BAKER HUGHES COMPANY CL A 05722G100 317 12379 SH SOLE 12379 0 0 BALL CORP COM 058498106 43426 671504 SH SOLE 667204 0 4300 BANK AMER CORP COM 060505104 1685 47835 SH SOLE 47835 0 0 BANK NEW YORK MELLON CORP COM 064058100 599 11898 SH SOLE 11898 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 22751 100448 SH SOLE 99758 0 690 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1698 5 SH SOLE 5 0 0 BIOGEN INC COM 09062x103 1578 5317 SH SOLE 5317 0 0 BIOLIFE SOLUTIONS INC COM NEW 09062w204 292 18067 SH SOLE 18067 0 0 BOEING CO COM 097023105 441 1355 SH SOLE 1355 0 0 BRIGHTVIEW HLDGS INC COM 10948c107 6120 362762 SH SOLE 362762 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 736 11465 SH SOLE 11465 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 798 6460 SH SOLE 6460 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 598 10350 SH SOLE 10350 0 0 BUNGE LIMITED COM G16962105 274 4761 SH SOLE 4761 0 0 CIT GROUP INC COM NEW 125581801 14510 317986 SH SOLE 315486 0 2500 CARROLS RESTAURANT GROUP INC COM 14574X104 180 25500 SH SOLE 25500 0 0 CAVCO INDS INC DEL COM 149568107 324 1657 SH SOLE 1657 0 0 CDK GLOBAL INC COM 12508E101 14773 270168 SH SOLE 267768 0 2400 CENTURYLINK INC COM 156700106 197 14912 SH SOLE 14912 0 0 CHUBB LIMITED COM H1467J104 43051 276573 SH SOLE 274583 0 1990 CISCO SYS INC COM 17275R102 361 7531 SH SOLE 7531 0 0 CITIGROUP INC COM NEW 172967424 32801 410574 SH SOLE 407154 0 3420 COCA COLA CO COM 191216100 468 8459 SH SOLE 8459 0 0 COLGATE PALMOLIVE CO COM 194162103 431 6266 SH SOLE 6266 0 0 COMCAST CORP NEW CL A 20030N101 29991 666918 SH SOLE 661618 0 5300 CONOCOPHILLIPS COM 20825C104 446 6861 SH SOLE 6861 0 0 COOPER COS INC COM NEW 216648402 241 749 SH SOLE 749 0 0 CORNING INC COM 219350105 443 15211 SH SOLE 15211 0 0 COSTCO WHSL CORP NEW COM 22160k105 400 1360 SH SOLE 1360 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 190 14140 SH SOLE 14140 0 0 CROWN CASTLE INTL CORP NEW COM 22822v101 1546 10875 SH SOLE 10875 0 0 CROWN HOLDINGS INC COM 228368106 29507 406775 SH SOLE 403475 0 3300 CSX CORP COM 126408103 387 5348 SH SOLE 5348 0 0 CVS HEALTH CORP COM 126650100 1481 19938 SH SOLE 19938 0 0 D R HORTON INC COM 23331A109 443 8400 SH SOLE 8400 0 0 DANAHER CORPORATION COM 235851102 48407 315399 SH SOLE 312399 0 3000 DELTA AIR LINES INC DEL COM NEW 247361702 27766 474803 SH SOLE 470703 0 4100 DISNEY WALT CO COM DISNEY 254687106 733 5068 SH SOLE 5068 0 0 EMERSON ELEC CO COM 291011104 519 6800 SH SOLE 6800 0 0 LAUDER ESTEE COS INC CL A 518439104 299 1450 SH SOLE 1450 0 0 EXXON MOBIL CORP COM 30231G102 1328 19027 SH SOLE 19027 0 0 F M C CORP COM NEW 302491303 1198 12000 SH SOLE 12000 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 473 3400 SH SOLE 3400 0 0 FLEXIBLE SOLUTIONS INTL INC COM 33938T104 292 113645 SH SOLE 113645 0 0 FORTIVE CORP COM 34959j108 780 10214 SH SOLE 10214 0 0 GENERAL DYNAMICS CORP COM 369550108 714 4047 SH SOLE 4047 0 0 GENERAL ELECTRIC CO COM 369604103 520 46618 SH SOLE 46618 0 0 GENERAL MTRS CO COM 37045v100 19504 532883 SH SOLE 525683 0 7200 GENWORTH FINL INC COM CL A 37247D106 406 92335 SH SOLE 92335 0 0 GILEAD SCIENCES INC COM 375558103 25221 388130 SH SOLE 384730 0 3400 GOLAR LNG LTD BERMUDA SHS G9456A100 211 14815 SH SOLE 14815 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 594 2582 SH SOLE 2582 0 0 GRITSTONE ONCOLOGY INC COM 39868T105 144 16030 SH SOLE 16030 0 0 HERSHEY CO COM 427866108 335 2276 SH SOLE 2276 0 0 HOME DEPOT INC COM 437076102 561 2570 SH SOLE 2570 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 503 3750 SH SOLE 3750 0 0 ILLINOIS TOOL WKS INC COM 452308109 274 1525 SH SOLE 1525 0 0 INTEL CORP COM 458140100 715 11948 SH SOLE 11948 0 0 INTL PAPER CO COM 460146103 283 6150 SH SOLE 6150 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 396 670 SH SOLE 670 0 0 JOHNSON & JOHNSON COM 478160104 7888 54074 SH SOLE 54074 0 0 JPMORGAN CHASE & CO COM 46625H100 31843 228429 SH SOLE 226529 0 1900 KINDER MORGAN INC DEL COM 49456b101 1855 87624 SH SOLE 87624 0 0 KNIGHT SWIFT TRANSN HLDGS IN CL A 499049104 208 5814 SH SOLE 5814 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 527 2662 SH SOLE 2662 0 0 LENNAR CORP CL A 526057104 252 4509 SH SOLE 4509 0 0 LILLY ELI & CO COM 532457108 487 3709 SH SOLE 3709 0 0 LINCOLN NATL CORP IND COM 534187109 708 12000 SH SOLE 12000 0 0 LIVENT CORP COM 53814L108 96 11223 SH SOLE 11223 0 0 M & T BK CORP COM 55261F104 200 1180 SH SOLE 1180 0 0 MARKEL CORP COM 570535104 1055 923 SH SOLE 923 0 0 MARSH & MCLENNAN COS INC COM 571748102 1236 11091 SH SOLE 11091 0 0 MASTERCARD INC CL A 57636Q104 789 2642 SH SOLE 2642 0 0 MCCLATCHY CO CL A NEW 579489303 8 17276 SH SOLE 17276 0 0 MCDONALDS CORP COM 580135101 381 1930 SH SOLE 1930 0 0 MERCK & CO INC COM 58933Y105 2362 25973 SH SOLE 25973 0 0 MICROSOFT CORP COM 594918104 72703 461022 SH SOLE 459342 0 1680 MID AMER APT CMNTYS INC COM 59522J103 285 2160 SH SOLE 2160 0 0 MODINE MFG CO COM 607828100 289 37550 SH SOLE 37550 0 0 MONDELEZ INTL INC CL A 609207105 23827 432591 SH SOLE 429291 0 3300 MVC CAPITAL INC COM 553829102 92 10000 SH SOLE 10000 0 0 NEPTUNE WELLNESS SOLUTIONS I COM 64079L105 74 27000 SH SOLE 27000 0 0 NEW YORK TIMES CO CL A 650111107 411 12786 SH SOLE 12786 0 0 NEWELL BRANDS INC COM 651229106 475 24704 SH SOLE 24704 0 0 NIKE INC CL B 654106103 315 3107 SH SOLE 3107 0 0 ORACLE CORP COM 68389X105 38612 728812 SH SOLE 722342 0 6470 PEPSICO INC COM 713448108 3532 25845 SH SOLE 25845 0 0 PFIZER INC COM 717081103 1012 25841 SH SOLE 25841 0 0 PHILIP MORRIS INTL INC COM 718172109 1017 11956 SH SOLE 11956 0 0 PHILLIPS 66 COM 718546104 228 2043 SH SOLE 2043 0 0 PIONEER NAT RES CO COM 723787107 240 1586 SH SOLE 1586 0 0 PRECISION DRILLING CORP COM 2010 74022D308 17 12070 SH SOLE 12070 0 0 PROCTER & GAMBLE CO COM 742718109 2012 16106 SH SOLE 16106 0 0 REGIONS FINL CORP NEW COM 7591EP100 961 56016 SH SOLE 56016 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 6001 101749 SH SOLE 101749 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 6520 108720 SH SOLE 108720 0 0 S&P GLOBAL INC COM 78409V104 437 1600 SH SOLE 1600 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 129 11750 SH SOLE 11750 0 0 SCHLUMBERGER LTD COM 806857108 10544 262281 SH SOLE 262281 0 0 SHERWIN WILLIAMS CO COM 824348106 532 911 SH SOLE 911 0 0 SOLAREDGE TECHNOLOGIES INC COM 83417M104 1103 11600 SH SOLE 11600 0 0 STARBUCKS CORP COM 855244109 1810 20588 SH SOLE 20588 0 0 STATE STR CORP COM 857477103 598 7554 SH SOLE 7554 0 0 STRYKER CORP COM 863667101 1176 5600 SH SOLE 5600 0 0 SYSCO CORP COM 871829107 266 3111 SH SOLE 3111 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 56355 173470 SH SOLE 172470 0 1000 TRIMBLE INC COM 896239100 1376 33000 SH SOLE 33000 0 0 UNION BANKSHARES INC COM 905400107 1906 52575 SH SOLE 52575 0 0 UNITED PARCEL SERVICE INC CL B 911312106 743 6348 SH SOLE 6348 0 0 UNITED TECHNOLOGIES CORP COM 913017109 354 2364 SH SOLE 2364 0 0 UNITEDHEALTH GROUP INC COM 91324P102 2968 10095 SH SOLE 10095 0 0 US BANCORP DEL COM NEW 902973304 301 5073 SH SOLE 5073 0 0 V F CORP COM 918204108 504 5058 SH SOLE 5058 0 0 VERISK ANALYTICS INC COM 92345Y106 455 3045 SH SOLE 3045 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 478 7777 SH SOLE 7777 0 0 VISA INC COM CL A 92826C839 341 1814 SH SOLE 1814 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 861 14600 SH SOLE 14600 0 0 WELLS FARGO CO NEW COM 949746101 2025 37645 SH SOLE 37645 0 0 WEX INC COM 96208T104 325 1550 SH SOLE 1550 0 0 WHIRLPOOL CORP COM 963320106 4126 27967 SH SOLE 27967 0 0 WILLIAMS COS INC DEL COM 969457100 546 23000 SH SOLE 23000 0 0 WYNDHAM HOTELS & RESORTS INC COM 98311A105 17634 280752 SH SOLE 278652 0 2100 YAMANA GOLD INC COM 98462Y100 39 10000 SH SOLE 10000 0 0 YUM BRANDS INC COM 988498101 279 2774 SH SOLE 2774 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 94 11105 SH SOLE 11105 0 0 INVESCO QQQ TR UNIT SER 1 46090e103 611 2875 SH SOLE 2875 0 0 ISHARES TR CORE S&P SCP ETF 464287804 278 3316 SH SOLE 3316 0 0 ISHARES TR CORE S&P500 ETF 464287200 525 1625 SH SOLE 1625 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 333 5619 SH SOLE 5619 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 1073 6102 SH SOLE 6102 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 273 2476 SH SOLE 2476 0 0 ISHARES TR CORE MSCI EAFE 46432F842 360 5520 SH SOLE 5520 0 0 ISHARES TR MSCI EAFE ETF 464287465 762 10972 SH SOLE 10972 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 254 5670 SH SOLE 5670 0 0 ISHARES TR EXPANDED TECH 464287515 618 2650 SH SOLE 2650 0 0 ISHARES TR NASDAQ BIOTECH 464287556 1651 13704 SH SOLE 13704 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 932 7245 SH SOLE 7245 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 414 2496 SH SOLE 2496 0 0 ISHARES TR SHORT TREAS BD 464288679 273 2468 SH SOLE 2468 0 0 ISHARES TR US OIL EQ&SV ETF 464288844 311 15300 SH SOLE 15300 0 0 JP MORGAN EXCHANGE TRADED FD BETABULDRS CDA 46641Q696 323 12430 SH SOLE 12430 0 0 KRANESHARES TR CSI CHI INTERNET 500767306 2973 61070 SH SOLE 61070 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 671 6590 SH SOLE 6590 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 789 25639 SH SOLE 25639 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369y407 1091 8695 SH SOLE 8695 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 900 6300 SH SOLE 6300 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 518 16535 SH SOLE 16535 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6219 19321 SH SOLE 19321 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467y107 255 679 SH SOLE 679 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 346 3640 SH SOLE 3640 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 268 2130 SH SOLE 2130 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2042 6905 SH SOLE 6905 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 486 9050 SH SOLE 9050 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 836 18798 SH SOLE 18798 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 489 8350 SH SOLE 8350 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 461 3361 SH SOLE 3361 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1021 23175 SH SOLE 23175 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2026 12382 SH SOLE 12382 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 207 2209 SH SOLE 2209 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 1285 7972 SH SOLE 7972 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 1303 5320 SH SOLE 5320 0 0 WISDOMTREE TR JPN SCAP HDG EQT 97717W521 294 6910 SH SOLE 6910 0 0 HSBC HLDGS PLC ADR A 1/40PF A 404280604 240 9000 SH SOLE 9000 0 0