0001214782-16-000264.txt : 20160111 0001214782-16-000264.hdr.sgml : 20160111 20160111185857 ACCESSION NUMBER: 0001214782-16-000264 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160104 FILED AS OF DATE: 20160111 DATE AS OF CHANGE: 20160111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HYDROCARB ENERGY CORP CENTRAL INDEX KEY: 0001425808 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 300420930 FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 800 GESSNER, SUITE 375 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: 281-408-4880 MAIL ADDRESS: STREET 1: 800 GESSNER, SUITE 375 CITY: HOUSTON STATE: TX ZIP: 77024 FORMER COMPANY: FORMER CONFORMED NAME: DUMA ENERGY CORP DATE OF NAME CHANGE: 20120404 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC AMERICAN OIL CORP DATE OF NAME CHANGE: 20080201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lai Kwongyip Andrew CENTRAL INDEX KEY: 0001444463 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53313 FILM NUMBER: 161337375 MAIL ADDRESS: STREET 1: 363 NORTH SAM HOUSTON PKWY, SUITE 380 CITY: HOUSTON STATE: TX ZIP: 77060 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2016-01-04 0 0001425808 HYDROCARB ENERGY CORP HECC 0001444463 Lai Kwongyip Andrew 800 GESSNER, SUITE 375 HOUSTON TX 77024 0 1 0 0 Chief Financial Officer Common Stock 0 D Employee Stock Options (Right to Buy) 1.38 2016-01-08 2021-01-08 Common Stock 3334 D Employee Stock Options (Right to Buy) 1.38 2017-01-08 2021-01-08 Common Stock 3333 D Employee Stock Options (Right to Buy) 1.38 2018-01-08 2021-01-08 Common Stock 3333 D /s/ K. Andrew Lai 2016-01-11