0001398344-12-003373.txt : 20121031
0001398344-12-003373.hdr.sgml : 20121031
20121031123918
ACCESSION NUMBER: 0001398344-12-003373
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121031
DATE AS OF CHANGE: 20121031
EFFECTIVENESS DATE: 20121031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Baltimore-Washington Financial Advisors Inc.
CENTRAL INDEX KEY: 0001426221
IRS NUMBER: 521677425
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13116
FILM NUMBER: 121170162
BUSINESS ADDRESS:
STREET 1: 5950 SYMPHONY WOODS ROAD
STREET 2: SUITE 600
CITY: COLUMBIA
STATE: MD
ZIP: 21044
BUSINESS PHONE: 410-461-3900
MAIL ADDRESS:
STREET 1: 5950 SYMPHONY WOODS ROAD
STREET 2: SUITE 600
CITY: COLUMBIA
STATE: MD
ZIP: 21044
13F-HR
1
fp0005724_13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Baltimore-Washington Financial Advisors, Inc.
Address: 5950 Symphony Woods Road
Suite 600
Columbia, Maryland 21044
Form 13F File Number: 028-13116
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Robert Cassel
Title: Chief Compliance Officer
Phone: 410-461-3900
Signature, Place, and Date of Signing:
/s/ Robert Cassel Columbia, MD October 30, 2012
----------------- ------------ ----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-----------
Form 13F Information Table Entry Total: 191
-----------
Form 13F Information Table Value Total: $ 197,151
-----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the names(s) and Form 13F file numbers(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------------------- -------- --------- ----------- -------------------- ---------- -------- ----------------
VOTING AUTHORITY
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ----------------
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------------------- -------- --------- ----------- ----------- --- ---- ---------- -------- ---- ------ ----
Apple Computer Inc Equities 37833100 442 725 SH N/A YES N/A YES N/A N/A
AES TR III 6.75% Tr Pfd Conv Equities 00808N202 10 200 SH N/A YES N/A YES N/A N/A
iShares Barclays Aggregate Bond Equities 464287226 2,798 24,995 SH N/A YES N/A YES N/A N/A
iShares Barclays Aggregate Bond Equities 464287226 11 100 SH N/A YES N/A YES N/A N/A
Altera Corp Equities 21441100 482 14,815 SH N/A YES N/A YES N/A N/A
Amgen Equities 031162100 3,058 35,080 SH N/A YES N/A YES N/A N/A
Ameritrade Holding Corp. New Equities 03074K100 64 4,033 SH N/A YES N/A YES N/A N/A
Anika Therapeutics Inc Equities 35255108 149 12,215 SH N/A YES N/A YES N/A N/A
Accuray Inc COM Equities 4397105 1 164 SH N/A YES N/A YES N/A N/A
Ares Capital Corp Equities 04010L103 1,397 80,836 SH N/A YES N/A YES N/A N/A
Amer Sci Res Com Equities 029441300 0 1,085 SH N/A YES N/A YES N/A N/A
Avon Products, Inc. Equities 054303102 2 100 SH N/A YES N/A YES N/A N/A
American Express Co Equities 025816109 14 250 SH N/A YES N/A YES N/A N/A
Boeing Equities 097023105 6 76 SH N/A YES N/A YES N/A N/A
BankAmerica Corp Equities 060505104 220 23,325 SH N/A YES N/A YES N/A N/A
BAC Capital Trust II Prf Callable Equities 055188205 15 600 SH N/A YES N/A YES N/A N/A
Bayer AG Equities 072730302 2,287 25,525 SH N/A YES N/A YES N/A N/A
BHP Billiton Ltd. ADR Equities 088606108 32 450 SH N/A YES N/A YES N/A N/A
Bank of New York Equities 064058100 1,304 52,856 SH N/A YES N/A YES N/A N/A
Bristol Meyers Equities 110122108 3,849 113,834 SH N/A YES N/A YES N/A N/A
Berkshire Hathaway CL B Equities 084670207 54 600 SH N/A YES N/A YES N/A N/A
Vanguard Short Term Bond Fund Equities 921937827 497 6,122 SH N/A YES N/A YES N/A N/A
Vanguard Short Term Bond Fund (D) Equities 921937827 24 300 SH N/A YES N/A YES N/A N/A
Cheesecake Factory INC Equities 163072101 20 586 SH N/A YES N/A YES N/A N/A
Cal-Maine Foods, Inc Equities 128030202 5,171 121,998 SH N/A YES N/A YES N/A N/A
Caterpillar Inc Equities 149123101 3,139 37,430 SH N/A YES N/A YES N/A N/A
Chesapeake Energy Corp Equities 165167107 5 250 SH N/A YES N/A YES N/A N/A
Colgate Palmolive Co Equities 194162103 3,094 28,717 SH N/A YES N/A YES N/A N/A
Cummins Inc. Equities 231021106 41 450 SH N/A YES N/A YES N/A N/A
Rockwell Collins Inc Equities 774341101 16 304 SH N/A YES N/A YES N/A N/A
ConocoPhillips Equities 20825C104 3,565 62,057 SH N/A YES N/A YES N/A N/A
Campbell Soup Co. Equities 134429109 1,665 47,287 SH N/A YES N/A YES N/A N/A
Calpine INC COM Equities 131347106 9 490 SH N/A YES N/A YES N/A N/A
Citigroup Cap XX Pfd 7.875% Callable Equities 173085200 8 300 SH N/A YES N/A YES N/A N/A
Copart, Inc. Equities 217204106 3,439 126,590 SH N/A YES N/A YES N/A N/A
Cisco Systems Equities 17275R102 2,719 150,735 SH N/A YES N/A YES N/A N/A
CoStar Group Inc Equities 22160N109 23 300 SH N/A YES N/A YES N/A N/A
iShares 1-3 yr. Credit ETF Equities 464288646 7,566 71,481 SH N/A YES N/A YES N/A N/A
iShares 1-3 yr. Credit ETF (D) Equities 464288646 32 300 SH N/A YES N/A YES N/A N/A
Chevron Texaco Corp Equities 166764100 77 675 SH N/A YES N/A YES N/A N/A
Dominion Res Inc VA Equities 25746U109 2,137 39,930 SH N/A YES N/A YES N/A N/A
Du Pont E I De Nemours Equities 263534109 37 750 SH N/A YES N/A YES N/A N/A
Dupont E I DE Nemours & CO $4.50 PFD Equities 263534307 2 20 SH N/A YES N/A YES N/A N/A
Deere & Co Equities 244199105 34 400 SH N/A YES N/A YES N/A N/A
Diamonds Tr Ser. I Equities 252787106 7 50 SH N/A YES N/A YES N/A N/A
Walt Disney Co Equities 254687106 33 639 SH N/A YES N/A YES N/A N/A
Digital Realty Tr.,Inc Equities 253868103 2,072 31,755 SH N/A YES N/A YES N/A N/A
Dunkin Brands Grp Equities 265504100 3 100 SH N/A YES N/A YES N/A N/A
Dow Chemical Co Equities 260543103 3,250 108,835 SH N/A YES N/A YES N/A N/A
Duke Energy Equities 26441C105 2,133 32,562 SH N/A YES N/A YES N/A N/A
Ishares Tr Dow Jones Sel Divid Index Fund Equities 464287168 1,575 27,031 SH N/A YES N/A YES N/A N/A
iShrs MSCI Emg Mkt Idx ETF Equities 464287234 10 252 SH N/A YES N/A YES N/A N/A
iShares MSCI EAFE Idx ETF Equities 464287465 2,044 37,745 SH N/A YES N/A YES N/A N/A
Efotoxpress Inc Equities n/a 0 1,000 SH N/A YES N/A YES N/A N/A
Eagle Bancorp INC (MD) COM Equities 268948106 6 350 SH N/A YES N/A YES N/A N/A
Templeton Emerging Mkts Equities 880191101 7 357 SH N/A YES N/A YES N/A N/A
Gugggenheim Canadian Energy Income Equities 18383Q606 7 400 SH N/A YES N/A YES N/A N/A
E Spire Communications Inc Equities n/a 0 5,500 SH N/A YES N/A YES N/A N/A
Express Scripts Cl A Equities 302182100 2,153 34,409 SH N/A YES N/A YES N/A N/A
E*TRADE Financial Equities 269246104 0 10 SH N/A YES N/A YES N/A N/A
IShares MSCI Canada Indx Fd ETF Equities 464286509 10 350 SH N/A YES N/A YES N/A N/A
iShares MSCI Singapore Equities 464286673 169 12,680 SH N/A YES N/A YES N/A N/A
IShares MSCI Brazil Ind Fd Equities 464286400 1,102 20,265 SH N/A YES N/A YES N/A N/A
Ford Equities 345370860 17 1,710 SH N/A YES N/A YES N/A N/A
AberdeenAsia PacificPrime Equities 318653102 7,183 902,371 SH N/A YES N/A YES N/A N/A
Facebook Equities 30303M102 18 950 SH N/A YES N/A YES N/A N/A
Freeport-McMoRan Copper & Gold Inc. Equities 35671D857 21 500 SH N/A YES N/A YES N/A N/A
Frontier Communications Corp Equities 35906A108 0 60 SH N/A YES N/A YES N/A N/A
Cedar Fair LP Equities 150185106 36 1,000 SH N/A YES N/A YES N/A N/A
Currency Shares Aus Dollar Tru St Equities 23129U101 264 2,555 SH N/A YES N/A YES N/A N/A
General Electric Equities 369604103 20 900 SH N/A YES N/A YES N/A N/A
SPDR Gold Shares ETF Equities 78463V107 96 575 SH N/A YES N/A YES N/A N/A
Corning Inc Equities 219350105 2,302 170,275 SH N/A YES N/A YES N/A N/A
Gentex Corp Com Equities 371901109 1,170 69,005 SH N/A YES N/A YES N/A N/A
Google, Inc. CL A Equities 38259P508 256 376 SH N/A YES N/A YES N/A N/A
Home Depot Inc Equities 437076102 18 296 SH N/A YES N/A YES N/A N/A
Heinz HJ Co Equities 423074103 4,733 82,021 SH N/A YES N/A YES N/A N/A
H & R Block Equities 093671105 0 08 SH N/A YES N/A YES N/A N/A
Int'l. Business Machines Equities 459200101 359 1,855 SH N/A YES N/A YES N/A N/A
iShrs Chn &Steers Rlty ETF Equities 464287564 227 2,895 SH N/A YES N/A YES N/A N/A
iShares Lehman 7-10 Treas Bd Equities 464287440 20 184 SH N/A YES N/A YES N/A N/A
iShrs S&P Sm Cp 600 Idx ETF Equities 464287804 32 425 SH N/A YES N/A YES N/A N/A
iShrs S&P Sm Cp 600 VL ETF Equities 464287879 9 110 SH N/A YES N/A YES N/A N/A
iShares S&P India Nifty 50 Index Fd Equities 464289529 27 1,110 SH N/A YES N/A YES N/A N/A
Intel Corp Equities 458140100 3,011 141,585 SH N/A YES N/A YES N/A N/A
iShares S&P 500 ETF Equities 464287200 8 59 SH N/A YES N/A YES N/A N/A
iShrs Russell 100 Val ETF Equities 464287598 68 936 SH N/A YES N/A YES N/A N/A
iShrs Rssl 2000 Idx Fd ETF Equities 464287655 14 170 SH N/A YES N/A YES N/A N/A
Ishrs Rusll 2000 SmCap Gr Idx Fd Equities 464287648 201 2,155 SH N/A YES N/A YES N/A N/A
iShrs Russ MidCap Idx ETF Equities 464287499 629 5,665 SH N/A YES N/A YES N/A N/A
iShrs Rusl MidCp VL Idx ETF Equities 464287473 193 3,905 SH N/A YES N/A YES N/A N/A
Johnson Controls, Inc. Equities 478366107 3,027 115,582 SH N/A YES N/A YES N/A N/A
John Hancock Investors Trust Equities 410142103 23 1,000 SH N/A YES N/A YES N/A N/A
SPDR Barckats Cap High Yield Bd Equities 78464A417 10 242 SH N/A YES N/A YES N/A N/A
JP Morgan Equities 46625H100 68 1,608 SH N/A YES N/A YES N/A N/A
JPMorgan Cap Tr 7% Pfd Equities 46623D200 26 1,000 SH N/A YES N/A YES N/A N/A
Kinder Morgan Energy Prtnrs Equities 494550106 4,011 47,355 SH N/A YES N/A YES N/A N/A
Coca-Cola Equities 191216100 49 1,300 SH N/A YES N/A YES N/A N/A
Kohl's Corp Equities 500255104 2,226 42,048 SH N/A YES N/A YES N/A N/A
Lab Corp of America Equities 50540R409 2,063 23,815 SH N/A YES N/A YES N/A N/A
Life Technologies Corp Com Equities 53217v109 1,829 38,620 SH N/A YES N/A YES N/A N/A
Eli Lilly Equities 532457108 40 750 SH N/A YES N/A YES N/A N/A
Lockheed Martin Corp Equities 539830109 11 114 SH N/A YES N/A YES N/A N/A
iShrs iBoxx Corp Bd ETF Equities 464287242 908 7,395 SH N/A YES N/A YES N/A N/A
Level 3 Comm. INC Equities 52729N100 0 02 SH N/A YES N/A YES N/A N/A
Live Nation Equities 538034109 3 300 SH N/A YES N/A YES N/A N/A
Main Stree Capital Corp. Equities 56035L104 9 300 SH N/A YES N/A YES N/A N/A
Marriott International Equities 571903202 177 4,720 SH N/A YES N/A YES N/A N/A
McDonald's Equities 580135101 86 971 SH N/A YES N/A YES N/A N/A
Medtronic Inc. Equities 585055106 13 310 SH N/A YES N/A YES N/A N/A
Medis Technologies Ltd Equities 58500P107 0 200 SH N/A YES N/A YES N/A N/A
S&P Mid Cap 400 ETF Equities 78467Y107 427 2,378 SH N/A YES N/A YES N/A N/A
McCormick Equities 579780206 2,932 47,562 SH N/A YES N/A YES N/A N/A
McCormick & Co Inc Voting Equities 579780107 22 350 SH N/A YES N/A YES N/A N/A
3M Company Equities 88579Y101 3,589 38,617 SH N/A YES N/A YES N/A N/A
Altria Group Inc. Equities 02209S103 3 100 SH N/A YES N/A YES N/A N/A
Marathon Pete Corp COM Equities 56585A102 3,650 66,439 SH N/A YES N/A YES N/A N/A
Merck & Co Inc Equities 589331107 1,810 38,476 SH N/A YES N/A YES N/A N/A
Marathon Oil Equities 565849106 3,430 112,137 SH N/A YES N/A YES N/A N/A
Microsoft Equities 594918104 4,053 141,505 SH N/A YES N/A YES N/A N/A
Martha Stewart Liv Cl A Equities 573083102 0 30 SH N/A YES N/A YES N/A N/A
M&T Bank Corp. Equities 55261F104 69 669 SH N/A YES N/A YES N/A N/A
M&T Cap Trust IV Pfd 8.5% Callable Equities 55292C203 20 800 SH N/A YES N/A YES N/A N/A
Microvision Equities 594960106 0 125 SH N/A YES N/A YES N/A N/A
Mylan Labs Equities 628530107 2,453 103,715 SH N/A YES N/A YES N/A N/A
Enron Corp Equities 293561106 0 69 SH N/A YES N/A YES N/A N/A
Stone & Webster, Inc. Equities 628990681 0 101 SH N/A YES N/A YES N/A N/A
NCP Litigation Trst Restricted Equities 36299C107 0 245 SH N/A YES N/A YES N/A N/A
Integrated Health Services Delisted
12/15/09 Equities 45812C106 0 5,000 SH N/A YES N/A YES N/A N/A
G-REIT INC NSA Equities 861ESC994 1 2,101 SH N/A YES N/A YES N/A N/A
Nuveen MD Prem Income Mun Fd Equities 67061Q107 47 3,001 SH N/A YES N/A YES N/A N/A
TDAm Premium Mny Mkt Equities n/a 88 88,432 SH N/A YES N/A YES N/A N/A
Northern Trust Co Equities 665859104 1,844 39,148 SH N/A YES N/A YES N/A N/A
Corporate Office Prptys. Equities 22002T108 11 410 SH N/A YES N/A YES N/A N/A
Olin Corp. Equities 680665205 2,586 119,681 SH N/A YES N/A YES N/A N/A
Old Nat'l Bank Corp Ind Co Equities 680033107 53 4,057 SH N/A YES N/A YES N/A N/A
Oracle Corporation Equities 68389X105 25 825 SH N/A YES N/A YES N/A N/A
Plains All Amer Pipeline LP Equities 726503105 5,270 117,540 SH N/A YES N/A YES N/A N/A
Pepsico Incorporated Equities 713448108 4,808 68,797 SH N/A YES N/A YES N/A N/A
Pfizer Equities 717081103 54 2,100 SH N/A YES N/A YES N/A N/A
Proctor & Gamble Equities 742718109 150 2,182 SH N/A YES N/A YES N/A N/A
Parker Hannifin Corp. Equities 701094104 2,564 32,665 SH N/A YES N/A YES N/A N/A
ProLogis Equities 74340W103 12 325 SH N/A YES N/A YES N/A N/A
PNC Bank Corp Equities 693475105 39 650 SH N/A YES N/A YES N/A N/A
Panera Bread A Equities 69840W108 16 100 SH N/A YES N/A YES N/A N/A
Market Vectors Prerefunded Muni Index ETF Equities 57060U738 605 23,775 SH N/A YES N/A YES N/A N/A
Power Shrs FTSE Rafi US 1000 Portfo Equities 73935X583 68 1,100 SH N/A YES N/A YES N/A N/A
Phillips 66 Com Equities 718546104 1,673 37,472 SH N/A YES N/A YES N/A N/A
Power Shares QQQ (NASDAQ100) Equities 73935A104 1,490 22,682 SH N/A YES N/A YES N/A N/A
Quantum Fuel Systems Tech Co Equities 74765E109 0 40 SH N/A YES N/A YES N/A N/A
Rockwell Automation Inc. Equities 773903109 3,638 52,031 SH N/A YES N/A YES N/A N/A
Rydex S&P Equal Wght ETF Equities 78355W106 215 4,100 SH N/A YES N/A YES N/A N/A
Rayonier Inc. Equities 754907103 4,251 86,450 SH N/A YES N/A YES N/A N/A
Starbucks Equities 855244109 9 200 SH N/A YES N/A YES N/A N/A
SPDR S&P Hi Yld Div Aristocrat S Ind Equities 78462F103 38 655 SH N/A YES N/A YES N/A N/A
Ishares 1-3 yr Treasury Index Equities 78462F103 54 645 SH N/A YES N/A YES N/A N/A
Siemens A.G. ADR Equities 826197501 2,797 27,690 SH N/A YES N/A YES N/A N/A
Sirius Satellite Radio Equities 82967N108 3 1,000 SH N/A YES N/A YES N/A N/A
The Southern Company Equities 842587107 23 500 SH N/A YES N/A YES N/A N/A
Suburban Propane LP Equities 864482104 2,637 61,160 SH N/A YES N/A YES N/A N/A
S & P Depository Recpts Equities 78462F103 28 195 SH N/A YES N/A YES N/A N/A
St. Jude Medical, Inc. Equities 790849103 2,512 63,592 SH N/A YES N/A YES N/A N/A
State Street Boston Equities 857477103 3,833 85,817 SH N/A YES N/A YES N/A N/A
Svc Merchandise Corp Equities n/a 0 200 SH N/A YES N/A YES N/A N/A
Stryker Corp Equities 863667101 3,219 61,151 SH N/A YES N/A YES N/A N/A
AT&T Equities 00206R102 5 150 SH N/A YES N/A YES N/A N/A
Target Corp Equities 87612E106 3,004 48,270 SH N/A YES N/A YES N/A N/A
iShares Lehman TIPS Equities 464287176 529 4,349 SH N/A YES N/A YES N/A N/A
iShrs Lehman 20YR Trsy ETF Equities 464287432 17 140 SH N/A YES N/A YES N/A N/A
Texas Instruments Equities 882508104 3,065 110,206 SH N/A YES N/A YES N/A N/A
Union Pacific Equities 907818108 33 264 SH N/A YES N/A YES N/A N/A
United Technologies Corp Equities 913017109 3,500 44,878 SH N/A YES N/A YES N/A N/A
Proshares Ultra Financials Equities 74347X633 10 150 SH N/A YES N/A YES N/A N/A
Marriott Vaca World Com Equities 57164Y107 19 467 SH N/A YES N/A YES N/A N/A
Vgd Sm Cap Value ETF Equities 922908611 761 10,611 SH N/A YES N/A YES N/A N/A
Vanguard Mid Cap ETF Equities 922908629 418 5,152 SH N/A YES N/A YES N/A N/A
Vodafone Group PLC ADS Equities 92857W100 5 175 SH N/A YES N/A YES N/A N/A
Vanguard Total Stock Market ETF Equities 922908769 28 380 SH N/A YES N/A YES N/A N/A
Vanguard Val Vipers ETF Equities 922908744 3,593 60,535 SH N/A YES N/A YES N/A N/A
Vanguard Val Vipers ETF (D) Equities 922908744 12 200 SH N/A YES N/A YES N/A N/A
Vanguard Lg Cap ETF Equities 922908637 3,056 46,692 SH N/A YES N/A YES N/A N/A
Vanguard Lg Cap ETF Equities 922908637 39 600 SH N/A YES N/A YES N/A N/A
Vng'd Emerg Mkts Stk ETF Equities 922042858 3,900 93,279 SH N/A YES N/A YES N/A N/A
Verizon Communications Equities 92343V104 21 455 SH N/A YES N/A YES N/A N/A
Websense Inc. Equities 947684106 1,190 79,360 SH N/A YES N/A YES N/A N/A
Wells Fargo Equities 949746101 2,205 64,217 SH N/A YES N/A YES N/A N/A
Washington Real Estate Equities 939653101 2,670 99,610 SH N/A YES N/A YES N/A N/A
Xcorporeal, Inc. Equities 587289109 0 02 SH N/A YES N/A YES N/A N/A
Healthcare Select Sector SPDR Equities 81369Y209 704 17,347 SH N/A YES N/A YES N/A N/A
Exxon Mobil Corp Equities 30231G102 1,640 17,793 SH N/A YES N/A YES N/A N/A
Yahoo! Inc Equities 984332106 3 200 SH N/A YES N/A YES N/A N/A