Managing Director and President

0001085146-14-000275.txt : 20140207 0001085146-14-000275.hdr.sgml : 20140207 20140206190503 ACCESSION NUMBER: 0001085146-14-000275 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140207 DATE AS OF CHANGE: 20140206 EFFECTIVENESS DATE: 20140207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WealthTrust Axiom LLC CENTRAL INDEX KEY: 0001425949 IRS NUMBER: 261094936 FISCAL YEAR END: 1208 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12715 FILM NUMBER: 14581444 BUSINESS ADDRESS: STREET 1: 4 RADNOR CORP CENTER STREET 2: SUITE 520 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 610-688-0025 MAIL ADDRESS: STREET 1: 4 RADNOR CORP CENTER STREET 2: SUITE 520 CITY: RADNOR STATE: PA ZIP: 19087 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001425949 XXXXXXXX 12-31-2013 12-31-2013 false WealthTrust Axiom LLC

4 RADNOR CORP CENTER SUITE 520 RADNOR PA 19087

13F HOLDINGS REPORT 028-12715 N Albert C. Matt Managing Director and President 610-688-0050 /s/ Albert C. Matt Radnor PA 01-29-2014 0 196 259762 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 316 2258 SH SOLE 0 0 2258 ABB LTD SPONSORED ADR 000375204 212 8000 SH SOLE 0 0 8000 ABERDEEN ASIA PACIFIC INCOM COM 003009107 1506 261566 SH SOLE 0 0 261566 ABERDEEN GLOBAL INCOME FD IN COM 003013109 182 17500 SH SOLE 0 0 17500 AGL RES INC COM 001204106 287 6078 SH SOLE 0 0 6078 ALCOA INC COM 013817101 563 52967 SH SOLE 0 0 52967 ALIGN TECHNOLOGY INC COM 016255101 289 5070 SH SOLE 0 0 5070 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 274 38543 SH SOLE 0 0 38543 ALTRIA GROUP INC COM 02209S103 202 5287 SH SOLE 0 0 5287 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 232 9960 SH SOLE 0 0 9960 AMERICAN EAGLE ENERGY CORP COM 02554F102 1565 763880 SH SOLE 0 0 763880 AMERICAN SOFTWARE INC CL A 029683109 332 33707 SH SOLE 0 0 33707 AMPIO PHARMACEUTICALS INC COM 03209T109 71 10000 SH SOLE 0 0 10000 ANNALY CAP MGMT INC COM 035710409 840 84300 SH SOLE 0 0 84300 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Y2573F102 963 123953 SH SOLE 0 0 123953 FLOW INTL CORP COM 343468104 46 11500 SH SOLE 0 0 11500 FORD MTR CO DEL COM PAR $0.01 345370860 212 13756 SH SOLE 0 0 13756 FOSTER L B CO COM 350060109 974 20606 SH SOLE 0 0 20606 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 201 5666 SH SOLE 0 0 5666 FRONTIER COMMUNICATIONS CORP COM 35906A108 6151 1322909 SH SOLE 0 0 1322909 FURMANITE CORPORATION COM 361086101 5846 550552 SH SOLE 0 0 550552 GENERAL ELECTRIC CO COM 369604103 7497 267496 SH SOLE 0 0 267496 GEO GROUP INC COM 36159R103 340 10576 SH SOLE 0 0 10576 GIGOPTIX INC COM 37517Y103 29 19354 SH SOLE 0 0 19354 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 595 11150 SH SOLE 0 0 11150 GRACE W R & CO DEL NEW COM 38388F108 646 6536 SH SOLE 0 0 6536 GRAHAM CORP COM 384556106 358 9891 SH SOLE 0 0 9891 GREAT PANTHER SILVER LTD COM 39115V101 13 18250 SH SOLE 0 0 18250 GREAT PLAINS ENERGY INC COM 391164100 2167 89406 SH SOLE 0 0 89406 GRIFFON CORP COM 398433102 601 45500 SH SOLE 0 0 45500 GSE SYS 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INC COM 46269C102 125 20000 SH SOLE 0 0 20000 ISHARES SELECT DIVID ETF 464287168 315 4420 SH SOLE 0 0 4420 ISHARES TIPS BD ETF 464287176 324 2953 SH SOLE 0 0 2953 ISHARES SP SMCP600GR ETF 464287887 202 1710 SH SOLE 0 0 1710 ISHARES INTL SEL DIV ETF 464288448 821 21660 SH SOLE 0 0 21660 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 174 18995 SH SOLE 0 0 18995 JOHNSON & JOHNSON COM 478160104 1040 11366 SH SOLE 0 0 11366 JPMORGAN CHASE & CO COM 46625H100 213 3649 SH SOLE 0 0 3649 KIMBERLY CLARK CORP COM 494368103 516 4946 SH SOLE 0 0 4946 LILLY ELI & CO COM 532457108 4587 89957 SH SOLE 0 0 89957 LSI INDS INC COM 50216C108 5168 596111 SH SOLE 0 0 596111 MAGNETEK INC COM NEW 559424403 4070 169805 SH SOLE 0 0 169805 MAIDEN HOLDINGS LTD SHS G5753U112 273 25000 SH SOLE 0 0 25000 MANITEX INTL INC COM 563420108 2182 137425 SH SOLE 0 0 137425 MERCK & CO INC NEW COM 58933Y105 3743 74787 SH SOLE 0 0 74787 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 82 12500 SH SOLE 0 0 12500 MICROSOFT CORP COM 594918104 1433 38316 SH SOLE 0 0 38316 MISONIX INC COM 604871103 639 113620 SH SOLE 0 0 113620 MITEK SYS INC COM NEW 606710200 217 36700 SH SOLE 0 0 36700 MOOG INC CL A 615394202 271 4001 SH SOLE 0 0 4001 NEW YORK MTG TR INC COM PAR $.02 649604501 176 25180 SH SOLE 0 0 25180 NEXTERA ENERGY INC COM 65339F101 283 3312 SH SOLE 0 0 3312 NISOURCE INC COM 65473P105 695 21165 SH SOLE 0 0 21165 NOBLE CORP PLC SHS USD G65431101 490 13096 SH SOLE 0 0 13096 NORDIC AMERICAN TANKERS LIMI COM G65773106 3099 319489 SH SOLE 0 0 319489 NOVARTIS A G SPONSORED ADR 66987V109 1356 16874 SH SOLE 0 0 16874 NTS INC NEV COM 62943B105 39 20000 SH SOLE 0 0 20000 NUSTAR ENERGY LP UNIT COM 67058H102 829 16271 SH SOLE 0 0 16271 NUVEEN QUALITY PFD INCOME FD COM 67071S101 91 11900 SH SOLE 0 0 11900 OLIN CORP COM PAR $1 680665205 664 23046 SH SOLE 0 0 23046 ORANGE SPONSORED ADR 684060106 354 28693 SH SOLE 0 0 28693 ORION ENERGY SYSTEMS INC COM 686275108 298 43876 SH SOLE 0 0 43876 PALATIN TECHNOLOGIES INC COM PAR $ .01 696077403 22 30835 SH SOLE 0 0 30835 PARK ELECTROCHEMICAL CORP COM 700416209 262 9125 SH SOLE 0 0 9125 PENN WEST PETE LTD NEW COM 707887105 267 31950 SH SOLE 0 0 31950 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 200 10550 SH SOLE 0 0 10550 PEPSICO INC COM 713448108 626 7556 SH SOLE 0 0 7556 PERCEPTRON INC COM 71361F100 479 34544 SH SOLE 0 0 34544 PERICOM SEMICONDUCTOR CORP COM 713831105 407 46000 SH SOLE 0 0 46000 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 153 11168 SH SOLE 0 0 11168 PFIZER INC COM 717081103 5714 186573 SH SOLE 0 0 186573 PHILLIPS 66 COM 718546104 318 4130 SH SOLE 0 0 4130 PIONEER ENERGY SVCS CORP COM 723664108 5164 644721 SH SOLE 0 0 644721 PNC FINL SVCS GROUP INC COM 693475105 231 2984 SH SOLE 0 0 2984 POINTS INTL LTD COM NEW 730843208 12085 475617 SH SOLE 0 0 475617 POTASH CORP SASK INC COM 73755L107 716 21750 SH SOLE 0 0 21750 POWERSECURE INTL INC COM 73936N105 6852 399100 SH SOLE 0 0 399100 POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 316 13000 SH SOLE 0 0 13000 PPL CORP COM 69351T106 223 7440 SH SOLE 0 0 7440 PROCTER & GAMBLE CO COM 742718109 792 9734 SH SOLE 0 0 9734 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 146 29000 SH SOLE 0 0 29000 PVR PARTNERS L P COM UNIT REPTG L 693665101 1404 52356 SH SOLE 0 0 52356 REPUBLIC FIRST BANCORP INC COM 760416107 93 31500 SH SOLE 0 0 31500 RETRACTABLE TECHNOLOGIES INC COM 76129W105 959 311394 SH SOLE 0 0 311394 ROCKWELL AUTOMATION INC COM 773903109 200 1698 SH SOLE 0 0 1698 ROGERS CORP COM 775133101 215 3500 SH SOLE 0 0 3500 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 660 9269 SH SOLE 0 0 9269 RTI INTL METALS INC COM 74973W107 383 11200 SH SOLE 0 0 11200 SCHLUMBERGER LTD COM 806857108 964 10709 SH SOLE 0 0 10709 SEANERGY MARITIME HLDGS CORP SHS Y73760129 32 16164 SH SOLE 0 0 16164 SIRIUS XM HLDGS INC COM 82968B103 35 10259 SH SOLE 0 0 10259 SONIC FDRY INC COM NEW 83545R207 4280 440408 SH SOLE 0 0 440408 SOUTHERN CO COM 842587107 245 5966 SH SOLE 0 0 5966 SPAN AMER MED SYS INC COM 846396109 214 10295 SH SOLE 0 0 10295 SPDR S&P 500 ETF TR TR UNIT 78462F103 274 1485 SH SOLE 0 0 1485 SPECTRA ENERGY CORP COM 847560109 234 6578 SH SOLE 0 0 6578 STATOIL ASA SPONSORED ADR 85771P102 3973 164666 SH SOLE 0 0 164666 STUDENT TRANSN INC COM 86388A108 4444 717954 SH SOLE 0 0 717954 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 343 4557 SH SOLE 0 0 4557 SUNOPTA INC COM 8676EP108 1657 165575 SH SOLE 0 0 165575 SUSQUEHANNA BANCSHARES INC P COM 869099101 316 24616 SH SOLE 0 0 24616 SYNERGETICS USA INC COM 87160G107 284 78700 SH SOLE 0 0 78700 TE CONNECTIVITY LTD REG SHS H84989104 305 5537 SH SOLE 0 0 5537 TECO ENERGY INC COM 872375100 216 12545 SH SOLE 0 0 12545 TETRA TECHNOLOGIES INC DEL COM 88162F105 1807 146208 SH SOLE 0 0 146208 TIME WARNER INC COM NEW 887317303 1606 23042 SH SOLE 0 0 23042 TORONTO DOMINION BK ONT COM NEW 891160509 2438 25875 SH SOLE 0 0 25875 TOTAL S A SPONSORED ADR 89151E109 569 9289 SH SOLE 0 0 9289 TSAKOS ENERGY NAVIGATION LTD SHS G9108L108 252 42060 SH SOLE 0 0 42060 UNILEVER N V N Y SHS NEW 904784709 374 9319 SH SOLE 0 0 9319 UNISYS CORP COM NEW 909214306 4279 127492 SH SOLE 0 0 127492 UNIVERSAL HEALTH RLTY INCM T SH BEN INT 91359E105 1084 27075 SH SOLE 0 0 27075 VERIZON COMMUNICATIONS INC COM 92343V104 4452 90602 SH SOLE 0 0 90602 WALGREEN CO COM 931422109 1533 26690 SH SOLE 0 0 26690 WAL-MART STORES INC COM 931142103 356 4525 SH SOLE 0 0 4525 WELLS FARGO & CO NEW COM 949746101 903 19899 SH SOLE 0 0 19899 WESTAR ENERGY INC COM 95709T100 821 25550 SH SOLE 0 0 25550 XCEL ENERGY INC COM 98389B100 1033 37001 SH SOLE 0 0 37001 XERIUM TECHNOLOGIES INC COM NEW 98416J118 208 12650 SH SOLE 0 0 12650 XEROX CORP COM 984121103 1996 164085 SH SOLE 0 0 164085