Chief Compliance Officer

0001398344-13-003731.txt : 20130812 0001398344-13-003731.hdr.sgml : 20130812 20130812122730 ACCESSION NUMBER: 0001398344-13-003731 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130812 DATE AS OF CHANGE: 20130812 EFFECTIVENESS DATE: 20130812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Baltimore-Washington Financial Advisors Inc. CENTRAL INDEX KEY: 0001426221 IRS NUMBER: 521677425 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13116 FILM NUMBER: 131028983 BUSINESS ADDRESS: STREET 1: 5950 SYMPHONY WOODS ROAD STREET 2: SUITE 600 CITY: COLUMBIA STATE: MD ZIP: 21044 BUSINESS PHONE: 410-461-3900 MAIL ADDRESS: STREET 1: 5950 SYMPHONY WOODS ROAD STREET 2: SUITE 600 CITY: COLUMBIA STATE: MD ZIP: 21044 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001426221 XXXXXXXX 06-30-2013 06-30-2013 false Baltimore-Washington Financial Advisors Inc.

5950 SYMPHONY WOODS ROAD SUITE 600 COLUMBIA MD 21044

13F HOLDINGS REPORT 028-13116 N Robert Carpenter Chief Compliance Officer 410-461-3900 /s/ Robert Carpenter Columbia MD 08-06-2013 0 188 230703 INFORMATION TABLE 2 fp0007863_13fhr-table.xml 13F INFORMATION TABLE 3M Company COM 88579Y101 4098 37477 SH SOLE 37477 0 0 Aberdeen Chiile Fd COM 00301W105 3 225 SH SOLE 225 0 0 AberdeenAsia PacificPrime COM 003009107 5523 890831 SH SOLE 890831 0 0 Accuray Inc COM COM 004397105 1 124 SH SOLE 124 0 0 AES TR III 6.75% Tr Pfd Conv PFD CV 6.75% 00808N202 10 200 SH SOLE 200 0 0 Allied Nevada Gold Corp COM 019344100 513 79155 SH SOLE 79155 0 0 Altera Corp COM 021441100 3028 91790 SH SOLE 91790 0 0 Altria Group Inc. COM 02209S103 63 1800 SH SOLE 1800 0 0 American Express Co COM 025816109 19 255 SH SOLE 255 0 0 Amgen COM 031162100 3379 34250 SH SOLE 34250 0 0 Anika Therapeutics Inc COM 035255108 276 16240 SH SOLE 16240 0 0 Apple Computer Inc COM 037833100 272 687 SH SOLE 687 0 0 Aqua America Inc. COM 03836W103 25 800 SH SOLE 800 0 0 Ares Capital Corp COM 04010L103 1990 115726 SH SOLE 115726 0 0 AT&T COM 00206R102 5 150 SH SOLE 150 0 0 ATMI Inc Com COM 00207R101 1605 67855 SH SOLE 67855 0 0 Avon Products, Inc. COM 054303102 2 100 SH SOLE 100 0 0 Bank of New York COM 064058100 2549 90886 SH SOLE 90886 0 0 BankAmerica Corp COM 060505104 130 10125 SH SOLE 10125 0 0 Beazer Homes USA Inc Com COM NEW 07556Q881 10 550 SH SOLE 550 0 0 Berkshire Hathaway CL B CL B NEW 084670702 151 1350 SH SOLE 1350 0 0 BHP Billiton Ltd. ADR SPONSORED ADR 088606108 26 450 SH SOLE 450 0 0 Blackrock MD Muni Bd Trust Com COM 09249L105 40 2754 SH SOLE 2754 0 0 Boeing COM 097023105 8 76 SH SOLE 76 0 0 C.H. Robinson Worldwide Inc COM NEW 12541W209 1955 34715 SH SOLE 34715 0 0 Cal-Maine Foods, Inc COM NEW 128030202 4978 107038 SH SOLE 107038 0 0 Campbell Soup Co. COM 134429109 1850 41297 SH SOLE 41297 0 0 Capstead Mortgage Corp COM NO PAR 14067E506 41 3400 SH SOLE 3400 0 0 Caterpillar Inc COM 149123101 2855 34613 SH SOLE 34613 0 0 Cedar Fair LP DEPOSITRY UNIT 150185106 41 1000 SH SOLE 1000 0 0 Cheesecake Factory INC COM 163072101 25 586 SH SOLE 586 0 0 Chesapeake Energy Corp COM 165167107 5 250 SH SOLE 250 0 0 Chevron Texaco Corp COM 166764100 65 550 SH SOLE 550 0 0 Cisco Systems COM 17275R102 3751 154125 SH SOLE 154125 0 0 Citigroup COM NEW 172967424 85 1777 SH SOLE 1777 0 0 Coca-Cola COM 191216100 52 1300 SH SOLE 1300 0 0 Colgate Palmolive Co COM 194162103 3129 54619 SH SOLE 54619 0 0 ConocoPhillips COM 20825C104 3186 52653 SH SOLE 52653 0 0 Copart, Inc. COM 217204106 2824 91680 SH SOLE 91680 0 0 Corrections Corp of Amer Com COM NEW 22025Y407 0 1 SH SOLE 1 0 0 CoStar Group Inc COM 22160N109 39 300 SH SOLE 300 0 0 Currency Shares Aus Dollar Tru AUSTRALIAN DOL 23129U101 844 9215 SH SOLE 9215 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 UT SER 1 78467X109 7 50 SH SOLE 50 0 0 Dominion Res Inc VA COM 25746U109 2661 46834 SH SOLE 46834 0 0 Dow Chemical Co COM 260543103 3752 116620 SH SOLE 116620 0 0 Duke Energy COM NEW 26441C204 1411 20901 SH SOLE 20901 0 0 Dunkin Brands Grp COM 265504100 4 100 SH SOLE 100 0 0 Dupont E I DE Nemours & CO $4. COM 263534109 2 20 SH SOLE 20 0 0 Eagle Bancorp INC (MD) COM COM 268948106 9 385 SH SOLE 385 0 0 Eaton Vance Muni Bd Fd COM 27827X101 36 2978 SH SOLE 2978 0 0 Exxon Mobil Corp COM 30231G102 1984 21960 SH SOLE 21960 0 0 F5 Networks, Inc. COM 315616102 1787 25975 SH SOLE 25975 0 0 Facebook CL A 30303M102 32 1300 SH SOLE 1300 0 0 Financial Engines, Inc. COM 317485100 2337 51265 SH SOLE 51265 0 0 Fleetmatics Group Plc Ord Isin COM G35569105 1751 52700 SH SOLE 52700 0 0 Ford COM PAR $0.01 345370860 12 750 SH SOLE 750 0 0 General Electric COM 369604103 21 900 SH SOLE 900 0 0 Genomic Health Inc COM 37244C101 2097 66135 SH SOLE 66135 0 0 Gentex Corp Com COM 371901109 1496 64885 SH SOLE 64885 0 0 Google, Inc. CL A CL A 38259P508 2450 2783 SH SOLE 2783 0 0 GuggenheimS&P500 EqWtd ETF GUG S&P500 EQ WT 78355W106 368 6005 SH SOLE 6005 0 0 Gugggenheim Canadian Energy In GUGG CA ENRG INC 18383Q606 5 400 SH SOLE 400 0 0 H & R Block COM 093671105 0 8 SH SOLE 8 0 0 Healthcare Select Sector SPDR SBI HEALTHCARE 81369Y209 957 20107 SH SOLE 20107 0 0 Hi-Crush Partners LP COM UNIT LTD 428337109 24 1000 SH SOLE 1000 0 0 Home Depot Inc COM 437076102 24 305 SH SOLE 305 0 0 Integrated Health Services Del CL A 451734107 0 5000 SH SOLE 5000 0 0 Intermune Inc COM 45884X103 647 67205 SH SOLE 67205 0 0 Int'l. Business Machines COM 459200101 356 1863 SH SOLE 1863 0 0 iShares 1-3 yr. Credit ETF BARCLYS 1-3YR CR 464288646 8663 82481 SH SOLE 82481 0 0 iShares 1-3 yr. Credit ETF (D) BARCLYS 1-3YR CR 464288646 32 300 SH SOLE 300 0 0 iShares Barclays Aggregate Bon CORE TOTUSBD ETF 464287226 2733 25490 SH SOLE 25490 0 0 iShares Barclays Aggregate Bon CORE TOTUSBD ETF 464287226 11 100 SH SOLE 100 0 0 iShares iBoxx $ High Yield Cor HIGH YLD CORP 464288513 1 15 SH SOLE 15 0 0 iShares Lehman TIPS BARCLYS TIPS BD 464287176 426 3806 SH SOLE 3806 0 0 IShares MSCI Brazil Ind Fd MSCI BRAZIL CAPP 464286400 1197 27285 SH SOLE 27285 0 0 IShares MSCI Canada Indx Fd ET MSCI CDA INDEX 464286509 9 350 SH SOLE 350 0 0 iShares MSCI EAFE Idx ETF MSCI EAFE INDEX 464287465 2284 39852 SH SOLE 39852 0 0 iShares MSCI Singapore MSCI SINGAPORE 464286673 720 56295 SH SOLE 56295 0 0 iShares Russell 2000Val ETF RUSL 2000 VALU 464287630 4 50 SH SOLE 50 0 0 iShares S&P 500 ETF CORE S&P500 ETF 464287200 9 59 SH SOLE 59 0 0 iShares S&P Global Tech ETF S&P GBL INF 464287291 45 650 SH SOLE 650 0 0 iShares S&P India Nifty 50 Ind INDIA 50 ETF 464289529 215 9635 SH SOLE 9635 0 0 Ishares Tr Dow Jones Sel Divid DJ SEL DIV INX 464287168 2045 31943 SH SOLE 31943 0 0 iShrs Chn &Steers Rlty ETF COHEN&ST RLTY 464287564 372 4614 SH SOLE 4614 0 0 iShrs iBoxx Corp Bd ETF IBOXX INV CPBD 464287242 90 792 SH SOLE 792 0 0 iShrs MSCI Emg Mkt Idx ETF MSCI EMERG MKT 464287234 10 252 SH SOLE 252 0 0 iShrs Rssl 2000 Idx Fd ETF RUSSELL 2000 464287655 16 170 SH SOLE 170 0 0 iShrs Rusl MidCp VL Idx ETF RUSSELL MCP VL 464287473 207 3579 SH SOLE 3579 0 0 Ishrs Rusll 2000 SmCap Gr Idx RUSL 2000 GROW 464287648 324 2905 SH SOLE 2905 0 0 iShrs Russ MidCap Idx ETF RUSSELL MIDCAP 464287499 771 5939 SH SOLE 5939 0 0 iShrs Russell 100 Val ETF RUSSELL1000VAL 464287598 22 266 SH SOLE 266 0 0 iShrs S&P Sm Cp 600 Idx ETF CORE S&P SCP ETF 464287804 45 495 SH SOLE 495 0 0 iShrs S&P Sm Cp 600 VL ETF S&P SMLCP VALU 464287879 10 110 SH SOLE 110 0 0 John Hancock Investors Trust COM 410142103 20 1000 SH SOLE 1000 0 0 Johnson & Johnson COM 478160104 34 400 SH SOLE 400 0 0 Johnson Controls, Inc. COM 478366107 4298 120098 SH SOLE 120098 0 0 JP Morgan COM 46625H100 27 508 SH SOLE 508 0 0 Kinder Morgan Energy Prtnrs UT LTD PARTNER 494550106 4462 52250 SH SOLE 52250 0 0 Kohl's Corp COM 500255104 2785 55143 SH SOLE 55143 0 0 Lab Corp of America COM NEW 50540R409 2625 26220 SH SOLE 26220 0 0 Level 3 Comm. INC COM NEW 52729N308 0 2 SH SOLE 2 0 0 Live Nation COM 538034109 5 300 SH SOLE 300 0 0 Lockheed Martin Corp COM 539830109 12 114 SH SOLE 114 0 0 LyondellBasell Industries NV SHS - A - N53745100 33 500 SH SOLE 500 0 0 M&T Bank Corp. COM 55261F104 75 669 SH SOLE 669 0 0 Main Stree Capital Corp. COM 56035L104 8 300 SH SOLE 300 0 0 Marathon Oil COM 565849106 3751 108477 SH SOLE 108477 0 0 Marathon Pete Corp COM COM 56585A102 3661 51519 SH SOLE 51519 0 0 Market Vectors BDC Income ETF BUSI DEVCO ETF 57060U316 40 2000 SH SOLE 2000 0 0 Marriott Vaca World Com COM 57164Y107 20 467 SH SOLE 467 0 0 Martha Stewart Liv Cl A CL A 573083102 0 30 SH SOLE 30 0 0 McCormick COM NON VTG 579780206 2 33 SH SOLE 33 0 0 McCormick & Co Inc Voting COM VTG 579780107 25 350 SH SOLE 350 0 0 McDonald's COM 580135101 20 200 SH SOLE 200 0 0 Medtronic Inc. COM 585055106 16 310 SH SOLE 310 0 0 Merck & Co Inc COM 58933Y105 2186 47057 SH SOLE 47057 0 0 Microsoft COM 594918104 5025 145463 SH SOLE 145463 0 0 Microvision COM NEW 594960304 0 125 SH SOLE 125 0 0 Mkt Vectors Short Muni Index MKTVEC SMUNETF 57060U803 154 8825 SH SOLE 8825 0 0 Mylan Labs COM 628530107 2931 94470 SH SOLE 94470 0 0 NIC Inc COM 62914B100 1556 94130 SH SOLE 94130 0 0 Northern Trust Co COM 665859104 2143 37008 SH SOLE 37008 0 0 Nuveen MD Prem Income Mun Fd COM 67061Q107 155 11582 SH SOLE 11582 0 0 Occidental Petroleum Corp COM 674599105 2990 33510 SH SOLE 33510 0 0 Old Nat'l Bank Corp Ind Co COM 680033107 47 3400 SH SOLE 3400 0 0 Olin Corp. COM PAR $1 680665205 3041 127121 SH SOLE 127121 0 0 Oxford Industries Inc Com COM 691497309 982 15730 SH SOLE 15730 0 0 Panera Bread A CL A 69840W108 19 100 SH SOLE 100 0 0 Parker Hannifin Corp. COM 701094104 4040 42350 SH SOLE 42350 0 0 Pepsico Incorporated COM 713448108 5481 67016 SH SOLE 67016 0 0 Pfizer COM 717081103 59 2100 SH SOLE 2100 0 0 Philip Morris COM 718172109 104 1200 SH SOLE 1200 0 0 PIMCO Muni Fd COM 72200R107 39 3058 SH SOLE 3058 0 0 Plains All Amer Pipeline LP UNIT LTD PARTN 726503105 6259 112150 SH SOLE 112150 0 0 PNC Bank Corp COM 693475105 47 650 SH SOLE 650 0 0 Potash Corp Sask Inc COM 73755L107 539 14135 SH SOLE 14135 0 0 Power Shares QQQ (NASDAQ100) UNIT SER 1 73935A104 1774 24891 SH SOLE 24891 0 0 Power Shrs FTSE Rafi US 1000 P FTSE RAFI 1000 73935X583 79 1100 SH SOLE 1100 0 0 Proctor & Gamble COM 742718109 155 2007 SH SOLE 2007 0 0 ProLogis COM 74340W103 12 325 SH SOLE 325 0 0 Public Serv Enterprise COM 744573106 3498 107110 SH SOLE 107110 0 0 Quantum Fuel Systems Tech Co COM NEW 74765E208 0 40 SH SOLE 40 0 0 Rayonier Inc. COM 754907103 5016 90563 SH SOLE 90563 0 0 Rentech Nitrogen Partners, LP COM UNIT 760113100 41 1400 SH SOLE 1400 0 0 Retail PPTYS Amer Inc CL A 76131V202 4 300 SH SOLE 300 0 0 Rockwell Automation Inc. COM 773903109 4442 53431 SH SOLE 53431 0 0 Rockwell Collins Inc COM 774341101 19 304 SH SOLE 304 0 0 Royal Dutch Shell Plc Class A SPONS ADR A 780259206 1 12 SH SOLE 12 0 0 S & P Depository Recpts TR UNIT 78462F103 12 75 SH SOLE 75 0 0 Sirius Satellite Radio COM 82967N108 3 1000 SH SOLE 1000 0 0 SPDR Gold Shares ETF GOLD SHS 78463V107 48 400 SH SOLE 400 0 0 SPDR S&P 600 Small Cap Growth S&P 600 SMCP GRW 78464A201 58 400 SH SOLE 400 0 0 SPDR S&P Hi Yld Div Aristocrat S&P DIVID ETF 78464A763 164 2470 SH SOLE 2470 0 0 SPDR S&P Homebuilders S&P HOMEBUILD 78464A888 29 1000 SH SOLE 1000 0 0 SPDR S&P Mid Cap 400 ETF UTSER1 S&PDCRP 78467Y107 439 2091 SH SOLE 2091 0 0 St. Jude Medical, Inc. COM 790849103 2792 61192 SH SOLE 61192 0 0 Starbucks COM 855244109 13 200 SH SOLE 200 0 0 State Street Boston COM 857477103 4456 68337 SH SOLE 68337 0 0 Stryker Corp COM 863667101 3777 58396 SH SOLE 58396 0 0 Suburban Propane LP UNIT LTD PARTN 864482104 2905 62545 SH SOLE 62545 0 0 Sysco Corp COM 871829107 3796 111130 SH SOLE 111130 0 0 Target Corp COM 87612E106 3239 47040 SH SOLE 47040 0 0 Texas Instruments COM 882508104 3782 108516 SH SOLE 108516 0 0 The Southern Company COM 842587107 22 500 SH SOLE 500 0 0 Tortoise Mlp Fund Inc Com COM 89148B101 34 1172 SH SOLE 1172 0 0 Tortoise Pipeline & Energy Fun COM 89148H108 11 378 SH SOLE 378 0 0 Union Pacific COM 907818108 41 264 SH SOLE 264 0 0 United States Brent Oil UNIT 91167Q100 6 75 SH SOLE 75 0 0 United Technologies Corp COM 913017109 4268 45917 SH SOLE 45917 0 0 Vang'd Shrt Trm Corp Bd Fd SHRT TRM CORP BD 92206C409 3681 46540 SH SOLE 46540 0 0 Vanguard Lg Cap ETF LARGE CAP ETF 922908637 3546 48309 SH SOLE 48309 0 0 Vanguard Lg Cap ETF LARGE CAP ETF 922908637 44 600 SH SOLE 600 0 0 Vanguard Mid Cap ETF MID CAP ETF 922908629 588 6184 SH SOLE 6184 0 0 Vanguard Short Term Bond Fund SHORT TRM BOND 921937827 546 6819 SH SOLE 6819 0 0 Vanguard Short Term Bond Fund SHORT TRM BOND 921937827 24 300 SH SOLE 300 0 0 Vanguard Total Stock Market ET TOTAL STK MKT 922908769 50 610 SH SOLE 610 0 0 Vanguard Val Vipers ETF VALUE ETF 922908744 4330 64042 SH SOLE 64042 0 0 Vanguard Val Vipers ETF (D) VALUE ETF 922908744 14 200 SH SOLE 200 0 0 VF Corp. COM 918204108 1661 8606 SH SOLE 8606 0 0 Vgd Sm Cap Value ETF SM CP VAL ETF 922908611 1091 13037 SH SOLE 13037 0 0 Vng'd Emerg Mkts Stk ETF FTSE EMR MKT ETF 922042858 3898 100488 SH SOLE 100488 0 0 Vodafone Group PLC ADS SPONS ADR NEW 92857W209 5327 185318 SH SOLE 185318 0 0 Walt Disney Co COM DISNEY 254687106 40 639 SH SOLE 639 0 0 Washington Real Estate SH BEN INT 939653101 3627 134795 SH SOLE 134795 0 0 Wells Fargo COM 949746101 3591 87004 SH SOLE 87004 0 0 Western Asset Intermediate Mun COM 958435109 39 4145 SH SOLE 4145 0 0 Yahoo! Inc COM 984332106 5 200 SH SOLE 200 0 0